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`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`
`APPLE INC.,
`Petitioner,
`
`v.
`
`MASIMO CORPORATION,
`Patent Owner.
`____________
`
`Case IPR2022-01291
`U.S. Patent 10,687,745
`____________
`
`
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`PETITIONER’S UPDATED LIST OF EXHIBITS
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`Case No. IPR2022-01291
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`Attorney Docket: 50095-0045IP1
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`EXHIBITS
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`APPLE-1001 U.S. Pat. No. 10,687,745 to Al-Ali (“the ’745 Patent”)
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`APPLE-1002 Prosecution History of the ’745 Patent (Serial No. 16/835,772)
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`APPLE-1003 Declaration of Dr. Brian Anthony
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`APPLE-1004 U.S. Pat. No. 8,670,819 (“Iwamiya”)
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`APPLE-1005 U.S. Pat. No. 9,392,946 (“Sarantos”)
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`APPLE-1006 U.S. Pub. No. 2014/0275854 (“Venkataraman”)
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`APPLE-1007 U.S. Pat. No. 6,483,976 (“Shie”)
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`APPLE-1008 U.S. Pat. No. 6,801,799 (“Mendelson-799”)
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`APPLE-1009 U.S. Pub. No. 2015/0018647 (“Mandel”)
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`APPLE-1010 U.S. Pub. No. 2009/0275810 (“Ayers”)
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`APPLE-1011 PCT. Pub. No. 2011/051888 (“Ackermans”)
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`APPLE-1012 U.S. Pat. No. 6,158,245 (“Savant”)
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`APPLE-1013 Design of Pulse Oximeters, J.G. Webster; Institution of Physics
`Publishing, 1997 (“Webster”)
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`APPLE-1014 U.S. Pub. No. 2009/0054112 (“Cybart”)
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`APPLE-1015 U.S. Pat. No. 5,893,364 (“Haar”)
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`APPLE-1016 U.S. Pat. No. 5,952,084 (“Anderson”)
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`APPLE-1017 U.S. Pat. No. 10,470,695 (the “’695 patent”)
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`APPLE-1018 Apple v. Masimo, Case No. IPR2020-01722, Paper 29 (Final
`Written Decision) (PTAB May 5, 2022) (the “’695 FWD”)
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`Case No. IPR2022-01291
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`Attorney Docket: 50095-0045IP1
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`APPLE-1019 – APPLE-1030 RESERVED
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`APPLE-1031 Masimo Corporation, et al. v. Apple Inc., Redacted Complaint,
`ITC Inv. No. 337-TA-1276
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`APPLE-1032 Interim Procedure for Discretionary Denials in AIA Post-Grant
`Proceedings with Parallel District Court Litigation, issued June
`21, 2022 (“Interim Guidance”)
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`APPLE-1033 Final Initial Determination on Violation of Section 337, Public
`Version, ITC Inv. No. 337-TA-1276, January 10, 2023
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`APPLE-1034 Emails re Masimo’s Request for Authorization to Motion for
`Additional Discovery
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`APPLE-1035 Protective Order
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`APPLE-1036 CONFIDENTIAL - ITC Inv. No. 337-TA-1276 Hearing Transcript
`of Dr. Ueyn Block
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`APPLE-1037 CONFIDENTIAL - ITC Inv. No. 337-TA-1276 Hearing Transcript
`of Dr. Saahil Mehra
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`APPLE-1038 ITC Inv. No. 337-TA-1276 Exhibit RX-0335 (U.S. Pat. No.
`5,830,137 (“Scharf”))
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`APPLE-1039 ITC Inv. No. 337-TA-1276 Exhibit RX-0504 (Austin Wareing,
`Optimization of Reflectance-Mode Pulse Oximeter Sensors)
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`APPLE-1040 ITC Inv. No. 337-TA-1276 Exhibit RX-0508 (Jianchu Yao and
`Steve Warren, Stimulating Student Learning with a Novel “In-
`House” Pulse Oximeter Design (2005))
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`APPLE-1041 ITC Inv. No. 337-TA-1276 Exhibit RX-0632
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`APPLE-1042 CONFIDENTIAL - Supplemental Declaration of Dr. Brian
`Anthony
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`Case No. IPR2022-01291
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`Attorney Docket: 50095-0045IP1
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`APPLE-1043 Excerpt of The American Heritage Dictionary of the English
`Language, Fifth Edition, Houghton Mifflin Harcourt Publishing
`Company (2011)
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`APPLE-1044 Excerpt of Collins Dictionary, HarperCollins Publishers (2010)
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`APPLE-1045 Excerpt of Merriam-Webster’s Collegiate Dictionary, Eleventh
`Edition, Merriam-Webster, Incorporated (2014)
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`APPLE-1046 Excerpts from Bronzino, The Biomedical Engineering Handbook,
`CRC Press, Inc. (1995) (“Bronzino”)
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`APPLE-1047 U.S. Patent No. 6,014,576 to Raley
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`APPLE-1048 Severinghaus et al., Recent Developments in Pulse Oximetry,
`Anesthesiology, Vol. 76, No. 6 (June 1992)
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`APPLE-1049 Duffy, MIO Alpha BLE Review, PC Magazine (Jan. 28, 2013)
`available at https://www.pcmag.com/reviews/mio-alpha-ble
`
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`APPLE-1050 Pang et al., A Neo-Reflective Wrist Pulse Oximeter, IEEE Access,
`Volume 2 (January 12, 2015)
`
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`APPLE-1051 Li et al., A Wireless Reflectance Pulse Oximeter With Digital
`Baseline Control for Unfiltered Photoplethysmograms, IEEE
`Transactions on Biomedical Circuits and Systems, Vol. 6, No. 3
`(June 2012)
`
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`APPLE-1052 U.S. Patent Application Publication No. 2006/0253010 to Brady et
`al.
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`APPLE-1053 Cai et al., Implementation of a Wireless Pulse Oximeter Based on
`Wrist Band Sensor, 2010 3rd International Conference on
`Biomedical Engineering and Informatics (BMEI 2010)
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`International Publication No. WO 2001/17421 to Lindberg et al.
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`APPLE-1054
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`APPLE-1055 Maattala et al., Optimum Place for Measuring Pulse Oximeter
`Signal in Wireless Sensor-Belt or Wrist-Band, 2007 International
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`Case No. IPR2022-01291
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`Attorney Docket: 50095-0045IP1
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`Conference on Convergence Information Technology, IEEE
`(2007)
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`APPLE-1056 Fontaine et al., Reflectance-Based Pulse Oximeter for the Chest
`and Wrist, Worchester Polytechnic Institute (April 2013) available
`at https://digital.wpi.edu/show/6969z2326
`
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`APPLE-1057 Stein, “Withings Pulse O2 review: Fitness band plus heart rate
`monitor checks blood oxygen, too,” CNET.com (April 25, 2014),
`available at https://www.cnet.com/reviews/withings-pulse-o2-
`review/
`
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`APPLE-1058 U.S. Patent No. 7,468,036 to Rulkov et al.
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`APPLE-1059 CONFIDENTIAL - Transcript of the Deposition of Dr. R. James
`Duckworth (August 9, 2023)
`
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`APPLE-1060 Mendelson et al., A Wearable Reflectance Pulse Oximeter for
`Remote Physiological Monitoring, Proceedings of the 28th IEEE
`EMBS Annual International Conference (Sept. 3, 2006)
`
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`APPLE-1061
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`International Publication No. WO 2011/051888 to Ackermans et
`al.
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`APPLE-1062 U.S. Patent Application Publication No. 2005/0116820 to
`Goldreich
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`International Publication No. WO 2012/140559 to Shmueli et al.
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`APPLE-1063
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`APPLE-1064 U.S. Patent No. 7,650,176 to Sarussi et al.
`
`APPLE-1065 U.S. Patent Application Publication No. 2002/0095092 to Kondo
`et al.
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`APPLE-1066 U.S. Patent Application Publication No. 2015/0355604 to Fraser et
`al.
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`APPLE-1067 U.S. Patent No. 6,580,086 to Schulz et al.
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`Case No. IPR2022-01291
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`Attorney Docket: 50095-0045IP1
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`APPLE-1068 U.S. Patent Application Publication No. 2013/0267854 to Johnson
`et al.
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`APPLE-1069
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`ITC Inv. No. 337-TA-1276 Exhibit RX-0498 (Takatani et al.,
`Optical Oximetry Sensors for Whole Blood and Tissue, IEEE
`Engineering in Medicine and Biology (June/July 1994))
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`APPLE-1070 U.S. Patent No. 5,164,858 to Aguilera, Jr. et al.
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`APPLE-1071 U.S. Patent Application Publication No. 2005/0267346 to Faber et
`al.
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`APPLE-1072 U.S. Patent No. 9,316,495 to Suzuki et al.
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`APPLE-1073 U.S. Patent Application Publication No. 2014/0051955 to Tiao et
`al.
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`APPLE-1074 U.S. Patent Application Publication No. 2016/0058312 to Han et
`al.
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`APPLE-1075 U.S. Patent Application Publication No. 2010/0261986 to Chin et
`al.
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`APPLE-1076 Beam Shaping with Cylindrical Lenses, available at
`https://www.newport.com/n/beam-shaping-with-cylindrical-lenses
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`APPLE-1077 Dickey, Laser Beam Shaping Theory and Techniques, Second
`Edition, Taylor & Francis Group, LLC (2014)
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`APPLE-1078 Lee et al., Micro-LED Technologies and Applications, Information
`Display (June 2016)
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`APPLE-1079 U.S. Patent No. 6,398,727 to Bui et al.
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`APPLE-1080 U.S. Patent Application Publication No. 2014/0323829 to LeBoeuf
`et al.
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`APPLE-1081 Transcript of the Deposition of Dr. R. James Duckworth (October
`18, 2023)
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`Attorney Docket: 50095-0045IP1
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`APPLE-1082 Second Supplemental Declaration of Brian W. Anthony
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`APPLE-1083 Declaration of Anne Koch Baland
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`APPLE-1084 Petitioner’s Demonstratives
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`Dated: November 15, 2023
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`Case No. IPR2022-01291
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`Attorney Docket: 50095-0045IP1
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`Respectfully submitted,
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`/Nicholas W. Stephens/
`Nicholas Stephens, Reg. No. 74,320
`Fish & Richardson P.C.
`60 South Sixth Street
`Minneapolis, MN 55402
`T: 202-783-5070
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`7
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`CERTIFICATE OF SERVICE
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`Case No. IPR2022-01291
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`Attorney Docket: 50095-0045IP1
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`Pursuant to 37 CFR §§ 42.6(e)(1) and 42.6(e)(4)(iii), the undersigned
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`certifies that on November 15, 2023, a complete and entire copy of this Petitioner’s
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`Updated Exhibit List and Exhibit 1084 were provided via email to the Patent
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`Owner by serving the email correspondence addresses of record as follows:
`
`Brian C. Claassen (Reg. No. 63,051)
`Carol Pitzel Cruz (Reg. No. 61,224)
`Daniel C. Kiang (Reg. No. 79,631)
`Jeremiah S. Helm (Pro Hac Vice)
`
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`2040 Main Street, Fourteenth Floor
`Irvine, CA 92614
`Tel.: (949) 760-0404
`Fax: (949) 760-9502
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`E-mail: AppleIPR745-1@knobbe.com
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`/Crena Pacheco/
`Crena Pacheco
`Fish & Richardson P.C.
`60 South Sixth Street
`Minneapolis, MN 55402
`pacheco@fr.com
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