`Patent Owner Masimo Corporation
`By: Brian C. Claassen (Reg. No. 63,051)
`
`Carol Pitzel Cruz (Reg. No. 61,224)
`Daniel Kiang (Reg. No. 79,631)
`Jeremiah S. Helm, Ph.D. (admitted pro hac vice)
`
`Filed: June 16, 2023
`
`
`
`
`
`
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`2040 Main Street, Fourteenth Floor
`Irvine, CA 92614
`Tel.: (949) 760-0404
`Fax: (949) 760-9502
`E-mail:
`AppleIPR745-3@knobbe.com
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`
`
`APPLE INC.,
`Petitioner,
`
`v.
`
`MASIMO CORPORATION,
`Patent Owner.
`
`
`
`
`
`
`
`Case IPR2022-01465
`U.S. Patent 10,687,745
`
`
`
`
`
`PATENT OWNER CORRECTED UPDATED EXHIBIT LIST
`
`
`
`
`
`
`IPR2022-01465
`Apple Inc. v. Masimo Corporation
`Exhibit
`No.
`2001 Declaration of Jeremiah S. Helm in Support of Pro Hac Vice Motion
`
`Description
`
`2002 Declaration of Professor R. James Duckworth, Ph.D.
`
`2003 Curriculum Vitae of Professor R. James Duckworth, Ph.D.
`
`2004
`
`2005
`
`2006
`
`Y. Mendelson et al., “A wearable reflectance pulse oximeter for
`remote physiological monitoring,” Proceedings of the 28th IEEE
`EMBS Annual International Conference, pp. 912-915, 2006
`
`R.J. Duckworth et al., “Field Testing of a Wireless Wearable
`Reflectance Pulse Oximeter,” American Telemedicine Association
`Annual Conference, 2006
`
`Y. Mendelson, “Wearable Wireless Pulse Oximetry for Physiological
`Monitoring,” Worcester Polytechnic Institute Precise Personnel
`Location Workshop, 2008
`
`2007 RESERVED
`2008 Masimo Corp. et al. v. Apple Inc., June 6-10, 2022 Public Hearing
`Transcript, ITC Inv. No 337-TA-1276
`
`2009-
`2010 RESERVED
`2011 Masimo Corp. et al. v. Apple Inc., Masimo’s June 27, 2022 Public
`Initial Post-Hearing Brief, ITC Inv. No 337-TA-1276
`2012 Masimo Corp. et al. v. Apple Inc., Masimo’s August 18, 2022 Motion
`to Modify Protective Order, ITC Inv. No 337-TA-1276
`
`2013
`
`Masimo Corp. et al. v. Apple Inc., Apple’s August 29, 2022 Opposition
`to Masimo’s Motion to Modify Protective Order, ITC Inv. No 337-TA-
`1276
`
`- 1 -
`
`
`
`IPR2022-01465
`Apple Inc. v. Masimo Corporation
`Exhibit
`Description
`No.
`2014 Masimo’s September 20, 2022 Email to Board Requesting
`Authorization to File Motions for Additional Discovery
`2015 Apple’s September 19, 2022 Email to Masimo Opposing Masimo’s
`Request for Additional Discovery
`
`2016-
`2018
`
`RESERVED
`
`2019 U.S. Patent Pub. No. 2017/0325744
`
`2020
`
`January 3, 2013 Masimo Press Release Regarding iSpO2
`
`2021 October 2, 2013 Marcelo Lamego Email to Apple CEO Tim Cook
`
`2022 U.S. Patent No. 10,524,671
`
`2023 U.S. Patent No. 10,247,670
`
`2024 U.S. Patent No. 11,009,390
`
`2025 U.S. Patent No. 10,219,754
`
`2026 RESERVED
`2027 Masimo Corp. et al. v. Apple Inc., Public Order Regarding Masimo’s
`Motion for Preliminary Injunction, Case No. 8:20-cv-00048 (C.D. Cal.)
`
`2028 Apple Webpage Titled “Apple Watch Series 6”
`
`2029 Apple Watch Series 6 Video
`2030-
`2049 RESERVED
`2050 Respondent Apple Inc.’s Post-Hearing Brief (publicly filed July 13,
`2022 in the Investigation)
`
`- 2 -
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`
`
`IPR2022-01465
`Apple Inc. v. Masimo Corporation
`Exhibit
`Description
`No.
`2051 Complainants’ Reply Post-Hearing Brief (publicly filed July 25, 2022
`in the Investigation)
`2052 Respondent Apple Inc.’s Corrected Pre-Hearing Brief (publicly filed
`May 27, 2022 in the Investigation)
`
`2053
`
`2054
`
`2055
`
`February 23, 2022 Updated Joint Proposed Claim Construction Chart,
`filed in the Investigation
`
`January 27, 2022 Complainants’ Opening Claim Construction Brief,
`filed in the Investigation
`
`February 10, 2022 Respondent Apple Inc.’s Rebuttal Markman Brief,
`filed in the Investigation
`
`2056
`
`Excerpts of the File History of App. No. 16/532,065
`
`2057
`Excerpts of the File History of App. No. 15/195,199
`2058 August 31-September 27, 2022 Email Chain between Masimo’s
`counsel and Apple’s counsel regarding Petition correction
`
`2059
`PCT Publication WO 02/28274
`2060 Redlined comparison of text of Mendelson-799 and PCT Publication
`WO 02/28274
`
`2061 U.S. Pat. App. Pub. No. 2014/0107493
`
`2062
`
`September 15, 2020 Apple Press Release Regarding Apple Watch
`Series 6
`
`2063
`
`Andrew Griffin, “Apple Watch Series 6: Why Apple Added a Sensor to
`Tell How Much Oxygen Is in Your Blood as Its Big New Feature –
`And What It Means,” Independent, Oct. 7, 2020
`(https://www.independent.co.uk/tech/apple-watch-series-6-blood-
`oxygen-pulse-oximetry-red-light-heart-rate-vo2-max-b513807.html)
`
`- 3 -
`
`
`
`IPR2022-01465
`Apple Inc. v. Masimo Corporation
`Exhibit
`No.
`
`Description
`
`2064
`
`Brian Chen, “The New Apple Watch Measures Your Blood Oxygen.
`Now What?,” New York Times, Sept. 17, 2020
`(https://www.nytimes.com/2020/09/17/technology/personaltech/new-
`apple-watch-blood-oxygen-level-review.html)
`
`2065
`
`Excerpts of Webster’s New Collegiate Dictionary (1980)
`
`2066 Masimo 2014 Annual Report
`2067 Marcelo Lamego LinkedIn Profile
`(https://www.linkedin.com/in/marcelo-lamego-72564454)
`
`2068
`
`Findings of Fact & Conclusions of Law, Masimo Corp. v. True
`Wearables, Inc., No. 8:18-cv-02001-JVS-JDE, Dkt. 600 (C.D. Cal.
`Nov. 7, 2022)
`
`2069
`
`Eric W. Weisstein, Annulus, Wolfram MathWorld (Dec. 1, 2022, 3:20
`PM), https://mathworld.wolfram.com/Annulus.html
`2070 Declaration of Professor R. James Duckworth, Ph.D. in Support of
`Masimo’s Patent Owner Responses
`
`2071
`
`Transcript of March 24, 2023 Deposition of Dr. Brian W. Anthony and
`Exhibits 1-3 Thereto
`
`2072
`
`Excerpt of Webster’s II New College Dictionary (2001)
`
`2073
`
`Encyclopedia Britannica, Light, the visible spectrum,
`https://www.britannica.com/science/light (last visited May 19, 2023)
`
`2074
`
`2075
`
`Nonconfidential Excerpt of Page 65 from June 6-10, 2022 Hearing
`Transcript, Masimo Corp. et al. v. Apple Inc., ITC Inv. No 337-TA-
`1276
`
`February 13, 2023 Respondent Apple Inc.’s Response to Complainants’
`Petition for Review (Public Version), filed in Masimo Corp. et al. v.
`Apple Inc., ITC Inv. No 337-TA-1276
`
`- 4 -
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`
`
`IPR2022-01465
`Apple Inc. v. Masimo Corporation
`Exhibit
`No.
`
`Description
`
`2076
`
`2077
`
`2078
`
`CONFIDENTIAL – Transcript of Testimony of Brian Land from June
`6-10, 2022 Hearing Transcript, Masimo Corp. et al. v. Apple Inc., ITC
`Inv. No 337-TA-1276
`
`CONFIDENTIAL – Transcript of Testimony of Dr. Paul Mannheimer
`from June 6-10, 2022 Hearing Transcript, Masimo Corp. et al. v. Apple
`Inc., ITC Inv. No 337-TA-1276
`
`CONFIDENTIAL – Transcript of Testimony of Dr. Stephen Waydo
`from June 6-10, 2022 Hearing Transcript, Masimo Corp. et al. v. Apple
`Inc., ITC Inv. No 337-TA-1276
`
`2079
`
`CONFIDENTIAL – Transcript of Testimony of Dr. Vivek Venugopal
`from June 6-10, 2022 Hearing Transcript, Masimo Corp. et al. v. Apple
`Inc., ITC Inv. No 337-TA-1276
`2080 CONFIDENTIAL – ITC Exhibit CX-0289C – Designated Portions of
`February 10, 2022 Deposition of Paul Mannheimer
`2081 CONFIDENTIAL – ITC Exhibit CX-0299C – Designated Portions of
`February 18, 2022 Deposition of Stephen Waydo
`2082 CONFIDENTIAL – ITC Exhibit CX-0295C – Designated Portions of
`February 11, 2022 Deposition of Tao Shui
`2083 CONFIDENTIAL – ITC Exhibit CX-0007C – Email from Brian Land
`to Paul Mannheimer et al.
`2084 CONFIDENTIAL – ITC Exhibit CX-0175C – Apple Organization
`Chart
`
`2085 CONFIDENTIAL – ITC Exhibit CX-0177C – Apple Presentation
`
`2086 CONFIDENTIAL – ITC Exhibit CX-0185C – Apple Presentation
`
`- 5 -
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`
`
`IPR2022-01465
`Apple Inc. v. Masimo Corporation
`Exhibit
`No.
`
`Description
`
`2087
`
`2088
`
`Kim, Gina, “Masimo Wants $3B From Apple Over Smartwatch IP,
`Jury Told.” Law360, April 5, 2023
`(https://www.law360.com/articles/1593689/masimo-wants-3b-from-
`apple-over-smartwatch-ip-jury-told)
`
`ITC Exhibit CX-1616 – Fowler, Geoffrey, “The new Apple Watch says
`my lungs may be sick. Or perfect. It can’t decide.” Washington Post,
`September 23, 2020 (https://www.washingtonpost.com/technology/202
`0/09/23/apple‐watch‐oximeter/)
`
`2089 CONFIDENTIAL – ITC Exhibit CX-1793C – Apple Presentation
`2090 CONFIDENTIAL – ITC Exhibit CX-1800C – Email from Adrian
`Perica to Steve Hotelling, et al.
`
`2091
`
`William, Andrews, “Fitbit Update Lets You Quickly Check Your
`Blood Oxygen Saturation.” Forbes, Sept. 9, 2020
`(https://www.forbes.com/sites/andrewwilliams/2020/09/09/fitbit-
`update-lets-you-quickly-check-your-blood-oxygen-
`saturation/?sh=5d6ecb55e76a)
`
`2092
`
`“Track Your SpO2 to Uncover Changes in Your Wellbeing,” Fitbit,
`Sept. 7, 2020 (https://blog.fitbit.com/track-your-spo2/)
`
`2093 CONFIDENTIAL – ITC Final Initial Determination
`
`2094 RESERVED
`
`2095 Declaration of Daniel C. Kiang
`
`
`
`
`- 6 -
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`
`
`IPR2022-01465
`Apple Inc. v. Masimo Corporation
`Respectfully submitted,
`
`Dated: June 16, 2023
`
`
`
`
`
`
`
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`
`
`
`/Daniel C. Kiang/
`Daniel C. Kiang (Reg. No. 79,631)
`Customer No. 64,735
`
`Attorney for Patent Owner
`Masimo Corporation
`
`
`- 7 -
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`
`
`IPR2022-01465
`Apple Inc. v. Masimo Corporation
`CERTIFICATE OF SERVICE
`I hereby certify that, pursuant to 37 C.F.R. § 42.6(e) and with the agreement
`
`of counsel for Petitioner, a true and correct copy of PATENT OWNER
`
`CORRECTED UPDATED EXHIBIT LIST is being served electronically on June
`
`16, 2023, to the e-mail addresses shown below:
`
`W. Karl Renner, Reg. No. 41,265
`Fish & Richardson P.C.
`3200 RBC Plaza
`60 South Sixth Street
`Minneapolis, MN 55402
`Tel: 612-335-5070
`Fax: 612-288-9696
`Email: IPR50095-0045IP3@fr.com
`
`Dated: June 16, 2023
`
`
`
`56865142
`
`Nicholas Stephens
`Daniel D. Smith
`Andrew B. Patrick
`Kim Leung
`Fish & Richardson P.C.
`3200 RBC Plaza
`60 South Sixth Street
`Minneapolis, MN 55402
`Tel: 202-783-5070
`Fax: 877-769-7945
`Email: IPR50095-0045IP3@fr.com
`
`
`
`/Daniel C. Kiang/
`Daniel C. Kiang (Reg. No. 79,631)
`
`Attorney for Patent Owner
`Masimo Corporation
`
`
`
`
`- 8 -
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`