AOUAACA LY AA
`
`US 20020080862A1
`
`as) United States
`a2) Patent Application Publication (0) Pub. No.: US 2002/0080862 Al
`
` Ali (43) Pub. Date: Jun. 27, 2002
`
`
`(54) RAKE RECEIVER
`
`(30)
`
`Foreign Application Priority Data
`
`(75)
`
`Inventor: Danish Ali, South Croydon (GB)
`
`Nov. 22, 2000
`
`(GB) woeeecceeeecessneeesesteneensees 0028392.9
`
`Correspondence Address:
`Corporate Patent Counsel
`U.S. Philips Corporation
`580 White Plains Road
`Tarrytown, NY 10591 (US)
`(73) Assignee: KONINKLIJKE PHILIPS ELEC.
`TRONICSN.V.
`
`(21) Appl. No.:
`
`10/003,065
`
`(22)
`
`Filed:
`
`Nov. 2, 2001
`
`Publication Classification
`
`Tint, CU? ceecccsecsecsessessssssesssssessesseneees HO4B 1/707
`(51)
`(52) U.S. C1. eee ecssseseecsecnecneeeneess 375/148; 375/150
`
` ©7)
`
`ABSTRACT
`
`A Rakereceiver suitable for receiving, for example, direct
`sequence CDMAsignals, in which the pilot code used to
`correlate the received signal in each Rake finger (RF1, RF2,
`REN)is interpolated prior to the correlation.
`
` —_ = = I]oan
`
`300
`
`54.
`
`7 | | a6tr
`30
`60
`39
`{38 iy
`
`
`
`Exhibit 1014
`Page 01 of 09
`
`
`
`Samsung et al. v. XR Commc'ns.
`IPR2022-01362
`Exhibit 1014
`
`Exhibit 1014
`Page 01 of 09
`
`

`

`Patent Application Publication
`
`Jun. 27, 2002 Sheet 1 of 4
`
`US 2002/0080862 Al
`
`QS
`
`AS
`
`Exhibit 1014
`
`Page 02 of 09
`
`Exhibit 1014
`Page 02 of 09
`
`

`

`Patent Application Publication
`
`Jun. 27, 2002 Sheet 2 of 4
`
`US 2002/0080862 Al
`
`9S
`
`Exhibit 1014
`
`Page 03 of 09
`
`Exhibit 1014
`Page 03 of 09
`
`

`

`Patent Application Publication
`
`Jun. 27,2002 Sheet 3 of 4
`
`US 2002/0080862 Al
`
`Exhibit 1014
`
`Page 04 of 09
`
`Exhibit 1014
`Page 04 of 09
`
`

`

`Patent Application Publication
`
`Jun. 27,2002 Sheet 4 of 4
`
`US 2002/0080862 Al
`
`
`
`Exhibit 1014
`
`Page 05 of 09
`
`Exhibit 1014
`Page 05 of 09
`
`

`

`US 2002/0080862 Al
`
`Jun. 27, 2002
`
`RAKE RECEIVER
`
`[0001] The present invention relates to a Rake receiver
`having particular, but not exclusive, application as a direct-
`sequence CDMA(code division multiple access) receiver
`suitable for use in IS95 and third generation (3GPP) tele-
`phones.
`
`[0002] The Rake receiver is known from article by R.
`Price and P. E. Green, “A Communication Technique for
`Multipath Channel” 1958 Proceedings of the IRE pp 555 to
`570. In simple terms a Rake receiver architecture provides
`an effective immunity to the effects of inter-symbol inter-
`ference (ISI) in the presence of multipath propagation con-
`ditions which cause the same signal
`to be repeatedly
`received at an antenna at a plurality of different
`time
`intervals. The received signal is received and frequency
`down-converted and the down-converted signals are applied
`to a plurality of signal paths, frequently called Rake fingers,
`each having a different time delay. Each signal path includes
`a correlator which produces its version of the received
`signal. The versions are combined and integrated over a
`symbolperiod.
`
`In earlier versions of the Rake receiver the delays
`[0003]
`were provided by a delay line having a plurality of taps,
`successive taps being separated by substantially equal time
`delays. Only a small numberof the signal paths contribute
`energy to the received symbol andthe relative delays of
`these paths vary slowly with time.
`
`[0004] A more modern version of the disclosed Rake
`receiver has fewer taps but each has a variable delay. The
`optimum delay for each tap is maintained by a delay-locked
`loop. A typical delay-locked loop is disclosed in an article by
`J. J. Spilker, Jr. “Delay-Lock Tracking of Binary Signals”
`1963 IEEE Transactions on Space Electronics and Telem-
`etry, 9(1963) pages 1 to 8. In an implementation of a
`delay-locked loop for use in a direct-sequence CDMA
`receiver the transmitted signal includes a pilot code and at
`the Rake receiver a frequency down-converted signal in
`each ofthe signal paths is correlated with a locally generated
`version of the pilot code. The correlation is done a fraction
`of a chip early and also a fraction of a chip late and the delay
`of the delay-locked loop is adjusted in the direction of the
`more favourable correlation. This technique gives an early-
`late gate for time tracking. The optimal delay, halfway
`between the early and late signals, is multiplied with the
`output of the delayed lock loop and is combined with outputs
`from the other signal paths (or Rake fingers) for optimal
`decoding of the wanted signal.
`
`[0005] Modern implementations of a Rake receiver are
`digital and the output signal from the receiver/ADC is
`therefore digital being both level-discrete and time-discrete.
`It has been found in the case of 3GPPthat in order to extract
`
`most of the energy from a given signal path, the time delay
`in that path should be controllable to a fraction of a chip,
`typically % of a chip, so the sampling rate of the ADC needs
`to be at least four times the chip rate, the signal bandwidth
`being roughly half the chip rate. In order to prevent adjacent
`channel signals from interfering with the operation of the
`delay-locked loop, the signal from the receiver/ADC needs
`to be filtered of the order of 4 times more strongly than
`would be required by its sampling rate. Such strong filtering
`is wasteful of resources, such as the component count and
`current consumption, as larger integration time constants
`
`will be required for analogue filtering prior to analogue to
`digital conversion and/or a larger number of taps will be
`required for digitally filtering of oversampled ADCs.
`[0006] An object of the present invention is to reduce the
`effects of adjacent channel interference in a cost effective
`manner.
`
`[0007] According the present invention there is provided a
`Rake receiver comprising a radio signal receiving stage, an
`analogue-to-digital converter (ADC) coupled to the receiv-
`ing stage, the ADC output being coupled to an input of each
`of a plurality of signal paths each of the signal paths
`including signal processing means, combining means for
`combining outputs from the signal paths and means for
`recovering symbols from the combined outputs, the receiver
`further comprising code generation means for generating a
`filtered pilot code, and the signal processing means in each
`of the signal paths comprising a variable delay means for
`delaying a signal in that path by a desired amount and a
`means for correlating the delayed signal with the filtered
`pilot code.
`[0008] The present invention is based on the realisation
`that
`interference from out-of-band signals only occurs
`because the pilot code, which comprises a sequence of +1
`and -1 values, has harmonics which occur outside the signal
`bandwidth. Filtering the pilot code signal, which may be
`implemented by interpolating the pilot code signal which
`starts as +1 values, gives it a multibit representation and is
`much easier than filtering the received signal in a higher
`order filter than is justified by the chiprate.
`[0009]
`In an embodiment of the invention the signal
`processing meansincludessignal deriving means coupled to
`an output of the code generation means andto the variable
`delay meansfor deriving an early-late timing error signal for
`the signal path, which timing error signal is supplied to
`means for adjusting the variable time delay of the variable
`delay meansandfor deriving an indication ofthe strength of
`the received signal in the respective signal path, and means
`for multiplying the delayed signal from the variable delay
`means by the complex conjugate of the indication of its
`strength and applying the result to the combining means.
`{0010]
`In a further embodiment of the invention the code
`generation means comprises fixed delay means and the
`signal deriving means comprises first, second and third
`correlators, each of the first, second and third correlators
`having first and second inputs, the first input of the first
`correlator being coupled to the output of the variable delay
`means, first and second differential delay means having
`inputs coupled to the output of the variable delay means and
`outputs coupled respectively to the first inputs of the second
`and third correlators,the first differential delay means delay-
`ing the output of the variable delay means by half a chip
`period and the second differential delay means delaying the
`output of the variable delay meansby a chip period, second
`inputsof the first, second andthird correlators being coupled
`to an output of the code generation means, a differencing
`circuit having inputs connected respectively to outputs of the
`first and third correlators and an output for the early-late
`timing error signal, and the second correlator having an
`output for the indication of the strength of the received
`signal in the signal path.
`[0011] The present invention will now be described, by
`way of example, with reference to the accompanying draw-
`ings, wherein:
`
`Exhibit 1014
`
`Page 06 of 09
`
`Exhibit 1014
`Page 06 of 09
`
`

`

`US 2002/0080862 Al
`
`Jun. 27, 2002
`
`[0012] FIG. 1 is a block schematic diagram of a Rake
`receiver having high orderfiltering of the digitised received
`signal,
`
`[0013] FIG. 2 is a block schematic diagram of a first
`embodiment of a Rake receiver made in accordance with the
`present invention,
`
`FIG.3 isa block schematic diagram of an embodi-
`[0014]
`mentof a signal path (or Rake finger) suitable for use in the
`receiver shown in FIG.2,
`
`[0015] FIG. 4 is a block schematic diagram of another
`embodimentof a signal path (or Rake finger) suitable for use
`in the receiver shown in FIG. 2, and
`
`[0016] FIG. 5 is a block schematic diagram of a further
`embodiment of a signal path (or Rake finger) which is a
`variant of that shown in FIG.2.
`
`In the drawings, the same reference numerals have
`[0017]
`been used to indicate corresponding features.
`
`[0018] The Rake receiver shown in FIG. 1 comprises an
`antenna 10 coupled to a quadrature frequency down con-
`version stage 12 which provides quadrature related outputs
`1,Q. These outputs are digitised in an analogue-to-digital
`converter (ADC) 14. The digitised I and Q signals are
`applied to a high order digital filter 16 which is necessary to
`cope with the dynamic range of the received signals. An
`output of the digital filter 16 is applied to a signal splitter 18
`which splits the signal into a plurality of N parallel signal
`paths, generally known as Rake fingers, RF1, RF2, RFN.
`Each of the N signal paths is the same as the others and for
`convenience of description the signal path RF1 will be
`described in detail. Logic control is applied to the Rake
`fingers RF1, RF2, RENso that no twofingers track the same
`signal path, and the logic control reallocates fingers should
`a given signal path fade away and another one be formed.
`
`[0019] The signal from the signal splitter 18 is applied to
`a variable delay element 20. The delay of the variable delay
`element 20 is adjusted to optimise the signal being processed
`in the signal path RF1. The variable delay element 20
`provides three signal outputs, namely early, on-time andlate,
`which are coupled respectively to first inputs 22, 24, 26 of
`three correlators CR1, CR2 and CR3.
`
`[0020] A code generation means 300 comprises a source
`of pilot code 30 coupled to a fixed delay stage 32 which
`provides an output 36 and which is connected to second
`inputs 23, 25 and 27 of the correlators CR1, CR2 and CR3.
`
`[0021] Each of the three correlators CR1, CR2, CR3
`comprises a multiplier 40 for multiplying the signals on the
`respective first and second inputs and a stage 42 for deter-
`mining the amplitude, a, and the phase,¢, of the signal from
`the multiplier 40. Early and late outputs from the correlators
`CR1, CR3 are applied to a differencing stage 44 from which
`an early-late timing error for the Rake finger RF1 is deter-
`mined and applied to a stage 46 which decides if the delay
`of the variable delay element 20 should be updated andif so
`it sends a signal on a line 47. The timing error is generally
`compared to a threshold and if it exceeds the threshold the
`delay is adjusted, otherwiseit is left as it is. The combination
`of the variable delay element 20 and the generation of the
`feedback signal on the line 47 constitute a delay lock loop.
`
`delay element 20. This signal is delayed in a delay stage 50
`by an amount to compensate for the processing of the signals
`in the correlator CR2. In the multiplier 48 the signal from the
`delay stage 50 is multiplied by the complex conjugate of the
`correlation obtained from the correlator CR2 to provide a
`best version of the signal. This best signal is combined
`maximally with the best signals from the other Rake fingers
`RF2, RFN in a summation stage 52 and the sum signal is
`applied to a despread stage 54. The signal obtained is applied
`to an integrate and dump stage 56 in which the symbols are
`recovered.
`
`In the case of using the circuit of FIG. 1 for 3GPP
`[0023]
`telephones, in order to extract most of the energy from a
`given path,
`the finger delay should be controllable to a
`fraction of a chip, typically a % of a chip, so the sampling
`rate of the ADC14 hasto beat least four times the chip rate
`to provide 4 samples per chip. The signal bandwidthis of the
`orderof half the chip rate. To prevent adjacent channels from
`interfering with the operation of the Rake fingers RF1, RF2,
`REN,the signal from the ADC 14 must befiltered four times
`more strongly in the filter 16 than would be required byits
`sampling rate. The use of a high orderfilter is wasteful of
`resources. Such a filter requires larger integration time
`constants for analogue filtering before analogue to digital
`conversion in the ADC16 and/or a larger numberof taps for
`digital filtering of oversampled ADCs. Apart from such
`filtering requiring a relatively large area of an integrated
`circuit, it will also consumea relatively large power which
`will adversely affect
`the talk time/standby time of the
`telephone.
`
`[0024] FIG. 2 shows an embodiment of a Rake receiver
`made in accordance with the present invention. Compared to
`FIG.1, the illustrated Rake receiver includes a digital filter
`60 for interpolating the pilot code from the source of pilot
`code 30 prior to it being applied to the fixed delay stage 32.
`Optionally a filter 62 may be connected between the output
`of the summation stage 52 and the input of the despread
`stage 54 in order to remove harmonicspresent in the output
`of the ADC 14. Alternatively filtering may be implicit in the
`despread stage 54. Filtering of the despread signal may not
`be too severe because the spreading code has less harmonic
`energy. The high order digital filter 16 (FIG. 1) is omitted
`although some analoguefiltering may be carried out in the
`receiver 12 and the ADC 14. The output from the variable
`delay element 20 is suppliedto the first inputs 22, 24, 26 of
`the correlators CR1, CR2 and CR3. Thefixed delay stage 32
`has early, on-time and late outputs 34, 36, 38 which are
`supplied to the second inputs of the respective correlators
`CR1, CR2 and CR3. In the interests of brevity FIG. 2 will
`not be described in detail as it is similar to FIG.1.
`
`In operation the ADC 14 oversamples the I and Q
`[0025]
`signals at 4 times the chip rate and the correlators CR1, CR2
`and CR3are also operating at 4 times the chip rate to avoid
`aliasing. The output from the variable delay element 20 is at
`the chip rate and the output from the correlator CR2 gives
`the amplitude, a, and the phase, o, values of the on-time
`pilot. More particularly the stage 42 of the correlator CR2
`integrates and dumps the applied signals and optionally
`interpolates the output to provide a signal at lower than the
`chip rate and perhaps slower than the symbolrate.
`
`[0022] An on-time output of the correlator CR2 is applied
`to a multiplier 48 which also receives the signal from the
`
`FIG.2 is based on the realisation that the interfer-
`[0026]
`ence from out-of-band signals only occurs because the pilot
`
`Exhibit 1014
`
`Page 07 of 09
`
`Exhibit 1014
`Page 07 of 09
`
`

`

`US 2002/0080862 Al
`
`Jun. 27, 2002
`
`code produced by the source of pilot code 30, which code is
`a sequence of +1 and -1 values, has harmonics that occur
`outside the signal bandwidth. By digitally interpolating the
`pilot code in thedigital filter means 60 the pilot code is given
`a multibit representation and the out-of-band harmonics are
`removed. Since the pilot code starts as a sequence of +1
`values, interpolating is much easier and uses less resources
`thanfiltering the received signal in a high orderfilter, such
`as the filter 16 (FIG. 1). There is a trade-off between the
`degreeoffiltering that is done to the received signal and the
`degree offiltering of the pilot code. Factors which have to
`be considered in this trade-off include the complexity of the
`filters in the signal path as opposed to an increased degree
`ofinterpolation of the pilot code resulting in a large number
`of bits leading to complicated multiplications in the corr-
`elators CR1, CR2, CR3. As a guide, the degree of filtering
`of the signal path is adjusted to prevent aliasing and the
`balance of the filtering requirement is achieved by interpo-
`lating the pilot code.
`
`[0027] Since the interpolated pilot code from the digital
`filter 60 is no longer +1,
`the multiplications inside the
`correlators CR1, CR2, CR3 become true multiplications at
`the sample rate rather than additions or subtractions. There
`are simplications which can be made to reduce signal
`processing because the numberof interpolated pilot values
`is small.
`
`[0028] The stages 42 of the correlators CR1, CR2, CR3
`comprise integrate and dump stages which provide implicit
`filtering of the signals.
`
`FIG.3 illustrates a variant of the Rake finger RF1
`[0029]
`from that shown in FIG.2. The variant relates to the method
`
`of determining the early-late signal to be applied to the
`variable delay element 20. The early and late outputs 34, 38
`of the fixed delay stage 32 are applied to inputs 72, 74,
`respectively, of a differencing stage 70. An output 76 of the
`stage 70 and the delayed received signal from the variable
`delay element 20 are applied to a correlator CR4 comprising
`a multiplier 40 and a phase, ¢, and amplitude, a, determining
`stage 42. An output of the stage 42 is coupled to the stage
`46.
`
`[0030] FIG. 4 shows another variant of the Rake finger
`RF1 shown in FIG.2. In this embodimentthe early and late
`outputs 34, 38 of the fixed delay stage 32 are appliedto their
`respective correlators CR1, CR3 and the difference of their
`outputs is generated by difference means 44 and used by the
`stage 46 to generate a delay adjustment signal for the delay
`element 20. The on-time correlation is derived by summing
`the early and late correlations in a summation stage 80, the
`output of which forms the complex conjugate of the on-time
`correlation. The delayed received signal is multiplied with
`the complex conjugate in the multiplier 48.
`
`[0031] FIG. 5 illustrates a further variant of the Rake
`finger RF1 from that shown in FIG.2. In this embodiment
`a single output 36 from the fixed delay stage 32 is applied
`to inputs 23, 25, 27 of the multipliers 40 of the correlators
`CR1, CR2, CR3, respectively. The output of the variable
`delay element 20 is applied to time delay stages 82 and 84
`whose outputs are respectively connected to inputs 24 and
`26 of the multipliers 40 of the correlators CR2 and CR3. The
`delay stage 82 delays the output of the delay element 20 by
`2 samples (or half a chip period) and the delay stage 84
`delays the output of the delay element 20 by 4 samples(or
`
`a chip period). Normally the output of the delay element 20
`is connected directly to the input 22 of the multiplier 40 in
`the correlator CR1 so that there is no signal delay. Alterna-
`tively a delay stage 80 shown in broken lines may be
`provided if required, but the relative time delay periods
`introduced by the delay stages 82, 84 are maintained. In
`operation the correlator CR1 provides the early indication,
`the correlator CR2 provides the on-time indication and the
`correlator CR3 provides the late indication. The as described
`with reference to FIG.2.
`
`1. A Rake receiver comprising a radio signal receiving
`stage, an analogue-to-digital converter (ADC) coupled to the
`receiving stage, the ADC output being coupled to an input
`of each of a plurality of signal paths each of the signal paths
`including signal processing means, combining means for
`combining outputs from the signal paths and means for
`recovering symbols from the combined outputs, the receiver
`further comprising code generation means for generating a
`filtered pilot code, and the signal processing means in each
`of the signal paths comprising a variable delay means for
`delaying a signal in that path by a desired amount and a
`means for correlating the delayed signal with the filtered
`pilot code.
`2. A Rake receiver as claimed in claim 1, wherein the
`signal processing means includes signal deriving means
`coupled to an output of the code generation meansandto the
`variable delay means for deriving an early-late timing error
`signal for the signal path, which timing error signal
`is
`supplied to meansfor adjusting the variable time delay of the
`variable delay means and for deriving an indication of the
`strength of the received signal in the respective signal path,
`and means for multiplying the delayed signal from the
`variable delay means by the complex conjugate of the
`indication of its strength and applying the result to the
`combining means.
`3. A Rakereceiver as claimed in claim 2, characterised in
`that the code generation means comprises early, on-time and
`late outputs of the filtered pilot code, and the signal deriving
`means comprises, first, second andthird correlators, each of
`the first, second andthird correlators having first and second
`inputs, the first inputs being coupled to an output of the
`variable delay means and the second inputs being connected
`respectively to the early, on-time andlate outputs of the code
`generation means, a differencing circuit having inputs con-
`nected respectively to outputs of the first and third correla-
`tors and an output for the early-late timing error signal, and
`the second correlator having an output for the indication of
`the strength of the received signal in the signal path.
`4. A Rakereceiver as claimed in claim 2, characterised in
`that the code generation means comprises early, on-time and
`late outputs ofthe filtered pilot code and the signal deriving
`means comprises differencing means having inputs con-
`nected respectively to the early and late outputs of the code
`generation means,first and second correlators, each of the
`first and second correlators having first and second inputs,
`the first inputs being coupled to the output of the variable
`delay means and the second inputs being connected respec-
`tively to the on-time output of the code generation means
`and to an output of the differencing means, the first corr-
`elator having an output for the indication of the strength of
`the received signal in the signal path and the second corr-
`elator having an output for the early-late timing errorsignal.
`5. A Rakereceiver as claimed in claim 2, characterised in
`that the code generation means comprises early and late
`
`Exhibit 1014
`
`Page 08 of 09
`
`Exhibit 1014
`Page 08 of 09
`
`

`

`US 2002/0080862 Al
`
`Jun. 27, 2002
`
`outputs of the filtered pilot code and the signal deriving
`means comprises first and second correlators, each of the
`first and second correlators having first and second inputs,
`the first inputs being coupled to the output of the variable
`delay means and the second inputs being connected respec-
`tively to the early and late outputs of the code generation
`means, differencing means having inputs coupled respec-
`tively to outputs of the first and second correlators and an
`output for the early-late timing error signal and combining
`means having inputs coupled respectively to outputs of the
`first and second correlators and an output for the indication
`of the strength of the received signal in the signal path.
`6. A Rake receiver as claimed in claim 2, characterised in
`that the code generation means comprises fixed delay means
`and the signal deriving means comprises first, second and
`third correlators, each of the first, second and third correla-
`tors having first and second inputs, the first input of the first
`correlator being coupled to the output of the variable delay
`means, first and second differential delay means having
`inputs coupled to the output of the variable delay means and
`outputs coupled respectively to the first inputs of the second
`and third correlators,the first differential delay means delay-
`
`ing the output of the variable delay means by half a chip
`period and the second differential delay means delaying the
`output of the variable delay meansby a chip period, second
`inputsof the first, second andthird correlators being coupled
`to an output of the code generation means, a differencing
`means having inputs connected respectively to outputs of the
`first and third correlators and an output for the early-late
`timing error signal, and the second correlator having an
`output for the indication of the strength of the received
`signal in the signal path.
`7. A Rake receiver as claimed in claim 3 or 6, character-
`ised in that each of the first, second and third correlators
`includes an integrate and dumpstage.
`8. A Rakereceiver as claimed in claim 4 or 5, character-
`ised in that each of the first and second correlators includes
`an integrate and dumpstage.
`9. A Rake receiver as claimed in any one of claims 1 to
`8, characterised by filtering means in the signal path from
`the combining means.
`
`Exhibit 1014
`
`Page 09 of 09
`
`Exhibit 1014
`Page 09 of 09
`
`