throbber
UNITED STATES PATENT AND TRADEMARKOFFICE
`
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`APPLICATION NO.
`
`: 7,761,127 B2
`: 11/366209
`
`DATED
`INVENTOR(S)
`
`: July 20, 2010
`: Ammar Al-Ali etal.
`
`Page lofl
`
`It is certified that error appears in the above-identified patent and that said Letters Patent is hereby corrected as shownbelow:
`
`Page 2, Column 2, Line 9, change
`
`~d *H,
`~ds-
`hale Qa), ede ee
`
`Claim 13, Column 20, Line 5, change “the substrate” to -- a substrate --.
`
`This certificate supersedes the Certificate of Correction issued January 4, 2011.
`
`Signed and Sealed this
`First Day of February, 2011
`
`
`
`David J, Kappos
`Director ofthe United States Patent and Trademark Office
`
`1
`
`APPLE 1002
`
`APPLE 1002
`
`1
`
`

`

`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`Patent and Trademark Office
`ASSISTANT SECRETARY OF COMMERCE AND
`COMMISSIONER OF PATENTS AND TRADEMARKS
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`January 5, 2011
`
`KNOBBE MARTENSOLSON & BEAR LLP
`2040 MAIN STREET
`FOURTEENTH FLOOR
`IRVINE CA 92614
`
`Patent No.
`Inventor(s)
`Issued
`For
`
`: 7,761,127 B2
`=: Ammar AI-Alj, etal.
`:
`July 20, 2010
`MULTIPLE WAVELENGTH SENSOR
`SUBSTRATE
`Doc. No.:
`MLR.004A
`
`To Whom It May Concern:
`
`The Certificate of Correction issued on___January 4. 2011_, issued in error, in that error(s) was
`made in identifying the patent number and/or keying text/corrections,L.e.:
`
`The column and line numberidentifying location of error in patent was notprinted in the issued
`cofe. The correction displays “Claim 2”, listing claim number. The correction should be shown
`as --Claim 13, Column 20,line 5--. A new certificate of correction will be issued listing the
`Columnand line numberlocation where error appearsin the printed patent.
`
`
`
`
`Therefore, a certificate of correction will be issued to correct (supersede) the Certificate of
`Correctioncontaining error(s), made during preparation of the Certificate of Correction, as noted
`above.
`
`Nofurther response is required, from applicants (attorney). However, errors discovered by
`attorney, other than as noted and described above, should be noted on a copy of the Certificate of
`Correction that was issued in error, accompanied bya signed transmittal letter and submitted
`directed to this Branch.
`
`Antonio Johnson
`(571)272-0483
`For Mary F. Diggs, Supervisor
`Decisions & Certificates of Correction Branch
`(703) 756-1580
`
`2
`
`

`

`UNITED STATES PATENT AND TRADEMARKOFFICE
`
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`APPLICATION NO.
`
`: 7,761,127 B2
`: 11/366209
`
`DATED
`INVENTOR(S)
`
`: July 20, 2010
`: Ammar Al-Ali etal.
`
`Page lofl
`
`It is certified that error appears in the above-identified patent and that said Letters Patent is hereby corrected as shownbelow:
`
`_
`~dy fh
`ro |
`Page 2, Line 9, Column 2, change “ h = Ioae A an. to -- I, ” Te
`
`~d, ‘Baa
`
`-,
`
`Claim 13, change “the substrate” to -- a substrate --.
`
`Signed and Sealed this
`Fourth Day of January, 2011
`
`
`
`David J, Kappos
`Director ofthe United States Patent and Trademark Office
`
`3
`
`

`

` UNITED STATES PATENT AND TRADEMARK OFFICE
`CERTIFICATE OF CORRECTION
`
`PATENTNO.
`
`: 7,761,127
`
`APPLICATION NO.
`
`: 11/366,209
`
`ISSUE DATE
`
`: July 20, 2010
`
`INVENTOR(S)
`
`: Ammar AI-Ali, et al.
`
`Page 1 of 1
`
`It is certified that error appears in the above-identified patent and that said Letters Patent is hereby
`
`corrected as shown below:
`
`Page 2, Line 9, Column 2, change “ A Ioye
`
`4) =
`
`fn
`
`Claim 13, change “the substrate”to - - a substrate - -.
`
`dyHyX
`
`Mtg.
`
`T.=]
`4
`Oa
`
`=i,.€
`
`~ dq, ‘Maa
`
`9993625
`111110
`
`MAILING ADDRESS OF SENDER:
`
`Jarom D. Kesler
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`2040 MainStreet, 14“ Floor
`Irvine, California 92614
`
`PTO/SB/44 Equivalent
`
`DOCKET NO. MLR.004A
`
`4
`
`

`

`8881523
`EFS ID:
`
`
`Application Number:
`
`11366209
`
`Title of Invention:
`
`MULTIPLE WAVELENGTH SENSOR SUBSTRATE
`
`First Named Inventor/Applicant Name:
`
`Ammar AI-Ali
`
`Customer Number:
`
`20995
`
`
`
`Filer Authorized By: Jarom D.Kesler
`
`
`
`Attorney Docket Number: MLR.OO4A
`
`Receipt Date:
`
`19-NOV-2010
`
`Electronic AcknowledgementReceipt
`
`
`
`
`Utility under 35 USC 111[(a)
`Application Type:
`
`
`Paymentinformation:
`
`yes
`
`Pages
`Multi
`File Size(Bytes)/
`DocumentDescription
`Document
`
`
`
`Number Message Digest|Part/.zip|P (ifappl.)
`55144
`
`MLR_OO4A.pdf
`
`7A730e37Tide505feN737faddfenb79|aeli
`
`583
`
`5
`
`

`

`Multipart Description/PDF files in .zip description
`
`DocumentDescription
`
`Transmittal Letter
`
`Requestfor Certificate of Correction
`
`Information:
`
`2
`
`
`
`the application.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary componentsfor
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/RO/105)will be issued in due course, subject to prescriptions concerning
`national security, and the date shownon this AcknowledgementReceiptwill establish the international filing date of
`
`Total Files Size (in bytes);
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTOofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsforafiling date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownon this
`Acknowledgement Receiptwill establish the filing date of the application.
`
`National Stageof an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`6
`
`

`

`
`
`
`
`KnohbeMartensOlson&BearLLPzetet
`
`Intellectual Property Law
`
`Irvine, CA 92674
`Tel 949-760-0404
`Fax 949-760-9502
`www.kmob.com
`
`Jarom D. Kesler
`Jarom.Kesler@kmob.com
`
`November 19, 2010
`
`ATTN: Certificate of Correction Branch
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Re:—Title): MULTIPLE WAVELENGTH SENSOR SUBSTRATE
`Letters Patent No. 7,761,127
`Issued: July 20, 2010
`Our Reference: MLR.004A
`
`Dear Sir:
`
`Enclosed forfiling is a Certificate of Correction in connection with the above-identified
`
`patent.
`
`Asthe errors cited in the Certificate of Correction were incurred through the fault of the
`Patent Office, no fee is believed to be required. However, please charge our Deposit Account
`No. 11-1410 for any fees that may be incurred with this request.
`
`Respectfully submitted,
`
`e,
`
`ens, O
`
`Bear, LLP
`
`Jarom D. Kesler
`Registration No. 57,046
`Customer No. 20995
`
`Enclosures
`
`9995760
`
`San Diego
`858-836-9000
`
`San Francisco
`415-954-4114
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`Los Angeles
`310-551-3450
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`206-405-2000
`
`Washington, DC
`202-640-6400
`
`7
`
`

`

`aN
`ES)SBS
`
`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`MLR.0044
`
`2025
`
`APPLICATION NO.
`
`11/366,209
`
`ISSUE DATE
`
`07/20/2010
`
`PATENT NO.
`
`7161127
`
`20995
`
`7590
`
`06/30/2010
`
`KNOBBE MARTENS OLSON & BEAR LLP
`2040 MAIN STREET
`FOURTEENTH FILOOR
`IRVINE,CA 92614
`
`The projected patent numberandissue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 1154 day(s). Any patent to issue from the above-identified application will
`include an indication of the adjustment onthe front page.
`
`If a Continued Prosecution Application (CPA) wasfiled in the above-identified application, the filing date that
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`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEBsite (http://pair.uspto.gov).
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`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM)at (571)-272-4200.
`
`APPLICANT(s) (Please see PAIR WEBsite http://pair.uspto.gov for additional applicants):
`
`Ammar Al-Ali, Tustin, CA;
`Mohamed Diab, Mission Viejo, CA;
`Marcelo Lamego, Rancho Santa Margarita, CA;
`James P. Coffin, Mission Viejo, CA;
`Yassir Abdul-Hafiz, Irvine, CA;
`
`IR103 (Rev. 10/09)
`
`8
`
`

`

`PART B- FEE(S) TRANSMITTAL
`
`ISSUE FEE
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop
`p
`s
`PP
`OP
`Commissioner for Patents
`P.O. Box 1450,
`Alexandria, Virginia 22313-1450
`or Fax (§71)-273-2885
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1
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`03/12/2019
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`KNOBBE MARTENS OLSON & BEAR LLP
`2040 MAIN STREET
`FOURTEENTH FLOOR
`IRVINE, CA 92614
`
`
`
`FIRST NAMED INVENTOR ATTORNEY DOCKETNO.|CONFIRMATION NO.
`
`Ammar Al-Ali
`03/01/2006
`11/366,209
`‘TITLE OF INVENTION: MULTIPLE WAVELENGTH SENSOR SUBSTRATE
`
`MLR.O04A
`
`2025
`
`APPLN. TYPE PUBLICATION FEE DUE|PREV. PAID ISSUE FEESMALL ENTITY ISSUE FEE DUE
`
`
`
`
`TOTAL FEE(S) DUE
`DATE DUE
`
`
`NO
`nonprovisional
`$1810
`06/14/2010
`
`
`
`$1510
`
`$300
`
`$0
`
`3768
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`BERHANU, ETSUB D
`
`600-3 10000
`
`
`i. Change of correspondence addressorindication of "Fee Address" (37
`2. For printing on the patentfront page,list
`CFR 1.363).
`
`() the names of up to 3 registered patent attorneys
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`or agents OR,alternatively,
`(J change of correspondence address (or Change of Cotrespondence
`
`Address form: PTO/SB/122) attached.
`(2) the name ofa single firm (having as a member a 2___Olson&BearLLP
`
`
`L.) "Bee Address"indication (or "Fee Address" Indication form
`registered attorney or agent) and the names of up to
`
`PTO/SB/47, Rev 03-02 or more recent) attached. Use of a Customer
`2 registered patent attorneys or agents. Ifnonameis
`4
`Numberis required.
`listed, no name will be printed.
`3, ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`
`If an assignee is identified below, the document has been filed for
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent.
`recordationas set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`MASIMO LABORATORIES, Inc.
`Irvine, CA
`Please check the appropriale assignee category or categories (will not be printed on the patent) : (A individuar [ Corporation or other private group entity C1 Governmentrs
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`CD Advance Order - # of Copies
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`
`5. Changein Entity Status (from status indicated above)
`Ld b. Applicant is no longer claiming SMALL ENTITYstatus. See 37 CFR 1.27(g)(2).
`a. Applicant claims SMALL ENTITY-sty tus. See 37 CFR 1.27.
`NOTE:The Issue Fee and Publicatip
`Prequired) wi
`be accepted from anyone other than the applicant; a registered attorney or agent; or the assignee or other party in
`interest as shown by
`the records a
`€d States Patént
`and“Trademark Office.
`
`Authorized Signature
`Date June11,2010
`
`
`
` ‘Typed or printed name foLE
`
`Registration No.
`
`57,046
`
`This collection ofinformation is required by 37 CER 1.311. ‘The information is required to obtain orretain a benefit by the public whichis to file (and by the USPTO to process)
`an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete, including gathering, preparing, and
`submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount oflime you require to complete
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`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
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`PYOL-85 (Rev. 08/07) Approved for use through 08/31/2010.
`
`OMB 0651-0033
`
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`9
`
`

`

`
`
`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`11366209
`
`Title of Invention:
`
`MULTIPLE WAVELENGTH SENSOR SUBSTRATE
`
`
`
`First Named Inventor/Applicant Name:
`
`Ammar AI-Ali
`
`Publ. Fee- early, voluntary, or normal
`
`
`
`Attorney Docket Number:
`
`MLR.O04A
`
`Filed as Large Entity
`
`Utility under 35 USC 111(a) Filing Fees
`
`Description
`
`Fee Code
`
`Quantity
`
`Sub-Total in
`USD($)
`
`Basic Filing:
`
`Pages:
`
`Claims:
`
`
`Miscellaneous-Filing:
`
`Petition:
`
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-Issuance:
`
`
`Utility Appl issue fee
`
`10
`
`10
`
`

`

`
`
`
`
`
`
`Sub-Total in
`Fee Code AmountDescription USD($)
`
`1810
`
`Extension-of-Time:
`
`
`Miscellaneous:
`
`
`Total in USD (S$)
`
`11
`
`11
`
`

`

`Electronic AcknowledgementReceipt
`
`
`7796565
`EFS ID:
`
`
`Application Number:
`
`11366209
`
`Title of Invention:
`
`MULTIPLE WAVELENGTH SENSOR SUBSTRATE
`
`First Named Inventor/Applicant Name:
`
`Ammar AI-Ali
`
`Customer Number:
`
`20995
`
`ee “arom D- ester/HeidsYeung
`
`
`
`Jarom D.Kesler
`Filer Authorized By:
`
`
`MLR.OO4A
`Attorney Docket Number:
`
`
`Receipt Date:
`
`11-JUN-2010
`
`Utility under 35 USC 111[(a)
`Application Type:
`
`Paymentinformation:
`
`Submitted with Payment
`
`Payment Type
`
`Payment was successfully received in RAM
`RAM confirmation Number
`
`yes
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.17 (Patent application and reexamination processing fees)
`
`Deposit Account
`KNOBBE MARTENS OLSON AND BEAR
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`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpaymentas follows:
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.16 (National application filing, search, and examination fees)
`
`12
`
`12
`
`

`

`
`
`Information:
`
`Issue Fee Payment (PTO-85B)
`
`lfee.pdf
`
`8afd763d429754 1d55c25813d494510ac|
`50f01
`
`Fee Worksheet (PTO-875)
`
`fee-info.pdf
`
`31917
`
`b86NadNbbth33e 134594?a6fd477749081
`U6R41
`
`
`
`Document
`sg:
`.
`File Size(Bytes)/
`Multi
`Pages
`
`
`
`
`Number Message Digest|Part/.zip| (ifappl.) DocumentDescription File Name
`89433
`
`the application.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105)will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receiptwill establish the international filing date of
`
`Warnings:
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsfora filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receiptwill establish the filing date of the application.
`
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`13
`
`13
`
`

`

`
`
`
`
`
`INFORMATION DISCLOSURE
`
`
`
`
`STATEMENT BY APPLICANT
`3735
`
`
`
`
`(Multiple sheets used when necessary) a
`
`
`SHEET 5 OF 13 Attomey Docket No.|MLR.O04A
`
`
`
`
`
`
`Document Number
`.
`.
`.
`Pages, Columns, Lines Where
`Number- Kind Code(ifknown) TY Nameof Patentee or Applicant
`oT ne
`Retevant Passagesor Relevant
`Example: 1,234,567 B1
`Figures Appear
`feel
`63705
`|
`0 26200
`397,
`5
`
`i
`
`.
`
`PTO/SB/08 Equivalent
`
`
`
`
`1
`
`feo]aa77ane[04234002[chaten,cal
`
`
`eo]637,09|oes62002[crinetal
`fro]6369269|0364002[aoa
`
`111]6,356,7743/0a.|ot-t2-2002-|Bemsteinetal.|
`112]6,351,65802-26-2002[Middlemanetal.|
`f]_epanzsr|namaaan
`1
`fe]sanase|wi9001ste’
`
`
`fs]___6309767[0-600[sonaraia
`re]
`eso
`
`6,298,252
`10-02-2001
`118]
`
`
`6,272,363[Cascianietal.S|08-07-2001
`rr
`120]
`fe]easroa.|1205000[Thomastal
`
`
`fa]asso?|1-984000[uatal
`1
`ral
`anti
`6,151,518|11-21-2000 {Hayashi
`124]
`6,112,107
`08-29-2000
`
`6,226,539
`
`05-01-2001
`
`07-25-2000
`6,094,592
`126
`
`6,083,172 07-04-2000|Baker JR.et al.
`6,073,037
`06-06-2000
`6,068,594
`05-30-2000
`|Schloemeretal.
`
`
`|130 05-16-2000|Aldrich6,064,898
`134]
`6,023,541
`__|
`02-08-2000
`
` U.S. PATENT DOCUMENTS
`26]
`
`
`
`
`Initial if reference considered, whether ornotcitation is in conformance with MPEP 609. Crawline through citation if not
`*Examiner:
`in conformance and not considered. Include copy of this form with next communication to applicant.
`
`T - Place a check mark in this area when an English language Translation is attached.
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`a1
`
`Examiner Signature
`
`,
`
`Date Considered
`
`/EB/
`
`14
`
`14
`
`

`

`5,782,757
`5,769,785
`5,760,910
`
`5,758,644
`
`5,743,262
`
`Des.393,830
`5,685,299
`5,645,440
`
`5,638,818
`
`5,638,816
`
`Diab, et al.
`Diab,et al.
`Lepper, Jr., et al.
`
`Diab, et al.
`
`Lepper, Jr., et al.
`
`Tobler, etal.
`Diab,et al.
`Tobler, etal.
`
`Diab, et al.
`
`Kiani-Azarbayjany,et al.
`
`5,632,272
`
`Diab,et al.
`
`;
`
`.
`
`ptgn
`
`
`
`: Filing Date
`First Named Inventor
`
`117866208
`
`March 1, 2006
`
`PTO/SB/08 Equivalent
`
`
`
`
`
`
`INFORMATION DISCLOSURE
`
`
`
`|
`
`
`
`——Taaunt_——sdismas_—=SS=SSsSsCSCs~C~—~—SsSSSS
`STATEMENT BY APPLICANT
`
`
`
`(Muhipfe shasts used when necessary) a
`
`
`
`SHEET 5 OF 6
`,
`Attorney Docket No.
`MLR.O04A
`
`
`
`U.S. PATENT DOCUMENTS
`Document Number
`Publication Date
`Pages, Columns, Lines Where
`Examiner
`Number- Kind Code(if known)
`MM-DD-YYYY
`Relevant Passagesor Relevant
`Nameof Patentee or Applicant
`(nitials
`Example: 1,234,567 81
`Figures Appear
`
`5,791,347 |os998|Flaherty, et al
`oh —_ Ni
`5,785,659
`Caro, et al.
`
`
`
`
`
`=-_>wnN~
`
`
`Durand, et al.
`5,602,924
`Caro, etal.
`5,590,649
`
`
`8
`Kaspari, et al.
`
`5,562,002 /O 4986—-=|Latlin .
`
`5,494,043
`
`5,490,505
`
`5,482,036
`
`5,452,717
`
`D362,063
`
`D361,840
`
`5,431,170
`
`5,337,744
`
`5,163,438
`
`‘}08/1994
`
`11/1992
`
`O'Sullivan, et al.
`
`Diab,et al.
`
`Diab, et al.
`
`Savage,et al.
`
`Branigan,etal.
`
`Savage,et al.
`
`Savage, etal.
`
`Mathews
`
`Savage,et al.
`
`Savage, etal.
`
`Branigan
`
`Gordon,etal.
`
`Examiner Signature
`
`Date Considered
`
`Initial if reference considered, whether or notcitation is in conformance with MPEP 609. Draw line through citationif not
`“Examiner:
`in conformance and not considered. Include copy of this form with next communication to applicant.
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`T’
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`- Place a check mark in this area when an English language Translation is attached.
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /EB/
`
`15
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`15
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`

`

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`
`
`
`%
`
`
`BRMATION DISCLOSURE
`
`
`
`
`
`EMENT BY APPLICANT
`
`
`
`
`
`(Multiple sheets used when necessary) [Examiner=|Unknownesi(ststst—<‘Cs@zY
`
`
`
`SHEET 1OF 2
`
`
`PTO/SB/08 Equivalent
`
`
`eae
`Number,KidCodettknown)
`FaeationDate
`Name ofPatentee orApplicant
`RelevantPassagesorRelovent
`6,743,172
`6,611,698
`
`- U.S. PATENT DOCUMENTS
`
`Example: 1,234,567 B1
`
`Figures Appear
`
`6/1/04
`
`8/26/03
`
`Blike
`
`Yamashita etal.
`
`6,253,097
`
`6,184,521
`
`5,800,348
`
`§,331,549
`
`§,058,588
`
`6/26/01
`
`Aronow et al.
`
`Coffin IV etal.
`
`9/19/00
`
`Wundermanet al.
`
`1/9/98
`
`7/8/97
`
`7I19194
`
`11/9/93
`
`Kaestle etal.
`
`Fein etal.
`
`Crawford Jr.
`
`Cheung etal.
`Kaestieet al.
`
`
`
`
`
`
`Yamanishietal.
`
`Al All etal.
`
`Al Ali et al.
`
`Amdtetal.
`
`Koboyashiet al.
`
`FOREIGN PATENT DOCUMENTS
`
`4,986,665
`alaaerere
`=
`°o
`=[reaeostorraes——faras
`[|aooarcerics—_[raea
`Li Luyaet al.
`-__[s|——seoanzszoe ——|ra004
`Simonet al.
`
`||18|2004/0158134 8/12/04
`Diab et al.
`-—aeoworrecs [ra
`Kiani et al.
`seesorscer |r
`9
`—aroaoeteat [ara
`®p
`|_20
`Al Ali et al.
`2004/0059209
`3/25/04
`|21]200soosaees [2/1010
`4\~
`Al Ali et al.
`|22
`Struble
`|23
`[24]
`|_25|
`26]
`
`.|1
`8|1
`
`Examiner Signature
`
`Date Considered
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`
`
`Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citationif not
`“Examiner:
`in conformance and not considered. Include copy ofthis form with next communication to applicant.
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`T'
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`- Place a check markin this area when an English language Translation is attached.
`ALL "REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
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`/EB/
`
`16
`
`16
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`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www. uspto. gov
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`11/366,209
`
`TILING DATL
`
`03/01/2006
`
`
`
`
` TIRST NAMED INVENTOR
` APPLICATION NO.
`
`Ammar AI-Ali
`
`MLR.004A
`
`2025
`
`05/06/2010
`7590
`20995
`KNOBBE MARTENS OLSON & BEAR LLP
`2040 MAIN STREET
`FOURTEENTH FIL.OOR
`IRVINE, CA 92614
`
`BERIIANU, ETSUB D
`
`3768
`
`NOUVIFICATION DATE
`
`DELIVERY MODE
`
`05/06/2010
`
`FILECTRONIC
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`Notice of the Office communication was sent electronically on above-indicated “Notification Date" to the
`following e-mail address(es):
`
`jcartee@kmob.com
`cfilimg@kmob.com
`eOAPilot@kmob.com
`
`PTOL-90A (Rev. 04/07)
`
`17
`
`17
`
`

`

`
`Application No.
`Applicant(s)
`
`3768
`ETSUB D. BERHANU
`
`
`
`
`
`
`_.
`Response to Rule 312 Communication
`
`11/366,209
`:
`Examiner
`
`AL-ALI ET AL.
`;
`Art Unit
`
`-- The MAILING DATEof this communication appears on the cover sheet with the correspondence address —
`
`1. KJ The amendmentfiled on 26 April 2010 under 37 CFR 1.312 has been considered, and has been:
`
`a) entered.
`
`b) XJ] entered as directed to matters of form notaffecting the scope of the invention.
`
`c)( disapproved because the amendment wasfiled after the paymentof the issue fee.
`Any amendmentfiled after the date the issue fee is paid must be accompaniedby a petition under 37 CFR 1.313(c)(1)
`
`and the required fee to withdraw the application from issue.
`
`d)( disapproved. See explanation below.
`
`e)( entered in part. See explanation below.
`
`U.S. Patent and Trademark Office
`PTOL-271 (Rev. 04-01)
`
`/Eric F Winakur/
`Primary Examiner, Art Unit 3768
`
`Reponseto Rule 312 Communication
`
`Part of Paper No. 20100422
`
`18
`
`18
`
`

`

`OK TO ENTER:
`
`/EB/ (04/29/2010)
`
`MLR.004A
`
`PATENT
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`4
`Applicant
`
`App. No
`.
`Filed
`
`For
`
`:
`1
`> Ammar Al-Al,et al.
`.
`.
`
`11/366,209
`
`: March 1 > 2006
`
`CERTIFICATE OF EFS WEB
`TRANSMISSION
`I hereby certify that
`this correspondence, and any
`other
`*tachment "noted on the
`automated
`Acknowledgement Receipt,
`is being transmitted
`from within the Pacific Time zone to the
`Commissioner for Patents via the EFS Webserver
`
`: MULTIPLE WAVELENGTH SENSOR |
`
`April 26, 2010
`SUBSTRATE
`(Date)
`
`
`
`Examiner
`
`: Berhanu, Etsub D.
`
`Art Unit
`
`Conf No.
`
`:
`
`>
`
`3768
`
`2025
`
`
`/Jarom D. Kesler/
`Jarom D. Kesler, Reg. No. 57,046
`
`AMENDMENTAFTER NOTICE OF ALLOWANCE UNDER37 CFR 1.312
`
`Mail Stop Amendment
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Dear Sir:
`
`Please amend the above-identified application as follows:
`
`Amendments to the Specification begin on page 2 ofthis paper.
`
`Remarksbegin on page 3 ofthis paper.
`
`19
`
`19
`
`

`

`MLR.004A
`
`PATENT
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Applicant
`
`> Ammar Al-Al,et al.
`
`App. No
`
`>
`
`11/366,209
`
`Filed
`
`For
`
`: March 1, 2006
`
`: MULTIPLE WAVELENGTH SENSOR
`SUBSTRATE
`
`
`
`CERTIFICATE OF EFS WEB
`TRANSMISSION
`
`I herebycertify that this correspondence, and any
`other
`attachment
`noted
`on
`the
`automated
`Acknowledgement Receipt,
`is being transmitted
`from within the Pacific Time zone to the
`Commissioner for Patents via the EFS Webserver
`on:
`
`
`April 26, 2010
`(Date)
`
`
`/Jarom D. Kesler/
`Jarom D. Kesler, Reg. No. 57,046
`
`Examiner
`
`: Berhanu, Etsub D.
`
`Art Unit
`
`Conf No.
`
`:
`
`>
`
`3768
`
`2025
`
`AMENDMENTAFTER NOTICE OF ALLOWANCE UNDER37 CFR 1.312
`
`Mail Stop Amendment
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Dear Sir:
`
`Please amend the above-identified application as follows:
`
`Amendments to the Specification begin on page 2 ofthis paper.
`
`Remarksbegin on page 3 ofthis paper.
`
`20
`
`20
`
`

`

`Application No.:
`Filing Date:
`
`11/366,209
`March 1, 2006
`
`AMENDMENTSTO THE SPECIFICATION
`
`Please amend paragraph [0002] of the Specification as follows with additions underlined
`
`and deletions shownin strikethrough or using double brackets:
`
`[0002]
`
`The present application is related to the following copending U.S. utility
`
`applications:
`
`App.Sr. No.
`Filing Date
`Title
`Atty Dock.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`MLR.002A
`ieSensorEnters"
`NSTOL March 1, 2006
`
`2eras. March 12006 Seevaluation—__MLR.008
`3geaiol, March 1.2006
`YUPvere
`MLROns
`4 egesys March 12008
`NaNMachneat—__
`MLR.O06A
`53ec007 March, 2006 aee MER.009
`6pened March 1.2006
`POSiceMeare
`MLR.O1OA
`7 TERREFT
`jch 12006
`ConablePrsslogial
`vagon 1a
`. N67033 March 1, 2006
`parameterPatientMopitor
`MLR.O12A
`° NasOld March 1, 2006
`ParameterPatentMopitor
`MLR.O13A
`0 ess208 March 1, 2006
`parameterPatientMonitor
`MLR.O14A
`
`
`
`
`
`
`
`
`
`
`
`-2-
`
`21
`
`21
`
`

`

`Application No.: —11/366,209
`Filing Date:
`March 1, 2006
`
`REMARKS
`
`In this amendment, Applicants have amended the Specification to include the serial
`
`numbers of the related applications incorporated by reference and filed on the same day as the
`
`present Application. Applicant
`
`submits that no new matter has been added through the
`
`amendments.
`
`Please charge any additional fees, including any fees for additional extension of time, or
`
`credit overpayment to Deposit Account No. 11-1410.
`
`Respectfully submitted,
`
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`
`By:
`
`
`/Jarom D. Kesler/
`Jarom D. Kesler
`Registration No. 57,046
`Attorney of Record
`Customer No. 20995
`(949) 760-0404
`
`Dated: April 26, 2010
`
`8890699
`
`3-
`
`22
`
`22
`
`

`

`7492497
`EFS ID:
`
`
`Application Number:
`
`11366209
`
`Title of Invention:
`
`MULTIPLE WAVELENGTH SENSOR SUBSTRATE
`
`First Named Inventor/Applicant Name:
`
`Ammar AI-Ali
`
`Customer Number:
`
`20995
`
`
`
`Filer Authorized By: Jarom D.Kesler
`
`
`
`Attorney Docket Number: MLR.OO4A
`
`Receipt Date:
`
`26-APR-2010
`
`Electronic AcknowledgementReceipt
`
`
`
`Utility under 35 USC 111[(a)
`Application Type:
`
`
`Paymentinformation:
`
`yes
`
`Pages
`Multi
`File Size(Bytes)/
`DocumentDescription
`Document
`
`
`
`Number Message Digest|Part/.zip|P (ifappl.)
`71210
`
`‘fc0a9N76a195C3169734d0eb6? IbhSha7fo}
`3dd4
`
`23
`
`23
`
`

`

`Multipart Description/PDF files in .zip description
`
`DocumentDescription
`
`Amendment after Notice of Allowance (Rule 312)
`
`
`
`
`the application.
`
`Specification
`
`Applicant Arguments/Remarks Made in an Amendment
`
`Warnings:
`Information:
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsfora filing date (see 37 CFR
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`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
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`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary componentsfor
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
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`national security, and the date shownon this AcknowledgementReceiptwill establish the international filing date of
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`24
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`24
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`

`
`PTO/S8/08 Equivalent
`
`
`11/366,209
`Application No.
`
`
`
`INFORMATION DISCLOSURE
`March 1, 2006
`Filing Date
`
`
`
`First NamedInventor|AmmarAl-Ali
`
`
`
`STATEMENT BY APPLICANT
`
`Art Unit
`3735
`.
`KPE™N
`
`
`|ghtultiple sheets used when necessary)
`FO SHEET1 OF 6
`MLR.O04A
`Attomey Docket No.
`
`
`U.S. PATENT DOCUMENTS
`
`Document Number
`Publication Date
`Pages, Columns, Lines Where
`Number- Kind Code (ifknown)
`MM-DD-YYYY
`Relevant Passages or Relevant
`Example: 1,234,567 B1
`Figures Appear
`
`
`
`Nameof Patentee or Applicant
`
`
`
`
`
`
`7,030,749
`
`04/2006
`
`
`
`N-_ ~
`
`
`
`
`“Examiner:Initial if reference considered, whether or notcitation is in conformance with MPEP 609. Drawline through citation if not
`in conformance and not considered. Include copy of this form with next communication to applicant.
`
`
`[emsori——irarzooa—aiisveras—Cd|SSSCSC~S~™
`[[e[saesateitvznoafot——SSSSC*dPSCC“‘“‘;SSC~*Y
`
`
`
`
`Examiner Signature
`
`,
`
`,
`
`Date Considered
`
`,
`
`T - Place a check mark in this area when an English language Translation is attached.
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/EB/
`
`25
`
`25
`
`

`

`
`
` PTO/SB/08 Equivalent
`
`Application No.
`11/366,209
`
`
`BRMATION DISCLOSURE
`Fling Date
`
`
`First Named Inventor|Al-Ali, et al.
`EMENT BY APPLICANT
`
`
`
`
`fAtuntasSSCS
`
`
`(Muliple sheets used when necessen)
`[Examiner[Unknown
`SHEET 1 OF 2
`Attorney Docket No.
`
`
`
` U.S. PATENT DOCUMENTS
`ages,CauLore
`ope
`
`
`
`Example: 1,234,567 B1
`
`Figures Appear
`
`
`
`MLR.004A
`
`
`
`
`sre|wundermaneta,|
`sano. 9 Hees|KesstoctaS|SSSSSCSCSC~S
`~
`pao(Crawford,|(meme
`
`wows[ereurgetaSSCS
`
`
`
`zoosiooraes=[zvtomsSsAtaleta|
`2ooaoze7i03
`| szao0a|uitwaeta,|
`
`zooaozszo46|1zmawa[Simonet=|
`aooaioiseiss[Diabet=|Cd——faitzoa
`
`
`=
`~
`
`|S
`CSC~*dY
`C—~—~SY
`Pp
`
`||P
`
`S
`TS
`PS
`
`2004/0081621
`
`4/29/04
`
`zosro4e
`
`Zoe
`
`Zo08
`
`2001/0044700
`
`
`
`
`
`fszao1—[keoayaeta————_—|
`
`
`
`FOREIGN PATENT DOCUMENTS
`
`
`
`Examiner Signature
`
`Date Considered
`
`
`
`Initial if reference considered, whether or notcitation is in conformance with MPEP 609. Drawline through citation if not
`*Examiner:
`in conformance and not considered. Include capy ofthis form with next communication to applicant.
`
`T - Place a check mark in this area when an English language Translation is attached.
`ALL’ REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`/EB/
`
`26
`
`26
`
`

`

`MLR.004A
`
`PATENT
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`:
`Applicant
`App. No
`
`.
`-Alj
`: Ammar AI-Ali, et al.
`:
`11/366,209
`
`Filed
`
`: March 1, 2006
`
`CERTIFICATE OF EFS WEB
`TRANSMISSION
`I hereby certify that this correspondence, and
`any other attachment noted on the automated
`AcknowledgementReceipt, is be

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