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UNITED STATES PATENT AND TRADEMARK OFFICE
`
`________________________________
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`________________________________
`
`
`ROKU, INC.,
`
`Petitioner,
`
`v.
`
`IOENGINE, LLC
`
`Patent Owner.
`____________________________
`
`Case IPR2022-01554
`U.S. Patent No. 10,972,584
`________________________________
`
`PETITIONER’S NOTICE RANKING PETITIONS
`
`
`
`
`
`

`

`
`
`Petitioner Roku, Inc. (“Petitioner” or “Roku”) concurrently filed four petitions
`
`against U.S. Patent 10,972,584 (the “’584 Patent”), which has 99 claims. Per the
`
`Trial Practice Guide (“TPG”), Petitioner submits this Notice including (1) a ranking
`
`of the petitions in order in which Petitioner wishes the Board to consider the merits,
`
`and (2) a succinct explanation of the differences between the petitions, why the
`
`issues addressed by the differences are material, and why the Board should use its
`
`discretion to institute all of the petitions if it identifies one petition that satisfies
`
`Petitioner’s burden under 35 U.S.C. §314(a).
`
`
`
`Although all of the petitions are meritorious and justified, Petitioner requests
`
`that the Board consider the Petitions according to the following ranking:
`
`Rank Petition
`
`Prior Art References
`Petitioner Relies On
`Primary Reference: Ozawa
`
`Secondary References: Prabhu and
`Lyle
`Primary Reference: Ozawa
`
`Secondary References: Prabhu, Spies,
`Boebert, and Swix
`Primary Reference: Alger
`
`Secondary References: Lyle and
`Connelly
`Primary Reference: Alger
`
`Secondary References: Lyle, Halbert,
`and Dowling
`
`1
`
`Claims
`Challenged
`1-16, 22-24, 36-
`53, 58, 70-84,
`and 90-92
`
`IPR2022-
`01551
`(Petition 1)
`
`IPR2022-
`01552
`(Petition 2)
`
`17-21, 25-35,
`54-57, 59-69,
`85-89, and 93-99
`
`IPR2022-
`01553
`(Petition 3)
`
`1-16, 22-24, 36-
`53, 58, 70-84,
`and 90-92
`
`IPR2022-
`01554
`(Petition 4)
`
`17-21, 25-35,
`54-57, 59-69,
`85-89, and 93-99
`
`1
`
`2
`
`3
`
`4
`
`
`
`
`
`
`
`

`

`
`
`The material differences between the petitions warrant institution of all of
`
`them. The four petitions are divided by claims challenged, art area, and prior art
`
`date. First, because the ’584 Patent has 99 claims, multiple petitions were needed to
`
`challenge different groups of claims. Specifically, Petitions 1 and 3 each challenge
`
`56 claims related to device-terminal communications, and Petitions 2 and 4 each
`
`challenge 43 claims related to device-network communications.
`
`
`
`Second, the petitions proceed on different primary references from different
`
`art areas. Specifically, Petitions 1 and 2 rely on Ozawa from the set-top box
`
`(“STB”) art, and Petitions 3 and 4 rely on Alger from the personal digital assistant
`
`(“PDA”) art. The STB and PDA petitions rely on different secondary references,
`
`except for one reference, Lyle.
`
`
`
`Patent Owner IOENGINE, LLC (“Patent Owner”) has asserted all 99 claims
`
`(the “Challenged Claims”) against Petitioner in co-pending litigation, IOENGINE,
`
`LLC v. Roku Inc., No. 6:21-cv-1296 (W.D. Tex.). Patent Owner has alleged in
`
`Preliminary Infringement Contentions that many different Roku products are
`
`“portable device[s]” per Claim 1 because these products communicate with a
`
`communications network (Internet) to access media content and display that
`
`content on a TV. EX1310, pp.8-13, 23-28. If all of these different Roku products
`
`are each a “portable device” as urged by Patent Owner, then the STB art cited in
`
`Petitions 1 and 2 render the Challenged Claims unpatentable as they too
`
`
`
`2
`
`

`

`communicate with a communications network (Internet) to access media content
`
`and display that content on a TV.
`
`
`
`Patent Owner has broadly interpreted the Challenged Claims for purposes of
`
`infringement and these infringement theories affirm Petitioner’s assertions as to
`
`how the STB art cited in Petitions 1 and 2 render the Challenged Claims
`
`unpatentable. However, based on discovery in the litigation, it appears that Patent
`
`Owner will argue that the Roku products accused of infringement are different than
`
`STBs and STBs are not relevant to the unpatentability of the Challenged Claims.
`
`Despite the complete inconsistency with Patent Owner’s position, the PDA art
`
`cited in Petitions 3 and 4 also render the Challenged Claims unpatentable. Alger’s
`
`PDA is plainly a “portable device.” The ’584 Patent itself discloses “PDAs . . . are
`
`considered among the smallest portable computing solution.” EX1301, 2:43-46.
`
`
`
`Further, the ’584 Patent has an asserted priority date of March 23, 2004, but
`
`in the litigation Patent Owner has alleged a conception date as early as June 26,
`
`2001. The secondary references in the petitions have different dates to account for
`
`Patent Owner’s potential antedating arguments (Prabhu, Spies, Boebert, and Swix
`
`in Petitions 1 or 2 vs. Lyle, Connelly, Halbert, and Dowling in Petitions 1, 3, or 4).
`
`
`
`Given the material differences between the four petitions, and to prevent
`
`Patent Owner from asserting the ’584 Patent against Petitioner without the Office
`
`ever considering the applicability of STB art to the Challenged Claims, the Board
`
`
`
`3
`
`

`

`should use its discretion to institute all of them. That is, the STB art in Petitions 1
`
`and 2 and the PDA art in Petitions 3 and 4 was not disclosed, cited, or considered
`
`during prosecution. The prior art in the petitions is materially different from and
`
`not cumulative to the prior art considered by the Examiner.
`
`
`
`
`
`In view of the number and relative detail of the Challenged Claims (Claim 1
`
`is 373 words), Patent Owner’s potential arguments about STBs, and Patent
`
`Owner’s potential antedating arguments, four petitions are needed to fully
`
`elaborate the obviousness grounds based on the STB art in Petitions 1 and 2 and
`
`the PDA art in Petitions 3 and 4. The Petitions are not redundant, duplicative, or
`
`substantially similar. Rather, each Petition presents compelling evidence of
`
`obviousness, without repeating the same theory or points.
`
`The litigation history of the ’584 Patent’s family also supports institution of
`
`all of the petitions. Patent Owner is a serial litigant and has asserted patents in the
`
`’584 Patent family against other defendants. But the Board has found that many
`
`claims of ’584 Patent family members are unpatentable. IPR2019-00879 (19
`
`claims of ’969 Patent unpatentable); IPR2019-00929 (53 claims of ’703 Patent
`
`unpatentable).1 The U.S. District Court for the District of Delaware has also
`
`
`1 The Board’s judgments in IPR2019-00879 and IPR2019-00929 are pending on
`
`appeal in IOENGINE, LLC v. Ingenico Inc., Case Nos. 21-1227, -1331, -1332, -
`
`
`
`4
`
`

`

`invalidated claims of the ’969 Patent or ’703 Patent. Ingenico Inc. v. IOENGINE,
`
`LLC, No. 18-cv-826, D.I. 506 (D. Del. July 25, 2022). Petitioner submits that each
`
`Petition provides a strong showing of unpatentability of the Challenged Claims.
`
`
`
`The Board should exercise its discretion under §314(a) to institute. The first
`
`five General Plastic factors weigh in favor of institution because Petitioner filed
`
`the petitions for the first time and on the same day. Intex Recreation Corp. v.
`
`Team Worldwide Corp., IPR2018-00874, Paper 14 at 9-12 (PTAB Oct. 29, 2018)
`
`(five petitions); see also Flex Logix Techs., Inc. v. Venkat Konda, IPR2020-00261,
`
`Paper 22 at 22-24 (PTAB Aug. 3, 2020). As to the sixth and seventh factors, the
`
`grounds asserted in the petitions involve only two primary references, and the
`
`Board’s resources will not be tasked to a degree that the final written decisions will
`
`not be timely completed. Intex, IPR2018-00874, at 11.
`
`
`
`For the foregoing reasons, Petitioner respectfully requests that the Board
`
`institute all four petitions. If the Board decides to institute one petition per each
`
`Challenged Claim, Petitioner requests that the Board institute Petitions 1 and 2.
`
`
`
`
`
`
`1375, and -1376 (Fed. Cir.). Patent Owner took over 240 days of extension of time
`
`to file its opening brief. EFC No. 23, 26, 45, 47, 50.
`
`
`
`5
`
`

`

`
`By: /James L. Lovsin/
`
`
`
`
`James L. Lovsin, Lead Counsel
`Reg. No. 69,550
`
`Counsel for Petitioner Roku, Inc.
`
`
`Dated: September 19, 2022
`
`Respectfully Submitted,
`
`
`
`
`
`
`
`
`
`
`
`6
`
`

`

`CERTIFICATE OF SERVICE
`The undersigned hereby certifies on this September 19, 2022, that a true and
`
`
`
`correct copies of the foregoing NOTICE RANKING PETITIONS was served in
`
`their entirety on the following party via FedEx Express® or Express Mail:
`
`
`
`
`
`
`
`
`
`
`
`
`
`Correspondence Address:
`Mark Koffsky
`Koffsky Schwalb LLC
`500 Seventh Avenue
`8th Floor
`New York NY 10018
`
`
`
`Dated: September 19, 2022
`
`
`
`
`By: /James L. Lovsin/
`
`
`
`
`James L. Lovsin, Lead Counsel
`Reg. No. 69,550
`
`Counsel for Petitioner Roku, Inc.
`
`7
`
`

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