CX-1760
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`EAST Search History
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`APL_MAS_ITC_00557246
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`

`EAST Search History
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`CX-1760
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`APL_MAS_ITC_00557247
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`IPR2022-01465
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`

`

`
`
`EAST Search History
`
`CX-1760
`
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`1(°20140046149"). PN.
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`
`file:///C/Users/mfardanesh/Documents/e-Red%20Folder/15195 199/EASTSearchHistory.15195199_AccessibleVersion -htm[2/19/2019 10:44:36 AM]
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`

`
`i
`15995860" | "6023629" | "6024699"|
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`CX-1760
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`(circulation vessel vasculature).cim. and
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`EAST Search History (Interference)
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`2/19/2019 10:44:34 AM
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`
`file:///C/Users/mfardanesh/Documents/e-Red%20Folder/15195 199/EASTSearchHistory.15195199_AccessibleVersion -htm[2/19/2019 10:44:36 AM]
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`Receipt date: 12/20/2016
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`
`CX-1760
`
`15/195,199 - GAD: 3791
`
`PTO/SB/08 Equivalent
`
`15/195199
`
`Application No.
`June 28, 2016
`Filing Date
`Ammar Al-Ali
`First Named Inventor
`3735
`Art Unit
`
`(Multiple sheets used when necessary) SHEET 1 OF 4
`
`Attorney Docket No.
`
`U.S. PATENT DOCUMENTS
`
`Fardanesh, Marjan
`MAS.1007A
`
`Pages, Columns, Lines Where
`Publication
`Document Number
`Relevant Passages or
`Name
`Date
`No. Number- Kind Code(if known)
`initials
`Example: 1,234,567 Bi
`MM-DD-YYYY
`Relevant Figures Appear
`
`1
`7,519,327
`4/14/2009
`White
`
`
`FL8|7,726,209 6/1/2010 Ruotoistenmiaki
`
`
`7,862,523
`1/4/2011
`Ruotoistenmaki
`
`
`|6|8,364,389 1/29/2013 Doroguskeretal.
`
`
`7
`8,615,290
`12/24/2013
`Lin et al.
`
`Sarwaretal.
`6/24/2014
`8,760,517
`|8
`
`10
`9,072,437
`WT/2015
`Paalasmaa
`
`
`||ta|9,210,566 12/8/2015 Ziemianskaetal.
`
`
`13
`9,311,382
`4/12/2016
`Varoglu et al.
`
`
`||18|9,489,081 11/8/2016 Anzuresetal.
`
`
`16
`9,497,534
`11/15/2016
`Prestet al.
`
`
`
`
`
`
`
`
`
`H—— 7,601,123
`10/13/2009
`Tweed,et al.
`$+ 8,289,130
`10/16/2012
`Nakajimaetal.
`fe 8,655,004
`2/18/2014
`Prestetal.
`—$|
`9,081,889
`TN4/2015
`Ingrassia,Jr. etal.
`—_*
`9,357,665
`5/31/2016
`Myerset al.
`Hs 9,526,430
`12/27/2016
`Srinivas etal.
`— 20
`9,651,405
`5/16/2017
`Gowreesunkeretal.
`——t
`9,716,937
`7/25/2017
`Qianetal.
`ae 9,838,775
`12/5/2017
`Qianetal.
`—§$|
`9,867,575
`1/16/2018
`Maanietal.
`02/19/2018
`
`
`||a8|9,553,625 1/24/2017 Hatanakaetal.
`
`
`19
`9,593,969
`3/14/2017
`King
`
`
`|fat|9,668,676 6/6/2017 Culbert
`
`
`9,699,546
`TWAl2017
`Qianetal.
`
`
`||aa|9,723,997 8/8/2017 Lamego
`
`
`9,781,984
`10/10/2017
`Baranski etal.
`
`
`|ar|9,848,823 12/26/2017 Raghuram etal.
`
`
`9,866,671
`1/9/2018
`Thompsonet al.
`
`Examiner Signature
`
`/MARJAN FARDANESH/
`
`Date Considered
`
`
`
`PAGE 291 OF 530
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`MASIMO2057
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`MASIMO 2057
`Apple v. Masimo
`IPR2022-01465
`
`

`

`Receipt date: 12/20/2016
`
`CX-1760
`
`15/195,199 - GAD: 3791
`
`PTO/SB/08 Equivalent
`
`135/195199
`INFORMATION DISCLOSURE
`Tone 28, 2016
`
`
`STATEMENT BY APPLICANT First Named Inventor|Ammar Al-Ali
`Art Unit
`3735
`
` Application No.
`
`(Multiple sheets used when necessary)
`SHEET 2 OF 4
`
`Fardanesh, Marjan
`MAS.1007A
`
`U.S. PATENT DOCUMENTS
`Pages, Columns, Lines Where
`Publication
`Document Number
`Name
`initials
`Relevant Passages or
`Date
`No. Number- Kind Code (if known)
`Example: 1,234,567 B1
`MM-BD-YYYY
`Relevant Figures Appear
`
`30
`9,898,049
`2/20/2018
`Myerset al.
`
`
`||32|9,952,095 4/24/2018 Hotelling etal.
`
`
`10,039,080
`7/31/2018
`Milleret al.
`
`
`||85|10,066,970 9/4/2018 Gowreesunkeretal.
`
`
`36
`10,076,257
`9/18/2018
`Lin etal.
`
`
`||38|2014/0171146 6/19/2014 Maetal.
`
`
`2015/0173671
`6/25/2015
`Paalasmaaet al.
`
`
`ffat|2015/0281424 10/1/2015 Vocket al.
`
`
`42
`2015/0318100
`11/5/2015
`Rothkopfet al.
`
`
`|faa|2016/0023245 1/28/2016 Zadeskyetal.
`
`
`2016/0038045
`2/11/2016
`Shapiro
`
`
`
`
`
`
`
`
`
`re 9,918,646
`3/20/2018
`Singh Alvaradoetal.
`=. 10,055,121
`8/21/2018
`Chaudhri etal.
`— 37
`10,078,052
`9/18/2018
`Nessetal.
`—$| 2015/0255001
`9/10/2015
`Haughavetal.
`— 43
`2016/0019360
`1/21/2016
`PAHWAetal.
`| 2016/0051157
`2/25/2016
`Waydo
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`2016/0058309
`3/3/2016
`Han
`——4 52
`2016/0058370
`3/3/2016
`RAGHURAMetal.
`pe 2016/0157780
`6/9/2016
`RIMMINENetal.
`— 58
`2016/0256082
`9/8/2016
`Elyetal.
`02/19/2019
`
`Silva
`2/25/2016
`2016/0051158
`|[ary
`
`48
`2016/0058302
`3/3/2016
`Raghurametal.
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`
`||50|2016/0058312 3/3/2016 Hanetal.
`
`
`51
`2016/0058356
`3/3/2016
`RAGHURAMetal.
`
`
`||3|2016/0071392 3/10/2016 Hankeyetal.
`
`
`2016/0154950
`6/2/2016
`NAKAJIMAetal.
`
`
`||56|2016/0213309 7/28/2016 SANNHOLMetal.
`
`
`57
`2016/0256058
`9/8/2016
`Phamet al.
`
`
`
`Date Considered
`
`PAGE 292 OF 530
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`MASIMO2057
`Apple v. Masimo
`IPR2022-01465
`
`MASIMO 2057
`Apple v. Masimo
`IPR2022-01465
`
`

`

`Receipt date: 12/20/2016
`
`15/195199
`
`CX-1760
`
`15/195,199 - GAD: 3791
`
`PTO/SB/08 Equivalent
`
`INFORMATION DISCLOSURE
`Tune 28, 2016
`
`
`STATEMENT BY APPLICANT First Named Inventor|Ammar Al-Ali
`Art Unit
`3735
`
`
`
`(Multiple sheets used when necessary)
`SHEET 3 OF 4
`
`Fardanesh, Marjan
`MAS.1007A
`
`U.S. PATENT DOCUMENTS
`Pages, Columns, Lines Where
`Publication
`Document Number
`Relevant Passages or
`Date
`No. Number- Kind Code (if known)
`Example: 1,234,567 B1
`MM-BD-YYYY
`Relevant Figures Appear
`
`2016/0267238
`9/15/2016
`Nag
`
`initials
`
`Name
`
`
`|fet|2016/0296173 10/13/2016 Culbert
`
`
` 2016/0296174 10/13/2016 Isikmanet al.
`
`
`
`
`|fea|2016/0378069 12/29/2016 Rothkopf
`
`
`2016/0378071
`12/29/2016
`Rothkopf
`
`
`|67|2017/0010858 1/12/2017 Prestet al.
`
`
`68
`2017/0074897
`3/16/2017
`Mermeletal.
`
`
`||70|2017/0086689 3/30/2017 Shuiet al.
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`
`71
`2017/0086742
`3/30/2017
`Harrison-Noonanetal.
`
`
`||73|2017/0094450 3/30/2017 Tu et al.
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`
`74
`2017/0164884
`6/15/2017
`Culbertet al.
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`
`||76|2017/0273619 9/28/2017 Alvaradoetal.
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`
`77
`2017/0281024
`10/5/2017
`Narasimhanetal.
`
`
`
`
`
`
`
`
`
`— 2016/0287181
`10/6/2016
`Hanetal.
`=. 2016/0310027
`10/27/2016
`Han
`pS 2017/0007183
`1/12/2017
`Dusanet al.
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`2017/0084133
`3/23/2017
`Cardinali etal.
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`2017/0086743
`3/30/2017
`Bushnell etal.
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`2017/0248446
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`Gowreesunkeretal.
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`2017/0293727
`10/12/2017
`Klaassenetal.
`——4 81
`2017/0340209
`11/30/2017
`Klaassenetal.
`— 84
`2017/0354332
`12/14/2017
`Lamego
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`2017/0358240
`12/14/2017
`Blahniket al.
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`
`
`||79|2017/0325698 11/16/2017 Allecetal.
`
`
`80
`2017/0325744
`11/16/2017
`Allec etal.
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`
`||82|2017/0340219 11/30/2017 Sullivanetal.
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`
`83
`2017/0347885
`12/7/2017
`Tanet al.
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`||88|2017/0354795 12/14/2017 BLAHNIKetal.
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`
`86
`2017/0358239
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`Arneyet al.
`
`
`
`PAGE 293 OF 530
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`MASIMO2057
`Apple v. Masimo
`IPR2022-01465
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`MASIMO 2057
`Apple v. Masimo
`IPR2022-01465
`
`

`

`Receipt date: 12/20/2018
`
`
`
`(Multiple sheets used when necessary)
`
`SHEET 4 OF 4
`
`Attorney Docket No.
`
`CX-1760
`
`15/195,199 - GAD: 3791
`
`PTO/SB/08 Equivalent
`
`15/195199
`
`Fardanesh, Marjan
`
`MAS.1007A
`
`Tune 28, 2016
`INFORMATION DISCLOSURE
`
`
`STATEMENT BY APPLICANT First Named Inventor|Ammar Al-Ali
`Art Unit
`3735
`
`
`
`Examiner|Cit Document Number Publication Pages, Columns, Lines Where
`
`initials
`No. Number- Kind Code(if known)
`Date
`Name
`Relevant Passages or
`,
`Example: 1,234,567 Bi
`MM-DD-YYYY
`Relevant Figures Appear
`
`88
`2017/0358242
`12/14/2017
`Thompsonet al.
`
`U.S. PATENT DOCUMENTS
`
`2018/0025287
`
`2018/0042556
`
`1/25/2018
`
`2/15/2018
`
`Mathewet al.
`
`SHAHPARNIAetal.
`
`2018/0055375
`
`3/1/2018
`
`MARTINEZet al.
`
`2018/0056129
`
`1/1/2018
`
`NARASIMHA RAO et al.
`
`2018/0078151
`
`3/22/2018
`
`ALLECetal.
`
`
`
`
`
`
`89
`2017/0360306
`12/14/2017
`Narasimhanetal.
`
`||go|2017/0366657 12/21/2017 Thompsonetal.
`
`
`
` 2018/0014781 1/18/2018 Clavelle etal.
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`
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`
`
`
`2018/0049694
`2/22/2018
`Singh Alvaradoetal.
`
`2018/0050235
`2/22/2018
`Tanetal.
`
`
`
`2018/0055439
`3/1/2018
`Phametal.
`
`
`
`
`
`
`
`
`
`
`Hotelling etal.
`8/23/2018
`2018/0238734
`2018/0279956
`10/4/2018
`WAYDO etal.
`
`
`
`
`FOREIGN PATENT DOCUMENTS
`
`
`
`Foreign Patent Document
`Publication
`Pages, Columns, Lines
`
`Examiner|Ci Country Code-Number-Kind Dat Where Relevant Passages rT
`
`
`
`
`Initials
`.
`Code
`MM-DD-YYYY
`or Relevant Figures
`Example:
`JP 1234567 Ai
`Appear
`
` 2018/0078 182 3/22/2018 CHENetal.
`
`
`
`
`
`2018/0110469
`
`2018/0153418
`
`2018/0164853
`2018/0196514
`
`2018/0228414
`
`4/26/2018
`
`6/7/2018
`
`6/14/2018
`F/A12/2018
`
`8/16/2018
`
`MAANTetal.
`
`SULLIVANet al.
`
`Myerset al.
`ALLECetal.
`
`SHAOetal.
`
`NON PATENT LITERATURE DOCUMENTS
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the
`item (book, magazine, journal, serial, symposium, catalog, etc.), date, page(s), volume-issue
`number(s), publisher, city and/or country where published.
`
`T
`
`Examiner
`Initials
`
`29627918
`
`ExaminerSignature
`
`{/MARJAN FARDANESH/
`
`Date Considered
`
`92/19/2019
`
`|nitial if reference considered, whetheror notcitation is in conformance with MPEP 609. Draw line through citation if not
`“Examiner:
`in conformance and not considered.
`
`T
`
`
`
`PAGE 294 OF 530
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`APL_MAS_ITC_00557253
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`MASIMO2057
`Apple v. Masimo
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`MASIMO 2057
`Apple v. Masimo
`IPR2022-01465
`
`

`

`Receipt date:
`
`11/07/2018
`
`CX-1760
`
`15/195,199 - GAD: 3791
`
`PTO/SB/08 Equivalent
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`
`(Multiple sheets used when necessary)
`SHEET 1 OF 14
`
`135/195199
`
`Application No.
`June 28, 2016
`Filing Date
`
`Amunar Al-Ali
`First Named Inventor
`Art Unit
`
`3735
`
`Fardanesh, Marjan
`
`Attorney Docket No.
`
`U.S. PATENT DOCUMENTS
`
`
`MAS.1007A
`
`
`
`
`
`Examiner|Cite Document Number Publication Pages, Columns, Lines Where
`
`initials
`No Number- Kind Code (if known)
`Date
`Name
`Relevant Passages or
`,
`Example: 1,234,567 B1
`MM-BD-YYYY
`Relevant Figures Appear
`1 12/30/2003|Aoyagi et al.6,671,526 Bt
`
`
`2004/0054290 At
`2
`03/18/2004
`|Chance
`
`FL8|2011/0004106 At 01/06/2011|Iwamiya et al.
`4
`2011/0085721 At
`04/14/2011
`|Guyon et al.
`
`FOREIGN PATENT DOCUMENTS
`
`Name
`
`ri
`
`Pages, Columns, Lines
`Publication
`Foreign Patent Document
`Where Relevant Passages
`Date
`Country Code-Number-Kind
`|Cite|
`Examiner
`or Relevant Figures
`MM-DD-YYYY
`Code
`No.
`Initials
`Appear
`Example:
`JP 1234567 Ai
`
`|8|EP 0781527 At 07/02/1997 |INSTRUMENTARIUMOY|
`
`|fg|EP 2277440 At
`
` NON PATENT LITERATURE DOCUMENTS
`Examiner
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the
`Cite
`
`item (book, magazine, journal, serial, symposium, catalog, etc.), date, page(s), volume-issue
`Initials
`No.
`
`publisher, city and/or country where published.
`
`01/26/2011|PIONEER CORP Po
`
`
`
`
`7
`
`|Written Opinion received in International Application No. PCT/US2016/040190, dated January 2, 2018.
`
`29343450
`
`T! - Place a check Tha?
`
`Examiner Signature
`
`/MARJAM FARDANESH/
`
`Date Considered 02/19/2013
`
`Initial if reference considered, whetheror notcitation is in conformance with MPEP 609.
`“Examiner:
`in conformance and not considered.
`Include copy of this form with next communication to applicant.
`
`Draw line through citation if not
`
`
`
`PAGE 295 OF 530
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`MASIMO 2057
`Apple v. Masimo
`IPR2022-01465
`
`

`

`CX-1760
`
`Doc Code: ECOMM.AUTH/ECOMM.WTDW
`Doc Description:
`Internet Communications Authorized/internet Communications Authorization Withdrawn
`
`AUTHORIZATION FOR INTERNET
`
`15/195199
`Application No.
`
`
`COMMUNICATIONS IN APATENT|Filing Date June 28, 2016
`APPLICATION OR REQUEST TO
`First Named Inventor
`AmmarAI-Ali
`WITHDRAW AUTHORIZATION FOR _AtUnt
`3791
`
`INTERNET COMMUNICATIONS—_E@miner Name Fardanesh, Marjan
`Practitioner Docket No.
`|MAS.1007A
`
`*Totalof1 forms are submitted.
`
`PTO/SB/439 (11-15)
`
`
`
`
`
`Commissioner for Patents
`P.O. Box 1450
`
`Alexandria, VA 22313-1450
`
`|. To authorize permission for Internet Communications.
`
`Recognizing that Internet communications are not secure, | hereby authorize the USPTO to communicate
`with the undersigned and practitioners in accordance with 37 CFR 1.33 and 37 CFR 1.34 concerning any subject
`matter of this application via video conferencing, instant messaging, or electronic mail. | understand that a copy of
`these communications will be made of record in the application file. (MPEP 502.03)
`
`IL. To withdraw authorization for Internet Communications.
`
`, to the USPTO to communicate with the undersigned and
`The authorization given on
`any practitioner in accordance with 37 CFR 1.33 and 37 CFR 1.34 concerning any subject matter of this application
`via Internet communications such as video conferencing, instant messaging, or electronic mail is hereby
`withdrawn. | understand that the withdrawal is effective when approved rather than when received.
`
`lam the
`
`P| applicant.
`
`
`attorney or agent of record. Registration number 74,164
`Pr] attorney or agent acting under 37 CFR 1.34. Registration number
`
`
`/Aaron S. Johnson/
`4-18-2019
`Signature
`
`
`Aaron S. Johnson
`(949) 760-0404
`Typed or printed name
`Telephone Number
`
`NOTE: This form must be signed in accordance with 37 CFR 1.33. See 37 CFR 1.4 for signature requirements and certifications. Juristic entities
`must be represented by a patent practitioner (see 37 CFR 1.31, which is apolicable to any paper filed on or after September 16, 2012,that is
`presented on behaif of a juristic entity, regardless of application filing date}. Submit multiple forms if more than onesignature is required, see
`below*.
`
`PAGE 296 OF 530
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`IPR2022-01465
`
`

`

`CX-1760
`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that:
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`and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark
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`If you do
`not furnish the requested information,
`the U.S. Patent and Trademark Office may not be able to
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`in termination of proceedings or
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`
`The information provided by you in this form will be subject to the following routine uses:
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`1. The information on this form will be treated confidentially to the extent allowed under the
`Freedom of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from
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`6. A record in this system of records may be disclosed, as a routine use, to another federal
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`8. A record from this system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subjectto the limitations of 37
`CFR 1.14, as a routine use,
`to the public if the record wasfiled in an application which
`became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an
`issued patent.
`9. Arecord from this system of records may be disclosed, as a routine use, to a Federal, State,
`or local
`law enforcement agency,
`if the USPTO becomes aware of a violation or potential
`violation of law or regulation.
`
`PAGE 297 OF 530
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`MASIMO 2057
`Apple v. Masimo
`IPR2022-01465
`
`

`

`
`
`CX-1760
`
`Electronic AcknowledgementReceipt
`
`aa
`
`Title of Invention:
`
`ADVANCED PULSE OXIMETRY SENSOR
`
`
`
`First Named Inventor/Applicant Name: Ammar AI-Ali
`
`Customer Number:
`
`64735
`
`
`
`Filer: Aaron Samuel Johnson/ThuyQuyen Nguyen
`
`Filer Authorized By:
`
`Aaron Samuel Johnson
`
`Paymentinformation:
`
`Submitted with Payment
`
`no
`
`File Listing:
`
`Document
`
`sas
`
`File Size(Bytes)/
`
`Multi
`
`Pages
`
`29
`
`Internet Communications Authorized
`
`Internet-Comm-
`Autho_MAS1007A.pdf
`
`Beab7e9fef0f2acd92f92489933f37d9Nb7SF
`
`PAGE 298 OF 530
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`APL_MAS_ITC_00557257
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`MASIMO 2057
`Apple v. Masimo
`IPR2022-01465
`
`

`

`CX-1760
`
`information:
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTOof the indicated documents,
`characterized by the applicant, and including page counts, where applicable.It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`if a new application is being filed and the application includes the necessary componentsfora filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown onthis
`Acknowledgement Receipt will establish the filing date of the application.
`National Stage of an International Application under 35 U.S.C. 371
`if a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application asa
`national stage submission under35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`if a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shownon this AcknowledgementReceiptwill establish the international filing date of
`the application.
`
`
`
`PAGE 299 OF 530
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`APL_MAS_ITC_00557258
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`MASIMO 2057
`Apple v. Masimo
`IPR2022-01465
`
`

`

`Tune 28, 2016
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT First Named Inventor|Ammar Al-Ali
`Art Unit
`3791
`
`CX-1760
`
`15/195199
`
`PTO/SB/08 Equivalent
`
`(Multiple sheets used when necessary)
`
`Fardanesh, Marjan
`
`SHEET 1 OF 14
`
`Attorney Docket No.
`
`MAS.1007A
`
`U.S. PATENT DOCUMENTS
`
`
`
`Examiner|Cit Document Number Publication Pages, Columns, Lines Where
`
`initials
`No. Number- Kind Code(if known)
`Date
`Name
`Relevant Passages or
`,
`Example: 1,234,567 Bi
`MM-DD-YYYY
`Relevant Figures Appear
`1 11-03-1998|Scharf5,830, 137
`
`
`
`
`
`
`
`
`
`
`
`2 05-28-2013|Hannula et al.8,452,364
`
`
`
`
`FOREIGN PATENT DOCUMENTS
`
`Foreign Patent Document
`Publication
`Pages, Columns,Lines
`Examiner
`Country Code-Number-Kind
`Date
`Where Relevant Passages
`Ti
`
`Initials
`.
`Code
`or Relevant Figures
`
`Example:
`JP 1234567 a1_|
`MM-DD-YYYY
`Appear
`
`
`NON PATENT LITERATURE DOCUMENTS
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the
`Examiner|Cite
`item (book, magazine, journal, serial, symposium, catalog, etc.), date, page(s), volume-issue
`Ti
`Initials
`No.
`number(s), publisher, city and/or country where published.
`
`30349839
`
`Examiner Signature
`
`Date Considered
`
`
`
`Include copy of this form with next communication to applicant.
`
`|nitial if reference considered, whetheror notcitation is in conformance with MPEP 609. Draw line through citation if not
`“Examiner:
`in conformance and not considered.
`
`T' - Place a check mark in this area when an English language Translation is attached.
`
`PAGE 300 OF 530
`
`APL_MAS_ITC_00557259
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`Apple v. Masimo
`IPR2022-01465
`
`MASIMO 2057
`Apple v. Masimo
`IPR2022-01465
`
`

`

`CX-1760
`
`Electronic Patent Application Fee Transmittal
`
`Title of Invention:
`
`ADVANCED PULSE OXIMETRY SENSOR
`
`Extension-of-Time:
`
`
`
`First Named Inventor/Applicant Name:
`
`Ammar Al-Ali
`
`
`
`Filer: Aaron Samuel Johnson/Daniel Escajeda
`
`Attorney Docket Number:
`
`MAS.1007A
`
`Filed as Large Entity
`
`Filing Fees for Utility under 35 USC 111(a)
`
`Basic Filing:
`
`Pages:
`
`Miscellaneous-Filing:
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-issuance:
`
`
`PAGE 301 OF 530
`
`APL_MAS_ITC_00557260
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`
`MASIMO 2057
`Apple v. Masimo
`IPR2022-01465
`
`

`

`.
`Peseription
`
`ree cee
`
`1251
`
`.
`
`1
`
`Miscellaneous:
`
`CX-1760
`
`Sub-Total in
`
`200
`
`200
`
`
`
`USDIS) Extension - 7 month with $0 paid
`
`RCE- 1STREQUEST 1300 1801 | 1 1300 |
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Total in USD ($)
`
`1500
`
`PAGE 302 OF 530
`
`APL_MAS_ITC_00557261
`
`MASIMO2057
`Apple v. Masimo
`IPR2022-01465
`
`MASIMO 2057
`Apple v. Masimo
`IPR2022-01465
`
`

`

`
`
`CX-1760
`
`Electronic AcknowledgementReceipt
`
`aa
`
`Title of Invention:
`
`ADVANCED PULSE OXIMETRY SENSOR
`
`
`
`First Named Inventor/Applicant Name: Ammar AI-Ali
`
`Customer Number:
`
`64735
`
`
`
`Filer: Aaron Samuel Johnson/ThuyQuyen Nguyen
`
`Filer Authorized By:
`
`Aaron Samuel Johnson
`
`Paymentinformation:
`
`37 CFR 1.17 (Patent application and reexamination processing fees)
`
`Authorized User
`
`ThuyQuyen Nguyen
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`37 CFR 1.16 (National application filing, search, and examination fees)
`
`PAGE 303 OF 530
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`APL_MAS_ITC_00557262
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`MASIMO 2057
`Apple v. Masimo
`IPR2022-01465
`
`

`

`CX-1760
`
`File Listing:
`
`Document
`Number
`
`Document Description
`P
`
`File Name
`
`File Size(Bytes)/
`:
`Message Digest
`1349943
`
`Request for Continued Examination
`(RCE)
`
`RCE_MAS1007A.PDF
`
`S3cdabfef69e81f4caS2cB2dfd974BaccB0F|
`
`information:
`
`105375
`
`OAR_MAS1007A. pdf
`
`Hha3b6tS10dea7tcOd22f<6b2d94a34101759
`Ste
`
`Multipart Description/PDF files in .zip description
`
`Document Description
`
`Amendment Submitted/Entered with Filing of CPA/RCE
`
`Specification
`
`
`
`beb30
`
`Claims
`
`
`Drawings-only black and whiteline drawings
`
`Applicant summaryof interview with examiner
`
`Applicant Arguments/Remarks Made in an Amendment
`
`
`Information:
`
`Drawings-only black and white line
`.
`drawings
`
`REPLACEMENT_MAS1007A.PDF
`
`boddcc7dectlccea2&2255e2281 e6eb1076
`2606
`
`
`information:
`
`IDS_MAS1007A.pdf
`
`69500 1d a298f70ch34ehdda200d93c34f1
`
`PAGE 304 OF 530
`
`APL_MAS_ITC_00557263
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`IPR2022-01465
`
`MASIMO 2057
`Apple v. Masimo
`IPR2022-01465
`
`

`

`CX-1760
`
`Multipart Description/PDF files in .zip description
`
`Document Description
`
`Transmittal Letter
`
`
`
`
`
`Information Disclosure Statement (IDS) Form (SB08)
`
`
`Warnings:
`Information:
`
`Fee Worksheet (SB06)
`
`fee-info.pdf
`
`a60dcs42déd544c777de9302ciccazcSh5efj
`708
`
`Warnings:
`Information:
`
`Total Files Size (in bytes)
`
`1595409
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`if a new application is being filed and the application includes the necessary componentsfora filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`National Stage of an International Application under 35 U.S.C. 371
`ifa timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0O/903indicating acceptance of the application asa
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Application Filed with the USPTO as a Receiving Office
`if a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`PAGE 305 OF 530
`
`APL_MAS_ITC_00557264
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`IPR2022-01465
`
`MASIMO 2057
`Apple v. Masimo
`IPR2022-01465
`
`

`

`PTO/SB/30EFS (02-18)
`Doc code: RCEX
`Anproved for use through 11/30/2020. OMB 0651-0031
`Doc description: Request for Continued Examination (RCE)
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`
`CX-1760
`
`Number unit|P97"| 9195199 Date 016-06-28 (if applicable) S.1007A
`
`
`
`
`First Named ALA, Ammar
`Examiner
`
`Fardanesn, Maran
`
`REQUEST FOR CONTINUED EXAMINATION(RCE)TRANSMITTAL
`
`(Submitted Only via EFS-Web)
`B
`.
`A
`-
`Art
`7
`.
`
`
`Docket Number
`
`Name
`
`SIGNATURE OF APPLICANT, ATTORNEY, OR AGENT REQUIRED
`
`Application
`
`.
`
`Inventor
`
`Filing
`
`
`
`.
`
`
`
`This is a Request for Continued Examination (RCE) under 37 CFR 1.114 of the above-identified application.
`Request for Continued Examination (RCE) practice under 37 CFR 1.114 does not apply to any utility or plant application filed prior to June 8,
`1995, or to any design application. The Instruction Sheet for this form is located at WWWUSPTO.GOV
`
`
`SUBMISSION REQUIRED UNDER 37 CFR 1.114
`
`Note: if the RCE is proper, any previously filed unentered amendments and amendments enclosed with the RCE will be entered in the order
`in which they were filed unless applicant instructs otherwise. If applicant does not wish to have any previously filed unentered amendment(s)
`entered, applicant must request non-entry of such amendment(s).
`O Previously submitted. lf a final Office action is outstanding, any amendmentsfiled after the final Office action may be considered as a
`submission even if this box is not checked.
`
`ry Consider the arguments in the Appeal Brief or Reply Brief previously filed on
`
`[-] Other
`
`BX] Enclosed
`
`><] Amendment/Reply
`
`
`
`6<]
`
`
`
`
`Information Disclosure Staternent (IDS)
`
`Affidavit(sy Declaration(s)
`
`[| Other
`
`MISCELLANEOUS
`
`O Suspension of action on the above-identified application is requested under 37 CFR 1.103(c) fora period of months
`(Period of suspension shall not exceed 3 months; Fee under 37 CFR 1.17(i) required)
`
`[_] Other
`
`
`FEES
`
`The RCE fee under 37 CFR 1.17(e) is required by 37 CFR 1.114 when the RCE isfiled.
`Bx] The Director is hereby authorized to charge any underpayment of fees, or credit any overpayments, to
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`Deposit Account No 11410
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`>»
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`Patent Practitioner Signature
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`Applicant Signature
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`EFS - Web 2.1.16
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`PAGE 306 OF 530
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`Apple v. Masimo
`IPR2022-01465
`
`

`

`PTO/SB/30EFS (02-18)
`Doc code: RCEX
`Anproved for use through 11/30/2020. OMB 0651-0031
`Doc description: Request for Continued Examination (RCE)
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`CX-1760
`
`Signature of Registered U.S. Patent Practitioner
`
`
`
`|Signature| Aaron S. Johnson/ Date (YYYY-MM-DD) |2019-07-05
`
`
`
`
`
`
`This collection of information is required by 37 CFR 1.114. The information is required to obtain or retain a benefit