`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRADEMARK
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`Wesiern District of Texas, Waco Division
`on the following
`L] Trademarks or
`[MW Patents.
`( (] the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`6:21-cv-815
`PLAINTIFF
`
`DATEFILED
`8/6/2021
`
`U.S. DISTRICT COURT
`Western District of Texas, Waco Division
`DEFENDANT
`
`WAGAcquisition, L.L.C.
`
`Amazon.com, Inc., Amazon WebServices, Inc., and
`
`Amazon.com Services LLC
`HOLDER OF PATENT OR TRADEMARK
`(BY) DEPUTY CLERK
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARKNO.
`
`L] Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`L] Answer
`
`C] Cross Bill
`
`L] Other Pleading
`
`In the above—entitled case, the following decision has been rendered or judgementissued:
`DECISION/JUDGEMENT
`
`Copy 1—Uponinitiation of action, mail this copy to Director©Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Uponfiling document adding patent(s), mail this copy to Director Copy 4—Casefile copy
`
`
`
`Petitioners' Exhibit 1029
`Page 0001
`
`
`
`Case G:2i-cv-O0616-ADA Bocument3 Filed OG/OG/21 Page Loti
`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRADEMARK
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`Wesiern District of Texas, Waco Division
`on the following
`L] Trademarks or
`[MW Patents.
`( (] the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`6:21-cv-816
`PLAINTIFF
`
`DATEFILED
`8/6/2021
`
`U.S. DISTRICT COURT
`Western District of Texas, Waco Division
`DEFENDANT
`
`WAGAcquisition, L.L.C.
`
`Google LLC and YouTube, Inc.
`
`
`HOLDER OF PATENT OR TRADEMARK
`(BY) DEPUTY CLERK
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARKNO.
`
`L] Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`L] Answer
`
`C] Cross Bill
`
`L] Other Pleading
`
`In the above—entitled case, the following decision has been rendered or judgementissued:
`DECISION/JUDGEMENT
`
`Copy 1—Uponinitiation of action, mail this copy to Director©Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Uponfiling document adding patent(s), mail this copy to Director Copy 4—Casefile copy
`
`
`
`Petitioners' Exhibit 1029
`Page 0002
`
`
`
`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Vatent and TrademarkOffice
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`www.uspto.g:
`Alexandria, Virginia 22313-1450
`
`APPLICATION NO.
`
`15/283,544
`
`ISSUE DATE
`
`09/12/2017
`
`PATENT NO.
`
`ATTORNEY DOCKETNO.
`
`CONFIRMATION NO.
`
`9762636
`
`0021-49 CON4B
`
`5655
`
`25901
`
`7590
`
`08/23/2017
`
`ERNEST D. BUFF
`ERNEST D. BUFF AND ASSOCIATES, LLC.
`231 SOMERVILLE ROAD
`BEDMINSTER,NJ 07921
`
`The projected patent numberandissue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 0 day(s). Any patent to issue from the above-identified application will include
`an indication of the adjustmenton the front page.
`
`If a Continued Prosecution Application (CPA) wasfiled in the above-identified application, the filing date that
`determines Patent Term Adjustmentis the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEBsite (http://pair-uspto. gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM)at (571)-272-4200.
`
`APPLICANT(s)(Please see PAIR WEBsite http://pair.uspto.gov for additional applicants):
`
`Harold Edward Price, Bethel Park, PA;
`WAG ACQUISITION,L.L.C., Flanders, NJ;
`
`The United States represents the largest, most dynamic marketplace in the world andis an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`worksto encourage andfacilitate business investment. To learn more about why the USAis the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA. gov.
`
`IR103 (Rev. 10/09)
`
`Petitioners’ Exhibit 1029
`Page 0003
`
`Petitioners' Exhibit 1029
`Page 0003
`
`
`
`Receipt date: 11/20/2016
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/M.M.M,
`
`Substitute for for1449/FTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`
`
`
`
`
`(Use as many sheets ag necessary}
`
`
`
`7/18/2041
`
`01-13-2009
`Rearendieeeeeendianent
`
`Hach, ef al.
`
`Suill, et.al.
`
`
`
`
`
`evcverederresettbonereteebitetpens
`
`Langa, st. al.
`aaaaaaannaaeaeaaaaaRRRRRRRRRRRRRRRRRRRRRRRRRRRRRRRR
`
`~8-
`
`Petitioners’ Exhibit 1029
`Page 0004
`
`aeennenanncnnngineegengeentenrepersop
`
`¢ 242.) 7,149,814
`S 42-42-2006
`:
`3
`$
`:
`sanccacccaneSeanensnennnnnnaniiennienniianncannennnenaccanccanccancciccacccccadhennnennennsennennsennne
`
`
`t \ 12-26-2008|Bornemisza, et. al.243.5 7,184,895
`
`:
`3
`3
`Boaszs
`~
`*
`*
`*
`x
`annesanrssnSascccasenssenne
`;
`i
`
`x
`:
`s
`:
`Burmeister, ef. al
`:
`:
`P3448 27-458 518
`:
`Ot.
`eeee.
`
`
`aennnennnennCeeewwomlonnonccns
`nennnennnennnnnntennnnnnnennntnnsnnnsnnnnnnnsnnnnnnnsnnsennneninnassnnnnnnnnnnnnnnsnnnsnnnsnnnsnnssnnsennntnnstnnntnnnnnnennnest
`i
`israel, et. al.
`t 285.)
`7,161,939
`i O4-08-2
`;
`\
`3
`y
`:
`3
`3
`
`
`Yu
`{
`246.9 7,187,580
`: 01-23-2007
`‘
`:
`t
`:
`3
`$
`x
`S
`:
`‘
`
`
`| Ha, el ab
`t
`247.2 7,170,856
`, 04-30-2007
`i
`‘
`
`x
`3
`3
`$
`3
`perenneheer Soreni eeeTD
`
`
`Hodgkinson, et.al.
`¢ 248i?20S437
`04-24-2007
`:
`\
`‘
`:
`seseeeeeneeesSeoneeneceeneeedencneeenecnenecnnnneneeneeeeneneenenennenenneneenenQinenseatteneenenensensneen
`sesneneenceeeneneeneneenenenneneneeneeneneeneneeeeneneenenennebennencnneneeneneneensneeneneenenennenenneneteanenennenenncnennend
`t
`268.0 7,272,874
`\ 05-07-2007
`Abrams, Jr., et. al.
`;
`‘
`i
`3
`:
`:
`i
`
`aSRaayageresce aaa
`Antal, et.al.
`: 230. .?? 224,703
`‘ 08-29-2007
`:
`‘
`Change(s) bpplied
`possaaFiMaRanaeSRRRararnaieaaaanannarnnannanRRRRRRRRRRNY
`d
`
`Ses"
`Omoigui
`i
`: 06-26-2007
`250.5 7,237,254
`to document,
`P
`;
`¢
`3
`<.
`g
`3
`
`JCC.B. SIA PosKSCARRARRRRRCARERRERGCRCCGtsAAAAAAAARMAARAAARAAARISN
`
`1 07-03-2007
`:
`t 28S 1 7238703
`‘
`
`abe
`4
`sowfaweeey
`
`
`>
`s
`7
`x
`,
`:
`A
`
`
`: 08-21-2007
`Lynn, @t al.
`i 254.) 7,260,564
`:
`3
`3
`$
`3
`:
`‘
`
`285.1 7,266,118
`1 09-04-2007
`|
`Ido, et. al.
`¢
`‘
`:
`3
`:
`;
`
`
`
`
`
`256.0 7.272 298
`Lang, ei. al.
`09-18-2007
`t
`‘
`
`me
`~
`ws
`
`
`
`:
`ay
`t
`’
`\
`,
`:
`‘
`
`seenzemanTTTTT
`EEELSERTEng, Sos
`
`258.1 7,287,083
`§ #D-23-2007
`| Nay, et. al,
`‘
`‘
`i
`;
`3
`:
`:
`;
`:
`:
`¢ 259.) 7,296,849
`2 44-20-2007
`| Graunke
`:
`\
`x
`:
`:
`:
`i
`:
`
`
`
`i
`t
`280.5 7302 396
`. 11-27-2007
`| Cooke
`‘
`a
`~
`ae
`
`r
`:
`3
`$
`:
`
`
`;
`:
`\
`‘
`;
`cocoaTUSESTPSIBATRTTTPST srengeenegeenacenaneaananaaaAACeeG
`
`1 01-08-2008
`| Swoboda
`:
`:
`3
`\
`iant
`
`3
`3
`:
`i
`s
`
`
`
`| Bergenwall, et al.
`t 263.8 7,330,902
`1 02-42-2008
`‘
`\
`3
`:
`$
`g
`:
`ti an nnnnnnannannnnnnnnnanaaenananananananaanaananaanananananaaanabansananannananqaaannnssananannnnsaaaaanananaaaaaannnsnaanaaannnnd
`1O2-18-2008
`Fishhaut, et.al.
`t 284° 7,334,016
`‘
`‘
`:
`:
`.
`
`
`
`
`
`3ooereaEREE$
`
`erynnnnnn< ;
`
`
`
`
`
`
`‘
`:
`vy
`Hannawey
`$
`3
`3
`g
`:
`
`ey
`ee
`eeeeeeeeeeeeeeeRineeeeeeeeseed.
`:
`;
`;
`
`
`:
`{ 287.) 7.349.663
`;
`i
`stnearnnnwHaeitetiniiteess
`vvviivivivisiseiiiitieeviiiciiiivitisicisiiiiisiiiiiiiiiiitiafisiiiisiiiiiiiisiiiiiississniniinsininssnsesssssnsnnnnnnnannnannd
`‘
`
`i 05-43-2008
`:
`{7.373.443
`\
`
`i
`ak
`
`5
`3
`
`
`
`
`
`
`eeeSeoomennaiinnaiihnaiinnnnnmnnnnannainmarinate
`Saneeeeeennnntnnaniannannnnnnnnnanalalaiconnnannnanunnnaliaiad’
`
`;
`
`: 07-08-2008
`2PO.¢ 7,398,312
`i
`‘
`‘
`
`foesaggagshp SSNARANHAAANAAANHANNANAANAEAHAHEHEHEHEBHHANNHENHNNNNNNNY
`
`
`SPT7408,176
`Zhu, etal.
`: 07-28-2008
`:
`;
`‘
`:
`i
`wientopesnageeeegeacerceareesttoeeeeeoneectoeeenetoeednensensttosenaroeenece nn
`
`08-08-2008
`Chou
`
`10-07-2008
`: Rump
`
`
`
`
`eadadadtacadedetiddedeadicdddddheddaiad:
`
`4-04-2068
`
`PF2-30-2008
`
`Petitioners' Exhibit 1029
`Page 0004
`
`
`
`x NA<
`
`
`;
`aS! 8,438,836
`| DeManay
`08-20-2002
`ooaaears80-10-2082~PBRGp
`
`
`~ays 5A02o43POsTPenGe
`| ‘iuo—_—_—_—_—_—_—
`ps 8,487B62
`aBBESeee
`
`
`“Rae,194
`12-31-2002
`| Bawen at. al.
`:
`
`
`—acleReERBagel
`
`
`——PTBBREETERSBaF
`——-TETCeaseraeRESae
`
`
`OOPPEEeenEyPRREpppt
`overt
`
`; Mirnura, et. al.
`04-23-2003
`782.) 6,557,031
`
`
`
`Saakisy
` eoveeeelpteeeeteheeeeteeMPeeteeelyeteeee:
`
`
`
`06-03-2003
`PES.OSs 218
`
`
`185.
`GRABS Sahai, et a.
`186.3
`6,598,228
`ap 6,621,870
`44
`nereniniiinreniniereneereninienineteen
`semereneererennerenerrenee
`
`
`5
`eoverids
`
`4,
`ppmangenSeeeeeereenrenreereerrrnrrirennerrennernnnrrrrrenerenrrrired)
`POPOLOOMPIOLOOOORIEOOION
`189. §,637,031
`10-21-2003
`| Chou
`Change(s} applied
`to documdat,
`100. €.678.24)
`o1y2004 |peeesaee Hunter
`I eeeenel191. 6,700,893
`
`: 03-02.2004
`| Radha, et. al.
`3edpecee$;34
`
`
`
`
`eorverde de.
`ineevocedbeoveees
`
`eeeccecheaesad. WSR G11, 741
`
`
`deeeeneee:
`Sagvinnie
`Ma
`;;;
`
`
`184.3 6,715,007
`revere:
`3
`sossenennnnsfeneannsensesnannesassennnnnnnnnnnnnnnnnnd
`aannnennnenpannenSURLSRSLS
`
`
`
`
`
`<
`s
`;
`;
`:
`186.3
`‘
`aan
`ee cee
`awed
`j
`x
`:
`
`4
`<
`‘
`‘
`3
`,
`to
`:
`‘
`x
`
`
`iof
`;aannnnannnnnaenbeen
`
`<
`shennannannies
`i873“6,738,3800598-2004ial et al
`:
`eececedgatetiats
`
`
`“198.SFABEEBTWegeee
`ststtstnatitnnecsbinctnanciatantnsWitnniitisiatoitaiodiaieaiainsiaieaiaioatebasacesiatestaiessaiescnteacacoakA ccccctatatitidininiaiiiiiidibtidininitiotitidinininidboiiaitinininiditiidititinininiiiiiiiinininininiininoiiied
`199.) 6,787,273
`06-28-2004
`Hau, et. al.
`:
`
`:Bescon sansa
`sasssss
`
`
`
`recvoedpoeeeeeth
`| Hofmann
`suansunnsanennnadeennennesanstiie
`sinuitsnieesiessatisntaisnsansannuansannnansannsanennginnanatinsanetinnanennnesonsaneSaara
`ARERRREARN
`¥
`eeT?-2004
`enarath,
`et.a
`20 E
`h,
`i.
`
`eovered,
`neeoeoedp
`
`feeene eeneeeeneeeh
`oe:
`607-2004 VRhotensky. at. al.
`6,788,686
`
`
`6,792488
`:96-443604
`Bloch, et. al.
`6,806,909
`{ 10-19-2004
`Radha, st. al.
`
`
`
` eenneceheedealgeeee.
`
`rod
`
`eocveceharcesseBerseese
`bceccecshpececcetheneeatedsstestd.
`
`
` evcverederserestbagnentsDt:
`necvcettevccvcchsoevoetageroeeeehgreeett
`eecceederecesest;
`
`Receipt date: 11/20/2016
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/M.M.M/
`
`Substitute for form 4449/PTO
`
`Complete if Known
`Spptication Sumver
`«145/983 544
`INFORMATION DISCLOSURE=fFrooe10/03/2016
`STATEMENT BY APPLICANT
`[First Named Inventor Harald Edward Price
`(Use. as many sheets ag necessary}
`e ne ny
`
`;
`
`eccdhecererededees
`
`6,594,699
`
`iversscelpeccessthesceceelpecsececberseesedpennnee¢e
`
`OF22-2003
`
`| Hajna. Jr.
`
`4.
`
`
`
`eovcccedecescestbaccsessderecssethersessadesasessteatanettletetpe:
`
`neneneneninennerenenneninns
`
`
`:S67306d| Meyer. etal
`“S828368
`TRYLSOGT Robinett et at
`a7 ABs Bee
`Xowvsusceveevereuradivesvevscetwuannavevucetuvarovetustunuceuucvanucouevuuuesunsicvanesvnuuceunusvoufucaweiuuicetevatucnunusiunucencvanacenacnanancnnnunnuuaned atatnannette
`
`-6-
`
`Petitioners’ Exhibit 1029
`Page 0005
`
`Petitioners' Exhibit 1029
`Page 0005
`
`
`
`Receipt
`
`date:
`
`i1/20/2016
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/M.M.M/
`
`Substitute for for1449/FTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`(Use as many sheets ag necessary}
`
`EStiomey Docket Number ‘0024 0.CONE
`
`ra
`<
`rT
`“ye
`ng
`s
`:
`$
`3
`
`s
`t
`$
`:
`3
`‘
`:
`et.al
`Y 08-04-2000
`Aref,
`$38.1 5,007,422
`{
`s
`£
`:
`:
`3
`:
`‘
`:
`O8-
`¢ 6,097.4
`;
`ref, at al.
`anbbdccianwnsNenadcanninnnnnneanininnnnnncenininnnnncenhO00kACLLGGSLLLLLLGadan hddainnnnnnnnnnnncenns
`WaeeNeccccaaccceeenccnaeNeccccOaaccecccccenGcecccccOnGGeecceei hancedeinenicelaneniiinnhieneniiienenaneniied
`3
`od.
`:
`
`:
`*
`s
`WwW
`40-24-2600
`1°439.06.138,147
`‘
`;
`i
`:
`:
`‘
`4
`eaver, et. al.
`‘
`‘
`i
`x.
`:
`5
`‘
`;
`$
`s
`sannnneeeesesPecnnnaneateaceascosceatestastagegsegndonandannnmnnnnnnnnnnnnandecactaciaataecantanmeamns
`ceaticanecesctiesctneaceaenctasnsaenesasnesasnennenencemennengecsasnesaenesatsesatnenaemenatmenatasnesaenesatnennemencemesetnes
`
`t
`3
`:
`$
`t
`s
`4-27-2000
`Chaddha,
`P 940.96,151,632
`:
`:
`etal
`t
`3
`i
`$
`t
`s
`;
`3
`:
`:
`‘
`”
`a
`a, GL. at.
`¢
`y
`pa
`:
`SOPPLPPFPAPYPSASaSESL
`
`:
`i Glaser,
`;
`Vi G41 834
`§ 44-29-20
`et.
`al
`i
`:
`
`3
`:
`$
`t
`s
`b
`449.0
`645
`1
`i-21-
`i
`Glaser, at al.
`‘
`;
`3
`i
`$
`t
`s
`fonPeanguennnennenscnennnnanensensnennenecnensnnsnensnndanananan
`flacaennaRineaneantententententententententententensentententententententn4
`142.5 6.184 137
`:
`:
`‘
`Change(s) applied
`3
`i
`$
`t
`s
`3
`3
`che
`:
`:
`;
`z
`*
`*
`:
`to document
`3
`3
`a
`$
`t
`s
`:
`$
`:
` $43.2°6,173.328
`i
`§
`:
`:
`
`3
`3
`¢
`x
`3
`3
`3
`t
`s
`S/CCBY/
`weedPOSSEiesrerrrrernrrertrereeee
`
`
`3
`:
`
`§
`14401 6.173,340
`:
`‘
`3
`ee
`:
`;
`:
`*
`7/1 8/201
`aaseeeeeeeeee,Boveeeeeeeeeebeeeneeeeneeeeeeeeeeeeceeeenenneeeeeeeneenneeee
`eeeeeeeeeeeeenneeeeeeeeeneeceeeeneneneeeeennennneceeennespeccaeeesesnneeeeeesesnneeenessesnneceseeesenneeeneeenennncceeeney
`
`:
`{
`148.5 6951, 384
`i
`;
`
`}3
`
`oe}i
`
`:t
`
`;s
`wawenenwnesneee)QocccececeQedeeeeaae aannanannnnaaaaaaaaaannnnaaaRtannnnaaaannnnaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaacacaaacaaaaeh
`3
`3
`t
`s
`3
`3
`t
`s
`3
`:
`t
`s
`
`3
`:
`t
`s
`3
`t
`<
`i
`445.1 6,192,032
`:
`‘
`v
`g
`x
`3
`my
`SEERNS
`3
`3
`t
`s
`y
`Meas
`3
`:
`$
`t
`s
`Korat
`i 47.) $205,525
`) 03-20-2004
`:
`;
`
`i
`$
`t
`Ny
`s
`
`y
`<
`ysssss
`Sitensnnannnnasnaasannnacnnnnasnatincannaianmninanan
`FERREReeealataaaD
`x
`eee
`
` 45.) GS12206 aaa03-2004
`
`t:
`%s
`
`
`50.) 6,243,551
`
`t
`
`06-19-2007
`
`| Yamaguchi
`
`eorcerdeerseresdererereterresettoneserstderereentbentenerRentpenetdepttts
`
`
`
`$4ecccerodercererdernieteranentereRenente.
`
`
`
`
`33pesennpessseeeacecandpecaeseejeceentpaaasoere
`
`
`AperscccttececessWeceeeee4 3
`Gecewacesecbecacaee;
`
`
`10-09-2001
`| Katseff el al
`;;;
`
`
`ececceadpeccacsaheeatsad.
`wacesdpacccecnbeceesaes
`
`
`roode, Malkin. af. al.
`
`44-19-2004
`
`
`Waatker
`aeager
`nnnnnnnwenAnnAnnAAnAnAAAAAAnAAnAAeAAnAAnAAAAneAenAnnnnennecnseAAeAAeAeeAeeAneAeeAeAeeseeAeeseeseeseeAeeAeeAeeAeesenneneent
`44eccecedpeccees44
`feacaieds
`
`
`Je14-200
`4eceecebpneoee
`Cheng
`4
`
`
` ATHZG
`aceeed
`
`
`ecceceedh
`=33&
`
`
`
`eeceeedgatetsees
`
`bevevoeweyororeet:
`
`initinitiieidkstttininitiien!
`Hittin
`rod
`eeeeeeege
`64.
`
`
`6885,596
`O5-O7-2002
`
`:
`.
`y
`qf
`:
`;
`:
`i
`~4
`
`$
`3
`:
`té 3
`
`:
`i
`}
`:
`:
`:
`}
`:
`:
`
`eeeAevmrenennnnnierd
`sy
`%
`
`3
`3
`7
`Psy
`j
`°
`}
`i
`}
`:
`;
`788. 3
`t Vor
`WCAC
`i
`}
`:
`i
`:
`
`
`SOne SAANAANAAAARNARAAANARNARNARIARIARIARIARIARIARIARIARIARIARIARIAIADIAAAAIAIARIARIARIARIATIARIARIARIARIARIARIARRARRARAAAAARARRANNAS
`1
`
`05-28-2002
`67.) 6,387 254
`‘‘‘
`P8887258
`Liricke
`:‘
`:‘
`z
`:
`‘
`:t:‘‘‘‘
`£:‘
`y
`Chapman
`i
`FaeaaaaaananaaaaaaaaaRRRRRRRRRRRRRRRRRRRRRRRRRRRRRRRRRRRR
`
`185.
`
`:
`
`458.
`
`B 292 B34
`
`8,301,288
`
`09-18-2001
`
`| Rawi, et ab
`
`roveteenororonreretes
`
`6.324 269
`
`44-20-2004
`
`f w
`
`hes
`
`4
`
`6g.
`
`6,405,256
`
`6,408,128
`
`6,430,626
`
`i;ii}
`
`
`
`
`
`eeccerdeereereterrererederrentstenettteeDietpen,
`
`
`
`Lin, et. al.
`;
`"
`Abenasais
`
`08-00-2008
`
`Omura, 6t. al.
`
`4
`08-20-2002
`3
`$
`3
`8,438,423
`f2.
`Faerieteeenedceeateneieecteteteteniatheetatnetnannn
`
`~S-
`
`Petitioners’ Exhibit 1029
`Page 0006
`
`
`OF-7-2004
`54.3 6,263,004
`|
`07-31-2007
`Sa) 6,269,394
`
`¢
`34
`3
`
`reeeeeG
`
` So:
`
`reer
`pemeeeeeeeeeerrrrereneennegihreenereennnnnnnenneinnnnnnnnnnnnnnneednpnnereen
`
`6.279.040
`Ra, et. al.
`154.
`08-21-2004
`
`Petitioners' Exhibit 1029
`Page 0006
`
`
`
`Receipt date: 11/20/2016
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/M.M.M/
`
`Substitute for for1449/FTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`(Use as many sheets ag necessary}
`
`EStiomey Docket Number ‘0024 0.CONE
`
`>
`
`wed
`
`:
`-
`=
`=
`%
`og
`Viages, et. al,
`:
`:
`;
`: 103.15,93
`tal
`hi
`;
`:
`7,184
`: 08-10-7999
`;
`;
`:
`:
`3
`i
`nnnrnnanecninnccnnnecnineccnneccnneccnneccnneccnnewenneccnnecsninhecnnaccnneccsinisninnisnianisninsniesninesninening
`aenennenannenSennnecinnicinnnnatnsseinennnsinctnnnennnsninninccennnnnnnncccaneannnncccandhnnnniiccawansatnaceanannnn
`
`x
`*
`x
`y
`104.5 $938 734
`: §8-47-1999
`¥
`tal
`i
`;
`:
`‘
`;
`:
`\
`f
`ao, ef al.
`<
`x
`.
`:
`<
`aaeeeeeeeeeeedSanccsesnncsesA
`Seennnnnnnasensnnnnnnanennsnnntnnnsnsnnnntnnnsensnnnnnnnsennnnghanasessannnnnnsnesnnnnnnaneesnnnnnnnnensannnnnanensamannnnsonnn
`
`;
`OG-14-4
`35
`;
`;
`fal
`;
`;
`;
`£5,595
`:
`\
`i
`.
`705.4
`alra, eta
`:
`SNESETFISETCCE’HDLGTeeSQLhmmm
`
`*
`x
`
`;3
`
`§ 8,856,7163
`
`: 99-27-1989:
`Ki
`tal.
`
`iy
`
`\3
`¢
`106.3
`748
` UD-24-
`enner, et. 3
`i
`\
`cecenseeneneae soceeneneseeneeeteceeeeeeeeneectteeeetneestnneeetneefienseetnnesetneestnnetetneseennesetneentnneeetnsestaned
`y
`fTOP_.Y & 963 202
`;
`:
`;
`3
`3
`¥
`x
`3
`aoa
`.
`3
`3
`$
`x
`3
`‘
`‘
`:
`3
`3
`:
`y
`3
`:
`:
`§ #68.' 5,968,120
`:
`i
`:
`3
`3
`¢
`x
`3
`;
`$
`3
`%
`t
`:
`Weedeeeeeeeee)PPRGTEGASFATCOPeae
`lero
`3
`g
`:
`x
`3
`‘
`{
`$09.)
`§,98S, 783
`;
`:
`:
`weeeeeeeeeeee:Mccceseessebieeevstensvennstentnstestnsenrtnentun
`siirgertinnenparoareeeaeeasaeaneaneaneanetenetak
`3
`3
`:
`x
`3
`coseuteerenesete\veccestennenshuscentenneestnnsenteensiestetntensttnsdentttiteeetbiedentetndeueeenegentenent
`eececcssciennnnnnnndineindiiiieesiieinetd
`¢
`£10.) 5,974,503
`;
`{
`;
`3
`z
`¢
`iN
`:
`3
`*
`e
`3
`f
`Reb
`;
`{ §.S75 587
`:1-02-1989
`:
`;
`ebane, et. al
`y
`444.4 S878,
`:
`i
`‘
`2-19
`AAAAAAAAAAAAAAAARAN
`3
`~
`Ny
`a
`¢
`“
`x
`:
`v
`*
`x
`:
`1 8,887,516
`2 T3-98-7899
`fim
`t. al
`:
`:
`i 112.)
`5,887,
`\
`8-
`ial, et. al.
`‘
`‘
`t
`3
`y.
`y
`3
`SoSenncnnnneningoaenennnnndonneencnnteanannnnnnnn
`SSRRRRRRRRRRana
`;
`:
`BS
`F413.) $995,094
`¢ 11-30-1999
`i
`:
`;
`3.3 5,985,
`08
`
`:$
`ear, et al.
`i
`
`:S
`
`sews:
`see
`ay..
`
`ok
`
`
`
`dadadachecacededacciedeheccedeed
`eovelproecerchcooeretdyeetts
`Gecewaaasadensasedee
`roveteenororonreretes
`
`
`
`41-30-1999
`
`42-07-1999
`
`Day, at. al.
`
`Krishnaswamy, et. al.
`
`12-14-7999
`
`Yurt et
`
`V48.
`
`8,986,075
`
`116.
`a
`
`5,999,525
`
`6,002,720
`
`:333 1
`
`333
`
`
`
`
`
`
`
`4
`
`ecceccdzerececederccecedgecececedgateeetn
`ecececeherecceedveceeeedee.
`
`
`
`
`
`=
`
`;;;
`
`
`
`eorcerdeerseresdererereterresettoneserstderereentbentenerRentpenetdepttts
`
`roerton:
`
`soe:
`
`$
`:
`
`$$
`
`::
`
`o
`Sererrereerrrrrrrrrrrrrrrrrrrrrtteigrenn
`Seeeeerrrere errrrrrirneg reerrrtrrrrrrrrrrrrrrrrrrrrrrrtinrice
`reer
`*s
`+
`+
`4
`
`419.:6,011,590 04-04-2000 | Saukkonen
`
`6
`1 Ho, ef. al.
`O6-14-2000
`120.1 6,074,693
`| Aharor, et. al,
`01/2000 Serrrmerest-
`421.) 6,014,694
`3
`
`
`
`:
`:
`,
`:
`annon,
`et. 2
`:
`:
`O1/2000 3}
`rf
`,
`5
`Sak.
`RAE
`<
`to document,coeeeueeneeeueeenCenerloeAceeeecrerereeeteeeceeentnenniecinennnennneenetenineenneenatecuteeunennatecutecunenunenutecnneenAnnnnnnennnneecensssnnnnnnnennnneeeeensssnnnnnnnneeene:
`*
`7
`3
`3
`CCB :
`| Kermode, et. al
`4
`‘
`. G1-35-2000
`:
`\
`
`
`. / 4
`/ .
`i
`:
`$
`t
`g
`g
`124.7 6,029,194
`TH
`i
`i
`02-22-2000
`{
`;
`
`nessntsnannendinensnnanennnengieagnuunensnnunannsnugnensnuuneeaanuunensnuananennaghenannenannannensnnees
`7/18/2201
`asseenennnneeennnnnnnnytennnnnnnnnneennnnnnnnanennnnnnnnnannfinnnnnaaneaennnnnanennnnnnnnnanennnnnnnnanennnnnannnanennnnnd
`
`
`
`i O2-28r2000
`Jinzenti, et. al.
`;
`.} 6,032,189
`:
`\
`
`
`
`annaanananannsPUpaR senaannnaannaaannnmaannanannanannanaananannanaananant
`agenteAANANNN
`Birdwell, et al.
`:
`i
`\
`3
`<
`;
`meneeeeenenenene)Renenenneens
`penenenaeeener manenteet
`;
`;
`
`;
`u, @t. al
`:
`:
`T04-B4-2000
`;
`28,047,347
`i
`\ad
`
`
`y
`3
`g
`‘
`t
`
`, TS
`i
`‘
`‘
`
`
`aeeeeeeneeOPRPTRGBEETnepeeaineeneenniennnennenn
`seanennnnnttennnmnnennnonnennnennnnntnnnnnnnnnnnenaonneenhonneonnennannniennnnaieaienmenanneanneaicennaennnnmnnnmnnatcienn’
`
`;
`¢
`137.)
`8.057832
`1 05-02-2000
`Lev, ab al.
`:
`‘
`[magearasee SoonteontaonAAAHAAAOHANANAANAHEAHHBAHHBNNHENNHNNNNNANY
`;
`;
`
`
`Blakesise
`: 05-08-2000
`i
`.) 6,064,734
`:
`ee gseDETpaTTTpene siee
`
`05-00-2000
`Korat, et. af
`
`05-16-2006
`i Debfaney
`
`
`
`
`G5-23-2000
`
`Agker, et. ab.
`
`OP-04-3060
`
`Graf
`
`
`
`
`
`evrverederresertbnereneebitetpets
`
`eadadadtacadedetiddedeadicdddddheddaiad:
`
`07-04-2060
`Rearendeeeeeetnt
`
`#hu, eb al.
`aaaaaaaaaaaaaaaaaRRRRRRRRRRRRRRRRRRRRRRRRRRRRRRRRRRRR
`
`~4-
`
`Petitioners’ Exhibit 1029
`Page 0007
`
`Petitioners' Exhibit 1029
`Page 0007
`
`
`
`Receipt date: 11/20/2016
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/M.M.M/
`
`Substitute for fort 4444/PTG
`
`Complete if Known
`Spptication Sumver
`«145/983 544
`INFORMATION DISCLOSURE=fFrooe10/03/2016
`STATEMENT BY APPLICANT
`[First Named Inventor
`‘Harold Edward Price
`East Unit
`‘2447
`.
`:
`g NI/A
`
`(Use. as many sheets ag necessary}
`
`.
`
`,
`33.45,404,804
`1 02-93-4996
`jain, et. al
`:
`:
`stifaptnttnt
`
`
`{ { 62-20-1996|Keith, at. al34.) §.493,514 : ‘
`
`
`
`seeeeeeennsf-ssssttaagsaadbosaasceeoattcctaanssssssssnutceensssstaansssssoosineanaesseteasttssaaesats sittin
`
`
`
`, 3-05-1985|Grover, et. al95.0 8.487 404 ‘ \
`
`
`
`
`
`
`i 1 03-07-1996|Nguyen, et. al.3G. § 8,815,544 ; \
`
`
`
`
`aSonneceenceergetneetettnenteeteentenincnneres
`sooceeeeteneneettneeteeegennentnnetettnenstetnenttteiesettmneesentnnestetnnenstttnoesttttanenstttnnensetannened
`, 7. ¢ S5t7 672
`i 08-14. 7986
`:
`\
`¢
`38.3“eas 830
`( 05-28-1986
`| Chen, ef. al
`:
`‘
`mePe wasnSSeesncdeitieeeeissaeiesseioesessiseteeis
`i
`39.7 §,526,353
`: 06-11-1996
`Henley, et.al
`i
`:
`resMonneteeegeeneeneeneenerntentenanaesran
`croregeeengneeneneenenenneneenneeeecentneenneeceneennteneneecntecntecneeend
`
`
`
`; : 07-02-1996|Branstad, et. al40. 3("5533,024 ; \
`
`aUoeepeeeenenseeseaptnanennennnnnnpnnnnnnnnnnganngnnnannnaannnnnnsGongaasaaasaaaaaaa ssegpeceeeegen
`
`sapgeraneon
`:
`+ 5,544,882
`: 07-30-4596
`Eyubogiu, ef al.
`i
`\
`
`tf
`42. £5.541,949
`: 07-30-1995
`| Yong, et. al.
`:
`;
`;
`43. 8.548.770
`BS-0G-7886
`:
`:
`
`
`
`
`
`
`{
`
`45. ) 5,861,637
`
`1 70-01-1996
`
`| Bar et. al
`
`‘
`
`
`
`
`
`
`
`¢ , 10-01-1996|Hoffert, et. al,45.8+ 5,561,670 \
`
`‘ a 5,S86,175 L10-15-1996iDavis ‘
`
`
`
`
`P5748,
`49.3§ 9,973,233
`&0.
`| 5,583,564
`;
`81.) §,883,862
`
`:
`,
`:
`i
`
`
`
`
`frashirad, at.
`i 44-28-1996
`Freeman, at. ab
`i
`:
`
`
`
`
`
`
`
`
`‘
`:
`‘
`3
`:
`
`‘
`‘
`:
`;
`‘
`
`
`
`
`
`
`——EeERT |
`
`
`i Tanaka, ef al.
`:
`;
`i
`‘
`\
`
`
`
`
`
`¢ $4. 5.619.032 , 09-98-7997|Cruz, ef. al ‘ \
`
`i418-1997
`i
`$8.
`§ $.649.988
`:
`‘
`
`
`
`
`
`
`peseeeeeeeeeeedieepenenpeennenpeevegenseenueneeesnuenseenueneeeteereeengenesteneenseenaenett
`peseneeeppeneeeesesneeneeesueneeesuueneeenueneeesuenseenuntaQiaueneesnueneeesunneesnunneessuneeesnunneeesnnneesnunneeesuend
`>|8,823,490
`Richter, at. af.
`1 04-32-1997
`;
`:
`;
`
`
`
`
`
`88. f 5,627,936
`{ 05-06-1997
`rasad, et.al.
`,
`‘
`\
`
`
`: 8g.;5,633,859 i 05-27-1097|Jain. et al. ; \
`
`
`
`
`
`50.4 §,644,355
`1 OF7-04-1997
`coz, atal
`;
`,
`\
`
`sovenenenenenSRPRETREETwenenannetnnntinnennene
`-asneneeeennonennnnstannnnnneenenonennntnnnaannsnnneeneenannnnaansnnnnenenstiiiiaaaanansnnnnecttonnnnnaaaanannsenined
`
`
`
`
`
`; , U8-26-1897|Glass, et. al.{ 5,861,865 : ;
`
`
`
`soeeeopeppereppeen rrr
`
`
`
`‘ (09-02-1997|Danneels,ef. al.;v5,663,951 ‘ :
`
`
`
`
`
`
`¢ : 09-02-1997|Ware63. { 5,664,044 : \
`
`
`69-02-1997
`| Gaytan, et. al.
`Y
`64.45.664.716
`:
`‘
`Change() apppt POGGS-T5G7|Kohiyama, ef. ai.85775,606,161 :
`
`
`
`
`
`to document EarOSAeIeaT BagsLaa
`
`:
`i
`i
`a
`3
`alknap, et. al.
`:
`
`‘
`/CCBY
`i
`‘
`:
`
`O1/1998 ‘ CRASS
`Walters, et. al.
`T/1B/2LON7
`:
`87.
`; 5,710,970
`‘
`‘
`Rearendetree FRNANNNANNnn
`
`~2-
`
`Petitioners’ Exhibit 1029
`Page 0008
`
`Petitioners' Exhibit 1029
`Page 0008
`
`
`
`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www .uspto.gov
`
`APPLICATION NO.
`
`15/283,544
`
`
`
`
` FILING DATE
`
`
`10/03/2016
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKETNO.
`
`CONFIRMATIONNO.
`
`Harold Edward Price
`
`0021-49 CON4B
`
`5655
`
`ERNEST D. BUF
`ERNEST D. BUFF AND ASSOCIATES, LLC.
`231 SOMERVILLE ROAD
`BEDMINSTER, NI 07921
`
`Le
`MCLEOD, MARSHALL M
`
`2454
`
`MAIL DATE
`
`08/16/2017
`
`DELIVERY MODE
`
`PAPER
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`PTOL-90A (Rev. 04/07)
`
`Petitioners’ Exhibit 1029
`Page 0009
`
`Petitioners' Exhibit 1029
`Page 0009
`
`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`U.S. Patent and Trademark Office
`Address : COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`
`APPLICATION NO./
`CONTROL NO.
`15/283,544
`
`FILING DATE
`
`03 October, 2016
`
`FIRST NAMED INVENTOR/
`PATENTIN REEXAMINATION
`PRICE, HAROLD EDWARD
`
`ATTORNEY DOCKETNO.
`
`0021-49 CON4B
`
`
`
`
`ERNEST D. BUFF
`ERNEST D. BUFF AND ASSOCIATES, LLC.
`231 SOMERVILLE ROAD
`BEDMINSTER, NJ 07921
`
`ART UNIT
`
`PAPER
`
`2454
`
`20170814
`
`DATE MAILED:
`
`Please find below and/or attached an Office communication concerning this application or
`proceeding.
`
`Commissionerfor Patents
`
`IDS's dated 06/15/2017 has been considered by the examiner.
`
`/MARSHALL MCLEOD/
`Examiner, Art Unit 2454
`
`/AFTAB N. KHAN/
`Primary Examiner, Art Unit 2454
`
`
`
`PTO-90C (Rev.04-03)
`
`Petitioners’ Exhibit 1029
`Page 0010
`
`Petitioners' Exhibit 1029
`Page 0010
`
`
`
`Receipt date: 06/15/2017
`
`PTO/SB/08a (03-15}
`Doc code: IDS
`Approved for use through 07/31/2016. OMB 0651-0031
`.
`:
`:
`eg
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Doc description: Information Disclosure Statement (IDS) Filed
`Underthe Paperwork Reduction Act of 1995, no persons are required to respondto a collection cf information unlessit contains a valid OMB control number.
`
`Application Number
`Filing Date
`First Named Inventor
`
`| 5283544
`pots-10-03
`| Harold Edward Price
`
`-
`( Not for submission under 37 CFR 1.99)
`
`Art Unit
`
`2454
`
`
`
`Attorney Docket Number
`
`0021-49-CON4B
`
`Initials*
`
`ALL BEFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/M.M.M/
`
`U.S.PATENTS
`
`Examiner| Cite
`ey
`Initial
`No
`
`Patent Number
`
`Kind
`Code’
`
`Issue Date
`
`Nameof Patentee or Applicant Pages,Columns,Lines where
`:
`Relevant Passagesor Relevant
`of cited Document
`:
`Figures Appear
`
`If you wish to add additional U.S. Patent citation information please click the Add button.
`
`U.S.PATENT APPLICATION PUBLICATIONS
`
`Examiner| Kind|Publication,. Publication Nameof Patentee or Applicant Pages,Columns, Lines where
`
`
`
`
`ey
`Cite No
`:
`Relevant Passages or Relevant
`Initial
`Number
`Code'| Date
`of cited Document
`:
`Figures Appear
`
`Pages,Columns,Lines
`Nameof Patentee or
`
`
`
`Examiner| Cite|Foreign Document Kind|PublicationCountry Applicantofcited where Relevant
`
`Oeoument
`Passages or Relevant
`Initial*
`Numbers
`Code2i
`Code4| Date
`Figures Appear
`
`FOREIGN PATENT DOCUMENTS
`
`If you wish to add additional Foreign Patent Documentcitation information please click the Add button
`
`NON-PATENT LITERATURE DOCUMENTS
`
`Examiner] Cite
`
`Include nameof the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`(book, magazine, journal, serial, sympasium, catalog, etc), date, pages(s), volume-issue number(s),
`publisher, city and/or country where published.
`
`EFS Web2.1.17
`
`Petitioners’ Exhibit 1029
`Page 0011
`
`Petitioners' Exhibit 1029
`Page 0011
`
`
`
`Application Number
`
`Filing Date
`
`15283544
`
`2016-10-03
`
`First Named Inventor
`
`Harold Edward Price
`
`-
`( Not for submission under 37 CFR 1.99)
`
`Art Unit
`
`2454
`
`
`
`Darrell D.E. Long, “A variable bandwidth broadcasting protocol for video-on-demand,” January 1999.
`
`Attorney Docket Number
`
`0021-49-CON4B
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/M.M.M/
`
`ric Cole, “Hiding in Plain Sight: Steganography and the Art of Covert Communication,” April 11, 2003; Wiley
`Publishing, Inc., ISBN-10: 0471444499.
`
`ugene T. Lin et al.,“Streaming video and rate scalable compression: what are the challenges for
`atermarking,January 2004.
`
`.D. Gibson,"Multimedia Communications," November 7, 2000; ISBN-10: 0122821602.
`
`ens Meggersetal.,“A Video Gateway to Support Video Streaming to Mobile Clients,” November 1998.
`
`e Shen,*A Parallel Implementation of an MPEG1 Encoder: Faster Than Real-Time!’ 1995.
`
`etan Mayer-Patel,*Software only video production switcherfor the Internet Mbone,” February 1994.
`
`ichard Karpinski,“Beyond HTML,” April 1996; ISBN-10: 0078821983.
`
`ealNetworks,‘Real Player 7 Plus Manual,” November 1999.
`
`'MacPacSat," December 1998; Gilbert Mackall (N3RZN) & Dog Park Software Ltd. (VE3VRW).
`
`Bob Breedloveet al., "Web Programming Unleashed,” January 1996; ISBN-10: 1575211173.
`
`So
`
`= =
`
`EFS Web2.1.17
`
`Petitioners’ Exhibit 1029
`Page 0012
`
`Petitioners' Exhibit 1029
`Page 0012
`
`
`
`Application Number
`
`Filing Date
`
`15283544
`
`2016-10-03
`
`First Named Inventor
`
`Harold Edward Price
`
`-
`( Not for submission under 37 CFR 1.99)
`
`Art Unit
`
`2454
`
`
`
`English language translation is attached.
`
`Attorney Docket Number
`
`0021-49-CON4B
`
`-
`-
`-
`-
`-
`
`--
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/M.M.M/
`
`hristopherYavelow,"Music&SoundBible,”IDGBooksWorldwide,Inc.;July1992;ISBN-10:1878058185.
`athanielPolish,"TheBurstwareFamilyofProtocols,"January1996.
`PR2015-01035DecisionDenyingRehearing;4/4/2017.
`PR2017-00784DecisionInstituting;3/31/2017.
`PR2017-00785DecisionInstituting;4/13/2017.
`PR2017-00786DecisionGrantingJoinder;6/5/2017.
`
`PR2017-00820 Decision Granting Joinder; 6/5/2017.
`
`If you wish to add additional non-patentliterature documentcitation information please click the Add button
`
`EXAMINER SIGNATURE
`
`*EXAMINER:Initial if reference considered, whetheror not citation is in conformance with MPEP 609. Draw line through a
`citation if not in conformance and not considered.
`Include copy of this form with next communication to applicant.
`
`1 See Kind Codes of USPTO Patent Documents at www.USPTO.GOV or MPEP 901.04. 2 Enter office that issued the document, by the two-letter code (WIPO
`Standard ST.3). * For Japanese patent documents,the indication of the year of the reign of the Emperor must precede the serial numberof the patent document.
`4 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. © Applicantis to place a check markhereif
`
`EFS Web2.1.17
`
`Petitioners’ Exhibit 1029
`Page 0013
`
`Petitioners' Exhibit 1029
`Page 0013
`
`
`
`Application Number
`
`Filing Date
`
`15283544
`
`2016-10-03
`
`First Named Inventor
`
`Harold Edward Price
`
`.
`( Not for submission under 37 CFR 1.99)
`
`Art Unit
`
`2454
`
`Attorney Docket Number
`
`0021-49-CON4B
`
`CERTIFICATION STATEMENT
`
`Please see 37 CFR 1.97 and 1.98 to makethe appropriate selection(s):
`
`That each item of information contained in the information disclosure statement was first cited in any communication
`from a foreign patent office in a counterpart foreign application not more than three months prior to thefiling of the
`information disclosure statement. See 37 CFR 1.97 (e)(1).
`
`VA 22313-1450.
`
`That no item of information contained in the information disclosure statement was cited in a communication from a
`foreign patent office in a counterpart foreign application, and, to the knowledge of the person signing the certification
`after making reasonable inquiry, no item of information contained in the information disclosure statement was known to
`any individual designated in 37 CFR 1.56{c) more than three months prior to the filing of the information disclosure
`statement. See 37 CFR 1.97(e)(2).
`
`See attached certification statement.
`
`<The fee set forth in 37 CFR 1.17 (p) has been submitted herewith.
`
` Acertification statement is not submitted herewith.
`
`SIGNATURE
`A signature of the applicant or representative is required in accordance with CFR 1.33, 10.18. Please see CFR 1.4(d) far the
`form of the signature.
`
`
`2017-06-15
`Date (YYYY-MM-DD)
`Signature
`
`
`Name/Print
`Ermest D. Buff
`Registration Number
`25833
`
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the
`public whichis to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR
`1.14. This collection is estimated to take 1 hour to complete, including gathering, preparing and submitting the completed
`application form to the USPTO. Time will vary depending upontheindividual case. Any comments on the amountof time you
`require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S.
`Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND
`FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450, Alexandria,
`
`EFS Web2.1.17
`
`Petitioners’ Exhibit 1029
`Page 0014
`
`Petitioners' Exhibit 1029
`Page 0014
`
`
`
`Receipt date: 06/15/2017
`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your submission of the
`attached form related to a patent application or patent. Accordingly, pursuant to the requirements of the Act, please be advised
`that:
`(1) the general authority for the collection of this information is 35 U.S.C. 2(b)(2); (2) furnish