throbber
Apple Inc. (Petitioner)
`v.
`Masimo Corporation (Patent Owner)
`
`Petitioner Demonstratives
`
`Case Nos. IPR2022-01291 and IPR2022-01465
`U.S. Patent No. 10,687,745
`
`Before Hon. Josiah C. Cocks, George R. Hoskins, and Robert A. Pollock,
`Administrative Patent Judges
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`APPLE 1084
`Apple v. Masimo
`IPR2022-01291
`
`

`

`Table of Contents
`
`Section
`
`Slide
`
`‘745 Patent Overview
`
`Iwamiya-Sarantos Combinations
`
`“Surface comprising a dark-colored coating” (elements [1.4] and [20.4])
`
`Recited photodiode arrangement (element [15.4] and claims 6 and 26)*
`
`Combining Iwamiya+Sarantos to determine oxygen saturation (claims 9 and 18) and include a second wavelength
`(claims 2 and 27)
`
`“Second shape comprises a width and a length, and wherein the width is different from the length” (Claim 25)*
`
`Sarantos-Shie Combinations
`
`“First shape” and a different “second shape” (elements [1.1]-[1.2] and [20.1]-[20.2])
`
`“Light block having a circular shape” (element [15.3])
`
`Recited photodiode arrangement (element [15.4] and claims 6 and 26)*
`
`“Second shape comprises a circular geometry” (claim 12)
`
`“Second shape comprises a width and a length, and wherein the width is different from the length” (Claim 25)*
`
`Reasonable Expectation of Success (“REOS”) (claims 2, 9, 18, and 27)
`
`3
`
`9
`
`10
`
`22
`
`30
`
`44
`
`47
`
`48
`
`62
`
`69
`
`73
`
`79
`
`82
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`2
`
`

`

`’745 Patent Overview
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`3
`
`3
`
`

`

`Overview of the ’745 Patent
`
`• The ’745 Patent was filed March 30,
`2020, and its earliest claimed priority
`date is July 2, 2015.
`
`• The ’745 Patent includes 27 claims.
`
`• The IPR2022-01291 Petition challenges
`claims 1, 9, 15, 18, 20, and 27, of which
`claims 1, 15, and 20 are independent.
`
`• The IPR2022-01465 Petition challenges
`claims 2-6, 8, 10-14, 17, 19, and 21-26.
`
`APPLE-1001 (’745 Patent), Cover Page.
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`4
`
`

`

`Overview of the ’745 Patent
`
`APPLE-1001, 10:40-51, FIGS. 7A, 7B; 1291 Pet. Reply, 17; 1465 Pet. Reply, 15; Response to Expert Testimony, 6.
`
`5
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`

`

`’745 Patent Claims 1 and 20
`
`APPLE-1001, Claims 1 and 20
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`6
`
`

`

`’745 Patent Claim 15
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`APPLE-1001, Claim 15
`
`7
`
`

`

`Overview of Instituted Grounds
`
`1291 Petition
`
`1465 Petition
`
`1291 Pet., 2.
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`1465 Pet., 2.
`
`8
`
`

`

`Iwamiya-Sarantos Combinations
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`9
`
`

`

`“Surface comprising a dark-colored coating”
`(elements [1.4] and [20.4])
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`10
`
`

`

`’745 Patent Claims 1 and 20
`
`APPLE-1001, Claims 1 and 20
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`11
`
`

`

`Iwamiya Includes a Light Shielding Frame
`
`APPLE-1004, 8:38-47, FIG. 4 (annotated); 1291 APPLE-1003, ¶40; 1465 APPLE-1003, ¶41; 1291 Pet., 15; 1465 Pet., 13-14.
`
`
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`12
`
`

`

`Sarantos Teaches a Dark-Colored Coating to Shield Light
`
`APPLE-1005, 17:3-16, FIG. 22; 1291 Pet., 16; 1465 Pet., 14-15.
`
`
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`13
`
`

`

`Iwamiya and Sarantos Combinations Render Obvious a
`Surface with a Dark-Colored Coating
`
`Dr. Anthony
`
`1291 APPLE-1003, ¶42; 1465 APPLE-1003, ¶43; 1291 Pet., 16; 1465 Pet., 15.
`
`APPLE-1042, ¶8; 1291 Pet. Reply, 5-6; 1465 Pet. Reply, 3-4.
`
`
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`14
`
`

`

`Iwamiya and Sarantos Combinations Render Obvious a
`Surface with a Dark-Colored Coating
`
`APPLE-1004, FIG. 4 (annotated); APPLE-1042, ¶8; 1291 Pet. Reply, 5-6; 1465 Pet. Reply, 3-4.
`
`
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`15
`
`

`

`A POSITA Would Have Been Motivated to Combine
`Iwamiya and Sarantos to Reduce Multiple Scattering
`
`Dr. Anthony
`
`1291 APPLE-1003, ¶42; 1465 APPLE-1003, ¶43;
`1291 Pet., 16; 1465 Pet., 15.
`
`
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`APPLE-1042, ¶9; 1291 Pet. Reply, 6; 1465 Pet. Reply, 4.
`
`16
`
`

`

`Corroborating Evidence Supports Motivation
`
`Webster
`
`APPLE-1013, 69; APPLE-1042, ¶9; 1291 Pet. Reply, 6; 1465 Pet. Reply, 4.
`
`APPLE-1013, 96; 1291 Pet. Reply, 6; 1465 Pet. Reply, 4.
`
`
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`17
`
`

`

`Corroborating Evidence Supports Motivation
`
`Schulz
`
`APPLE-1067, 9:64-10:7; 1291 Pet. Reply, 4; 1465 Pet. Reply, 2.
`
`’745 Patent
`
`APPLE-1001, 8:62-9:3; Response to Expert Testimony, 4.
`
`
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`18
`
`

`

`Dr. Duckworth Failed to Consider Multiple Scattering in
`Iwamiya’s Device
`
`Dr. Duckworth
`
`APPLE-1081, 27:18-28:8; Response to Expert Testimony, 4.
`
`EX2100, ¶16; 1291 PO Sur-reply, 6; 1465 PO Sur-reply, 6.
`
`APPLE-1081, 32:4-8; Response to Expert Testimony, 4.
`
`
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`APPLE-1059, 96:11-17; 1291 Pet. Reply, 6; 1465 Pet. Reply, 4.
`
`19
`
`

`

`The Alleged Option of Using a Reflective Material Does Not
`Detract From Obviousness of a Dark-Colored Coating
`Dr. Anthony:
`
`APPLE-1042, ¶14; 1291 Pet. Reply, 7; 1465 Pet. Reply, 5.
`
`“The fact that the motivating benefit comes at the expense of another benefit,
`however, should not nullify its use as a basis to modify the disclosure of one
`reference with the teachings of another. ”
`-Winner Intern. Royalty Corp. v. Wang, 202 F.3d 1340, 1349 n.8 (Fed. Cir. 2000)
`
`
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`1291 Pet. Reply, 7
`
`20
`
`

`

`The Board was Correct in Finding Masimo’s Arguments
`to be Insufficient
`
`Institution Decision
`
`1291 Institution Decision, 20-21.
`
`
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`21
`
`

`

`Recited Photodiode Arrangement
`(element [15.4] and claims 6 and 26)
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`22
`
`

`

`’745 Patent Claims 15, 6, and 26
`
`APPLE-1001, Claim 6
`
`APPLE-1001, Claim 26
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`APPLE-1001, Claim 15
`
`23
`
`

`

`’745 Patent Claims and Specification
`
`’745 Patent Element [15.4]
`
`’745 Patent Specification
`
`APPLE-1001, 16:48-52; 1291 Pet., 23-24; 1465 Pet., 27-28.
`
`’745 Patent Claim 6
`
`APPLE-1001, 16:10-13; 1465 Pet., 20.
`
`’745 Patent Claim 26
`
`APPLE-1001, 18:33-36; 1465 Pet., 38.
`
`APPLE-1001, 11:36-43, FIG. 7B; 1291 Pet. Reply, 10; 1465 Pet. Reply, 8;
`Response to Expert Testimony, 6.
`
`24
`
`
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`

`

`Prosecution History – No Disclaimer Or Disavowal
`
`EX2057, 322; Response to Expert Testimony, 2.
`
`EX2057, 323; Response to Expert Testimony, 2.
`
`
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`25
`
`

`

`Prosecution History – No Disclaimer Or Disavowal
`
`EX2057, 325-326; Response to Expert Testimony, 2.
`
`
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`26
`
`

`

`Plain and Ordinary Meaning Thus Controls
`
`Merriam-Webster Dictionary
`
`Collins Dictionary
`
`APPLE-1045, 3; 1291 Pet. Reply, 10-11; 1465 Pet. Reply, 8-9.
`
`American Heritage Dictionary
`
`APPLE-1044, 3; 1291 Pet. Reply, 10-11; 1465 Pet. Reply, 8-9.
`
`
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`APPLE-1043, 3; 1291 Pet. Reply, 10-11; 1465 Pet. Reply, 8-9.
`
`27
`
`

`

`Iwamiya Renders Obvious the Claimed Photodiode
`Arrangement
`
`Iwamiya
`
`APPLE-1004, 14:36-41; 1291 Pet., 23-24; 1465 Pet., 27-28, 20.
`
`Iwamiya and Sarantos explain that the outer circumferential portion of the detection area would
`receive a greater intensity of reflected light than a middle portion of the detection area.
`
`APPLE-1004, 7:55-61; Response to Expert Testimony, 5.
`
`
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`APPLE-1005, 14:23-32; Response to Expert Testimony, 5.
`
`28
`
`

`

`Iwamiya Renders Obvious the Claimed Photodiode
`Arrangement
`
`Dr. Anthony
`
`Dr. Duckworth
`
`1291 APPLE-1003, ¶56; 1465 APPLE-1003, ¶¶81, 34;
`1291 Pet., 23; 1465 Pet., 27, 20.
`
`APPLE-1081, 58:2-59:1; Response to Expert Testimony, 5.
`
`APPLE-1004, FIG. 2 (annotated);
`APPLE-1042, ¶16; 1291 Pet. Reply, 9; 1465 Pet. Reply, 7.
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`29
`
`

`

`Combining Iwamiya+Sarantos to determine
`oxygen saturation (claims 9 and 18) and to
`include a second wavelength (claims 2 and 27)
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`30
`
`

`

`’745 Patent Claims 2, 9, 18, and 27
`
`-01291 Proceeding
`
`-01465 Proceeding
`
`APPLE-1001, Claims 9 and 18.
`
`
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`31
`
`

`

`Iwamiya’s Wristwatch Measures Pulse Wave Using
`Infrared Light
`
`APPLE-1004, 5:64-66; 1291 Pet. 6; 1465 Pet. 5.
`
`APPLE-1004, 6:31-39; 1291 Pet. Reply, 14; 1465 Pet. Reply, 12.
`
`APPLE-1004, 6:7-14; 1291 Pet. 9-11; 1465 Pet. 8-10.
`
`APPLE-1004, 2:5-6; 1291 Pet. Reply, 14; 1465 Pet. Reply, 12.
`
`APPLE-1004, FIG. 4 (annotated); 1291 Pet. 7; 1465 Pet. 6.
`
`
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`32
`
`

`

`Iwamiya Does Not Teach Away from Determining Blood Oxygen
`Saturation Using Red and Infrared Light
`
`Dr. Anthony
`
`Meiresonne v. Google, Inc., 849 F.3d 1379,
`1382 (Fed. Cir. 2017)
`
`APPLE-1042, ¶26; 1291 Pet. Reply, 14; 1465 Pet. Reply, 13.
`
`
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`33
`
`

`

`Sarantos Teaches Determining Oxygen Saturation Using
`Red and Infrared Light
`
`APPLE-1005, 13:44-53; 1291 Pet., 20; 1465 Pet., 18.
`
`APPLE-1005, 13:34-36; 1291 Pet. Reply, 12; 1465 Pet. Reply, 11.
`
`
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`34
`
`

`

`Sarantos Teaches Determining Oxygen Saturation Using
`Red and Infrared Light
`
`Dr. Anthony
`
`APPLE-1042, ¶22; 1291 Pet. Reply, 11; 1465 Pet. Reply, 10-11.
`
`
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`35
`
`

`

`Sarantos Does Not Teach Away from Determining Blood
`Oxygen Saturation Using Red and Infrared Light
`
`Dr. Anthony
`
`APPLE-1042, ¶23; 1291 Pet. Reply, 12; 1465 Pet. Reply, 11.
`
`
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`36
`
`

`

`Iwamiya and Sarantos Combinations Render Obvious a Wristwatch
`that Determines Oxygen Saturation Using Red and Infrared Light
`
`Dr. Anthony
`
`1291 APPLE-1003, ¶48; 1291 Pet., 19.
`
`
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`37
`
`

`

`Iwamiya and Sarantos Combinations Render Obvious a Wristwatch
`that Determines Oxygen Saturation Using Red and Infrared Light
`
`Institution Decision
`
`Institution Decision, 22-23.
`
`
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`Institution Decision, 24.
`
`38
`
`

`

`The Law Does Not Require Apple to Show How Iwamiya and Sarantos
`Would be Physically Combined
`
`In re Etter, 756 F.2d 852, 859 (Fed. Cir. 1985)
`
`In re Mouttet, 686 F.3d 1322, 1332 (Fed. Cir. 2012)
`
`Facebook, Inc. v. Windy City Innovations, LLC,
`973 F.3d 1321, 1343 (Fed. Cir. 2020)
`
`ClassCo, Inc. v. Apple, Inc., 838 F.3d 1214,
`1219 (Fed. Cir. 2016)
`
`1291 Pet. Reply, 11, 13; 1465 Pet. Reply, 10-11.
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`39
`
`

`

`Iwamiya and Sarantos Combinations Render Obvious a Wristwatch
`that Determines Oxygen Saturation Using Red and Infrared Light
`
`Dr. Anthony’s Examples of Iwamiya+Sarantos
`
`APPLE-1042, ¶25; APPLE-1004, FIG. 2 (modified based on Sarantos’s teachings); 1291 Pet. Reply, 13; 1465 Pet. Reply, 12.
`
`
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`40
`
`

`

`Iwamiya and Sarantos Combinations Render Obvious a Wristwatch
`that Determines Oxygen Saturation Using Red and Infrared Light
`
`Dr. Anthony’s Examples of Iwamiya+Sarantos
`
`APPLE-1042, ¶ 25; APPLE-1004, FIG. 3 (modified based on Sarantos’s teachings); 1291 Pet. Reply, 13; 1465 Pet. Reply, 12.
`
`
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`41
`
`

`

`Iwamiya and Sarantos Combinations Render Obvious a Wristwatch
`that Determines Oxygen Saturation Using Red and Infrared Light
`
`Dr. Anthony’s Examples of Iwamiya+Sarantos
`
`APPLE-1042, ¶ 25; APPLE-1004, FIG. 3 (modified based on Sarantos’s teachings); 1291 Pet. Reply, 13; 1465 Pet. Reply, 12.
`
`
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`42
`
`

`

`Iwamiya and Sarantos Combinations Render Obvious a Wristwatch
`that Determines Oxygen Saturation Using Red and Infrared Light
`
`Dr. Anthony’s Examples of Iwamiya+Sarantos
`
`APPLE-1042, ¶25; 1291 Pet. Reply, 13; 1465 Pet. Reply, 12.
`
`
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`43
`
`

`

`“Second shape comprises a width and a length,
`and wherein the width is different from the
`length” (Claim 25)
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`44
`
`

`

`’745 Patent Claim 25
`
`APPLE-1001, Claim 25.
`
`
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`45
`
`

`

`Iwamiya-Sarantos Renders Obvious the “second shape comprises a
`width and a length, and wherein the width is different from the length”
`
`Dr. Anthony
`
`1465 APPLE-1003, ¶110; 1465 Pet., 37.
`
`APPLE-1042, ¶51, 1465 Pet. Reply, 21-22.
`
`APPLE-1004, FIG. 2 (annotated).
`
`46
`
`
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`

`

`Sarantos-Shie Combinations
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`47
`
`

`

`“First shape” and a different “second shape”
`(elements [1.1]-[1.2] and [20.1]-[20.2])
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`48
`
`

`

`’745 Patent Claims 1 and 20
`
`APPLE-1001, Claims 1 and 20
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`49
`
`

`

`Sarantos Describes Light Shining Through Translucent
`or Transparent Material and Diffusing into Flesh
`
`APPLE-1005, FIG. 22 (annotated); 1291 Pet., 32; 1465 Pet., 40.
`
`APPLE-1005, 17:16-25; 1291 Pet., 31; 1465 Pet., 40.
`
`
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`50
`
`

`

`Shie Repeatedly Describes Changing the Shape of Light
`
`APPLE-1007, Abstract; 1291 Pet., 30; 1465 Pet., 38.
`
`APPLE-1007, 1:20-24; 1291 Pet. Reply, 25; 1465 Pet. Reply, 23.
`
`APPLE-1007, 5:35-45; 1291 Pet. Reply, 25; 1465 Pet. Reply, 23.
`
`APPLE-1007, 6:61-7:7; 1291 Pet., 30, 32; 1465 Pet., 38, 40.
`
`APPLE-1007, 7:21-27; 1291 Pet. Reply, 25; 1465 Pet. Reply, 23.
`
`
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`APPLE-1007, 9:40-45; 1291 Pet. Reply, 25; 1465 Pet. Reply, 23.
`
`51
`
`

`

`Sarantos and Shie Combinations Render Obvious Changing a First
`Shape of Light into a Different Second Shape
`
`Dr. Anthony
`
`1291 APPLE-1003, ¶76; 1465 APPLE-1003, ¶119; 1291 Pet., 32; 1465 Pet., 40.
`
`APPLE-1005, FIG. 22 (annotated); 1291 Pet., 32; 1465 Pet., 40.
`
`
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`52
`
`

`

`Sarantos and Shie Combinations Render Obvious Changing a First
`Shape of Light into a Different Second Shape
`
`Dr. Anthony
`
`APPLE-1042, ¶58; 1291 Pet. Reply, 25; 1465 Pet. Reply, 24.
`
`APPLE-1005, FIG. 14; Response to Expert Testimony, 7.
`
`APPLE-1005, FIG. 6 (annotated); APPLE-1042, ¶64; 1291 Pet. Reply, 26; 1465 Pet. Reply, 24.
`
`53
`
`
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`

`

`Sarantos and Shie Combinations Render Obvious Changing a First
`Shape of Light into a Different Second Shape
`
`Dr. Anthony
`
`APPLE-1042, ¶58;
`1291 Pet. Reply, 25;
`1465 Pet. Reply, 24.
`
`
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`APPLE-1005, FIG. 18 (annotated);
`APPLE-1042, ¶74; 1465 Pet. Reply, 27.
`
`54
`
`

`

`Sarantos and Shie Combinations Render Obvious Changing a First
`Shape of Light into a Different Second Shape
`
`Dr. Anthony
`
`APPLE-1042, ¶59;
`1291 Pet. Reply, 25;
`1465 Pet. Reply, 24.
`
`APPLE-1005, FIG. 14; Response to Expert Testimony, 7.
`
`APPLE-1005, FIG. 6 (annotated); APPLE-1042, ¶64; 1291 Pet. Reply, 26; 1465 Pet. Reply, 24.
`
`
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`55
`
`

`

`Sarantos and Shie Combinations Render Obvious Changing a First
`Shape of Light into a Different Second Shape
`
`Dr. Anthony
`
`APPLE-1042, ¶59;
`1291 Pet. Reply, 25;
`1465 Pet. Reply, 24.
`
`
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`APPLE-1005, FIG. 18 (annotated);
`APPLE-1042, ¶75;
`1465 Pet. Reply, 28.
`
`56
`
`

`

`A POSITA Would Have Been Motivated to Combine Sarantos and
`Shie for Multiple Reasons
`
`Dr. Anthony
`
`APPLE-1042, ¶59; 1291 APPLE-1003, 76; 1465 APPLE-1003, 119; 1291 Pet. Reply, 25-26; 1465 Pet. Reply, 24; 1291 Pet., 32-33; 1465 Pet., 41.
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`57
`
`

`

`1) A POSITA Would Have Been Motivated to Combine Sarantos and
`Shie to Increase Power Efficiency by Precisely Directing the Light
`
`Dr. Anthony
`
`Corroborating Patent References
`
`APPLE-1042, ¶61.
`
`APPLE-1047 (Raley), 3:40-48.
`
`APPLE-1006 (Venkararaman), [0223].
`
`1291 Pet. Reply, 26; 1465 Pet. Reply, 24.
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`APPLE-1074 (Hans), [0050].
`
`58
`
`

`

`2) A POSITA Would Have Been Motivated to Combine Sarantos and Shie to
`Increase Accuracy of Measurements by Directing Light to a Larger Area
`
`Dr. Anthony
`
`Corroborating Evidence
`
`APPLE-1042, ¶62.
`
`APPLE-1048 (Severinghaus), 10.
`
`APPLE-1013 (Webster), 36.
`
`APPLE-1013 (Webster), 105.
`
`1291 Pet. Reply, 26; 1465 Pet. Reply, 24.
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`59
`
`

`

`3) A POSITA Would Have Been Motivated to Combine Sarantos and Shie to
`Obscure the LED’s Appearance from a User
`
`Dr. Anthony
`
`Corroborated by Han
`
`APPLE-1042, ¶63.
`
`1291 Pet. Reply, 26; 1465 Pet. Reply, 24.
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`APPLE-1074, [0060]-[0061].
`
`60
`
`

`

`A POSITA Would Have Been Motivated to Combine Sarantos and
`Shie to Allow Sarantos’ Detector to Capture More Light Signal
`
`Dr. Anthony
`
`APPLE-1042, ¶64; APPLE-1005, FIG. 6 (annotated); 1291 Pet. Reply, 26; 1465 Pet. Reply, 24.
`
`61
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`

`

`“Light block having a circular shape”
`(element [15.3])
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`62
`
`

`

`’745 Patent Claim 15
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`APPLE-1001, Claim 15
`
`63
`
`

`

`Sarantos Describes a Light Block Separating a Light
`Source from Annular Photodetector Elements
`
`APPLE-1005, FIG. 22 (annotated); 1291 Pet., 35; 1465 Pet., 43.
`
`APPLE-1005,17:26-42; 1291 Pet., 35, 37; 1465 Pet., 43, 54.
`
`APPLE-1005, 19:33-35; 1291 Pet., 37; 1465 Pet., 54.
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`APPLE-1005, FIG. 25; 1291 Pet., 37; 1465 Pet., 54.
`
`64
`
`

`

`Sarantos Describes a Light Block Separating a Light
`Source from Annular Photodetector Elements
`
`APPLE-1005, 21:6-11; Response to Expert Testimony, 7.
`
`APPLE-1005, FIG. 22 (annotated); 1291 Pet., 35; 1465 Pet., 43.
`
`APPLE-1005, 16:60-62; 1291 Pet. Reply, 26; 1465 Pet. Reply, 25.
`
`APPLE-1005, 19:33-35; 1291 Pet. Reply, 26; 1465 Pet. Reply, 25.
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`APPLE-1005, FIG. 25; 1291 Pet., 37; 1465 Pet., 54.
`
`65
`
`

`

`Sarantos Describes a Light Block Separating a Light
`Source from Annular Photodetector Elements
`
`Dr. Anthony
`
`APPLE-1042, ¶65; 1291 Pet. Reply, 26; 1465 Pet. Reply, 25.
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`66
`
`

`

`A Circular Shaped Light Block Separating a Light Source from Annular
`Photodetector Elements Would Have Been an Obvious Design Choice
`
`Dr. Anthony
`
`APPLE-1042, ¶68; APPLE-1005, FIG. 25 (annotated); 1291 Pet. Reply, 26; 1465 Pet. Reply, 25.
`
`Dr. Duckworth
`
`EX2002, ¶128; 1291 POR, 65; 1465 POR, 55.
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`67
`
`

`

`A Circular Shaped Light Block Separating a Light Source from Annular
`Photodetector Elements Would Have Been an Obvious Design Choice
`
`Dr. Anthony
`
`APPLE-1042, ¶69; 1291 Pet. Reply, 26; 1465 Pet. Reply, 25.
`
`Corroborated by Fontaine and Takatani
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`APPLE-1069 (Takatani), 8;
`1291 Pet. Reply, 26;
`1465 Pet. Reply, 25.
`
`68
`
`

`

`Recited photodiode arrangement
`(element [15.4] and claims 6 and 26)
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`69
`
`

`

`’745 Patent Claims 15, 6, and 26
`
`APPLE-1001, Claim 6
`
`APPLE-1001, Claim 26
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`APPLE-1001, Claim 15
`
`70
`
`

`

`Sarantos Explicitly Contemplates Multiple
`Photodetectors Arranged in a Circular Array
`
`APPLE-1005, 14:60-64, FIGS. 15, 16; Response to Expert Testimony, 8.
`
`APPLE-1005, 19:33-35; 1291 Pet., 37; 1465 Pet., 54.
`
`APPLE-1005, 20:52-57; 1291 Pet. Reply, 27; 1465 Pet. Reply, 26.
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`APPLE-1005, FIG. 25; 1291 Pet., 37; 1465 Pet., 54.
`
`71
`
`

`

`Sarantos Explicitly Contemplates Multiple
`Photodetectors Arranged in a Circular Array
`
`Dr. Anthony
`
`APPLE-1042, ¶72; APPLE-1005, FIG. 25 (annotated); 1291 Pet. Reply, 27; 1465 Pet. Reply, 26.
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`72
`
`

`

`“Second shape comprises a circular geometry”
`(claim 12)
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`73
`
`

`

`’745 Patent Claim 12
`
`APPLE-1001, Claim 12.
`
`
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`74
`
`

`

`Sarantos Illustrates a Circular Array of Photodetectors Arranged Around Multiple Square-
`shaped LEDs that Each Emit Light in a Generally Square Shape
`
`Sarantos
`
`Dr. Anthony
`
`APPLE-1005, 14:60-62; 1465 Pet., 72 1465 Pet. Reply, 29.
`
`1465 APPLE-1003, ¶209; 1465 Pet., 72; 1465 Pet. Reply, 28-29.
`
`APPLE-1005, 15:24-27; 1465 Pet. Reply, 27.
`
`APPLE-1042, ¶74; 1465 Pet. Reply, 27.
`
`APPLE-1005, FIG. 18 (annotated); 1465 Pet. Reply, 27.
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`75
`
`

`

`Savant Teaches Light Shaping to Distribute Light Over a
`Circular Area
`
`Savant
`
`APPLE-1012, 1:16-40; 1465 Pet., 69-71; 1465 Pet. Reply, 27-28.
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`76
`
`

`

`Sarantos-Shie-Savant Combination Renders Obvious the
`Second Shape of Light Having a Circular Geometry
`
`Dr. Anthony
`
`1465 APPLE-1003, ¶208; 1465 Pet., 71; 1465 Pet. Reply, 28.
`
`APPLE-1005, FIG. 18 (annotated); 1465 Pet. Reply, 28.
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`77
`
`

`

`A POSITA Would Have Been Motivated to Combine Sarantos, Shie, and Savant
`to Evenly Distribute Light to Each Photodiode in the Circular Array
`
`Dr. Anthony
`
`1465 APPLE-1003, ¶209; 1465 Pet., 72; 1465 Pet. Reply, 28-29.
`
`APPLE-1005, FIG. 18 (annotated); 1465 Pet. Reply, 28.
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`78
`
`

`

`“Second shape comprises a width and a length,
`and wherein the width is different from the
`length” (Claim 25)
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`79
`
`

`

`’745 Patent Claim 25
`
`APPLE-1001, Claim 25.
`
`
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`80
`
`

`

`Sarantos-Shie Renders Obvious the “second shape comprises a width
`and a length, and wherein the width is different from the length”
`
`Dr. Anthony
`
`1465 APPLE-1003, ¶201; 1465 Pet., 67.
`
`APPLE-1042, ¶77; 1465 Pet. Reply, 29.
`
`APPLE-1005, FIG. 6 (annotated); 1465 Pet. Reply, 30.
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`81
`
`

`

`Reasonable Expectation of Success (“REOS”)
`A POSITA Would Have Had REOS in Determining Oxygen Saturation at the Wrist
`
`(Claims 9 and 18 – Measuring oxygen saturation at the wrist; Claims 2 and 27 – Adding a
`second wavelength)
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`82
`
`

`

`’745 Patent Claims 9 and 18 and Claims 2 and 27
`
`1291 IPR Claims 9 and 18
`
`1465 IPR Claims 2 and 27
`
`APPLE-1001, Claims 9 and 18.
`
`APPLE-1001, Claims 2 and 27.
`
`
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`83
`
`

`

`A POSITA Would Have Had REOS in Determining Oxygen
`Saturation at the Wrist
`
`Dr. Anthony
`
`1291 APPLE-1003, ¶48; 1291 Pet., 19-20.
`
`APPLE-1042, ¶27; 1291 Pet. Reply, 16-17; 1465 Pet. Reply, 14-15.
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`84
`
`

`

`Corroborating References Demonstrate REOS
`
`Cai:
`
`Li:
`
`Pang:
`
`Maattala:
`
`APPLE-1053, Abstract; 1291 Pet. Reply, 16; 1465 Pet. Reply, 15.
`
`APPLE-1051, Abstract; 1291 Pet. Reply, 16; 1465 Pet. Reply, 15.
`
`APPLE-1050, 2; 1291 Pet. Reply, 16; 1465 Pet. Reply, 15.
`
`APPLE-1055, 5; 1291 Pet. Reply, 17; 1465 Pet. Reply, 15.
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`85
`
`

`

`Corroborating References Demonstrate REOS
`
`Cai
`
`APPLE-1053, 1.
`
`APPLE-1053, 4.
`
`APPLE-1042, ¶29; 1291 Pet. Reply, 16-17; 1465 Pet. Reply, 14-15.
`
`86
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`APPLE-1053, 4.
`
`

`

`Corroborating References Demonstrate REOS
`
`Dr. Anthony (re Cai)
`
`Dr. Duckworth (re Cai)
`
`EX2101, 43:12-17; Response to Expert Testimony, 9.
`
`APPLE-1081, 76:14-15, 77:12-21; Response to Expert Testimony, 9.
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`87
`
`

`

`Corroborating References Demonstrate REOS
`
`Li
`
`Dr. Anthony (re Li)
`
`APPLE-1051, Abstract.
`
`APPLE-1051, 8.
`
`EX2101, 39:11-19; Response to Expert Testimony, 10.
`
`APPLE-1051, FIGS. 13, 14
`
`APPLE-1042, ¶30; 1291 Pet. Reply, 16-17; 1465 Pet. Reply, 14-15.
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`88
`
`

`

`Corroborating References Demonstrate REOS
`
`Pang
`
`Dr. Anthony (re Pang)
`
`EX2101, 83:10-14; Response to Expert Testimony, 9.
`
`APPLE-1050, Abstract, 1, FIGS. 2, 11-12.
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`APPLE-1042, ¶32; 1291 Pet. Reply, 16-17; 1465 Pet. Reply, 14-15.
`
`89
`
`

`

`Corroborating References Demonstrate REOS
`
`Maattala
`
`Dr. Anthony (re Maattala)
`
`EX2101, 72:7-11; Response to Expert Testimony, 9-10.
`
`APPLE-1055, 1, Figures 8 and 9; APPLE-1042, ¶28
`1291 Pet. Reply, 16-17; 1465 Pet. Reply, 14-15.
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`90
`
`

`

`Corroborating References Demonstrate REOS
`
`APPLE-1040, 1, 7; 1291 Pet. Reply, 16; 1465 Pet. Reply, 14.
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`91
`
`

`

`Corroborating References Demonstrate REOS
`
`Dr. Anthony
`
`APPLE-1042, ¶34; 1291 Pet. Reply, 16; 1465 Pet. Reply, 14.
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`92
`
`

`

`The ’745 Patent’s Limited Disclosure of Wrist-Based Pulse
`Oximetry Suggests REOS
`
`’745 Patent
`
`Dr. Duckworth
`
`APPLE-1081, 90:5-9; Response to Expert Testimony, 8.
`
`APPLE-1001, 10:40-51; 1291 Pet. Reply, 17; 1465 Pet. Reply, 15.
`
`APPLE-1059, 17:19-22; Response to Expert Testimony, 8.
`
`APPLE-1001, 12:16-20; 1291 Pet. Reply, 17; 1465 Pet. Reply, 15.
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`APPLE-1081, 86:21-87:6; Response to Expert Testimony, 8.
`93
`
`

`

`The ’745 Patent’s Limited Disclosure of Wrist-Based Pulse
`Oximetry Suggests REOS
`
`In re Epstein, 32 F.3d 1559, 1568 (Fed. Cir. 1994)
`
`Uber Techs., Inc. v. X One, Inc., 957 F.3d 1334, 1339 (Fed. Cir. 2020)
`
`In re Publicover, 813 F. App’x 527, 532 (Fed. Cir. 2020)
`
`1291 Pet. Reply, 19; 1465 Pet. Reply, 17.
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`94
`
`

`

`’745 Patent Claims 1/20 and 15 Show a Lack of
`Features Required for Measuring Oxygen Saturation
`
`APPLE-1001, Claims 1 and 15; 1291 Pet. Reply, 18; 1465 Pet. Reply, 16.
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`95
`
`

`

`’745 Patent Claims 1/20 and 15 Show a Lack of
`Features Required for Measuring Oxygen Saturation
`
`Dr. Anthony
`
`APPLE-1042, ¶38; 1291 Pet. Reply, 18; 1465 Pet. Reply, 16.
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`96
`
`

`

`Apple Engineers’ Testimony Does Not Negate Strong
`Evidence of REOS from Third-Party References
`Dr. Anthony
`
`APPLE-1042, ¶39; 1291 Pet. Reply, 20; 1465 Pet. Reply, 18.
`
`In re Rouffet, 149 F.3d 1350, 1357 (Fed. Cir. 1998)
`
`In re Carlson, 980 F.2d 1032, 1037-1038 (Fed. Cir. 1993)
`
`1291 Pet. Reply, 16; 1465 Pet. Reply, 14.
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`97
`
`

`

`Apple Engineers’ Testimony Does Not Negate Strong
`Evidence of REOS from Third-Party References
`
`Intelligent Bio-Systems, Inc. v. Illumina Cambridge, Ltd., 821 F.3d 1359, 1367 (Fed. Cir. 2016)
`
`Allergan, Inc. v. Apotex Inc., 754 F.3d 952, 962-63 (Fed. Cir. 2014)
`
`Sound View Innovations, LLC v. Hulu, LLC, 818 F. App’x 1009, 1013 (Fed. Cir. 2020)
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`1291 Pet. Reply, 22;
`1465 Pet. Reply, 20.
`
`98
`
`

`

`Apple Engineers’ Testimony Does Not Negate Strong
`Evidence of REOS from Third-Party References
`
`Dr. Anthony
`
`APPLE-1042, ¶39; 1291 Pet. Reply, 20; 1465 Pet. Reply, 18.
`
`APPLE-1042, ¶40; 1291 Pet. Reply, 20-21; 1465 Pet. Reply, 18-19.
`
`APPLE-1042, ¶42; 1291 Pet. Reply, 21, 23; 1465 Pet. Reply, 19, 21.
`
`APPLE-1042, ¶41; 1291 Pet. Reply, 21; 1465 Pet. Reply, 19-20.
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`99
`
`

`

`Apple Engineers’ Testimony Does Not Negate Strong
`Evidence of REOS from Third-Party References
`
`Brian Land
`
`EX2076, 958:19-24.
`
`EX2076, 965:18-20.
`
`EX-2076, 970:21 – 971:2.
`
`1291 Pet. Reply, 23; 1465 Pet. Reply, 21.
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`EX2076, 971:20-972:5.
`
`100
`
`

`

`Apple Engineers’ Testimony Does Not Negate Strong
`Evidence of REOS from Third-Party References
`
`Mehra
`
`Venugopal
`
`EX2079, 832:23-833:6.
`
`Block
`
`EX1037, 878:4-16.
`
`1291 Pet. Reply, 23; 1465 Pet. Reply, 21.
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`EX1036, 902: 13-19.
`
`101
`
`

`

`Apple Engineers’ Testimony Does Not Negate Strong
`Evidence of REOS from Third-Party References
`
`Shui
`
`EX2082, 108:15-21.
`
`EX2082, 109:13-20.
`
`1291 Pet. Reply, 23; 1465 Pet. Reply, 21.
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`102
`
`

`

`Apple Engineers’ Testimony Does Not Negate Strong
`Evidence of REOS from Third-Party References
`
`Waydo
`
`EX2078, 925:6-12.
`
`EX2078, 949:13-16.
`
`1291 Pet. Reply, 23; 1465 Pet. Reply, 21.
`
`EX2081, 167:18-169:10
`
`103
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`

`

`Apple Engineers’ Testimony Does Not Negate Strong
`Evidence of REOS from Third-Party References
`
`Dr. Mannheimer
`
`EX2080, 136:19-137:1.
`
`EX2077, 1015:13-1016:1.
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`104
`
`

`

`Apple Engineers’ Testimony Does Not Negate Strong
`Evidence of REOS from Third-Party References
`
`Dr. Mannheimer
`
`EX2080, 160:21-161:2.
`
`EX2077, 1000:23-1001:1.
`
`EX2077, 1000:6 -1000:19.
`
`EX2077, 999:5-11.
`
`EX2077, 1006:20-21.
`
`1291 Pet. Reply, 23; 1465 Pet. Reply, 21.
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`105
`
`

`

`THANK YOU
`
`DEMONSTRATIVE EXHIBIT – NOT EVIDENCE
`
`106
`
`

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