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`UNITED STATES PATENT AND TRADEMARK OFFICE
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
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`SAMSUNG ELECTRONICS CO., LTD.,
`SAMSUNG ELECTRONICS AMERICA, INC., and APPLE INC.,
`Petitioners,
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`v.
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`SMART MOBILE TECHNOLOGIES LLC,
`Patent Owner.
`____________
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`Case IPR2022-01249
`Patent 9,019,946 B1
`____________
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`PATENT OWNER’S PRELIMINARY SUR-REPLY
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`TABLE OF AUTHORITIES
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`Cases
`Amgen Inc. v. Hoechst Marion Roussel, Inc.,
`314 F.3d 1313 (Fed. Cir. 2003) .............................................................................. 1
`Facebook, Inc. v. Sound View Innovations,
`IPR2017-00998, Paper 13 (P.T.A.B. Sept. 5, 2017) ..................................... 1, 2, 3
`ipDataTel, LLC v. ICN Acquisition,
`IPR2018-01822, Paper 19 (P.T.A.B. Apr. 22, 2019) .........................................1, 3
`Samsung Elecs. Co. v. Ancora Techs., Inc.,
`IPR2020-01184, Paper 11 (P.T.A.B. Jan. 5, 2021)............................................2, 3
`Regulations
`37 C.F.R. §§ 42.104(b)(3)-(4) .................................................................................... 1
`83 Fed. Reg. 51,347-51,348 (Oct. 11, 2018) ............................................................. 2
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`Petitioner’s Reply to Patent Owner’s Preliminary Response does not
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`meaningfully dispute that Petitioner (i) is taking inconsistent claim construction
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`positions before this panel and in District Court, (ii) failed to inform this panel it was
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`doing so, and (iii) makes no showing that its petitioned grounds meet its own claim
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`constructions. The Reply therefore confirms that institution should be denied.
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`Petitioner devotes much of its Reply to alleging that claim construction is not
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`necessary, but does not address or dispute the fact that Petitioner had the burden to
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`identify its relied-on claim constructions and specify where each element of the
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`construed claim is found in the art of record. 37 C.F.R. §§ 42.104(b)(3)-(4).
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`Petitioner also does not dispute that it did not reveal or apply the constructions it
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`simultaneously insists—in federal court, without informing this panel—must be
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`applied to these claims for validity purposes. See Amgen Inc. v. Hoechst Marion
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`Roussel, Inc., 314 F.3d 1313, 1330 (Fed. Cir. 2003) (“It is axiomatic that claims are
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`construed the same way for both invalidity and infringement.”). Petitioner’s failure,
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`like that of the petitioner in Facebook, Inc. v. Sound View Innovations, IPR2017-
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`00998, Paper 13 (P.T.A.B. Sept. 5, 2017), to mention “its seemingly inconsistent
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`claim construction positions” in the two forums is a basis to deny institution. Id.,
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`18; see ipDataTel, LLC v. ICN Acquisition, IPR2018-01822, Paper 19, 13-14
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`(P.T.A.B. Apr. 22, 2019)
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`(denying
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`review where “[i]n
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`the
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`litigation,
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`Petitioner...argued that [a] term…is indefinite” but had “not offered any explanation
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`as to how its positions here and in the District Court can be reconciled”).
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`Petitioner complains that Patent Owner has not offered any constructions. It
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`was Petitioner’s burden, not Patent Owner’s, to do that. As the POPR (at 10-20)
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`explains, Office rulemaking has repeatedly confirmed petitioners may not take
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`inconsistent claim construction positions between district court and IPR cases
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`without justification. 83 Fed. Reg. 51,347-51,348 (Oct. 11, 2018) (amending rules
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`to “prevent[] parties from taking inconsistent positions, such as a patent challenger
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`arguing for a broad scope in a PTAB proceeding (under BRI) and a narrow scope
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`(under Phillips) in district court to avoid a finding of infringement.”); 51,342 (“the
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`possibility of differing constructions for the same claim term is troubling, especially
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`when claim construction takes place at the same time in parallel district court
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`proceedings”). The Board has based denial of institution on such inconsistencies.
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`E.g., Samsung Elecs. Co. v. Ancora Techs., Inc., IPR2020-01184, Paper 11, 27
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`(P.T.A.B. Jan. 5, 2021) (denying institution where, “[s]ignificantly, Petitioner’s
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`[claim construction] argument…seems to be inconsistent with its position advanced
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`in the parallel litigation and the Federal Circuit’s interpretation”). Yet here,
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`“Petitioner left it to Patent Owner to advise [the panel] of Petitioner’s differing claim
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`construction arguments to the district court.” Facebook, 17.
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`Moreover, even now Petitioner still fails to offer any justification for its
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`inconsistent positions. Its silence is especially significant here because nothing
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`suggests, and the Petition offers no arguments for finding, that Petitioner’s own
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`claim constructions are met by the raised grounds in this case. As explained at length
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`in the POPR, for example, Petitioner has not shown that its combinations disclose or
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`suggest “multiplexed” signals
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`that are “interleave[d] or simultaneously
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`transmit[ted],” as its District Court construction expressly requires of such signals.
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`POPR, 30-39. Petitioner also provides no justification for alleging certain
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`limitations are indefinite for infringement purposes but not for invalidity purposes.
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`Facebook, 9-10; see also ipDataTel, 13-14 (denying petition where Petitioner argued
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`only before court, not Board, that claim was indefinite).
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`In conclusion, the Reply does not meaningfully dispute that Petitioner’s claim
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`construction positions are “inconsistent with its position advanced in the parallel
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`litigation,” Samsung Elecs., 27, that it did “not inform the panel that Petitioner had
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`taken a very different claim construction position before the district court,”
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`Facebook, 17, and that it has not “offer[ed] any explanation as to how its positions
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`here and in the [d]istrict [c]ourt can be reconciled,” ipDataTel, 13-14. This
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`inconsistency and silence furnish yet another independent basis to deny institution.
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`For these reasons and the additional reasons set forth in the POPR, the Board
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`should deny institution.
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`Dated: December 23, 2022
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`Respectfully submitted,
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`/Todd Martin/
`Rex Hwang (Reg. No. 56,206)
`SKIERMONT DERBY LLP
`633 West 5th Street, Suite 5800
`Los Angeles, CA 90071
`P: 213-788-4500/F: 213-788-4545
`Lead Counsel for Patent Owner
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`Todd Martin (Reg. No. 78,642)
`SKIERMONT DERBY LLP
`1601 Elm Street, Suite 4400
`Dallas, TX 75201
`P: 214-978-6600/F: 214-978-6621
`Back-Up Counsel for Patent Owner
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`Philip J. Graves (pro hac vice pending)
`Greer N. Shaw (pro hac vice pending)
`GRAVES & SHAW LLP
`355 S. Grand Ave., Suite 2450
`Los Angeles, CA 90071
`Tel: (213) 214-5101
`Back-Up Counsel for Patent Owner
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`CERTIFICATE OF SERVICE
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`Pursuant to 37 C.F.R. § 42.6(e), I certify that I caused to be served on the
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`counsel for Petitioners a true and correct copy of the foregoing Patent Owner’s
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`Preliminary Sur-Reply, by electronic means on December 23, 2022, by delivering a
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`copy via electronic mail to the attorneys of record for the Petitioners as follows:
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`W. Karl Renner
`IPR39843-0126IP1@fr.com
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`Jeremy J. Monaldo
`jjm@fr.com
`Hyun Jin In
`in@fr.com
`Sangki Park
`spark@fr.com
`PTABInbound@fr.com
`axf-ptab@fr.com
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`Andrew S. Ehmke
`andy.ehmke.ipr@haynesboone.com
`Clint S. Wilkins
`clint.wilkins.ipr@haynesboone.com
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`Dated: December 23, 2022
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`Respectfully submitted,
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`/Todd Martin /
`Todd Martin (Reg. No. 78,642)
`Counsel for Patent Owner
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