UNITED STATES PATENT AND TRADEMARK OFFICE
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`APPLE INC.,
`Petitioner,
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`v.
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`MASIMO CORPORATION,
`Patent Owner.
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`Case IPR2022-01299
`U.S. Patent 7,761,127
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`PETITIONER’S UPDATED LIST OF EXHIBITS
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`APPLE INC.,
`Petitioner,
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`v.
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`MASIMO CORPORATION,
`Patent Owner.
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`Case IPR2022-01299
`U.S. Patent 7,761,127
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`PETITIONER’S UPDATED LIST OF EXHIBITS
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`APPLE-1001
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`APPLE-1002
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`APPLE-1003
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`APPLE-1004
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`APPLE-1005
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`APPLE-1006
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`APPLE-1007
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`APPLE-1008
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`APPLE-1009
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`APPLE-1010
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`APPLE-1011
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`APPLE-1012
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`Proceeding No.: IPR2022-01299
`Attorney Docket: 50095-0046IP1
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`PETITIONER’S EXHIBITS LIST
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`U.S. Patent No. 7,761,127 to Al-Ali (“the ’127 Patent”)
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`Excerpts from the Prosecution History of the ’127 Patent
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`Expert Declaration of Brian Anthony, Ph.D.
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`Certified English Translation of Japanese Patent Publication
`No. JP 2004-337605 A (“Yamada”)
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`U.S. Patent No. 3,514,538 (“Chadwick”)
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`U.S. Patent No. 4,591,659 (“Leibowitz”)
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`U.S. Patent No. 5,259,381 (“Cheung”)
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`U.S. Patent No. 5,334,916 (“Noguchi”)
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`[RESERVED]
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`[RESERVED]
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`Japanese Patent Publication No. JP 2004-337605 A
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`Respondent Apple Inc.’s Post-Hearing Brief, In the Matter of
`Certain Light-Based Physiological Measurement Devices and
`Components Thereof, International Trade Commission
`Investigation No. 337-TA-1276 (June 27, 2022) (Public
`Version)
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`APPLE-1013
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`Interim Procedure for Discretionary Denials in AIA Post-Grant
`Proceedings with Parallel District Court Litigation, issued June
`21, 2022 (“Interim Guidance”)
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`APPLE-1014
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`J.A. Scarlett, THE MULTILAYER PRINTED CIRCUIT BOARD
`HANDBOOK (1985) (selected excerpts)
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`APPLE-1015
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`[RESERVED]
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`i
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`APPLE-1016
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`Counsel’s Email Exchange re “Motions to Seal and Protective
`Order” dated November 2, 2022 and November 3, 2022
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`Proceeding No.: IPR2022-01299
`Attorney Docket: 50095-0046IP1
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`APPLE-1017
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`APPLE-1018
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`APPLE-1019
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`APPLE-1020
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`APPLE-1021
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`APPLE-1022
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`Respondent Apple Inc.’s Corrected Pre-Hearing Brief, In the
`Matter of Certain Light-Based Physiological Measurement
`Devices and Components Thereof, International Trade
`Commission Investigation No. 337-TA-1276 (May 16, 2022)
`(Public Version)
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`Respondent Apple Inc.’s Corrected Reply Post-Hearing Brief,
`In the Matter of Certain Light-Based Physiological
`Measurement Devices and Components Thereof, International
`Trade Commission Investigation No. 337-TA-1276 (September
`2, 2022) (Public Version)
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`Complainants Masimo Corp’s. and Cercacor Labs., Inc.’s Pre-
`Hearing Brief, In the Matter of Certain Light-Based
`Physiological Measurement Devices and Components Thereof,
`International Trade Commission Investigation No. 337-TA-
`1276 (May 13, 2022) (Public Version)
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`Complainants Masimo Corp’s. and Cercacor Labs., Inc.’s Reply
`Post-Hearing Brief, In the Matter of Certain Light-Based
`Physiological Measurement Devices and Components Thereof,
`International Trade Commission Investigation No. 337-TA-
`1276 (July 11, 2022) (Public Version)
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`Respondent Apple Inc.’s Opening Markman Brief, In the
`Matter of Certain Light-Based Physiological Measurement
`Devices and Components Thereof, International Trade
`Commission Investigation No. 337-TA-1276 (Jan. 27, 2022)
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`Complainants Masimo Corp’s. and Cercacor Labs., Inc.’s
`Opening Claim Construction Brief, In the Matter of Certain
`Light-Based Physiological Measurement Devices and
`Components Thereof, International Trade Commission
`Investigation No. 337-TA-1276 (Jan. 27, 2022)
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`APPLE-1023
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`Respondent Apple Inc.’s Rebuttal Markman Brief, In the
`Matter of Certain Light-Based Physiological Measurement
`Devices and Components Thereof, International Trade
`Commission Investigation No. 337-TA-1276 (Feb. 10, 2022)
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`ii
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`Proceeding No.: IPR2022-01299
`Attorney Docket: 50095-0046IP1
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`APPLE-1024
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`Complainants Masimo Corp’s. and Cercacor Labs., Inc.’s
`Rebuttal Claim Construction Brief, In the Matter of Certain
`Light-Based Physiological Measurement Devices and
`Components Thereof, International Trade Commission
`Investigation No. 337-TA-1276 (Feb. 10, 2022)
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`APPLE-1025
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`Updated Joint Proposed Claim Construction Chart, In the
`Matter of Certain Light-Based Physiological Measurement
`Devices and Components Thereof, International Trade
`Commission Investigation No. 337-TA-1276 (Feb. 23, 2022)
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`APPLE-1026 – APPLE-1049
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`[RESERVED]
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`APPLE-1050
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`APPLE-1051
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`APPLE-1052
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`APPLE-1053
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`APPLE-1054
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`APPLE-1055
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`APPLE-1056
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`APPLE-1057
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`APPLE-1058
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`U.S. Patent App. Pub. No. 2005/0279949 (“Oldham”)
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`Subramanian Muthu et al., Red, Green, and Blue LEDs for
`White Light Illumination, IEEE Journal on Selected Topics in
`Quantum Electronics, Vol. 8, No. 2 (March/April 2002)
`(“Muthu”)
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`U.S. Patent App. Pub. No. 2003/0230765 (“Dry”)
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`U.S. Patent App. Pub. No. 20100259182 (“Man”)
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`U.S. Patent No. 7,055,986 (“Littleton”)
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`CONFIDENTIAL – Supplemental Declaration of Brian
`Anthony, Ph.D.
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`CONFIDENTIAL – Transcript of Deposition of Mr. Mohamed
`Diab (August 18, 2023)
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`Transcript of Deposition of William P. King, Ph.D. (August 8,
`2023)
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`The American Heritage® Dictionary of the English Language,
`4th Ed. (2000) (excerpts) – “Bulk” Definition
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`iii
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`Proceeding No.: IPR2022-01299
`Attorney Docket: 50095-0046IP1
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`APPLE-1059
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`APPLE-1060
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`APPLE-1061
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`APPLE-1062
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`The New Oxford American Dictionary (2001) (excerpts) –
`“Bulk” Definition
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`Masimo Patent Information Webpage, printed from
`https://www.masimo.com/company/masimo/patents/ (August
`31, 2023)
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`U.S. Patent No. 8,355,766 (“MacNeish”)
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`Transcript of Second Deposition of William P. King, Ph.D.
`(November 3, 2023)
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`APPLE-1063
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`CONFIDENTIAL - Petitioner’s Demonstratives
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`iv
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`Proceeding No.: IPR2022-01299
`Attorney Docket: 50095-0046IP1
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`Respectfully submitted,
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`Dated: November 15, 2023
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`/Nicholas W. Stephens/
`Nicholas Stephens, Reg. No. 74,320
`Fish & Richardson P.C.
`60 South Sixth Street
`Minneapolis, MN 55402
`T: 202-783-5070
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`1
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`Proceeding No.: IPR2022-01299
`Attorney Docket: 50095-0046IP1
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`CERTIFICATE OF SERVICE
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`Pursuant to 37 CFR §§ 42.6(e)(1) and 42.6(e)(4)(iii), the undersigned
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`certifies that on November 15, 2023, a complete and entire copy of this Petitioner’s
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`Updated Exhibit List and Exhibit 1063 were provided via email to the Patent
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`Owner by serving the email correspondence addresses of record as follows:
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`Irfan A. Lateef (Reg. No. 51,922)
`Ted M. Cannon (Reg. No. 55,036)
`Jarom D. Kesler (Reg. No. 57,046)
`Jacob L. Peterson (Reg. No. 65,096)
`Jeremiah S. Helm (Pro Hac Vice)
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`KNOBBE, MARTENS, OLSON & BEAR, LLP
`2040 Main Street, Fourteenth Floor
`Irvine, CA 92614
`Tel.: (949) 760-0404
`Fax: (949) 760-9502
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`E-mail: AppleIPR127-1@knobbe.com
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`/Crena Pacheco/
`Crena Pacheco
`Fish & Richardson P.C.
`60 South Sixth Street
`Minneapolis, MN 55402
`pacheco@fr.com
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