`
`By:
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`Filed on behalf of:
`Patent Owner Masimo Corporation
`Irfan A. Lateef (Reg. No. 51,922)
`Ted M. Cannon (Reg. No. 55,036)
`Jarom D. Kesler (Reg. No. 57,046)
`Jacob L. Peterson (Reg. No. 65,096)
`Jeremiah S. Helm, Ph.D. (admitted pro hac vice)
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`Filed: March 17, 2023
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`KNOBBE, MARTENS, OLSON & BEAR, LLP
`2040 Main Street, Fourteenth Floor
`Irvine, CA 92614
`Tel.: (949) 760-0404
`Fax: (949) 760-9502
`E-mail:
`AppleIPR127-2@knobbe.com
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`UNITED STATES PATENT AND TRADEMARK OFFICE
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`APPLE INC.,
`Petitioner,
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`v.
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`MASIMO CORPORATION,
`Patent Owner.
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`
`
`Case IPR2022-01300
`U.S. Patent 7,761,127
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`PATENT OWNER UNOPPOSED MOTION TO EXPUNGE
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`Pursuant to 37 C.F.R. § 42.56 and as authorized by the Board by a March 14,
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`2023 email, Patent Owner Masimo Corporation (“Masimo”) moves to expunge the
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`confidential version of its Patent Owner Preliminary Response (Paper 9), the
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`confidential versions of Exhibits 2002, 2051, 2081, and Exhibits 2003, 2004, 2006,
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`2007, 2009, 2010, 2012-2021, 2027, 2028, 2031-2033, 2057, 2058, and 2082.
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`Counsel for the parties conferred by email regarding Masimo’s request to
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`expunge and Apple does not oppose.
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`I.
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`DOCUMENTS REQUESTED TO BE EXPUNGED
`Masimo filed Renewed Motions to Seal in IPR2022-01299 (Paper 14) and this
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`IPR2022-01300 (Paper 15) on November 22, 2023 (the “Renewed Motions”). In the
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`Renewed Motions, Masimo requested the sealing of the documents it now requests
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`to expunge, and established the highly sensitive and confidential nature of those
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`documents, as described below.
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`Exhibit 2002 is the Declaration of named inventor Mohamed Diab. The
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`declaration tracks ITC Investigation testimony that Diab gave in deposition and at
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`the evidentiary hearing. Paragraphs 19-27, 37-42, 47, 48, and 71-90 of Diab’s
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`declaration contains information pertaining to Masimo’s research, development, and
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`production work related to the subject matter of the ’127 patent and patented
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`products.
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`Exhibit 2003 is a collection of plots from computer simulations that Diab
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`performed while researching and developing the invention of the ’127 patent and
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`rainbow® products.
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`Exhibits 2004 and 2017 are Masimo internal PowerPoint Presentations about
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`research and development of the ’127 invention and rainbow® products.
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`Exhibits 2006, 2007, 2009, 2010, 2012, 2013, 2014, 2015, 2020, 2027, 2032,
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`and 2033 are engineering drawings and technical specifications detailing the design,
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`structure, components, materials used, dimensions, and functionality of rainbow®
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`sensors. These documents have internal corporate confidentiality designations.
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`Exhibit 2016 is an internal Masimo CAD drawing showing an expanded view
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`of, and additional detail related to, the substrate of some rainbow® products.
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`Exhibit 2018 is a technical data sheet for adhesive used in rainbow® sensors.
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`Exhibits 2019 and 2021 are internally produced, non-public photographs of
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`internal parts and structure of rainbow® sensors that are not publicly viewable.
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`Exhibit 2028 is a collection of testing data plots showing results of internal
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`Masimo sensor characterization tests to verify that the rainbow® products work.
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`Exhibit 2031 is Diab’s confidential research folder containing an internal
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`Masimo technical report authored by the named inventors and having an internal
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`corporate confidentiality designation. This exhibit contains information about
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`Masimo’s research and development of the ’127 invention and rainbow® products.
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`Exhibit 2051 is a declaration of Masimo’s technical expert, Jack Goldberg.
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`Paragraphs 28-32 of Goldberg’s declaration include information from the
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`confidential testimony of Diab and Exhibit 2003. Exhibits 2057 and 2058 are
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`Goldberg’s claim charts detailing analysis comparing the rainbow® products to the
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`claims of the ’127 patent. The charts heavily rely on confidential exhibits.
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`Exhibit 2081 is a declaration of Micah Young, Masimo’s CFO. Paragraph 9
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`summarizes confidential financial data in Exhibit 2082. Exhibit 2082 is a
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`spreadsheet showing confidential financial data from an internal Masimo database.
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`The confidential version of Masimo’s Patent Owner Preliminary Response
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`(Paper 9) references portions of the confidential information contained in the
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`exhibits listed above.
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`None of these exhibits or confidential information have been made public.
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`II. MASIMO ESTABLISHED GOOD CAUSE TO SEAL AND FOR
`ENTRY OF A PROTECTIVE ORDER WITH A CONFIDENTIAL
`BUSINESS INFORMATION DESIGNATION
`In the Renewed Motions, Masimo established good cause to seal the
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`documents under Argentum Pharms. LLC v. Alcon Res., Ltd., IPR2017-01053, Paper
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`27 at 3–4 (PTAB Jan. 19, 2018) (informative). See IPR2022-01299 Paper 14 at 4-6;
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`IPR2022-01300 Paper 15 at 4-6. Further, Masimo established good cause for entry
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`of a protective order with a “confidential business information” (“CBI”) designation
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`because the documents contain highly sensitive information about the development,
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`design, structure, and functionality of Masimo’s rainbow® sensors.
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` See
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`IPR2022-01299 Paper 14 at 6-8; IPR2022-01300 Paper 15 at 6-8.
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` In
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`IPR2022-01299, the Board found “Patent Owner has shown good cause to seal the
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`identified documents” and “Patent Owner shows good cause supporting the CBI
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`provisions.” IPR2022-01299 Paper 27 at 1, 3. Presumably because it denied
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`institution, the Board did not decide the Renewed Motion in this IPR. See
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`IPR2022-01300 Paper 22.
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`III. THE DOCUMENTS REQUESTED TO BE EXPUNGED ARE NOT
`NECESSARY TO UNDERSTANDING THE BOARD’S DECISION
`NOT TO INSTITUTE THIS IPR
`By email to the Board dated February 24, 2023, Masimo requested withdrawal
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`and expungement, in IPR2022-01299, of the same documents and exhibits it now
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`moves to expunge in this IPR2022-01300. Ex. 3003. The Board considered “Patent
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`Owner’s request as a motion to withdraw its prior motion to seal, and to withdraw
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`and expunge an expanded list of cited documents.” IPR2022-01299 Paper 30 at 1.
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`The Board granted the motion because it was unopposed “and the referenced
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`documents are not necessary to understanding the reasons underlying our Decision
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`to Institute.” Id.
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`Here, likewise, this Motion is unopposed and the documents Masimo requests
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`to be expunged are not necessary to understanding the reasons underlying the
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`Board’s decision not to institute this IPR. See generally IPR2022-01300 Paper 22.
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`Specifically, the Board reviewed the Petitions in this IPR and IPR2022-01299 and
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`exercised its discretion under 35 U.S.C. § 314(a) to deny institution of this IPR
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`because it found “Petitioner has not set forth adequate reasoning that justifies the
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`institution of multiple inter partes reviews based on two petitions both directed to
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`claims 1-30 of the ’127 patent.” Id. at 10-11. The Board’s decision did not rely
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`upon, or even cite or refer to, the documents Masimo requests to be expunged. See
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`generally id. Therefore, the documents Masimo requests to expunge are not
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`necessary to allow the public to fully understand the Board’s reasons for denying
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`institution of this IPR.
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`IV. CONCLUSION
`The Board should grant this Motion and expunge the requested documents.
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`Dated: March 17, 2023
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`Respectfully submitted,
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`KNOBBE, MARTENS, OLSON & BEAR, LLP
`
`/Ted M. Cannon/
`Ted M. Cannon (Reg. No. 55,036)
`Customer No. 64,735
`
`Attorney for Patent Owner
`Masimo Corporation
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`CERTIFICATE OF SERVICE
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`I hereby certify that, pursuant to 37 C.F.R. § 42.6(e) and with the agreement
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`of counsel for Petitioner, a true and correct copy of PATENT OWNER
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`UNOPPOSED MOTION TO EXPUNGE is being served electronically on March
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`17, 2023, to the e-mail addresses shown below:
`
`Daniel D. Smith
`Andrew B. Patrick
`Nicholas Stephens
`3200 RBC Plaza
`60 South Sixth Street
`Minneapolis, MN 55402
`Tel: 202-783-5070
`Fax:877-769-7945Email:
`PTABInbound@fr.com
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`
`
`/Ted M. Cannon/
`Ted M. Cannon (Reg. No. 55,036)
`Customer No. 64,735
`
`Attorney for Patent Owner
`Masimo Corporation
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`
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`W. Karl Renner
`Fish & Richardson P.C.
`3200 RBC Plaza
`60 South Sixth Street
`Minneapolis, MN 55402
`Tel: 612-335-5070
`Fax: 612-288-9696
`Email: IPR50095-0046IP2@fr.com
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`Dated: March 17, 2023
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`57303540
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