`
`By:
`
`Filed on behalf of:
`Patent Owner Masimo Corporation
`Irfan A. Lateef (Reg. No. 51,922)
`Ted M. Cannon (Reg. No. 55,036)
`Jarom D. Kesler (Reg. No. 57,046)
`Jacob L. Peterson (Reg. No. 65,096)
`Jeremiah S. Helm, Ph.D. (admitted pro hac vice)
`
`
`
`Filed: October 13, 2023
`
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`2040 Main Street, Fourteenth Floor
`Irvine, CA 92614
`Tel.: (949) 760-0404
`Fax: (949) 760-9502
`E-mail:
`AppleIPR127-1@knobbe.com
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`
`
`APPLE INC.,
`Petitioner,
`
`v.
`
`MASIMO CORPORATION,
`Patent Owner.
`
`
`
`
`
`
`
`Case IPR2022-01299
`U.S. Patent 7,761,127
`
`
`
`
`
`
`PATENT OWNER’S UPDATED EXHIBIT LIST
`
`
`
`
`
`IPR2022-01299
`Apple Inc. v. Masimo Corporation
`EXHIBIT LIST
`
`Exhibit No.
`
`Description
`
`2001
`
`2002
`
`Declaration of Jeremiah S. Helm in Support of Pro Hac Vice
`Motion
`
`Declaration of Mohamed Diab (Withdrawn) (Confidential
`Version Expunged)
`
`2003-2004 Expunged
`
`2005
`
`“Rad-57 Signal Extraction Pulse CO-Oximeter Operator’s
`Manual,” Masimo, 2018
`
`2006-2007 Expunged
`
`2008
`
`Masimo Corp. et al. v. Apple Inc., June 6-10, 2022 Public
`Hearing Transcript, ITC Inv. No 337-TA-1276
`
`2009-2010 Expunged
`
`2011
`
`Masimo Corp. et al. v. Apple Inc., Masimo’s June 27, 2022 Public
`Initial Post-Hearing Brief, ITC Inv. No 337-TA-1276
`
`2012-2021 Expunged
`
`2022
`
`2023
`
`2024
`
`2025
`
`2026
`
`September 22, 2019 Masimo “Awards” Webpage
`
`“Masimo Honored with FDNY ‘Flag of Heroes’,” EMS1, 2008
`
`Photograph of “Flag of Heroes”
`
`Photograph of Masimo CEO Joe Kiani with “Flag of Heroes”
`
`U.S. Patent No. 5,758,644
`
`2027-2028 Expunged
`
`-1-
`
`
`
`IPR2022-01299
`Apple Inc. v. Masimo Corporation
`
`Exhibit No.
`
`Description
`
`2029
`
`2030
`
`Masimo Rainbow Sensor Finger Assembly Photograph, Top Side
`(current rainbow®)
`
`Masimo Rainbow Sensor Finger Assembly Photograph, Bottom
`Side (current rainbow®)
`
`2031-2033 Expunged
`
`2034 – 2050 RESERVED
`
`2051
`
`Declaration of Jack Goldberg (Withdrawn) (Confidential Version
`Expunged)
`
`2052
`
`Curriculum Vitae of Jack Goldberg
`
`2053
`
`2054
`
`2055
`
`2056
`
`Design of Pulse Oximeters, J.G. Webster; Institution of Physics
`Publishing, 1997
`
`Field Guide to Illumination, A. Arecchi et al., SPIE Press, 2007
`
`Fairchild Semiconductor Datasheet, 2001
`
`OSRAM BioMon Sensor Datasheet, 2016
`
`2057-2058 Expunged
`
`2059
`
`“Fine Ceramics for Electronics,” Kyocera, 2021
`
`2060
`
`2061
`
`“Thermal Properties of Metals, Conductivity, Thermal
`Expansion, Specific Heat,” Engineers Edge, available at
`https://www.engineersedge.com/properties_of_metals.htm
`
`“Thermal Properties of Non-Metals,” Engineers Edge, available
`at https://www.engineersedge.com/heat_transfer/thermal_
`properties_of_nonmetals_13967.htm
`
`-2-
`
`
`
`IPR2022-01299
`Apple Inc. v. Masimo Corporation
`
`Exhibit No.
`
`Description
`
`2062
`
`2063
`
`2064
`
`2065
`
`2066
`
`“Metals – Specific Heats,” The Engineering ToolBox, available
`at https://www.engineeringtoolbox.com/specific-heat-metals-
`d_152.html
`
`“Heat Capacities for Some Select Substances,” University of
`Texas, available at https://gchem.cm.utexas.edu/data/
`section2.php?target=heat-capacities.php
`
`“FR-4,” Wikipedia, available at https://en.wikipedia.org/wiki/
`FR-4
`
`“Talk:FR-4,” Wikipedia, available at
`https://en.wikipedia.org/wiki/Talk:FR-4
`
`“Thermal Conductivity of Solders,” Electronics Cooling,
`available at https://www.electronics-
`cooling.com/2006/08/thermal-conductivity-of-solders/
`
`2067
`
`PCT Pub. No. WO 03/068060 (“Huiku”)
`
`2068 – 2080 RESERVED
`
`2081
`
`Declaration of Micah Young (Withdrawn) (Confidential Version
`Expunged)
`
`2082
`
`Expunged
`
`2083
`
`2084
`
`2085
`
`Masimo Corp. et al. v. Apple Inc., August 18, 2021 Protective
`Order, ITC Inv. No. 337-TA-1276
`
`Masimo Corp. et al. v. Apple Inc., January 10, 2022 Order
`Granting Motion to Amend the Protective Order, ITC Inv. No.
`337-TA-1276
`
`November 3, 2022 Email from Dan Smith to Ted Cannon, et al.
`re: Motions to Seal and Protective Order
`
`2086
`
`Proposed Protective Order
`
`-3-
`
`
`
`IPR2022-01299
`Apple Inc. v. Masimo Corporation
`
`Exhibit No.
`
`Description
`
`2087
`
`Proposed Protective Order (redlined version)
`
`2088
`
`2089
`
`2090
`
`2091
`
`2092
`
`Masimo Corporation, et al. v. Apple Inc., June 30, 2020
`Protective Order, Case No. 8:20-cv-00048-JVS (JDEx) (C.D.
`Cal.)
`
`Order on Motion to Amend Protective Order, ITC Inv. No. 337-
`TA-371
`
`Masimo Corp. et al. v. Apple Inc., Complainants’ Objection to
`Respondent’s Proposed Expert Brian Anthony, Ph.D. and Motion
`for Protective Order to Preclude Access by Brian Anthony to
`Complainants’ Confidential Business Information [Public
`Version], ITC Inv. No. 337-TA-1276
`
`Masimo Corp. et al. v. Apple Inc., Respondent Apple Inc.’s
`Opposition to Complainants’ Motion for Protective Order to
`Preclude Access by Brian Anthony to Complainants’ Confidential
`Business Information [Public Version], ITC Inv. No. 337-TA-
`1276
`
`Masimo Corp. et al. v. Apple Inc., January 18, 2022 Letter from
`Frazier to Hon. Lisa R. Barton, Secretary, U.S. International
`Trade Commission, regarding enclosed Agreement to be Bound
`by Protective Order signed by Brian Anthony, ITC Inv. No. 337-
`TA-1276
`
`2093
`
`Masimo Corp. et al. v. Apple Inc., Final Initial Determination on
`Violation of Section 337, ITC Inv. No. 337-TA-1276
`
`2094
`
`Protective Order
`
`2095 – 2101 RESERVED
`
`2102
`
`2103
`
`Declaration of Mohamed Diab (Confidential)
`
`December 15, 2005 Rainbow Sensor Simulations (Confidential)
`
`-4-
`
`
`
`IPR2022-01299
`Apple Inc. v. Masimo Corporation
`
`Exhibit No.
`
`Description
`
`2104
`
` “Signal Extraction & Rainbow Technology,” Masimo, 2005
`(Confidential)
`
`2105
`
`RESERVED
`
`2106
`
`2107
`
`2108
`
`2109
`
`2110
`
`2111
`
`2112
`
`2113
`
`2114
`
`2115
`
`2116
`
`2117
`
`October 22, 2004 Masimo Rainbow Sensor Drawing (early
`rainbow®) (Confidential)
`
`Masimo Rainbow Sensor Drawing (early rainbow®)
`(Confidential)
`
`RESERVED
`
`December 16, 2016 Kyocera Substrate Drawing (Confidential)
`
`November 8, 2018 Rainbow Flex Circuit Drawing (Confidential)
`
`February 9, 2006 Rainbow Flex Circuit Drawing (Confidential)
`
`2007 Masimo MX-3 Board System Design (Confidential)
`
`2007 Masimo MX-3 Board Product Design Requirements,
`Revision A (Confidential)
`
`2010 Masimo MX-3 Board Product Design Requirements,
`Revision B (Confidential)
`
`2015 Masimo MX-3 Board Product Design Requirements,
`Revision F (Confidential)
`
`Masimo Rainbow Sensor Substrate, Exploded View
`(Confidential)
`
`“Material Qualification Henkel 84-1LMISR4 Die Attach
`Adhesive,” Masimo (Confidential)
`
`-5-
`
`
`
`IPR2022-01299
`Apple Inc. v. Masimo Corporation
`
`Exhibit No.
`
`Description
`
`2118
`
`2119
`
`2120
`
`2121
`
`PVIC ACE34560 Electrically Conductive Oven Cure Die Attach
`Adhesive Technical Data Sheet, Protavic Korea Co., Ltd.
`(Confidential)
`
`April 22, 2021 Masimo Rainbow Sensor Photographs (current
`rainbow ®) (Confidential)
`
`March 30, 2009 Masimo Rainbow Sensor Solder Drawing
`(Confidential)
`
`Masimo Rainbow Sensor Photograph (early rainbow ®)
`(Confidential)
`
`2122-2126 RESERVED
`
`2127
`
`December 5, 2008 Masimo Rainbow Sensor Substrate Drawing
`(current rainbow®) (Confidential)
`
`2128
`
`Characterization Station Results (Confidential)
`
`2129
`
`2130
`
`Masimo Rainbow Sensor Finger Assembly Photograph, Top Side
`(current rainbow®)
`
`Masimo Rainbow Sensor Finger Assembly Photograph, Bottom
`Side (current rainbow®)
`
`2131
`
`Masimo Rainbow Research File, 2003 (Confidential)
`
`2132
`
`2133
`
`Masimo Rainbow Sensor Thermal Mass Drawing (current
`rainbow®) (Confidential)
`
`January 30, 2006 Masimo Rainbow Products System Design
`(Confidential)
`
`2134
`
`Excerpt of Masimo source code (Confidential)
`
`2135
`
`Simulation output for early rainbow® sensor – transient
`temperature
`
`-6-
`
`
`
`IPR2022-01299
`Apple Inc. v. Masimo Corporation
`
`Exhibit No.
`
`Description
`
`2136
`
`2137
`
`2138
`
`2139
`
`2140
`
`Simulation output for early rainbow® sensor – steady-state
`temperature-distribution map – cross-section
`
`Simulation output for early rainbow® sensor – steady-state
`temperature-distribution map – top surface
`
`Simulation output for current rainbow® sensor – transient
`temperature
`
`Simulation output for current rainbow® sensor – steady-state
`temperature-distribution map – cross-section
`
`Simulation output for current rainbow® sensor – steady-state
`temperature-distribution map – top surface
`
`2141-2150 RESERVED
`
`2151
`
`2152
`
`Declaration of William P. King, Ph.D. (Confidential)
`
`Curriculum Vitae of William P. King, Ph.D.
`
`2053-2056 RESERVED
`
`2157
`
`2158
`
`2159
`
`2160
`
`2161
`
`’127 Patent Claim Coverage Chart – Current Rainbow® Sensors
`(Confidential)
`
`’127 Patent Claim Coverage Chart – Early Rainbow® Sensors
`(Confidential)
`
`Excerpts from Heat Transfer, 2nd ed., A.F. Mills; Prentice Hall,
`1999
`
`Excerpts from Fundamentals of Heat and Mass Transfer, 3rd ed.,
`F.P. Incropera & D.P. DeWitt; John Wiley & Sons, 1990
`
`Excerpts from Design and Analysis of Heat Sinks, A.D. Kraus &
`A.B. Cohen; John Wiley & Sons, 1995
`
`-7-
`
`
`
`IPR2022-01299
`Apple Inc. v. Masimo Corporation
`
`Exhibit No.
`
`Description
`
`2162
`
`May 5, 2023 Transcript of Deposition of Brian Anthony, Ph.D.
`
`2163
`
`Excerpt from February 18, 2022 Transcript of ITC Deposition of
`Yassir Abdul-Hafiz
`
`2164-2180 RESERVED
`
`2181
`
`Declaration of Micah Young (Confidential)
`
`2182
`
`2183
`
`2184
`
`2185
`
`2186
`
`2187
`
`2188
`
`2189
`
`2190
`
`Masimo Rainbow Sensor Revenue Excel Spreadsheet
`(Confidential)
`
`Supplemental December 15, 2005 Rainbow Sensor Simulations
`(Confidential) (Served Only)
`
`Simulation output for early rainbow® sensor – transient
`temperature (Served Only)
`
`Simulation output for early rainbow® sensor – transient
`temperature (Served Only)
`
`Simulation output for early rainbow® sensor – substrate
`temperatures along diagonal (Served Only)
`
`Simulation output for early rainbow® sensor – steady-state
`temperature-distribution map – bottom surface (Served Only)
`
`Simulation output for current rainbow® sensor – steady-state
`temperature-distribution map – cross-section (Served Only)
`
`Simulation output for current rainbow® sensor – steady-state
`temperature-distribution map – top surface (Served Only)
`
`Simulation output for current rainbow® sensor – substrate
`temperatures along diagonal (Served Only)
`
`2191
`
`Supplemental Declaration of Mohamed Diab (Served Only)
`
`-8-
`
`
`
`IPR2022-01299
`Apple Inc. v. Masimo Corporation
`
`Exhibit No.
`
`Description
`
`Transcript of September 14, 2023 Telephonic Hearing Before the
`Panel
`
`Transcript of September 27, 2023 Telephonic Hearing Before the
`Panel
`
`2192
`
`2193
`
`
`
`Dated: October 13, 2023
`
`Respectfully submitted,
`
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`
`
`
`/Ted M. Cannon/
`Ted M. Cannon (Reg. No. 55,036)
`Customer No. 64,735
`
`Attorney for Patent Owner
`Masimo Corporation
`
`
`
`
`-9-
`
`
`
`IPR2022-01299
`Apple Inc. v. Masimo Corporation
`CERTIFICATE OF SERVICE
`
`I hereby certify that, pursuant to 37 C.F.R. § 42.6(e) and with the agreement
`
`of counsel for Petitioner, a true and correct copy of PATENT OWNER’S
`
`UPDATED EXHIBIT LIST and EXHIBIT 2193 are being served electronically
`
`on October 13, 2023, to the e-mail addresses shown below:
`
`W. Karl Renner
`Fish & Richardson P.C.
`3200 RBC Plaza
`60 South Sixth Street
`Minneapolis, MN 55402
`Tel: 612-335-5070
`Fax: 612-288-9696
`Email: IPR50095-0046IP1@fr.com
`
`Daniel D. Smith
`Andrew B. Patrick
`Nicholas Stephens
`3200 RBC Plaza
`60 South Sixth Street
`Minneapolis, MN 55402
`Tel: 202-783-5070
`Fax:877-769-7945
`Email: PTABInbound@fr.com
`
`Dated: October 13, 2023
`
`
`
`
`
`/Ted M. Cannon/
`Ted M. Cannon (Reg. No. 55,036)
`Customer No. 64,735
`
`Attorney for Patent Owner
`Masimo Corporation
`
`
`-1-
`
`
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