`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRADEMARK
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`Wesiern District of Texas, Waco Division
`on the following
`L] Trademarks or
`[MW Patents.
`( (] the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`6:21-cv-815
`PLAINTIFF
`
`DATEFILED
`8/6/2021
`
`U.S. DISTRICT COURT
`Western District of Texas, Waco Division
`DEFENDANT
`
`WAGAcquisition, L.L.C.
`
`Amazon.com, Inc., Amazon WebServices, Inc., and
`
`Amazon.com Services LLC
`HOLDER OF PATENT OR TRADEMARK
`(BY) DEPUTY CLERK
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARKNO.
`
`L] Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`L] Answer
`
`C] Cross Bill
`
`L] Other Pleading
`
`In the above—entitled case, the following decision has been rendered or judgementissued:
`DECISION/JUDGEMENT
`
`Copy 1—Uponinitiation of action, mail this copy to Director©Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Uponfiling document adding patent(s), mail this copy to Director Copy 4—Casefile copy
`
`
`
`Petitioners' Exhibit 1030
`Page 0001
`
`
`
`Case G:2i-cv-O0616-ADA Bocument3 Filed OG/OG/21 Page Loti
`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRADEMARK
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`Wesiern District of Texas, Waco Division
`on the following
`L] Trademarks or
`[MW Patents.
`( (] the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`6:21-cv-816
`PLAINTIFF
`
`DATEFILED
`8/6/2021
`
`U.S. DISTRICT COURT
`Western District of Texas, Waco Division
`DEFENDANT
`
`WAGAcquisition, L.L.C.
`
`Google LLC and YouTube, Inc.
`
`
`HOLDER OF PATENT OR TRADEMARK
`(BY) DEPUTY CLERK
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARKNO.
`
`L] Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`L] Answer
`
`C] Cross Bill
`
`L] Other Pleading
`
`In the above—entitled case, the following decision has been rendered or judgementissued:
`DECISION/JUDGEMENT
`
`Copy 1—Uponinitiation of action, mail this copy to Director©Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Uponfiling document adding patent(s), mail this copy to Director Copy 4—Casefile copy
`
`
`
`Petitioners' Exhibit 1030
`Page 0002
`
`
`
`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Vatent and TrademarkOffice
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`www.uspto.g:
`Alexandria, Virginia 22313-1450
`
`APPLICATION NO.
`
`15/283,578
`
`ISSUE DATE
`
`08/22/2017
`
`PATENT NO.
`
`ATTORNEY DOCKETNO.
`
`CONFIRMATION NO.
`
`9742824
`
`0021-49-CONSB
`
`4911
`
`25901
`
`7590
`
`08/02/2017
`
`ERNEST D. BUFF
`ERNEST D. BUFF AND ASSOCIATES, LLC.
`231 SOMERVILLE ROAD
`BEDMINSTER,NJ 07921
`
`The projected patent numberandissue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 0 day(s). Any patent to issue from the above-identified application will include
`an indication of the adjustmenton the front page.
`
`If a Continued Prosecution Application (CPA) wasfiled in the above-identified application, the filing date that
`determines Patent Term Adjustmentis the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEBsite (http://pair-uspto. gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM)at (571)-272-4200.
`
`APPLICANT(s)(Please see PAIR WEBsite http://pair.uspto.gov for additional applicants):
`
`Harold Edward Price, Bethel Park, PA;
`WAG ACQUISITION,L.L.C., Flanders, NJ;
`
`The United States represents the largest, most dynamic marketplace in the world andis an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`worksto encourage andfacilitate business investment. To learn more about why the USAis the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA. gov.
`
`IR103 (Rev. 10/09)
`
`Petitioners’ Exhibit 1030
`Page 0003
`
`Petitioners' Exhibit 1030
`Page 0003
`
`
`
`Receipt date: 11/20/2016
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/M.M.M/
`
`2447
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`
`Petitioners’ Exhibit 1030
`Page 0004
`
`Petitioners' Exhibit 1030
`Page 0004
`
`
`
`Receipt
`
`date: 11/20/2016
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/M.M.M/
`
`Substitute for fortes 1449/FTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
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`/MARSHALL M MCLEOD/
`
`Date
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`“EXAMINER:
`
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`
`
`Petitioners’ Exhibit 1030
`Page 0005
`
`
`
`
`
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`Petitioners' Exhibit 1030
`Page 0005
`
`
`
`Receipt date: 11/20/2016
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/M.M.M/
`
`Substitute for for1449/FTO
`
`‘ Complete # Known
`i 15/283, 578
`Agpiication Number
`INFORMATION DISCLOSURE [FmvoxeFronsao16
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`By
`
`
`
`Petitioners' Exhibit 1030
`Page 0009
`
`
`
`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www .uspto.gov
`
`APPLICATION NO.
`
`15/283,578
`
`
`
`
` FILING DATE
`
`
`10/03/2016
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKETNO.
`
`CONFIRMATIONNO.
`
`Harold Edward Price
`
`0021-49-CON5B
`
`4911
`
`ERNEST D. BUF
`ERNEST D. BUFF AND ASSOCIATES, LLC.
`231 SOMERVILLE ROAD
`BEDMINSTER, NI 07921
`
`Le
`MCLEOD, MARSHALL M
`
`2454
`
`MAIL DATE
`
`07/12/2017
`
`DELIVERY MODE
`
`PAPER
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`PTOL-90A (Rev. 04/07)
`
`Petitioners’ Exhibit 1030
`Page 0010
`
`Petitioners' Exhibit 1030
`Page 0010
`
`
`
`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`U.S. Patent and Trademark Office
`Address : COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`
`APPLICATION NO./
`CONTROL NO.
`15/283,578
`
`FILING DATE
`
`03 October, 2016
`
`FIRST NAMED INVENTOR/
`PATENT IN REEXAMINATION
`PRICE, HAROLD EDWARD
`
`ATTORNEY DOCKETNO.
`
`0021-49-CONS5B
`
`
`
`EXAMINER
`
`MARSHALL MCLEOD
`
`ARTUNIT
`
`PAPER
`
`2454
`
`20170710
`
`ERNEST D. BUFF
`ERNESTD. BUFF AND ASSOCIATES,LLC.
`231 SOMERVILLE ROAD
`BEDMINSTER, NJ 07921
`
`DATE MAILED:
`
`Please find below and/or attached an Office communication concerning this application or
`proceeding.
`
`IDS form dated 06/15/2017 has been considered by the examiner.
`
`Commissionerfor Patents
`
`
`
`
`Examiner, Art Unit 2454
` /Joseph E Avellino/
`Supervisory Patent Examiner, Art Unit 2454
`
`/MARSHALL MCLEOD/
`
`PTO-90C (Rev.04-03)
`
`Petitioners’ Exhibit 1030
`Page 0011
`
`Petitioners' Exhibit 1030
`Page 0011
`
`
`
`Receipt date: 06/15/2017
`
`PTO/SB/08a (03-15}
`Doc code: IDS
`Approved for use through 07/31/2016. OMB 0651-0031
`.
`:
`:
`eg
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Doc description: Information Disclosure Statement (IDS) Filed
`Underthe Paperwork Reduction Act of 1995, no persons are required to respondto a collection cf information unlessit contains a valid OMB control number.
`
`Application Number
`Filing Date
`First Named Inventor
`
`| 5283578
`pots-10-03
`| Harold Edward Price
`
`-
`( Not for submission under 37 CFR 1.99)
`
`Art Unit
`
`2454
`
`
`
`Attorney Docket Number
`
`0021-49-CON5B
`
`Initials*
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/M.M.M/
`
`U.S.PATENTS
`
`Examiner| Cite
`ey
`Initial
`No
`
`Patent Number
`
`Kind
`Code’
`
`Issue Date
`
`Nameof Patentee or Applicant Pages,Columns,Lines where
`:
`Relevant Passagesor Relevant
`of cited Document
`:
`Figures Appear
`
`If you wish to add additional U.S. Patent citation information please click the Add button.
`
`U.S.PATENT APPLICATION PUBLICATIONS
`
`Examiner| Kind|Publication,. Publication Nameof Patentee or Applicant Pages,Columns, Lines where
`
`
`
`
`ey
`Cite No
`:
`Relevant Passages or Relevant
`Initial
`Number
`Code'| Date
`of cited Document
`:
`Figures Appear
`
`Pages,Columns,Lines
`Nameof Patentee or
`
`
`
`Examiner| Cite|Foreign Document Kind|PublicationCountry Applicantofcited where Relevant
`
`Oeoument
`Passages or Relevant
`Initial*
`Numbers
`Code2i
`Code4| Date
`Figures Appear
`
`FOREIGN PATENT DOCUMENTS
`
`If you wish to add additional Foreign Patent Documentcitation information please click the Add button
`
`NON-PATENT LITERATURE DOCUMENTS
`
`Examiner] Cite
`
`Include nameof the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`(book, magazine, journal, serial, sympasium, catalog, etc), date, pages(s), volume-issue number(s),
`publisher, city and/or country where published.
`
`EFS Web2.1.17
`
`Petitioners’ Exhibit 1030
`Page 0012
`
`Petitioners' Exhibit 1030
`Page 0012
`
`
`
`Application Number
`
`Filing Date
`
`15283578
`
`2016-10-03
`
`First Named Inventor
`
`Harold Edward Price
`
`-
`( Not for submission under 37 CFR 1.99)
`
`Art Unit
`
`2454
`
`
`
`Darrell D.E. Long, “A variable bandwidth broadcasting protocol for video-on-demand,” January 1999.
`
`Attorney Docket Number
`
`0021-49-CON5B
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/M.M.M/
`
`ric Cole, “Hiding in Plain Sight: Steganography and the Art of Covert Communication,” April 11, 2003; Wiley
`Publishing, Inc., ISBN-10: 0471444499.
`
`ugene T. Lin et al.,“Streaming video and rate scalable compression: what are the challenges for
`atermarking,January 2004.
`
`.D. Gibson,"Multimedia Communications," November 7, 2000; ISBN-10: 0122821602.
`
`ens Meggersetal.,“A Video Gateway to Support Video Streaming to Mobile Clients,” November 1998.
`
`e Shen,*A Parallel Implementation of an MPEG1 Encoder: Faster Than Real-Time!’ 1995.
`
`etan Mayer-Patel,*Software only video production switcherfor the Internet Mbone,” February 1994.
`
`ichard Karpinski,“Beyond HTML,” April 1996; ISBN-10: 0078821983.
`
`ealNetworks,‘Real Player 7 Plus Manual,” November 1999.
`
`'MacPacSat," December 1998; Gilbert Mackall (N3RZN) & Dog Park Software Ltd. (VE3VRW).
`
`Bob Breedloveet al., "Web Programming Unleashed,” January 1996; ISBN-10: 1575211173.
`
`So
`
`= =
`
`EFS Web2.1.17
`
`Petitioners’ Exhibit 1030
`Page 0013
`
`Petitioners' Exhibit 1030
`Page 0013
`
`
`
`
`
`English language translation is attached.
`
`Attorney Docket Number
`
`0021-49-CON5B
`
`-
`-
`-
`-
`-
`
`--
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/M.M.M/
`
`hristopherYavelow,"Music&SoundBible,”IDGBooksWorldwide,Inc.;July1992;ISBN-10:1878058185.
`athanielPolish,"TheBurstwareFamilyofProtocols,"January1996.
`PR2015-01035DecisionDenyingRehearing;4/4/2017.
`PR2017-00784DecisionInstituting;3/31/2017.
`PR2017-00785DecisionInstituting;4/13/2017.
`PR2017-00786DecisionGrantingJoinder;6/5/2017.
`
`PR2017-00820 Decision Granting Joinder; 6/5/2017.
`
`If you wish to add additional non-patentliterature documentcitation information please click the Add button
`
`EXAMINER SIGNATURE
`
`
`Examiner Signature |]/marsuannmvctgop/|Date Considered |] 97/10/2017
`
`*EXAMINER:Initial if reference considered, whetheror not citation is in conformance with MPEP 609. Draw line through a
`citation if not in conformance and not considered.
`Include copy of this form with next communication to applicant.
`
`1 See Kind Codes of USPTO Patent Documents at www.USPTO.GOV or MPEP 901.04. 2 Enter office that issued the document, by the two-letter code (WIPO
`Standard ST.3). * For J