`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`
`
`
`
`
`
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`
`
`
`
`
`
`
`
`
`APPLE INC.,
`
`Petitioner,
`
`v.
`
`MASIMO CORPORATION,
`
`Patent Owner
`
`
`
`
`
`
`
`
`
`
`
`
`Case IPR2022-01300
`U.S. Patent 7,761,127
`
`
`
`
`
`
`
`
`
`
`
`
`PETITIONER’S UPDATED EXHIBIT LIST
`
`
`
`
`
`
`
`
`
`
`
`
`Case No. IPR2022-01300
`Attorney Docket No: 50095-0046IP2
`
`
`
`LIST OF EXHIBITS
`
`U.S. Patent No. 7,761,127 to Al-Ali (“the ’127 Patent”)
`
`Excerpts from the Prosecution History of the ’127 Patent
`
`Expert Declaration of Brian Anthony, Ph.D.
`
`Certified English Translation of Japanese Patent Publication
`No. JP 2004-337605 A (“Yamada”)
`
`U.S. Patent No. 3,514,538 (“Chadwick”)
`
`U.S. Patent No. 4,591,659 (“Leibowitz”)
`
`U.S. Patent No. 5,259,381 (“Cheung”)
`
`U.S. Patent No. 5,334,916 (“Noguchi”)
`
`U.S. Patent Publication No. 2003/0033102 (“Dietiker”)
`
`U.S. Patent Publication No. 2005/0279949 (“Oldham”)
`
`Japanese Patent Publication No. JP 2004-337605 A
`
`Respondent Apple Inc.’s Post-Hearing Brief, In the Matter of
`Certain Light-Based Physiological Measurement Devices and
`Components Thereof, International Trade Commission
`Investigation No. 337-TA-1276 (June 27, 2022)
`
`APPLE-1001
`
`APPLE-1002
`
`APPLE-1003
`
`APPLE-1004
`
`
`APPLE-1005
`
`APPLE-1006
`
`APPLE-1007
`
`APPLE-1008
`
`APPLE-1009
`
`APPLE-1010
`
`APPLE-1011
`
`APPLE-1012
`
`APPLE-1013
`
`APPLE-1014
`
`APPLE-1015
`
`Interim Procedure for Discretionary Denials in AIA Post-Grant
`Proceedings with Parallel District Court Litigation, issued June
`21, 2022 (“Interim Guidance”)
`J.A. Scarlett, The Multilayer Printed Circuit Board Handbook
`(1985) (selected excerpts)
`Peltier Effect Heat Pumps Datasheet (March 1999)
`
`i
`
`
`
`APPLE-1016
`
`APPLE-1017
`
`APPLE-1018
`
`APPLE-1019
`
`APPLE-1020
`
`APPLE-1021
`
`APPLE-1022
`
`APPLE-1023
`
`Case No. IPR2022-01300
`Attorney Docket No: 50095-0046IP2
`
`
`Counsel’s Email Exchange re “Motions to Seal and Protective
`Order” dated November 2, 2022 and November 3, 2022
`Respondent Apple Inc.’s Corrected Pre-Hearing Brief, In the
`Matter of Certain Light-Based Physiological Measurement
`Devices and Components Thereof, International Trade
`Commission Investigation No. 337-TA-1276 (May 16, 2022)
`(Public Version)
`Respondent Apple Inc.’s Corrected Reply Post-Hearing Brief,
`In the Matter of Certain Light-Based Physiological
`Measurement Devices and Components Thereof, International
`Trade Commission Investigation No. 337-TA-1276 (September
`2, 2022) (Public Version)
`Complainants Masimo Corp’s. and Ceracor Labs., Inc.’s Pre-
`Hearing Brief, In the Matter of Certain Light-Based
`Physiological Measurement Devices and Components Thereof,
`International Trade Commission Investigation No. 337-TA-
`1276 (May 13, 2022) (Public Version)
`Complainants Masimo Corp’s. and Ceracor Labs., Inc.’s Reply
`Post-Hearing Brief, In the Matter of Certain Light-Based
`Physiological Measurement Devices and Components Thereof,
`International Trade Commission Investigation No. 337-TA-
`1276 (July 11, 2022) (Public Version)
`Respondent Apple Inc.’s Opening Markman Brief, In the
`Matter of Certain Light-Based Physiological Measurement
`Devices and Components Thereof, International Trade
`Commission Investigation No. 337-TA-1276 (Jan. 27, 2022)
`Complainants Masimo Corp’s. and Ceracor Labs., Inc.’s
`Opening Claim Construction Brief, In the Matter of Certain
`Light-Based Physiological Measurement Devices and
`Components Thereof, International Trade Commission
`Investigation No. 337-TA-1276 (Jan. 27, 2022)
`Respondent Apple Inc.’s Rebuttal Markman Brief, In the
`Matter of Certain Light-Based Physiological Measurement
`
`ii
`
`
`
`Case No. IPR2022-01300
`Attorney Docket No: 50095-0046IP2
`
`
`Devices and Components Thereof, International Trade
`Commission Investigation No. 337-TA-1276 (Feb. 10, 2022)
`Complainants Masimo Corp’s. and Ceracor Labs., Inc.’s
`Rebuttal Claim Construction Brief, In the Matter of Certain
`Light-Based Physiological Measurement Devices and
`Components Thereof, International Trade Commission
`Investigation No. 337-TA-1276 (Feb. 10, 2022)
`Updated Joint Proposed Claim Construction Chart, In the
`Matter of Certain Light-Based Physiological Measurement
`Devices and Components Thereof, International Trade
`Commission Investigation No. 337-TA-1276 (Feb. 23, 2022)
`
`APPLE-1024
`
`APPLE-1025
`
`
`
`
`
`iii
`
`
`
`Case No. IPR2022-01300
`Attorney Docket No: 50095-0046IP2
`
`
`Respectfully submitted,
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`/Nicholas W. Stephens/
`Nicholas Stephens, Reg. No. 74,320
`Fish & Richardson P.C.
`60 South Sixth Street, Suite 3200
`Minneapolis, MN 55402
`Tel: 202-783-5070
`Fax: 877-769-7945
`
`
`
`
`
`Dated: January 4, 2023
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Case No. IPR2022-01300
`Attorney Docket No: 50095-0046IP2
`
`
`CERTIFICATE OF SERVICE
`
`Pursuant to 37 C.F.R. § 42.6(e)(4), the undersigned certifies that on January
`
`4, 2023, a complete and entire copy of this Petitioner’s Updated Exhibit List and
`
`its supporting exhibits were provided via email, to the Patent Owner by serving the
`
`email correspondence addresses of record as follows:
`
`
`Irfan A. Lateef (Reg. No. 51,922)
`Ted M. Cannon (Reg. No. 55,036)
`Jarom D. Kesler (Reg. No. 57,046)
`Jacob L. Peterson (Reg. No. 65,096)
`
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`2040 Main Street, Fourteenth Floor
`Irvine, CA 92614
`Tel.: (949) 760-0404
`Fax: (949) 760-9502
`
`E-mail: AppleIPR127-2@knobbe.com
`
`
`
`
`
`
`
`
`
`
`/Crena Pacheco/
`Crena Pacheco
`Fish & Richardson P.C.
`60 South Sixth Street, Suite 3200
`Minneapolis, MN 55402
`(617) 956-5938
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`