Application/Contral Number: 15/195,199
`Art Unit: 3791
`
`CX-1760
`
`Page 3
`
`Regarding claims 38, 40, 42, 45, Rosenheimer discloses that the emitter is
`
`positioned outside the annular ring when the optical physiological measurement device
`
`is placed on the patient at the tissue measurementsite, and wherein the one or more
`
`detectors are positioned inside the annular ring when the optical physiological
`
`measurement device is placed on the patient at the tissue measurement site (as shown
`
`in figures 4-5, the photodiodes (emitters) 10 and 11 are positioned outside of the
`
`annular ring 28 and the photodetector 18 is positioned inside the annularring).
`
`4.
`
`Claim(s) 1-7, 16, 18-20, 22-29, 32-33, 37, 39, 41, 43-44,46-48 is/are rejected
`
`under 35 U.S.C. 102(a)(1) as being anticipated by Cui et al. (USPN 5,584,296).
`
`Regarding claims 1, 18, 26 and 32, Cui et al. discloses an optical physiological
`
`measurement device configured for placement on a patient at a tissue measurement
`
`site (figures 1 and 9), the device comprising: one or more emitters which emit light
`
`(elements 36a-b, figures 7, 9-10, Col.11 line 2-Col.12 line 5); one or more detectors
`
`configured to detect the emitted light after attenuation by and reflection from tissue of
`
`the patient at the tissue measurement site, the one or more detectors further configured
`
`to transmit a signal responsive to the detected light (elements 34,32, figures 7, 9-10,
`
`Col.11 line 2-Col.12 line 5); and a light block comprising an annular ring located
`
`between the emitted light at the tissue measurement site and the one or more detectors,
`
`the light block reducing an amountof incident light emitted from the one or more
`
`emitters from being detected by the one or more detectors (element 60afigures 9). See
`
`Col.8 line 35- Col.9 line 45.
`
`Regarding claims 2, 27, Cui et al. discloses a concentrator which receives the
`
`spread light after attenuation by tissue of the patient, concentrates the received spread
`
`PAGE 271 OF 530
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`APL_MAS_ITC_00557230
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`
`MASIMO 2057
`Apple v. Masimo
`IPR2022-01291
`
`

`

`Application/Contral Number: 15/195,199
`Art Unit: 3791
`
`CX-1760
`
`Page 4
`
`light and emits the concentrated light in the direction of the one or more detectors
`
`(combination of elements 50 and 60 enclosing the detectors 32, 34, figures 9-12). See
`
`Col.8 line 35- Col.9 line 45.
`
`Regarding claims 3, 20, 28 and 33, Cui et al. discloses a processor configured to
`
`receive the transmitted signal responsive to the detected light and to determine a
`
`physiological parameter (processor 18, Col.4 lines 26-50).
`
`Regarding claim 4, Cui et al. discloses the parameter is arterial oxygen saturation
`
`(Col.4 lines 15-50).
`
`Regarding claims 5, 22, Cui et al. discloses the diffuser comprises at least one of
`
`a glass diffuser, ground glass diffuser, a glass bead diffuser, an opal glass diffuser, and
`
`an engineered diffuser (element 50 disposed on top of the emitter 36 figures 9-12, Col.8
`
`line 35- Col.9 line 45).
`
`Regarding claim 6, Cui et al. discloses the diffuser emits the spreadlight with a
`
`substantially uniform intensity profile (element 50 disposed on top of the emitter 36
`
`figures 9-12, Col.8 line 35- Col.9 line 45).
`
`Regarding claim 7, Cui et al. discloses that the diffuser defines a surface area
`
`shape by which the emitted spread light is distributed onto a surface of the tissue
`
`measurement site (element 50 disposed on top of the emitter 36 figures 9-12, Col.8 line
`
`35- Col.9 line 45).
`
`Regarding claim 16, Gui et al. discloses that the concentrator comprises a
`
`compound parabolic concentrator (combination of elements 50 and 60 enclosing the
`
`detectors 32, 34, figures 9-12). See Cal.8 line 35- Col.9 line 45.
`
`PAGE 272 OF 530
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`APL_MAS_ITC_00557231
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`MASIMO2057
`Apple v. Masimo
`IPR2022-01291
`
`MASIMO 2057
`Apple v. Masimo
`IPR2022-01291
`
`

`

`Application/Contral Number: 15/195,199
`Art Unit: 3791
`
`CX-1760
`
`Page 5
`
`Regarding claim 19, Gui et al. discloses receiving, by a concentrator, the emitted
`
`spread light after the spread light has been attenuated by and reflected from the tissue
`
`measurementsite and concentrating, by the concentrator, the received light and
`
`emitting the concentrated light from the concentrator to the one or more detectors
`
`(combination of elements 50 and 60 enclosing the detectors 32, 34, figures 9-12). See
`
`Gol.8 line 35- Col.9 line 45.
`
`Regarding claim 23, Gui et al. discloses spreading, with a diffuser, the emitted
`
`light and emitting the spread light from the diffuser to a tissue measurement site further
`
`comprises spreading the emitted light with a substantially uniform intensity profile
`
`(element 50 disposed on top of the emitter 36 figures 9-12, Col.8 line 35- Col.9 line 45).
`
`Regarding claim 24, Cui et al. discloses spreading, with a diffuser, the emitted
`
`light and emitting the spread light from the diffuser to a tissue measurement site further
`
`comprises spreading the emitted light so as to define a surface area shape by which the
`
`emitted spread light is distributed onto a surface of the tissue measurementsite
`
`(element 50 disposed on top of the emitter 36 figures 9-12, Col.8 line 35- Col.9 line 45).
`
`Regarding claim 25, Cui et al. discloses that concentrating, by the concentrator,
`
`the received light and emitting the concentrated light from the concentrator to the one or
`
`more detectors is performed by a compound parabolic concentrator (combination of
`
`elements 50 and 60 enclosing the detectors 32, 34, figures 9-12). See Col.8 line 35-
`
`Col.9 line 45.
`
`Regarding claim 29, Cui et al. discloses the diffuser is further configured to define
`
`a surface area shape by which the emitted spread light is distributed onto a surface of
`
`PAGE 273 OF 530
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`APL_MAS_ITC_00557232
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`MASIMO2057
`Apple v. Masimo
`IPR2022-01291
`
`MASIMO 2057
`Apple v. Masimo
`IPR2022-01291
`
`

`

`Application/Contral Number: 15/195,199
`Art Unit: 3791
`
`CX-1760
`
`Page 6
`
`the tissue measurementsite (element 50 disposed on top of the emitter 36 figures 9-12,
`
`Col.8 line 35- Col.9 line 45).
`
`Regarding claims 37, 39, 41, Cui et al. discloses a diffuser which receives,
`
`spreads and emits the spread light, wherein the emitted spread light is directed at the
`
`tissue measurement site (element 50 disposed on top of the emitter 36 figures 9-12,
`
`Col.8 line 35- Col.9 line 45).
`
`Regarding claims 43, 46, 47 Cui et al. discloses that the plurality of detectors are
`
`arranged in an array with a special configuration corresponding to an irradiated surface
`
`area (figures 9-12, elements 32, 34).
`
`Regarding claims 44, 48, Cui et al. discloses the irradiated surface
`
`area comprises an annular shape (figures 9-12}.
`
`Response to Argumenis
`
`5.
`
`Applicant’s arguments with respect to claims 1-7, 16, 18-20, 22-29, 32-33, 37-48
`
`have been considered but are moot because the arguments do not apply to any of the
`
`references being used in the current rejection.
`
`Conclusion
`
`6.
`
`Applicant's amendment necessitated the new ground(s) of rejection presented in
`
`this Office action. Accordingly, THIS ACTION IS MADE FINAL. See MPEP
`
`§ 706.07(a). Applicant is reminded of the extension of time policy as set forth in 37
`
`CFR 1.136(a).
`
`A shortened statutory period for reply to this final action is set to expire THREE
`
`MONTHS from the mailing date of this action.
`
`In the event a first reply is filed within
`
`PAGE 274 OF 530
`
`APL_MAS_ITC_00557233
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`MASIMO2057
`Apple v. Masimo
`IPR2022-01291
`
`MASIMO 2057
`Apple v. Masimo
`IPR2022-01291
`
`

`

`Application/Contral Number: 15/195,199
`Art Unit: 3791
`
`CX-1760
`
`Page 7
`
`TWO MONTHS of the mailing date of this final action and the advisory action is not
`
`mailed until after the end of the THREE-MONTH shortened statutory period, then the
`
`shortened statutory period will expire on the date the advisory action is mailed, and any
`
`extension fee pursuant to 37 CFR 1.136(a) will be calculated from the mailing date of
`
`the advisory action.
`
`In no event, however, will the statutory period for reply expire later
`
`than SIX MONTHS from the date of this final action.
`
`7.
`
`Any inquiry concerning this communication or earlier communications from the
`
`examiner should be directed to MARJAN FARDANESH whosetelephone number is
`
`(571)270-5508. The examiner can normally be reached on Monday-Friday 9:00-17:00.
`
`Examiner interviews are available via telephone, in-person, and video
`
`conferencing using a USPTO supplied web-based collaboration tool. To schedule an
`
`interview, applicant is encouraged to use the USPTO Automated Interview Request
`
`(AIR) at htto:/Avww.uspto.gov/interviewpractice.
`
`If attempts to reach the examiner by telephone are unsuccessful, the examiner's
`
`supervisor, Patricia Mallari can be reached on (571)272-4729. The fax phone number
`
`for the organization where this application or proceeding is assigned is 571-273-8300.
`
`Information regarding the status of an application may be obtained from the
`
`Patent Application Information Retrieval (PAIR) system. Status information for
`
`published applications may be obtained from either Private PAIR or Public PAIR.
`
`Status information for unpublished applications is available through Private PAIR only.
`
`For more information about the PAIR system, see http://pair-direct.uspto.gov. Should
`
`you have questions on access to the Private PAIR system, contact the Electronic
`
`Business Center (EBC) at 866-217-9197 (toll-free). If you would like assistance from a
`
`PAGE 275 OF 530
`
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`MASIMO2057
`Apple v. Masimo
`IPR2022-01291
`
`MASIMO 2057
`Apple v. Masimo
`IPR2022-01291
`
`

`

`Application/Contral Number: 15/195,199
`Art Unit: 3791
`
`CX-1760
`
`Page 8
`
`USPTO Customer Service Representative or access to the automated information
`
`system, call 800-786-9199 (IN USA OR CANADA)or 571-272-1000.
`
`/ERIC F WINAKUR/
`Primary Examiner, Art Unit 3791
`
`/MARJAN FARDANESH/
`Examiner, Art Unit 3791
`
`PAGE 276 OF 530
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`APL_MAS_ITC_00557235
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`MASIMO2057
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`MASIMO 2057
`Apple v. Masimo
`IPR2022-01291
`
`

`

`CX-1760
`
`
`
`Notice ofReferences Cited
`
`Application/Control No.
`15/195,199
`Examine:
`MARJAN FARDANESH
`
`Applicant(s)/Patent Under
`Reexamination
`Al-All et al.
`At Uni
`3791
`
`Page 1 of 1
`
`ee
`CPC Classification
`include as applicable: Author, Title Date. Publisher. Edition or Volume, Pertinent Pages) “A copy of this reference is not being furnished with this Office action. (Gee MPEP § 707.05(a).)
`
`U.S. PATENT DOCUMENTS
`
`pO
`pO
`pO
`po
`ef
`pf
`po
`pO
`pO
`po
`
`Document Number
`Country Code-Number-Kind Code
`
`Date
`MM-YYYY
`
`FOREIGN PATENT DOCUMENTS
`
`tee
`
`at
`
`NON-PATENT DOCUMENTS
`
`Dates in MM-YYYYformat are publication dates. Classifications may be USor fareign.
`U.S. Patent and Trademark Office
`PTO-892 (Rev. 01-2001)
`
`Notice of References Cited
`
`Part of Paper No. 20190219
`
`PAGE 277 OF 530
`
`APL_MAS_ITC_00557236
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`MASIMO2057
`Apple v. Masimo
`IPR2022-01291
`
`MASIMO 2057
`Apple v. Masimo
`IPR2022-01291
`
`

`

`Index of Claims
`
`Application/Control No.
`45/195,199
`
`CX-1760
`
`Applicani(s)/Patent Under Reexamination
`
`Al-Ali et al.
`
`CLAIMS
`
`osoMARJAN FARDANESH
`Hh | | |
`Appeal
`Rejected = Cancelled | Non-Elected
`
`=| stows|[+]mecca|[1[itrorece|[0|obs
`
`
`
`(] Claims renumbered in the same order as presented by applicant
`DATE
`CLAIM
`|Final|OriginalfootgzoisffT
`a iL
`
`[] CPA
`
`C) T.D.
`
`C R147
`
`IrE
`
`ewfeffBIN|OG
`
`
`
`
`
`
`
`
`
`
`
`21
`
`
`
`
`
`40
`
`42
`
`=COPOOPTOD(OrBPCOINS1COCOPIOCri[GoTN?ayo
`
`U.S. Patent and Trademark Office
`
`Part of Pager No.: 20190219
`
`Page 1 of 2
`
`PAGE 278 OF 530
`
`APL_MAS_ITC_00557237
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`MASIMO2057
`Apple v. Masimo
`IPR2022-01291
`
`MASIMO 2057
`Apple v. Masimo
`IPR2022-01291
`
`

`

`CX-1760
`
`Index of Claims
`
`15/195,199
`
`Application/Control No.
`
`Applicani(s)/Patent Under Reexamination
`
`Al-Ali et al.
`
`| | Examiner
`
`MARJAN FARDANESH
`
`U.S. Patent and Trademark Office
`
`Part of Pager No.: 20190219
`
`Page 2 of 2
`
`PAGE 279 OF 530
`
`APL_MAS_ITC_00557238
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`MASIMO2057
`Apple v. Masimo
`IPR2022-01291
`
`MASIMO 2057
`Apple v. Masimo
`IPR2022-01291
`
`

`

`CX-1760
`
`Search Notes
`
`Application/Control No.
`15/195,199
`
`Applicant(s)/Patent Under Reexamination
`ALAli etal.
`
`Iti | ll econ
`
`MARJAN FARDANESH
`
`_
`
`3791
`
`CPC - Searched*
`
`EAST-Seesearch history printout
`
`EAST-See search history printout
`
`CPC Combination Sets - Searched*
`
`02/19/2019
`
`02/19/2019
`
`US Classification - Searched*
`
`[class[subclassSSCSSSCSCSC~*damr
`
`* See search history printout included with this form or the SEARCH NOTES box below to determine the scope of the
`search.
`
`Search Notes
`
`"PALM" inventor name search
`
`02/19/2019
`
`Interference Search
`
`US Class/CPC|U6 subclass/CPC Group
`Symbol
`
`
`Examiner, Art Unit 3791 U.S. Patent and Trademark Office
`
`/MARJAN FARDANESH/
`
`Page 1 of 4
`
`Part of Paper No.: 20190219
`
`PAGE 280 OF 530
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`APL_MAS_ITC_00557239
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`MASIMO2057
`Apple v. Masimo
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`
`MASIMO 2057
`Apple v. Masimo
`IPR2022-01291
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`

`

`EAST Search History
`
`CX-1760
`
`EAST Search History
`
`EAST Search History (Prior Art)
`
`
`
`
`
`"2002111544" pn.
`
`"2002111544".pn.
`
`
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`"2005 192879".pn.
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`12011/01/04;
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`1"20060155174".pn.
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`“20020146368".pn.
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`file:///C/Users/mfardanesh/Documents/e-Red%20Folder/15195 199/EASTSearchHistory.15195199_AccessibleVersion -htm[2/19/2019 10:44:36 AM]
`APL_MAS_ITC_00557240
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`PAGE 281 OF 530
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`MASIMO2057
`Apple v. Masimo
`IPR2022-01291
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`MASIMO 2057
`Apple v. Masimo
`IPR2022-01291
`
`

`

`EAST Search History
`
`CX-1760
`
`
`
`whitman.in.
`
`iwhitman michael.in.
`
`iwhitman michael.in. and "2002"
`
`
`
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`20045601 66". pn.
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`"20020132226" | "20020146368"|
`4"20020165444" | "20020198470"). PN.
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`
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`file:///C/Users/mfardanesh/Documents/e-Red%20Folder/15195 199/EASTSearchHistory.15195199_AccessibleVersion -htm[2/19/2019 10:44:36 AM]
`APL_MAS_ITC_00557241
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`PAGE 282 OF 530
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`Apple v. Masimo
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`
`

`

`EAST Search History
`
`CX-1760
`
`u(heat$3 or dry$3} ‘and (recover$3 or
`i
`‘irestore$3 or reset$3)
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`emitter same detector same (distance
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`
`file:///C/Users/mfardanesh/Documents/e-Red%20Folder/15195 199/EASTSearchHistory.15195199_AccessibleVersion -htm[2/19/2019 10:44:36 AM]
`APL_MAS_ITC_00557242
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`Apple v. Masimo
`IPR2022-01291
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`

`EAST Search History
`
`CX-1760
`
`
`
`
`"20090105564"pn.
`
`("8277384") or ("4743107") or
` |USPAT;
`
`1(°20020016533") or ("20140206980") o
`20170209047") or ("20090209834") or
`|USOCR
`
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`_{((20120277559")).PN.
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` (("4699376") or ("4583555") or
`
`("8282579") or ("7785232") or
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`("6436058") or ("8341850") or
`("20060064044") or ("20120226199") or :
`("20080132818") or ("20070043308") or |
`1(°20160000369")).PN.
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`4(("7941199") or ("8224414") or
`("8385996")).PN.
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`JAC same first same second same
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`
`file:///C/Users/mfardanesh/Documents/e-Red%20Folder/15195 199/EASTSearchHistory.15195199_AccessibleVersion -htm[2/19/2019 10:44:36 AM]
`APL_MAS_ITC_00557243
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`

`EAST Search History
`
`
`‘Ihypoglycemi$3glucose)
`
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`lambert and AC and threshold same
`:
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`JUSPAT
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`hyperglycem$4 hypoglycem$4)
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`CX-1760
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`1876 not S72
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`4204
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`inewberry.in. and AC.clm.
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`(LED diode light adj source) same
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`4]A61BE/$.cpc._
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`0019/01/22:
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`"5094240" | "5111817").PN. OR
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`"20100049018".pn.
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`
`
`file:///C/Users/mfardanesh/Documents/e-Red%20Folder/15195 199/EASTSearchHistory.15195199_AccessibleVersion -htm[2/19/2019 10:44:36 AM]
`APL_MAS_ITC_00557244
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`
`

`

`EAST Search History
`
`CX-1760
`
`[(Czortazaseae)PN.
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`
` "14773755"
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`file:///C/Users/mfardanesh/Documents/e-Red%20Folder/15195 199/EASTSearchHistory.15195199_AccessibleVersion -htm[2/19/2019 10:44:36 AM]
`APL_MAS_ITC_00557245
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`

`

`CX-1760
`
`EAST Search History
`
`prs ;
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`file:///C/Users/mfardanesh/Documents/e-Red%20Folder/15195 199/EASTSearchHistory.15195199_AccessibleVersion -htm[2/19/2019 10:44:36 AM]
`APL_MAS_ITC_00557246
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`Apple v. Masimo
`IPR2022-01291
`
`

`

`EAST Search History
`
`CX-1760
`
`
`
`; "20140051 955").PN.
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`eer 2019/02/06:
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`iitumor and (probe marker) same
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`‘tumor same (probe marker) with
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`file:///C/Users/mfardanesh/Documents/e-Red%20Folder/15195 199/EASTSearchHistory.15195199_AccessibleVersion -htm[2/19/2019 10:44:36 AM]
`APL_MAS_ITC_00557247
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`Apple v. Masimo
`IPR2022-01291
`
`

`

`
`
`EAST Search History
`
`CX-1760
`
`
`1(°20140046149"). PN.
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`
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`("4880441"). PN.
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`‘sweat and pump same permeable same |
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`"6954685" | "5982297" | "5989409" |
`
`file:///C/Users/mfardanesh/Documents/e-Red%20Folder/15195 199/EASTSearchHistory.15195199_AccessibleVersion -htm[2/19/2019 10:44:36 AM]
`APL_MAS_ITC_00557248
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`

`

`
`i
`15995860" | "6023629" | "6024699"|
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`:
`"6049727"| "6059736" | "6134461"|
`
`"6159147" | "6175752" | "6248067"|
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`|"6277067").PN. OR ("6561978") .URPN.
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`"20100081906"
`
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`1(2002/0019587).CCLS.
`
`
`
`
`
`
` 'JUSPAT;
`|USOCR
`
`
`
`
`EAST Search History
`
`CX-1760
`
`(circulation vessel vasculature).cim. and
`
`EAST Search History (Interference)
`
`5 [SearchQuery
`
`p
`
`emitter same detector same (distance
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`20080316137".pn.
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`circulation vessel) and A61B&/$.cpc.
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`umor same (probe marker) with
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`itumor same (probe marker) with
`
`2/19/2019 10:44:34 AM
`C:\ Users\ mfardanesh\ Documenis\ EAST\ Workspaces\ ~ auto.07102015.115008.wsp
`
`file:///C/Users/mfardanesh/Documents/e-Red%20Folder/15195 199/EASTSearchHistory.15195199_AccessibleVersion -htm[2/19/2019 10:44:36 AM]
`APL_MAS_ITC_00557249
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`IPR2022-01291
`
`

`

`Receipt date: 12/20/2016
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPLICANT
`
`CX-1760
`
`15/195,199 - GAD: 3791
`
`PTO/SB/08 Equivalent
`
`15/195199
`
`Application No.
`June 28, 2016
`Filing Date
`Ammar Al-Ali
`First Named Inventor
`3735
`Art Unit
`
`(Multiple sheets used when necessary) SHEET 1 OF 4
`
`Attorney Docket No.
`
`U.S. PATENT DOCUMENTS
`
`Fardanesh, Marjan
`MAS.1007A
`
`Pages, Columns, Lines Where
`Publication
`Document Number
`Relevant Passages or
`Name
`Date
`No. Number- Kind Code(if known)
`initials
`Example: 1,234,567 Bi
`MM-DD-YYYY
`Relevant Figures Appear
`
`1
`7,519,327
`4/14/2009
`White
`
`
`FL8|7,726,209 6/1/2010 Ruotoistenmiaki
`
`
`7,862,523
`1/4/2011
`Ruotoistenmaki
`
`
`|6|8,364,389 1/29/2013 Doroguskeretal.
`
`
`7
`8,615,290
`12/24/2013
`Lin et al.
`
`Sarwaretal.
`6/24/2014
`8,760,517
`|8
`
`10
`9,072,437
`WT/2015
`Paalasmaa
`
`
`||ta|9,210,566 12/8/2015 Ziemianskaetal.
`
`
`13
`9,311,382
`4/12/2016
`Varoglu et al.
`
`
`||18|9,489,081 11/8/2016 Anzuresetal.
`
`
`16
`9,497,534
`11/15/2016
`Prestet al.
`
`
`
`
`
`
`
`
`
`H—— 7,601,123
`10/13/2009
`Tweed,et al.
`$+ 8,289,130
`10/16/2012
`Nakajimaetal.
`fe 8,655,004
`2/18/2014
`Prestetal.
`—$|
`9,081,889
`TN4/2015
`Ingrassia,Jr. etal.
`—_*
`9,357,665
`5/31/2016
`Myerset al.
`Hs 9,526,430
`12/27/2016
`Srinivas etal.
`— 20
`9,651,405
`5/16/2017
`Gowreesunkeretal.
`——t
`9,716,937
`7/25/2017
`Qianetal.
`ae 9,838,775
`12/5/2017
`Qianetal.
`—§$|
`9,867,575
`1/16/2018
`Maanietal.
`02/19/2018
`
`
`||a8|9,553,625 1/24/2017 Hatanakaetal.
`
`
`19
`9,593,969
`3/14/2017
`King
`
`
`|fat|9,668,676 6/6/2017 Culbert
`
`
`9,699,546
`TWAl2017
`Qianetal.
`
`
`||aa|9,723,997 8/8/2017 Lamego
`
`
`9,781,984
`10/10/2017
`Baranski etal.
`
`
`|ar|9,848,823 12/26/2017 Raghuram etal.
`
`
`9,866,671
`1/9/2018
`Thompsonet al.
`
`Examiner Signature
`
`/MARJAN FARDANESH/
`
`Date Considered
`
`
`
`PAGE 291 OF 530
`
`APL_MAS_ITC_00557250
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`MASIMO2057
`Apple v. Masimo
`IPR2022-01291
`
`MASIMO 2057
`Apple v. Masimo
`IPR2022-01291
`
`

`

`Receipt date: 12/20/2016
`
`CX-1760
`
`15/195,199 - GAD: 3791
`
`PTO/SB/08 Equivalent
`
`135/195199
`INFORMATION DISCLOSURE
`Tone 28, 2016
`
`
`STATEMENT BY APPLICANT First Named Inventor|Ammar Al-Ali
`Art Unit
`3735
`
` Application No.
`
`(Multiple sheets used when necessary)
`SHEET 2 OF 4
`
`Fardanesh, Marjan
`MAS.1007A
`
`U.S. PATENT DOCUMENTS
`Pages, Columns, Lines Where
`Publication
`Document Number
`Name
`initials
`Relevant Passages or
`Date
`No. Number- Kind Code (if known)
`Example: 1,234,567 B1
`MM-BD-YYYY
`Relevant Figures Appear
`
`30
`9,898,049
`2/20/2018
`Myerset al.
`
`
`||32|9,952,095 4/24/2018 Hotelling etal.
`
`
`10,039,080
`7/31/2018
`Milleret al.
`
`
`||85|10,066,970 9/4/2018 Gowreesunkeretal.
`
`
`36
`10,076,257
`9/18/2018
`Lin etal.
`
`
`||38|2014/0171146 6/19/2014 Maetal.
`
`
`2015/0173671
`6/25/2015
`Paalasmaaet al.
`
`
`ffat|2015/0281424 10/1/2015 Vocket al.
`
`
`42
`2015/0318100
`11/5/2015
`Rothkopfet al.
`
`
`|faa|2016/0023245 1/28/2016 Zadeskyetal.
`
`
`2016/0038045
`2/11/2016
`Shapiro
`
`
`
`
`
`
`
`
`
`re 9,918,646
`3/20/2018
`Singh Alvaradoetal.
`=. 10,055,121
`8/21/2018
`Chaudhri etal.
`— 37
`10,078,052
`9/18/2018
`Nessetal.
`—$| 2015/0255001
`9/10/2015
`Haughavetal.
`— 43
`2016/0019360
`1/21/2016
`PAHWAetal.
`| 2016/0051157
`2/25/2016
`Waydo
`— 49
`2016/0058309
`3/3/2016
`Han
`——4 52
`2016/0058370
`3/3/2016
`RAGHURAMetal.
`pe 2016/0157780
`6/9/2016
`RIMMINENetal.
`— 58
`2016/0256082
`9/8/2016
`Elyetal.
`02/19/2019
`
`Silva
`2/25/2016
`2016/0051158
`|[ary
`
`48
`2016/0058302
`3/3/2016
`Raghurametal.
`
`
`||50|2016/0058312 3/3/2016 Hanetal.
`
`
`51
`2016/0058356
`3/3/2016
`RAGHURAMetal.
`
`
`||3|2016/0071392 3/10/2016 Hankeyetal.
`
`
`2016/0154950
`6/2/2016
`NAKAJIMAetal.
`
`
`||56|2016/0213309 7/28/2016 SANNHOLMetal.
`
`
`57
`2016/0256058
`9/8/2016
`Phamet al.
`
`
`
`Date Considered
`
`PAGE 292 OF 530
`
`APL_MAS_ITC_00557251
`
`MASIMO2057
`Apple v. Masimo
`IPR2022-01291
`
`MASIMO 2057
`Apple v. Masimo
`IPR2022-01291
`
`

`

`Receipt date: 12/20/2016
`
`15/195199
`
`CX-1760
`
`15/195,199 - GAD: 3791
`
`PTO/SB/08 Equivalent
`
`INFORMATION DISCLOSURE
`Tune 28, 2016
`
`
`STATEMENT BY APPLICANT First Named Inventor|Ammar Al-Ali
`Art Unit
`3735
`
`
`
`(Multiple sheets used when necessary)
`SHEET 3 OF 4
`
`Fardanesh, Marjan
`MAS.1007A
`
`U.S. PATENT DOCUMENTS
`Pages, Columns, Lines Where
`Publication
`Document Number
`Relevant Passages or
`Date
`No. Number- Kind Code (if known)
`Example: 1,234,567 B1
`MM-BD-YYYY
`Relevant Figures Appear
`
`2016/0267238
`9/15/2016
`Nag
`
`initials
`
`Name
`
`
`|fet|2016/0296173 10/13/2016 Culbert
`
`
` 2016/0296174 10/13/2016 Isikmanet al.
`
`
`
`
`|fea|2016/0378069 12/29/2016 Rothkopf
`
`
`2016/0378071
`12/29/2016
`Rothkopf
`
`
`|67|2017/0010858 1/12/2017 Prestet al.
`
`
`68
`2017/0074897
`3/16/2017
`Mermeletal.
`
`
`||70|2017/0086689 3/30/2017 Shuiet al.
`
`
`71
`2017/0086742
`3/30/2017
`Harrison-Noonanetal.
`
`
`||73|2017/0094450 3/30/2017 Tu et al.
`
`
`74
`2017/0164884
`6/15/2017
`Culbertet al.
`
`
`||76|2017/0273619 9/28/2017 Alvaradoetal.
`
`
`77
`2017/0281024
`10/5/2017
`Narasimhanetal.
`
`
`
`
`
`
`
`
`
`— 2016/0287181
`10/6/2016
`Hanetal.
`=. 2016/0310027
`10/27/2016
`Han
`pS 2017/0007183
`1/12/2017
`Dusanet al.
`— 69
`2017/0084133
`3/23/2017
`Cardinali etal.
`— 72
`2017/0086743
`3/30/2017
`Bushnell etal.
`— 75
`2017/0248446
`8/31/2017
`Gowreesunkeretal.
`— 78
`2017/0293727
`10/12/2017
`Klaassenetal.
`——4 81
`2017/0340209
`11/30/2017
`Klaassenetal.
`— 84
`2017/0354332
`12/14/2017
`Lamego
`— 87
`2017/0358240
`12/14/2017
`Blahniket al.
`
`
`
`||79|2017/0325698 11/16/2017 Allecetal.
`
`
`80
`2017/0325744
`11/16/2017
`Allec etal.
`
`
`||82|2017/0340219 11/30/2017 Sullivanetal.
`
`
`83
`2017/0347885
`12/7/2017
`Tanet al.
`
`
`||88|2017/0354795 12/14/2017 BLAHNIKetal.
`
`
`86
`2017/0358239
`12/14/2017
`Arneyet al.
`
`
`
`PAGE 293 OF 530
`
`APL_MAS_ITC_00557252
`
`MASIMO2057
`Apple v. Masimo
`IPR2022-01291
`
`MASIMO 2057
`Apple v. Masimo
`IPR2022-01291
`
`

`

`Receipt date: 12/20/2018
`
`
`
`(Multiple sheets used when necessary)
`
`SHEET 4 OF 4
`
`Attorney Docket No.
`
`CX-1760
`
`15/195,199 - GAD: 3791
`
`PTO/SB/08 Equivalent
`
`15/195199
`
`Fardanesh, Marjan
`
`MAS.1007A
`
`Tune 28, 2016
`INFORMATION DISCLOSURE
`
`
`STATEMENT BY APPLICANT First Named Inventor|Ammar Al-Ali
`Art Unit
`3735
`
`
`
`Examiner|Cit Document Number Publication Pages, Columns, Lines Where
`
`initials
`No. Number- Kind Code(if known)
`Date
`Name
`Relevant Passages or
`,
`Example: 1,234,567 Bi
`MM-DD-YYYY
`Relevant Figures Appear
`
`88
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`Foreign Patent Document
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`Pages, Columns, Lines
`
`Examiner|Ci Country Code-Number-Kind Dat Where Relevant Passages rT
`
`
`
`
`Initials
`.
`Code
`MM-DD-YYYY
`or Relevant Figures
`Example:
`JP 1234567 Ai
`Appear
`
` 2018/0078 182 3/22/2018 CHENetal.
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`
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`NON PATENT LITERATURE DOCUMENTS
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the
`item (book, magazine, journal, serial, symposium, catalog, etc.), date, page(s), volume-issue
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`
`T
`
`Examiner
`Initials
`
`29627918
`
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`{/MARJAN FARDANESH/
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`92/19/2019
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`T
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