throbber

`
`
`
`
`
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`Ammar Al-Ali
`In re Patent of:
`10,687,745 Attorney Docket No.: 50095-0045IP4
`U.S. Patent No.:
`June 23, 2020
`
`Issue Date:
`Appl. Serial No.: 16/835,772
`
`Filing Date:
`March 31, 2020
`
`Title:
`PHYSIOLOGICAL MONITORING DEVICES, SYSTEMS,
`AND METHODS
`
`DECLARATION OF DR. BRIAN W. ANTHONY, Ph.D.
`
`
`1
`
`APPLE 1003
`
`

`

`TABLE OF CONTENTS
`
`V.
`
`
`Background .................................................................................................. 10
`I.
`Level of Ordinary Skill in the Art ............................................................... 11
`II.
`Interpretations of the ’745 Patent Claims at Issue ....................................... 12
`III.
`IV. Overview of the Prior Art ............................................................................ 12
`A. Ackermans ......................................................................................... 12
`B.
`Savant ................................................................................................ 14
`C.
`Venkatraman ..................................................................................... 15
`D.
`Sarantos ............................................................................................. 16
`The Ackermans-Savant Combination .......................................................... 17
`A. Overview of the Combination ........................................................... 17
`B.
`Analysis ............................................................................................. 20
`1.
`Claim 1 .................................................................................... 20
`2.
`Claim 2 .................................................................................... 31
`3.
`Claim 5 .................................................................................... 32
`4.
`Claim 6 .................................................................................... 34
`5.
`Claim 8 .................................................................................... 37
`6.
`Claim 10 .................................................................................. 37
`7.
`Claim 11 .................................................................................. 38
`8.
`Claim 12 .................................................................................. 40
`9.
`Claim 15 .................................................................................. 41
`10. Claim 17 .................................................................................. 49
`11. Claim 19 .................................................................................. 49
`VI. The Ackermans-Savant-Venkatraman Combination ................................... 50
`A. Overview of the Combination ........................................................... 50
`B.
`Analysis ............................................................................................. 52
`1.
`Claim 3 .................................................................................... 52
`2.
`Claim 4 .................................................................................... 54
`
`2
`
`

`

`Claim 20 .................................................................................. 55
`3.
`Claim 21 .................................................................................. 58
`4.
`Claim 22 .................................................................................. 59
`5.
`Claim 23 .................................................................................. 61
`6.
`Claim 24 .................................................................................. 62
`7.
`Claim 25 .................................................................................. 63
`8.
`Claim 26 .................................................................................. 64
`9.
`VII. The Ackermans-Savant-Sarantos Combination .......................................... 64
`A. Overview of the Combination ........................................................... 64
`B.
`Analysis ............................................................................................. 71
`1.
`Claim 13 .................................................................................. 71
`2.
`Claim 14 .................................................................................. 73
`VIII. Legal Principles ........................................................................................... 74
`A. Anticipation ....................................................................................... 74
`B.
`Obviousness ...................................................................................... 75
`
`
`
`
`
`
`3
`
`

`

`
`I, Brian W. Anthony, of Cambridge, MA, declare that:
`
`
`1. My name is Dr. Brian W. Anthony. I am an Associate Principal
`
`Research Scientist at the Institute of Medical Engineering & Science at
`
`Massachusetts Institute of Technology (MIT). I am also a Principal Research
`
`Scientist at MIT’s Mechanical Engineering department, Director of the Master of
`
`Engineering in Advanced Manufacturing and Design Program at MIT, Director of
`
`Health Technology at the MIT Center for Clinical and Translational Research, a
`
`Co-Director of the Medical Electronic Device Realization Center of the Institute of
`
`Medical Engineering & Science, and Associate Director of MIT.nano. My current
`
`curriculum vitae is attached and some highlights follow.
`
`2.
`
`I earned my B.S. in Engineering (1994) from Carnegie Mellon
`
`University. I earned my M.S. (1998) and Ph.D. (2006) in Engineering from MIT.
`
`My research focused on high-performance computation, signal processing, and
`
`electro-mechanical system design.
`
`3.
`
`In 1997, I co-founded Xcitex Inc., a company that specialized in
`
`video-acquisition and motion-analysis software. I served as the Chief Technology
`
`Officer and directed and managed product development until 2006. Our first demo
`
`product was an optical ring for human motion measurement used to capture user
`
`hand motion in order to control the user’s interaction with a computer. Many of
`
`the structural elements of our optical ring addressed the same system issues as
`
`4
`
`

`

`those described and claimed in the patent at issue. For example, our optical ring
`
`included multiple light emitting diodes, multiple photodetectors, techniques for
`
`modulation and synchronization, and noise reduction algorithms. We estimated
`
`human hand-motion based on how that motion changed the detected light. In our
`
`application, we did not try to eliminate motion artifact, we tried to measure it. In
`
`developing our ring, we considered well-known problems such as ambient light
`
`and noise. Motion Integrated Data Acquisition System (MiDAS) was our flagship
`
`video and data acquisition product which relied upon precise synchronization of
`
`multiple clocks for optical sensor and video acquisition, data acquisition, and
`
`external illumination.
`
`4.
`
`I joined MIT in 2006 and was the Director of the Master of
`
`Engineering in Advance Manufacturing and Design Program for over ten years.
`
`The degree program covers four main components: Manufacturing Physics,
`
`Manufacturing Systems, Product Design, and Business Fundamentals. Many of
`
`the courses, projects, and papers my students undertake involve technologies
`
`relevant to the patent at issue, for example, sensor devices including non-invasive
`
`optical biosensors.
`
`5.
`
`In 2011, I co-founded MIT’s Medical Electronic Device Realization
`
`Center (“MEDRC”) and currently serve as co-director. The MEDRC aims to
`
`create and deploy revolutionary medical technologies by collaborating with
`
`5
`
`

`

`clinicians, the microelectronics, and medical devices industries. We combine
`
`expertise in computation; communications; optical, electrical, and ultrasound
`
`sensing technologies; and consumer electronics. We focus on the usability and
`
`productivity of medical devices using, for example, image and signal processing
`
`combined with intelligent computer systems to enhance practitioners’ diagnostic
`
`intuition. Our research portfolio includes low power integrated circuits and
`
`systems, big data, micro electro-mechanical systems, bioelectronics, sensors, and
`
`microfluidics. Specific areas of innovation include wearable, non-invasive and
`
`minimally invasive optical biosensor devices, medical imaging, laboratory
`
`instrumentation, and the data communication from these devices and instruments
`
`to healthcare providers and caregivers. My experience with these devices is
`
`directly applicable to the technology in the patent at issue.
`
`6.
`
`I am currently the Co-Director of the Device Realization Lab at the
`
`Medical Electronic Device Realization Center at the Institute of Medical
`
`Engineering & Science at MIT. The Device Realization Lab designs instruments
`
`and techniques to sense and control physical systems. Medical devices and
`
`manufacturing inspection systems are a particular focus. We develop and combine
`
`electromechanical systems, complex algorithms, and computation systems to
`
`create instruments and measurement solutions for problems that are otherwise
`
`intractable.
`
`6
`
`

`

`7.
`
`The research of the Device Realization Lab focuses on product
`
`development interests cross the boundaries of computer vision, acoustic and
`
`ultrasonic imaging, large-scale computation and simulation, optimization,
`
`metrology, autonomous systems, and robotics. We use computation, and computer
`
`science, as methodology for attacking complex instrumentation problems. My
`
`work combines mathematical modeling, simulation, optimization, and
`
`experimental observations, to develop instruments and measurement solutions.
`
`8. My record of professional service includes recognitions from several
`
`professional organizations in my field of expertise.
`
`9.
`
`I am a named inventor on 10 issued U.S. patents. Most but not all of
`
`these patents involve physiological monitoring and other measurement
`
`technologies.
`
`10.
`
`I have published approximately 100 papers, and have received a
`
`number of best paper and distinguished paper awards. A number of papers that I
`
`have published relate to physiological monitoring and other measurement and
`
`instrumentation technologies.
`
`11.
`
`I have been retained on behalf of Apple Inc. to offer technical
`
`opinions relating to U.S. Patent No. 10,687,745 (“the ’745 patent,” EX1001) and
`
`prior art references relating to its subject matter. I have reviewed the ’745 Patent
`
`and relevant excerpts of the prosecution history of the ’745 Patent (EX1002). I
`
`7
`
`

`

`have also reviewed the following prior art references and materials, in addition to
`
`other materials I cite in my declaration:
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`EX1004: U.S. Pat. No. 8,670,819 (“Iwamiya”)
`
`EX1005: U.S. Pat. No. 9,392,946 (“Sarantos”)
`
`EX1006: U.S. Pub. No. 2014/0275854 (“Venkataraman”)
`
`EX1007: U.S. Pat. No. 6,483,976 (“Shie”)
`
`EX1008: U.S. Pat. No. 6,801,799 (“Mendelson-799”)
`
`EX1009: U.S. Pub. No. 2015/0018647 (“Mandel”)
`
`EX1010: U.S. Pub. No. 2009/0275810 (“Ayers”)
`
`EX1011: PCT. Pub. No. 2011/051888 (“Ackermans”)
`
`EX1012: U.S. Pat. No. 6,158,245 (“Savant”)
`
`EX1013: Design of Pulse Oximeters, J.G. Webster; Institution of
`
`Physics Publishing, 1997 (“Webster”)
`
`EX1014: U.S. Pub. No. 2009/0054112 (“Cybart”)
`
`EX1015: U.S. Pat. No. 5,893,364 (“Haar”)
`
`EX1016: U.S. Pat. No. 5,952,084 (“Anderson”)
`
`12. Counsel has informed me that I should consider these materials
`
`through the lens of one of ordinary skill in the art related to the ’745 patent at the
`
`time of the earliest possible priority date of the ’745 patent, and I have done so
`
`during my review of these materials. The ’745 patent claims priority to an
`
`8
`
`

`

`application filed July 2, 2015 (the “Critical Date”). Counsel has informed me that
`
`this Critical Date represents the earliest priority date to which the challenged
`
`claims of ’745 patent are possibly entitled, and I have therefore used that Critical
`
`Date in my analysis below.
`
`13.
`
`I have no financial interest in the party or in the outcome of this
`
`proceeding. I am being compensated for my work as an expert on an hourly basis.
`
`My compensation is not dependent on the outcome of these proceedings or the
`
`content of my opinions.
`
`14.
`
`In writing this Declaration, I have considered the following: my own
`
`knowledge and experience, including my work experience in the fields of
`
`mechanical engineering, computer science, biomedical engineering, and electrical
`
`engineering; my experience in teaching those subjects; and my experience in
`
`working with others involved in those fields. In addition, I have analyzed various
`
`publications and materials, in addition to other materials I cite in my declaration.
`
`15. My opinions, as explained below, are based on my education,
`
`experience, and expertise in the fields relating to the ’745 patent. Unless otherwise
`
`stated, my testimony below refers to the knowledge of one of ordinary skill in the
`
`fields as of the Critical Date, or before. Any figures that appear within this
`
`document have been prepared with the assistance of Counsel and reflect my
`
`understanding of the ’745 patent and the prior art discussed below.
`
`9
`
`

`

`I.
`
`Background
`16. The ’745 patent, entitled “Advanced Pulse Oximetry Sensor,”
`
`describes a “non-invasive, optical-based physiological monitoring system[.]”
`
`EX1001, Face, Abstract.
`
`17.
`
`Independent claim 1 of the ’745 patent is generally representative:
`
`1. A physiological monitoring device comprising:
`a plurality of light-emitting diodes configured to emit light in a first
`shape;
`a material configured to be positioned between the plurality of light-
`emitting diodes and tissue on a wrist of a user when the physiological
`monitoring device is in use, the material configured to change the first
`shape into a second shape by which the light emitted from one or more
`of the plurality of light-emitting diodes is projected towards the tissue;
`a plurality of photodiodes configured to detect at least a portion of
`the light after the at least the portion of the light passes through the
`tissue, the plurality of photodiodes further configured to output at least
`one signal responsive to the detected light;
`a surface comprising a dark-colored coating, the surface configured
`to be positioned between the plurality of photodiodes and the tissue
`when the physiological monitoring device is in use, wherein an opening
`defined in the dark-colored coating is configured to allow at least a
`portion of light reflected from the tissue to pass through the surface;
`a light block configured to prevent at least a portion of the light
`emitted from the plurality of light-emitting diodes from reaching the
`plurality of photodiodes without first reaching the tissue; and
`
`10
`
`

`

`a processor configured to receive and process the outputted at least
`one signal and determine a physiological parameter of the user
`responsive to the outputted at least one signal.
`
`
`II. Level of Ordinary Skill in the Art
`18. Based on the foregoing and upon my experience in this area, a person
`
`of ordinary skill in the relevant art as of the Critical Date (a “POSITA”) would
`
`have been a person with a working knowledge of physiological monitoring
`
`technologies. The person would have had a Bachelor of Science degree in an
`
`academic discipline emphasizing the design of electrical, computer, or software
`
`technologies, in combination with training or at least one to two years of related
`
`work experience with capture and processing of data or information, including but
`
`not limited to physiological monitoring technologies. Alternatively, the person
`
`could have also had a Master of Science degree in a relevant academic discipline
`
`with less than a year of related work experience in the same discipline.
`
`19. Based on my experiences, I have a good understanding of the
`
`capabilities of a POSITA. Indeed, I have taught, participated in organizations, and
`
`worked closely with many such persons over the course of my career.
`
`20.
`
`I have performed my analysis through the lens of a POSITA as of the
`
`Critical Date.
`
`11
`
`

`

`III.
`
`Interpretations of the ’745 Patent Claims at Issue
`21.
`I understand that, for purposes of my analysis in this inter partes
`
`review proceeding, the terms appearing in the patent claims should generally be
`
`interpreted according to their “ordinary and customary meaning.” See Phillips v.
`
`AWH Corp., 415 F.3d 1303, 1312 (Fed. Cir. 2005) (en banc). I understand that
`
`“the ordinary and customary meaning of a claim term is the meaning that the term
`
`would have to a person of ordinary skill in the art in question at the time of the
`
`invention.” Id. at 1313. I also understand that the person of ordinary skill in the
`
`art is deemed to read the claim term not only in the context of the particular claim
`
`in which the disputed term appears, but in the context of the entire patent,
`
`including the specification. Id.
`
`IV. Overview of the Prior Art
`A. Ackermans
`22. Ackermans describes an optical sensor 10 for measuring the blood
`
`oxygenation levels of a user. EX1011, Abstract, 1, 2-5. As shown in FIGS. 1 and
`
`2 below, the optical sensor 10 includes “at least one light emitter (20) for emitting
`
`light (21) directed to a part of the skin (50) of a patient and at least one photo-
`
`detector (30) for detecting light (31) reflected from the skin (50). A housing (40)
`
`for carrying the at least one light emitter (20) and the at least one photo-detector
`
`(30) is provided, where the housing (40) has a contact area with the skin (50).”
`
`EX1011, Abstract, 4:22-25.
`
`12
`
`

`

`EX1011, FIG. 1 (annotated)
`
`
`
`
`
`EX1011, FIG. 2 (annotated)
`
`23.
`
`In the example shown in FIG. 7, Ackermans’ optical sensor 10 is
`
`implemented within a wristwatch for placement on a user at a tissue measurement
`
`site. EX1011, 10:29-35.
`
`
`
`13
`
`

`

`
`EX1011, FIG. 7 (annotated)
`
`
`
`24. The frame 90 of the wristwatch is attachable to the skin 50 of a patient
`
`
`
`with an elastic band. EX1011, 10:29-35. The “optical sensor 10 is positioned at
`
`the center of the frame” 90. Id. Sensor 10 can be used to obtain physiological
`
`measurements such as blood oxygen levels (e.g., arterial oxygen saturation levels)
`
`and heart rates. EX1011, 6:15-18, 1:8-18, 13:10-12 (claim 6). “Electrical signals
`
`from the at least one photo-detector are processed [by electrical elements] in order
`
`to determine an oximetry value.” Id., 3:10-12, 8:25-9:2, 10:3-10.
`
`B.
`Savant
`25. Savant, titled “High Efficiency Monolithic Glass Light Shaping
`
`Diffuser and Method of Making,” describes a “light shaping diffuser (LSD)” which
`
`“is a type of diffuser used in a variety of illuminating, imaging, and light projecting
`
`applications.” EX1012, 1:16-19. “A LSD is a transparent or translucent structure
`
`having an entrance surface, an exit surface, and light shaping structures formed on
`
`14
`
`

`

`its entrance surface and/or in its interior.” Id., 1:19-22. The “light shaping
`
`structures diffract light passing through the LSD so that the beam of light emitted
`
`from the LSD's exit surface exhibits a precisely controlled energy distribution
`
`along horizontal and vertical axes.” Id., 1:30-33. Savant describes that “LSDs can
`
`be used to shape a light beam so that over 90% (and up to 95%-98%) of the light
`
`beam entering the LSD is directed towards and into contact with a target located
`
`downstream of the LSD.” Id., 1:34-37. “A LSD can be made to collect incoming
`
`light and either (1) distribute it over a circular area from a fraction of a degree to
`
`over 100°, or (2) send it into an almost unlimited range of elliptical angles.” Id.,
`
`1:37-40. Savant describes that LSDs “exhibit a high degree of versatility because
`
`they may be employed with light from almost any source, including LEDs,
`
`daylight, a tungsten halogen lamp, or an arc lamp.” Id., 1:49-51. LSD’s can also
`
`be used to “control the angular spread of transmitted light.” Id., 6:16-17.
`
`C. Venkatraman
`26. Venkatraman teaches a portable biometric monitoring device with a
`
`touchscreen display that can be worn on the wrist like a watch. EX1006, 12:16-21,
`
`15:19-26, 52:23-53:18. In particular, Venkatraman describes a "biometric
`
`monitoring device[] ... adapted to be worn or carried on the body of a user ...
`
`including [an] optical heart rate monitor" designed to "be a wrist-worn or arm-
`
`mounted accessory such as a watch or bracelet." EX1006, 37:29-33.
`
`15
`
`

`

`Venkatraman's monitoring device is "small in size so as to be unobtrusive for the
`
`wearer" and "designed to be able to be worn without discomfort for long periods of
`
`time and to not interfere with normal daily activity." EX1006, 14:28-36.
`
`Venkatraman device also includes a digital display with "uses capacitive touch
`
`detection" to display data acquired or stored locally on the wristwatch. EX1006,
`
`53:19-55:51.
`
`27. Venkatraman further discloses transmitting information wirelessly
`
`from its monitoring device to a secondary device such as a smartphone. EX1006,
`
`31:1-16, 57:20-53. Venkatraman also discloses that such a configuration allows the
`
`secondary device to act as a user interface for the wrist-worn wearable
`
`physiological device. EX1006, 57:42-44. Venkatraman further discloses that the
`
`secondary device (i.e., smartphone) can show various metrics regarding the user's
`
`health, and receive inputs through a touch-screen display. EX1006, 37:41-63,
`
`55:29-51, 57:20-58:9.
`
`D.
`Sarantos
`28. Sarantos describes a “wristband-type wearable fitness monitor” that
`
`measures “physiological parameters” of the wearer, such as the person’s “heart
`
`rate” and “blood oxygenation levels.” EX1005, 2:5-14, 5:55-59, 7:12-14, 13:39-
`
`47. The monitor performs these measurements using a photoplethysmographic
`
`(PPG) sensor, which includes one or more light sources (e.g., LEDs) and an array
`
`16
`
`

`

`of photodetectors. Id., 1:9-10, 43-47, 7:12-16, 15:23-43. Sarantos describes that
`
`when the monitor “is worn by a person in a manner similar to a wristwatch, the
`
`back face” of the monitor “may be pressed against the person's skin, allowing the
`
`light sources” of the PPG sensor “to illuminate the person’s skin.” Id., 1:48-51,
`
`7:12-23. The light “diffuses through the person's flesh and a portion of this light is
`
`then emitted back” (i.e., reflected) “out of the person's skin in close proximity to
`
`where the light was introduced into the flesh.” Id., 7:24-28. The photodetector
`
`array of the PPG sensor measures the “intensity” of this reflected light, and
`
`provides signals representing the intensity to “control logic” of the monitoring
`
`device. EX1005, 2:5-14, 7:12-23, 13:39-47. The control logic can then calculate
`
`different physiological parameters based on characteristics of the reflected light
`
`signal. Id., 1:54-56, 7:12-23. For example, the person’s heart rate can be
`
`calculated based on “fluctuations in the amount of light from the light source that
`
`is emanated back out of the flesh” that correspond fluctuations in blood volume
`
`associated with each beat of the person’s heart. Id., 7:23-60.
`
`V. The Ackermans-Savant Combination
`A. Overview of the Combination
`29.
`In this combination, the optical sensor 10 of Ackermans is modified to
`
`incorporate a light-shaping diffuser, such as those taught by Savant, between its
`
`17
`
`

`

`emitters and the tissue measurement site. EX1011, Abstract, 4:22-25, FIG. 1;
`
`EX1012, 1:16-51, 6:16-17.
`
`30.
`
`I believe that a POSITA would have been motivated and found it
`
`obvious to modify Ackermans to incorporate a light-shaping diffuser, such as those
`
`taught by Savant, between its emitters and the tissue measurement site in order to
`
`more precisely control the distribution of light from the emitters across the tissue
`
`measurement site and improve sensor performance. As described by Savant, a
`
`light-shaping diffuser provides precise control over the shape of the exiting light.
`
`EX1012, 1:37-40 (a light-shaping diffuser “can be made to collect incoming light
`
`and either (1) distribute it over a circular area from a fraction of a degree to over
`
`100°, or (2) send it into an almost unlimited range of elliptical angles”). Such
`
`precise control would have allowed Ackermans’ device to be calibrated to increase
`
`the amount of reflected light received by the photodiodes by precisely controlling
`
`the area of the tissue site being illuminated, thereby leading to more received light
`
`and a higher signal-to-noise (SNR) ratio. EX1011, Abstract, 4:22-25, FIG. 1;
`
`EX1012, 1:16-51, 6:16-17. Use of a light-shaping diffuser would also have
`
`enabled different spatial configurations of photodiodes to be utilized in the optical
`
`sensor by allowing the distribution of light to be modified based on the specific
`
`diffuser chosen as would be important for different designs and use scenarios. See
`
`id.
`
`18
`
`

`

`31. Further, a I believe that a POSITA would have found it obvious to
`
`modify Ackermans based on Savant’s teachings because doing so entails the use of
`
`known solutions to improve similar systems and methods in the same way. It is
`
`my understanding that “when a patent ‘simply arranges old elements with each
`
`performing the same function it had been known to perform’ and yields no more
`
`than one would expect from such an arrangement, the combination is obvious.”
`
`KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, 417 (2007). I further believe that a
`
`POSITA would have recognized that applying Savant’s teachings to augment
`
`Ackermans would have led to predictable performance enhancement without
`
`significantly altering or hindering the functions performed by Ackermans’ system.
`
`32.
`
`In fact, I believe that a POSITA would have been motivated to
`
`incorporate the well-known techniques of Savant into Ackermans to achieve the
`
`predictable benefits described in Savant. See, e.g., EX1012, 1:16-51, 6:16-17.
`
`Indeed, a POSITA would have had a reasonable expectation of success
`
`incorporating Savant’s teachings into Ackermans, because Savant teaches that
`
`light-shaping diffusers are widely applicable to “almost any [light] source,
`
`including LEDs.” See EX1012, 1:49-51.
`
`33. Accordingly, for at least these reasons, augmenting Ackermans’
`
`device based on the teachings of Savant would have been routine and
`
`straightforward to a POSITA, and it would have been clear that such a combination
`
`19
`
`

`

`would predictably work and provide the expected results without undue
`
`experimentation. Id.
`
`B. Analysis
`1.
`Claim 1
`[1.0] A physiological monitoring device comprising:
`34. Ackermans describes an optical sensor 10 for measuring the blood
`
`oxygenation levels of a user. EX1011, Abstract, 1, 2-5. As shown in FIGS. 1 and
`
`2 below, the optical sensor 10 includes “at least one light emitter (20) for emitting
`
`light (21) directed to a part of the skin (50) of a patient and at least one photo-
`
`detector (30) for detecting light (31) reflected from the skin (50). A housing (40)
`
`for carrying the at least one light emitter (20) and the at least one photo-detector
`
`(30) is provided, where the housing (40) has a contact area with the skin (50).”
`
`EX1011, Abstract, 4:22-25.
`
`
`
`EX1011, FIG. 1 (annotated)
`
`20
`
`

`

`EX1011, FIG. 2 (annotated)
`In the example shown in FIG. 7, Ackermans’ optical sensor 10 is
`
`35.
`
`implemented within a wristwatch for placement on a user at a tissue measurement
`
`
`
`site. EX1011, 10:29-35.
`
`
`
`
`
`EX1011, FIG. 7 (annotated)
`
`
`
`36. The frame 90 of the wristwatch is attachable to the skin 50 of a patient
`
`with an elastic band. EX1011, 10:29-35. The “optical sensor 10 is positioned at
`
`21
`
`

`

`the center of the frame” 90. Id. Sensor 10 can be used to obtain physiological
`
`measurements such as blood oxygen levels (e.g., arterial oxygen saturation levels)
`
`and heart rates. EX1011, 6:15-18, 1:8-18, 13:10-12 (claim 6). “Electrical signals
`
`from the at least one photo-detector are processed [by electrical elements] in order
`
`to determine an oximetry value.” Id., 3:10-12, 8:25-9:2, 10:3-10. Accordingly,
`
`Ackermans renders obvious “a wrist-worn physiological monitoring device
`
`configured for placement on a user at a tissue measurement site.”
`
`37. Therefore, the combination of Ackermans and Savant renders obvious
`
`[1.0].
`
`[1.1] a plurality of light-emitting diodes configured to emit
`light in a first shape;
`38. As explained above with respect to [1.0], Ackermans describes an
`
`optical sensor 10 that includes “at least one light emitter (20) for emitting light (21)
`
`directed to a part of the skin (50) of a patient and at least one photo- detector (30)
`
`for detecting light (31) reflected from the skin (50).” EX1011, Abstract, 4:22-25.
`
`39.
`
`In more detail, Ackermans’ optical sensor 10 includes a light emission
`
`source (emitter 20 with housing 46) comprising a plurality of emitters in the form
`
`of LEDs that emit light at different wavelengths. EX1011, 6:1-8. These LEDs are
`
`configured to irradiate the tissue measurement site by emitting light 21 towards the
`
`tissue measurement site as shown in FIGS. 1, 3A, and 3B. Id., 6:1-8. Ackermans
`
`22
`
`

`

`explains that emitted light enters the skin and photodetectors detect light that
`
`reflects back from the skin. Id., 2:15-23, 6:1-8, 7:5-10, Abstract.
`
`40. Therefore, the combination of Ackermans and Savant renders obvious
`
`[1.1].
`
`EX1011, FIG. 1 (annotated).
`
`
`
`EX1011, FIGS. 3A, 3B (depicting the tissue measurement site and reflection
`therefrom)
`
`
`
`23
`
`

`

`[1.2] a material configured to be positioned between the
`plurality of light-emitting diodes and tissue on a wrist of a
`user when the physiological monitoring device is in use, the
`material configured to change the first shape into a second
`shape by which the light emitted from one or more of the
`plurality of light-emitting diodes is projected towards the
`tissue;
`In the combination, Ackermans describes that the optical sensor 10 is
`
`41.
`
`implemented within a “wristwatch” that is “attachable to the skin 50 of a patient
`
`with an elastic band 92, for example an arm wrist.” EX1011, 10:29-35.
`
`42. Also in the combination, Savant describes a “light shaping diffuser
`
`(LSD)” which “is a type of diffuser used in a variety of illuminating, imaging, and
`
`light projecting applications.” EX1012, 1:16-19. Savant describes that “LSDs can
`
`be used to shape a light beam so that over 90% (and up to 95%-98%) of the light
`
`beam entering the LSD is directed towards and into contact with a target located
`
`downstream of the LSD.” Id., 1:34-37. “A LSD can be made to collect incoming
`
`light and either (1) distribute it over a circular area from a fraction of a degree to
`
`over 100°, or (2) send it into an almost unlimited range of elliptical angles.” Id.,
`
`1:37-40. Savant describes that LSDs “exhibit a high degree of versatility because
`
`they may be employed with light from almost any source, including LEDs,
`
`daylight, a tungsten halogen lamp, or an arc lamp.” Id., 1:49-51. LSD’s can also
`
`be used to “control the angular spread of transmitted light.” Id., 6:16-17.
`
`24
`
`

`

`43. The following modified FIG. 1 from Ackermans shows the optical
`
`sensor 10 incorporating a light shaping diffuser, as described by Savant:
`
`
`EX1011, FIG. 1 (annotated and modified to add light-shaping diffuser from
`Savant, shown in green)
`44. As previously discussed, I believe that a POSITA would have been
`
`motivated to implement a light-shaping diffuser, such as those described in Savant,
`
`in the optical sensor 10 of Ackermans. See Section IV.A.
`
`45. Therefore, the combination of Ackermans and Savant renders obvious
`
`[1.2].
`
`
`
`
`
`25
`
`

`

`[1.3] a plurality of photodiodes configured to detect at
`least a portion of the light after the at least the portion of the
`light passes through the tissue, the plurality of photodiodes
`further configured to output at least one signal responsive to
`the detected light;
`46. As explained above with respect to [1.0] and shown below in FIG. 1,
`
`Ackermans discloses at least one photo-detector (30) for detecting light (31)
`
`reflected from the skin (50). EX1011, Abstract, 2:15-23, 4:22-25. “The [at least
`
`one] photo-detector 30 is circular in shape and mounted in the circular groove
`
`formed by the base plate 45, the outer ring 41 and the inner ring 42.” Id. In some
`
`implementations, a plurality of detectors can be implemented as “small
`

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket