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`Case IPR2022-01413
`Patent 9,762,636
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`______________________________________________
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`______________________________________________
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`GOOGLE LLC,
`Petitioner
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`v.
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`WAG ACQUISITION, LLC
`Patent Owner
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`U.S. Pat. No. 9,762,636
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`
`_______________________________________
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`Inter Partes Review Case No. IPR2022-01413
`_______________________________________
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`PATENT OWNER PRELIMINARY RESPONSE
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`I.
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`Case IPR2022-01413
`Patent 9,762,636
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`TABLE OF CONTENTS
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`INTRODUCTION ............................................................................................. 1
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`Summary of Patent Owner’s argument .................................................................. 2
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`II. LEGAL STANDARDS FOR INSTITUTION .................................................. 4
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`III. BACKGROUND ............................................................................................... 5
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`A. Context of this Proceeding ............................................................................. 5
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`B. Replay of prior challenges falls short as to later family patents .................... 8
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`C. Overview of the ’636 patent disclosure ......................................................... 9
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`D. Level of ordinary skill in the art ...................................................................14
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`IV. CLAIM CONSTRUCTION .............................................................................14
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`V. EACH ALLEGED GROUND OF PATENTABILITY FAILS THE
`“REASONABLE LIKELIHOOD” TEST ...............................................................19
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`A. Ground 1 – Alleged obviousness over Carmel (Ex. 1003) ..........................19
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`1. The Petition incorrectly casts the server push mechanism of Carmel as a
`client pull mechanism to find limitation 1[d(iv)] (“all of the media data
`elements that are sent by the server system to the plurality of user systems
`are sent in response to the requests”) ...........................................................21
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`2. Because Carmel uses a push-based method, Carmel also fails to teach or
`suggest limitation 1[d(iii)] (“the one or more media data elements sent are
`selected without depending on the server system maintaining a record of the
`last media data element sent to the requesting user systems”) ....................28
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`3. 1[d(i)] (“the data connection between the server system and each requesting
`user system has a data rate more rapid than the playback rate of the one or
`more media data elements sent via that connection”) ..................................30
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`a) Carmel does not teach (or suggest) each media data element being sent
`faster than the playback rate ........................................................................30
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`B. Ground 2 – Carmel (Ex. 1003) in view of Narayan (Ex. 1005) ...................36
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`C. Ground 3 – Carmel (Ex. 1003) in view of Ravi (Ex. 1004) .........................36
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`D. Ground 4 – Carmel (Ex. 1003) in view of Narayan (Ex. 1005) and Ravi (Ex.
`1004) ....................................................................................................................37
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`VI. CONCLUSION ................................................................................................38
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`I.
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`INTRODUCTION
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`Case IPR2022-01413
`Patent 9,762,636
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`Petitioner has challenged the validity of U.S. Patent No. 9,762,636 (the
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`“’636 patent”). Patent Owner WAG Acquisition, L.L.C. (“Patent Owner”) opposes
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`institution.
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`Any case for invalidity must be made, in the first instance, in the Petition. If
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`the Petition does not show a reasonable likelihood that the Petitioner would prevail
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`as to at least one of the claims challenged, institution should be denied.
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`The Petition heavily relies on a reference, Carmel et al., U.S. Patent No.
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`6,389,473, Ex. 1003 (“Carmel”), which was the focal point of prior IPR
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`proceedings with regard to other family patents owned by Patent Owner. Carmel,
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`and the prior Board institution decision in IPR2016-01238 (on U.S. Patent Nos.
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`8,122,141 (the “’141 patent”)) based on Carmel, were before the Examiner, as
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`reflected on the front page of the ’636 patent. However, the claims to which
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`Carmel was applied against the ’141 patent in the prior IPR proceedings lacked a
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`number of explicit limitations incorporated in the claims of the ’636 patent
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`addressed herein.1 The Petition fails to provide any reference or combination of
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`1 The patents challenged in the current round of IPRs all issued in 2017, well after
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`the filing of the prior round of IPRs (which (other than joinder petitions) was in
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`2015 and 2016).
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`references that disclose all of those further limitations introduced in the ’636
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`claims. It fails as well to provide a sufficient rationale for combining Carmel with
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`the other cited references (Grounds 2-4). These failures cannot be corrected by
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`anything that might reasonably be expected to develop as a result of institution.
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`Summary of Patent Owner’s argument2
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`To set the stage for the argument that follows, Patent Owner submits, in
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`summary, first, that Carmel fails to disclose limitation 1[d(i)] (“the data connection
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`between the server system and each requesting user system has a data rate more
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`rapid than the playback rate of the one or more media data elements sent via that
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`connection”). Further, and as set forth in more detail below, since Carmel relies
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`upon a “push” methodology, Carmel fails to disclose the combination of
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`limitations 1[c] (“receiving requests at the server system via one or more data
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`connections over the Internet, for one or more of the media data elements stored in
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`2 Each of the referenced limitations exist in independent claim 1 (method claim) as
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`well as in claims 5 (system claim) and 9 (computer-recorded medium claim).
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`Unless otherwise stated, the arguments herein, expressly referring to claim 1, are
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`intended to apply in all three contexts. The deficiencies in the Petition thus noted
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`with respect to the independent claims apply with respect to the dependent claims
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`as well.
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`the data structure”), 1[c(i)] (“each received request specifying one or more serial
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`identifiers of the requested one or more media data elements”), 1[c(ii)] (“each
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`received request originating from a requesting user system of a plurality of user
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`systems”), 1[d] (“responsive to the requests, sending, by the server system, the one
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`or more media data elements having the one or more specified serial identifiers, to
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`the requesting user systems corresponding to the requests”), 1[d(iii)] (“the one or
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`more media data elements sent are selected without depending on the server
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`system maintaining a record of the last media data element sent to the requesting
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`user systems”), and 1[d(iv)] (“all of the media data elements that are sent by the
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`server system to the plurality of user systems are sent in response to the requests”).
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`Carmel certainly does not disclose limitation 1[d(i)], as Carmel
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`contemplates, and the entire Carmel system is designed to account for, situations in
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`which the data connection has a data rate slower than the playback rate.
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`Additionally, the plain language of limitations 1[c]-1[c(ii)], 1[d], 1[d(iii)],
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`and 1[d(iv)] collectively make clear that the independent claims are directed to a
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`server that transmits an entire stream via serial requests, in which the server
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`receives a plurality of requests for media data elements from the client, each media
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`data element being specified by a serial identifier, and the server responds by
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`sending the corresponding media data elements, in which all such media data
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`elements sent to the client are sent in response to such requests, and the server has
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`no dependency on maintaining a record of what it sent last to determine what to
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`send next. In short, the entire program is streamed, from beginning to end, by the
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`client issuing requests by serial identifier and the server responding, and
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`consequently the server does not need to maintain state to determine what media
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`data element to send next. Carmel completely fails in this regard since it relies
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`upon a push-based server that must maintain state to determine what slice to send
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`next.
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`For these and the other reasons set forth herein, Patent Owner respectfully
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`submits that the Petition is inadequate to trigger institution.
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`II. LEGAL STANDARDS FOR INSTITUTION
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`Institution requires “a reasonable likelihood that the petitioner would prevail
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`with respect to at least 1 of the claims challenged in the petition.” 35 U.S.C.
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`§ 314(a). In the first instance, this showing must be made in the Petition. See 35
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`U.S.C. § 312(a) (“A petition filed under section 311 may be considered only if …
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`(3) the petition identifies, in writing and with particularity … the grounds on which
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`the challenge to each claim is based, and the evidence that supports the grounds for
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`the challenge to each claim” (emphasis added)).
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`It is Petitioner who must specify “[h]ow the challenged claim is to be
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`construed” and “[h]ow the construed claim is unpatentable,” including
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`“specify[ing] where each element of the claim is found in the prior art patents or
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`printed publications relied upon.” 37 CFR § 42.104(b)(3)-(4). “[I]t is Petitioner’s
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`burden to establish, in the Petition, a reasonable likelihood of success, which
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`includes, inter alia, explaining how a challenged claim is construed and how the
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`prior art teaches that claim.” World Bottling Cap, LLC v. Crown Packaging Tech.,
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`Inc., Case IPR2015-00296, slip op. at 5 (PTAB May 27, 2015) (Paper 8).
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`Key requirements and burdens applicable to the Board’s institution decision
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`in an IPR were summarized by the Federal Circuit in Harmonic Inc. v. Avid Tech.,
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`Inc., 815 F.3d 1356 (Fed. Cir. 2016):
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`In an IPR, the petitioner has the burden from the onset to show with
`particularity why the patent it challenges is unpatentable. See 35
`U.S.C. § 312(a)(3) (requiring IPR petitions to identify ‘with
`particularity … the evidence that supports the grounds for the
`challenge to each claim.’).
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`Id. at 1363 (emphasis added).
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`This submission addresses only the issue of institution of trial. Should a trial
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`be instituted, Patent Owner reserves any and all arguments not expressly addressed
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`herein.
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`III. BACKGROUND
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`A. Context of this Proceeding
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`In this and two other now-pending IPRs, the present Petitioner challenges
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`three patents that have been asserted against it in parallel litigation: (i) the ’636
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`patent (Ex. 1001), (ii) U.S. Patent No. 9,742,824 (the “’824 patent”) (see IPR2022-
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`01412), and (iii) U.S. Patent No. 9,729,594 (the “’594 patent”) (see IPR2022-
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`01411). As the Board is aware (and as identified below), other challengers have
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`filed petitions against these patents as well.
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`Each of the ’636, ’824, and ’594 patents addresses a particular embodiment
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`disclosed in the common specification underlying the three patents. The pertinent
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`common disclosure in this regard concerns an internet media streaming
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`mechanism—wherein (among other required specified aspects and limitations) the
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`stream consists of serialized, time-sequenced elements of an audio or video
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`program, and the elements are served to one or more clients over the internet, in
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`each case responsive to specific requests for the elements from the respective client
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`devices, made by the elements’ serial identifiers. The express claim limitations,
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`taken together, recite a transmission of the elements comprising the stream that is
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`driven, from beginning to end, by client requests for identified elements, and thus
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`the claimed streaming process may be thought of as a “pull.” Proper reception and
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`playback of the successive elements has a time dependency, and hence the
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`requests, each made by the client, are timed as the client determines to be
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`necessary in order to keep its incoming media buffer at a predetermined level of
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`fill, so as to sustain continuous playback, despite variations in connection quality
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`over the course of the transmission.
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`The claims of the ’636, ’824, and ’594 patents involve “client-server”
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`interactions. However, the respective claims are directed to one side or the other of
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`the client-server interaction. Thus, on the one hand, the ’636 and ’824 patent
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`claims are drawn to streaming from the viewpoint of the server (with the ’824
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`patent directed to the situation in which the media to be streamed is pre-recorded,
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`and the ’636 patent directed to a similar server embodiment but where the feed
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`being distributed is instead provided to the server from a live source). On the other
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`hand, the claims of the ’594 patent are drawn to a client-side mechanism that could
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`be used for requesting the stream elements from either type of server (prerecorded
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`or live), serving as a media source to the requesting client.
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`In summary, all three patents address a “pull” streaming mechanism; the
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`’636 and ’824patents address this mechanism from the server side (for prerecorded
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`and live media respectively); and the ’594 patent addresses the mechanism from
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`the client side (for either prerecorded or live media).
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`In prior proceedings, other parties (accused of infringement in earlier
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`parallel litigation) have challenged claims of previously issued family patents. The
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`other family patents include without limitation the ’141 patent, and U.S. Patent No.
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`8,327,011 (the “’011 patent”). The IPR challenges against the ’011 patent (which,
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`like the ’594 patent, address a steaming mechanism from the client side) were
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`declined institution (though a reexamination of the ’011 patent (s/n 90/014,833) is
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`in process). An IPR on certain claims of the ’141 patent (which primarily concern
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`streaming from the server side) was instituted (IPR2016-01238), which IPR led to
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`a final written decision cancelling certain of those claims (and reexamination of
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`further claims of the ’141 patent is pending, s/n 90/014,834).
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`B. Replay of prior challenges falls short as to later family patents
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`The applicability of Carmel to other family patents, most particularly the
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`’141 patent, was litigated at length, including a reversal in the Federal Circuit
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`(WAG Acquisition, LLC v. WebPower, Inc., 781 F. App’x 1007 (Fed. Cir. 2019)),
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`which narrowed the Board’s construction of the ’141 patent claims.
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`Petitioner relies on Carmel as its lead reference here as well. However, there
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`is a considerable difference between the claims of the current round of challenged
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`patents and the claims considered as against Carmel in the prior IPR proceeding
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`(IPR2016-01238) against the ’141 patent. Among those differences is that the
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`current (’636 patent) claims, by comparison to those previously ruled on by the
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`PTAB (’141 patent), incorporate a string of “wherein” limitations that were not
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`recited in the ’141 claims.
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`The further “wherein” limitations in the ’636 patent claims, taken together,
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`leave no room for doubt that the claimed streaming mechanisms, and the
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`limitations set forth for streaming the respective elements, apply to transmission of
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`the entire stream, from beginning to end. The Board, in ruling against the
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`challenged claims of the ’141 patent (and in that case, under a BRI claim
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`construction standard), considered that a beginning-to-end characteristic did not
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`specifically limit the claims of the ’141 patent there at issue, finding it sufficient
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`that Carmel addresses the speed of transmission of at least some portion of a partial
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`stream. See WebPower, Inc. v. WAG Acquisition, LLC, IPR2016-01238, Paper 28
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`at 19. As will be addressed herein, however, Carmel simply does not concern
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`streaming an entire program via a “pull” mechanism.
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`Even though now recast as a § 103 challenge, the Petition proceeds without
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`even acknowledging the difference in claim language between this and the prior
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`cases. To attempt to show that Carmel meets the requirements of the present
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`claims, it reproduces Fig. 6A of Carmel four (4) times, arguing (without pointing
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`to any support) that the “SELECT SLICE” box in its flowchart applies to every
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`slice, rather than simply the starting slice, as the accompanying description states.
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`In sum, the Petition fails to address how the references, individually or in
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`combination, fall short on the differing claim language, let alone provide any
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`rationale to render the unacknowledged differences obvious.
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`C. Overview of the ’636 patent disclosure
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`The ’636 patent addresses the problem of how to achieve the perception of
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`immediate startup (“Instant-On”) of internet streaming when the user clicks on an
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`audio-visual media stream, as well as thereafter maintaining uninterrupted
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`delivery. See, e.g., ’636 patent, 3:45-58 (“respond on demand without
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`objectionable buffering delay”); see also id., 6:15-18 (“Immediate playing … on a
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`user’s computer is afforded”).
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`Audio and visual media transmitted over a computer network are streams of
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`data—sets of time-sequenced media data elements. Id., 6:30-32. When delivered
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`over the network, the data stream flows from a source (server) to a player (client)
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`for playback. Id., 6:59-7:2.
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`A problem arises when the aim is to distribute a media program via
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`streaming over the internet, as opposed to transferring (downloading) an entire
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`recorded version of the program and playing it back after the entire recording has
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`been transferred. The problem arises because transmission can be uneven over the
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`internet. The internet is a patchwork of relayed connections and, while it can work
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`well for getting data delivered, does not guarantee timely delivery of data between
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`nodes. See, e.g., ’636 patent, 2:34-38 (citing “delays and losses that are inherent in
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`many Internet protocols”), 3:5-6, 5:7-15. The internet can ensure that all data items
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`will be delivered but cannot assure when any individual item will arrive. Thus,
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`since media programming relies on time-sequenced data, the internet is susceptible
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`to transmission delays of varying magnitude, for delivering such programming.
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`Internet delivery delays result (inter alia) from transient congestion and
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`contention at routing nodes. Larger delays in data transit potentially result in
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`sustained interruptions for the data consumer (see, e.g., ’636 patent, 2:38-42).
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`Internet delivery delay of a stream can result in a delayed or stuttering startup and
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`frequent recurring interruptions. See id., 6:11-12 (“startup delays and dropouts”).
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`A pre-existing partial solution is to add a buffer to the client device. Id.,
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`2:42-45. Allowing the client-side buffer first to receive and accumulate a portion of
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`the stream, amounting to, e.g., 30 seconds’ worth of data, before beginning
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`playback, allows the playback to withstand up to 30 seconds (cumulatively) of
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`transmission delays before the client-side buffer runs out of data, which if it
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`occurred would cause a playback interruption. See, e.g., id., 3:16-27. One
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`drawback of this approach is the need to wait on streaming startup in order to fill
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`the client-side buffer in advance, before playback can begin. See id., 2:50-55. This
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`startup delay is reflected in the “hourglass” streaming experience that was
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`prevalent before Patent Owner’s patents, and it was very frustrating to users,
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`severely limiting the marketability of programming streamed over the internet. Id.,
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`3:35-41.
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`The inventor, Harold Price, conceived of alternate embodiments to address
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`the above-described problems perceived in the prior art. One such embodiment,
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`referred to herein as the “buffering” or “push” embodiment (not the embodiment
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`directly involved here, but described here to provide additional context), uses two
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`buffers, one on the server side, and one on the client side, which interact in a
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`particular way. See ’636 patent, 8:1-29. The server waits until the server-side
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`buffer is full before sending its data to the client. In this embodiment, the server
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`buffer operates on a first-in-first-out (FIFO) basis – starting delivery back from the
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`point the data was buffered from—so that there is a block of accumulated data in
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`the buffer, which can be sent quickly (e.g., as fast as the connection with the client
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`will allow), in order to jump-start the transmission to the client. See, e.g., id., 9:36-
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`45. Thereafter, the server (in this embodiment) continues to push data to the client,
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`but since the initial buffer load has already been sent at this point, it only does so at
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`about the rate that the data continues to arrive at the server buffer, i.e., at about the
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`playback rate. Id., 9:53-66. Hence, in this embodiment, the server controls the
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`timing of the delivery of media data elements to the client.
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`In a separate embodiment (see ’636 patent, 14:42-15:18), which is the
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`embodiment most pertinent to the claims in this case, the pace of transmission of a
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`stream can instead be regulated, not by the server modulating its delivery, but
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`rather by the player’s timing of its own requests for elements of the stream. The
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`latter is referred to herein as the “pull” embodiment. The disclosure specifically
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`distinguishes this further embodiment:
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`In another embodiment, the server is connected to the Internet and
`provisioned as initially described. The server buffer manager, or the
`media source, provides for sequentially numbering the media data
`elements. The server buffer manager does not maintain a pointer into
`the server buffer for each user. Instead, the media player buffer
`manager in the user computer maintains a record of the serial number
`of the last data element that has been received.
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`’636 patent, 14:42-49 (emphasis added). Thus, the pull embodiment, as further
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`detailed, (id., 14:50-15:18), relies on client requests to pace the delivery, based on
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`what the client has received, as opposed to the server managing its sendings, based
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`on what the server has already sent.
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`In the pull embodiment, streaming data elements are accumulated on the
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`server side (similar to the “buffer” in the first above-described embodiment). In the
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`pull embodiment, each streaming media data element is associated with a
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`respective serial identifier (id., 14:44-45). Further per this embodiment, the player
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`monitors the state of its own buffer, “request[ing] … “sequential data elements …
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`from the server in such a fashion as to approximately maintain the predetermined
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`number of data elements in the user’s buffer.” Id., 15:6-18. It requests those
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`elements from the server by their serial identifiers (id., 14:50-53), so as to maintain
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`approximately specified level of contents in the client buffer to thus provide
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`uninterrupted playback. The elements are transmitted as fast as the data connection
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`will allow (id., 14:60-62). So long as the connection allows each element to be sent
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`in less time than it takes to play it back (and per the disclosure, the connection
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`itself is expected to have this capability, see, e.g., id., 9:62-10:4), this technique,
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`allowing the player to determine when it needs data elements, also serves as an
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`effective stream control mechanism, making sure that the player has enough, but
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`not too much data, to continue uninterrupted playback for the duration of the
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`program, notwithstanding transient changes in connection quality.
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`D. Level of ordinary skill in the art
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`Petitioner alleges that a person having ordinary skill in the art (“POSITA”)
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`would have had a B.S. degree in computer science or an equivalent field requiring
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`learning computation principles, and two years of experience in networking or
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`streaming media. Petition at 8-9. For purposes of this Preliminary Response only,
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`Patent Owner does not dispute this characterization of a POSITA. Patent Owner,
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`however, reserves the right to more clearly characterize a POSITA should the
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`Board decide to institute review.
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`IV. CLAIM CONSTRUCTION
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`“In an inter partes review proceeding, a claim of a patent … shall be
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`construed using the same claim construction standard that would be used to
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`construe the claim in a civil action under 35 U.S.C. 282(b), including construing
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`the claim in accordance with the ordinary and customary meaning of such claim as
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`understood by one of ordinary skill in the art and the prosecution history pertaining
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`to the patent.” 37 C.F.R. § 42.100.3
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`3 The ’636 patent is also expired, which points as well to a Phillips standard for
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`claim construction.
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`Patent Owner contends that the claim terms are entitled to their plain and
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`ordinary meaning, disagrees with the constructions of certain terms Petitioner has
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`proffered, and disagrees that any of the terms are indefinite. See Petition at 10.
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`Since Petitioner has advanced no theories or arguments in support of its
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`contentions, the plain and ordinary meaning should be adopted. Phillips v. AWH
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`Corp., 415 F.3d 1303, 1312-13 (Fed. Cir. 2005) (“words of a claim ‘are generally
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`given their ordinary and customary meaning.’”) (quoting Vitronics Corp. v.
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`Conceptronic, Inc., 90 F.3d 1576, 1582 (Fed. Cir. 1996)).
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`At the same time, the Petition suggests that claim constructions and factual
`
`findings from earlier Board decisions concerning the ’141 patent are applicable
`
`here. See, e.g., Petition at 34 n.4, 36 n.5. The Petition advances no legal arguments
`
`as to why findings from earlier proceedings against another patent should be
`
`applicable here. Certainly, there can be no collateral estoppel with respect to claim
`
`constructions made on a different legal standard (BRI), or to §§ 102 and 103
`
`conclusions based on different claim language, as is the case here. See e.Digital
`
`Corp. v. Futurewei Techs., Inc., 772 F.3d 723, 727 (Fed. Cir. 2014) (“a court
`
`cannot impose collateral estoppel to bar a claim construction dispute solely
`
`because the patents are related.”); Novartis Pharms. Corp. v. Abbott Labs., 375
`
`F.3d 1328, 1334 (Fed. Cir. 2004) (no collateral estoppel when patent challenger
`
`did not meet burden to show that claim construction was necessary to prior
`
`- 15 -
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`Case IPR2022-01413
`Patent 9,762,636
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`noninfringement decision). An issue decided with respect to one patent cannot be
`
`presumed to be held against a related patent. See Comair Rotron, Inc. v. Nippon
`
`Densan Corp., 49 F.3d 1535, 1539 (Fed. Cir. 1995) (“it can not be presumed that
`
`related patents rise and fall together.”). See also VirnetX Inc. v. Apple, Inc., 909
`
`F.3d 1375, 1377 (Fed. Cir. 2018) (collateral estoppel requires identity of issues).
`
`In addition to the fact that the applicable claim construction standard has
`
`changed since the prior IPRs, the claim language at issue here is different. For
`
`example, claim 10 of the ’141 patent recites “caus[ing] the server to send media
`
`data elements to the user system responsive to said requests, at a rate more rapid
`
`than the rate at which said streaming media is played back by a user,” whereas
`
`claim 1 here recites, among other limitations, that “each sending is at a
`
`transmission rate as fast as the data connection between the server system and each
`
`requesting user system allows,” over a connection having “a data rate more rapid
`
`than the playback rate.” The ’636 claims also recite that “all” of the media data
`
`elements sent “are sent in response to the requests [i.e., the user requests by serial
`
`ID],” and that this is done “without depending on the server system maintaining a
`
`record of the last media data element sent to the requesting user systems.” Thus,
`
`the claim wording here goes beyond the claims of the ’141 patent in expressly
`
`spelling out that the limitations set forth apply over and throughout the
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`- 16 -
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`Case IPR2022-01413
`Patent 9,762,636
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`transmission of the stream. Legal conclusions that concerned earlier issued claims
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`that lacked such additional language do not necessarily apply.
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`Nevertheless, Patent Owner will agree that there is considerable relevance
`
`here of the Federal Circuit decision, under the ’141 patent, regarding which media
`
`data elements had to be sent faster than the playback rate, insofar as the Federal
`
`Circuit’s analysis in this regard arose by reference to the same disclosures of a
`
`common patent specification that are relevant here. Although it was proceeding
`
`under BRI, the Federal Circuit, in reversing the Board, clearly adopted a narrower
`
`construction than the earlier Board construction that was appealed. In particular,
`
`the Federal Circuit, viewing the claim language there at issue in light of the
`
`specification, construed “the claimed ‘rate’ [under claim 10 of the ’141 patent] as
`
`the rate at which each requested data element is transmitted from the server to the
`
`user computer.” WAG Acquisition, 781 F. App’x at 1012 (emphasis added). The
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`Board on remand found that under the particular wording of claim 10 of the ’141
`
`patent, sending “each” of the requested elements at the specified rate did not
`
`necessitate sending “all” of the elements comprising the stream at that rate, i.e., did
`
`not (in the Board’s view) necessitate that the recited “requested elements”
`
`extended to all elements of the stream. See WebPower, Inc. v. WAG Acquisition,
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`LLC, IPR2016-01238, Paper 28 at 19-20. As will be addressed, the (later issued)
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`claims at issue here do recite that all elements transmitted are indeed “requested,”
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`- 17 -
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`Case IPR2022-01413
`Patent 9,762,636
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`so the situation here clearly differs from the prior case. Nevertheless, apart from
`
`the question of which elements are “requested,” the Federal Circuit’s interpretation
`
`that “each” element that is requested must be sent at the specified rate, applies here
`
`with comparable force.4 Moreover, the present claims, on their face, also resolve
`
`the issue of which elements are requested, specifying (for these claims) that it is
`
`indeed all of them, but the Federal Circuit’s rationale and conclusion as to the rate
`
`at which each of the elements must be sent remains applicable.
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`Thus, whatever room may have existed (in the prior remand) for the Board
`
`to reach the result that the ’141 patent did not apply its “rate” limitation to all
`
`stream elements, such room cannot be found in claim 1 of the ’636 patent, as the
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`latter, by distinct contrast, recites that all media data elements sent by the server
`
`system are sent in response to the recited client requests by serial ID, and that
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`“each sending is at a transmission rate as fast as the data connection between the
`
`server system and each requesting user system allows,” over a connection having a
`
`data rate more rapid than the playback rate.
`
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`4 To the extent the Board views this as a claim construction issue, Patent Owner
`
`takes the position that the plain meanings of limitations 1[d(i)]-1[d(iv)], taken
`
`together, necessitate that the recited “rate” limitations apply with respect to all
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`media data elements sent.
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`Case IPR2022-01413
`Patent 9,762,636
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`The question then becomes whether the references cited in this IPR reach the
`
`present claim limitations as they read or render them obvious. The answer is that
`
`they do not, under any basis presented in the Petition, and there is no likelihood
`
`that institution under the present Petition would lead to any other result.
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`V. EACH ALLEGED GROUND OF PATENTABILITY FAILS THE
`“REASONABLE LIKELIHOOD” TEST
`
`Patent Owner addresses below specific shortcomings that militate against
`
`institution. Where possible, Patent Owner uses the same claim element numbering
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`scheme as used in the Petition.
`
`A. Ground 1 – Allege

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