`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
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`www.uspto.gov
`
`APPLICATION NO.
`
`14/139,817
`
`ISSUE DATE
`
`09/23/2014
`
`PATENT NO.
`
`8842653
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`04245.000900.
`
`9703
`
`5514
`
`7890
`
`09/03/2014
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`APPLICANT(s) (Please see PAIR WEBsite http://pair.uspto.gov for additional applicants):
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`IP Holdings,Inc., Palo Alto, CA, Assignee (with 37 CFR 1.172 Interest);
`Sanjay K Rao, Palo Alto, CA;
`Sunil K Rao, Palo Alto, CA;
`Raman K Rao, Palo Alto, CA, Deceased;
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`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
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`;
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`PTO/SB/08a (07-09)
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`2.0 1 4 Substitute forform 1449/PTO
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`8/19
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`Application Number
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`Complete ifKnown
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`INFORMATION DISCLOSURE
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`STATEMENT BY APPLICANT=[atu
`(Use as many sheets as necessary)
`Examiner Namea
`04245000900.
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`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Number-Kind Code? “ow?
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`v5 5691974 asterfamCTS
`
`[2684867 03-31-1987_|laeaeSSS
`[Ps [6.108.314
`08:22-2000_[nesetar
`
`
`
`[Ta [6.167.090[Rawat1226-2000 ———SSC~idSSSSSSCSCSCS—S
`Pps [570.871
`06-27-2008_|semeaerSSO
`Ts [7.039.370
`05-02-7008 fawastaiP
`[7 [7.848 300
`1207-2010
`[RavaSSS
`[=|a00aro2674s
`foo-2:2000 fata
`
`wegil, © |=2nneroersee__[e2-42-0000 _osreret psa;etal
`
`PRPS[OE 20080002566 SC
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`Examiner
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`Applicant of Cited Document
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`-
`
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`Publication
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`MM-DD-YYYY
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`Name of Patentee or
`Applicant of Cited Document
`
`Pages, Columns, Lines,
`Where Relevant Passages
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`
`
`Date
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`/48f
`i
`03/8/2014
`/Phirin Sam) (03/18/2014)
`Seats
`*EXAMINER:Initial if reference considered, whether or not citation is in conformance with MPEP 609. Drawline through citation if notin fonformance and not
`considered. Include copy of this form with next communication to applicant.
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`on the amountof time you require to complete this form and/or suggestions for reducing this burden, should be sent ta the Chief Information Officer, U.S. Patent
`and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMSTO THIS ADDRESS. SEND
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`if you need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
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`2
`
`

`

`FORM PTO 1449 (modified)
`
`APPLICATION NO.
`ATTY DOCKETNO.
`14/139,817
`04245.000900.
`FILING DATE
`APPLICANT
`U.S. DEPARTMENT OF COMMERCE
`PATENT AND TRADEMARK OFFICE
`
`SANJAY K. RAO, ET AL.
`December 23, 2013
`
`LIST OF REFERENCESCITED BY APPLICANT(S)
`
`(Use several sheets if necessary)
`U.S. PATENT DOCUMENTS
`
`
`
`FILING DATE
`DOCUMENT
`*EXAMINER
`
`INITIAL
`NUMBER
`IF APPROPRIATE
`DATE
`NAME
`SUBCLASS
`
`
`PS 05/27!1997|Shipley5,633,742
`5,691,974 11/25/1997|Zehavi et al.
`
`
`
`
`5,745,884 04/28/1998|Carnegie etal.
`
`
`
`5,816,918 10/06/1998|Kelly etal.
`
`
`
`|| 05/02/2000|Ayanoglu etal.6,058,422
`
`
`|| 06/06/2000|Phillips et al.6,072,994
`
`
`
`
`
`6,108,314 08/22/2000|Jonesetal.
`
`
`
`| 12/26/2000|Raderetal.6,167,099
`
`
`
`aeteabe xd =06/64'4992|Rao etal.6,169,789 January 2, 2001
`Cha
`
`
`foment|[Sahars—|auans[oc
`
`| 06/12/2001|Angwin etal.6,246,688
`
`
`to dd
`PCUMmMenNn ty
`/34
`an 06/11/2002|Herrod et al.6,405,049
`
`
`
`
`6,456,610 09/24/2002|Briley
`
`
`[ 10/15/2002|Ling6,466,558
`
`
`
`
`6,519,478 02/11/2003|Scherzeret al.
`
`
`6,549,534 04/15/2003|Shafferetal.
`
`6,570,871 05/27/2003_|Schneider
`Gernertetal.
`
`07/29/2003
`6,600,734
`
`6,640,086 10/28/2003|Wall
`
`
`
`6,895,253 05/17/2005|Carloni et al.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`1,027,773 04/11/2006|McMillin
`
`
`Laroia etal.
`7,039,370
`7,099,695 08/29/2006|Ngan
`
`
`7,277,679 10/02/2007|Barratt et al.
`
`
`FOREIGN PATENT DOCUMENTS
`
`TRANSLATION
`YES/NO/
`DOCUMENT
`OR ABSTRACT
`SUBCLASS
`COUNTRY
`NUMBER
`
`OTHER DOCUMENT(S)(fncluding Author, Title, Date, Pertinent Pages. Etc.)
`
`05/02/2006
`
`EXAMINER
`
`‘Phirin Samy (07/28/2014)
`
`DATE CONSIDERED
`
`07/28/2014
`
`*EXAMINER:Initial if reference considered, whetheror notcitation is in conformance with MPEP 609; Drawline throughcitation if not in conformance and not considered.
`Include copy of this form with next communication to applicant.
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROERSA? /P.S.//
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`
`3
`
`

`

`PART B - FEE(S) TRANSMITTAL
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`Complete and sendthis form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissionerfor Patents
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`indicated unless corrected below or directed otherwise in Block |, by (a) specifying a new correspondence address; and/or (b) indicating a separate "KEE ADDRESS"for
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`I hereby certify that this Fee(s) Transmittal is being deprosite
`ed
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`FITZPATRICK CELLA HARPER & SCINTO SitePointServeWiSUITEPEREETopoaenslope
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`dress~-above;-or-~beingfacsimile
`a
`transmitted to theUSPTO 71) 273-2885, on the date indicated below.
`Nawvone aysOvoseo
`
`:
`ihe, iy O°
`
`
`Pee3aon
`
`
`
`
`
`7
`
`i
`
`
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`04245.000900.
`Sanjay K Rao
`12/23/2013
`14/139,817
`TITLE OF INVENTION: WIRELESS DEVICES WITH TRANSMISSION CONTROL AND MULTIPLE PATHS OF COMMUNICATION
`
`9703
`
`
`
`
`
`
`
`APPLN. TYPE PUBLICATION FEE DUE|PREV, PAID ISSUE FEEENTITY STATUS ISSUE FEE DUE TOTAL FEE(S) DUE DATE DUE
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`nonprovisional
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`2476
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`$0
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`$0
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`$480
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`11/06/2014
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`CLASS-SUBCLASS
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`370-338000
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`1. Change of correspondence address or indication of "Fee Address” (37
`2. Forprinting on the patcnt front page,list
`CFR1.363).
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`(1) The names of upto 3 registered patent attorneys ee
`() Change of correspondence address (or Change of Correspondence
`or agents OR,alternatively,
`
`Address form PTO/SB/122) attached.
`(2) The nameofa single firm (having as a member a tl
`registered attorney or agent) and the namesofup to
`[] “Bee Address" indication (or "Fee Address" Indication form
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`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Custemer
`2 registered patent attorneys or agents. Ifnonameis
`listed, no namewill be printed.
`Numberis required.
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`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`If an assignee is identified below, the document has been filed for
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent.
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OFASSIGNEE
`(B) RESIDENCE:(CITY and STATE OR COUNTRY)
`
`IP HOLDINGS, INC.
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`PALO ALTO, CALIFORNIA
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`Please check the appropriate assignee category or categories (will not be printed on the patent): Oindividual Corporation or other private group entity QO Government
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`da. ‘The following fee(s) are submitted:
`Xd Issue Fee
`CJ Publication Fee (No small entity discount permitted)
`(] Advance Order - # ofCopies
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`4b. Paymentof Fee(s): (Please first reapply any previously paid issue fee shown above)
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`NOTE: Absent a valid certification of Micro Entity Status (see forms PTO/SB/1SA and 15B),issue
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`NOTE:If the application was previously under micro entity status, checking this box will be taken
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`Authorized Signature
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`Date Here. 13, 201
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`Typed or printed name MICHAEL K. O'NEILL Registration No.__32,622
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`WPONE Of Tanne DLA BID Ammen ind Fan ne thease INIFTIIAI
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`Page 2 of 3
`PVN AD ALT ANID
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`4
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`TTS Datnnt awd Teadansnele WVEFoa TIO TMD AD TATAAT CONAN
`
`4
`
`

`

`
`
`Electronic Patent Application Fee Transmittal
`
`Filing Date:
`
`23-Dec-2013
`
`Title of Invention:
`
`WIRELESS DEVICES WITH TRANSMISSION CONTROL AND MULTIPLE PATHS OF
`COMMUNICATION
`
`Extension-of-Time:
`
`
`
`First Named Inventor/Applicant Name: Sanjay K Rao
`
`Filer:
`
`Michael K. O'Neill/Margaret Lee
`
`Attorney Docket Number:
`
`04245.000900.
`
`Filed as Small Entity
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`Utility under 35 USC 111(a)Filing Fees
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`Description
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`Fee Code
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`Sub-Total in
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`Basic Filing:
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`Claims:
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`
`Miscellaneous-Filing:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-Issuance:
`
`
`
`
`
`__tyapetieree|Avr__tyapetieree|ree 0! tfme
`
`5
`
`

`

`Sub-Total in
`Amount
`Quantity
`Fee Code
`Description
`USD($)
`
`
`Miscellaneous:
`
`Total in USD (S$)
`
`480
`
`
`
`6
`
`

`

`Electronic Acknowledgement Receipt
`
`19860882
`
`Confirmation Number:
`
`
`
`
`Title of Invention:
`
`WIRELESS DEVICES WITH TRANSMISSION CONTROL AND MULTIPLE PATHS OF
`COMMUNICATION
`
`
`
`First Named Inventor/Applicant Name:
`
`Sanjay K Rao
`
`Customer Number:
`
`5514
`
`re Michael ONell/Margaret ee
`
`
`
`Filer Authorized By: Michael K. O'Neill
`
`Attorney Docket Number:
`
`04245,000900.
`
`Filing Date:
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`23-DEC-2013
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`19:36:05
`Time Stamp:
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`Application Type: Utility under 35 USC 111(a)
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`Paymentinformation:
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`Submitted with Payment
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`Payment was successfully received in RAM
`RAM confirmation Number
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`Deposit Account
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`(if appl.)
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`Pages
`Multi
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`Number Message Digest|Part/.zip|P
`
`
`7
`
`

`

`Issue Fee Payment (PTO-85B)
`
`,
`04245_000900_Fee_Transmitta
`pdf
`
`117949
`
`45d5¢598ceb510312 5ce65f4fc728heNshM4]
`
`Fee Worksheet (SB06)
`
`fee-info.pdf
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`4db4d8/232bd8b453c1 261 d83bcfa2adal
`610a3
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`Information:
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`148357
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`the application.
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`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
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`8
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`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`NOTICE OF ALLOWANCEAND FEE(S) DUE
`
`08/06/2014
`7590
`5514
`FITZPATRICK CELLA HARPER & SCINTO
`1290 Avenueof the Americas
`NEW YORK, NY 10104-3800
`
`SAM,PHIRIN
`
`2476
`
`DATE MAILED: 08/06/2014
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEYDOCKET NO.
`
`CONFIRMATION NO.
`
`04245.000900.
`Sanjay K Rao
`12/23/2013
`14/139.817
`TITLE OF INVENTION: WIRELESS DEVICES WITH TRANSMISSION CONTROL AND MULTIPLE PATHS OF COMMUNICATION
`
`9703
`
`
`
`APPIN. TYPR PUBLICATION FER DUP.|PREV. PAID ISSUE FRRENTITY STATUS ISSTTF FRE DUR TOTAT. FER(S) DUE DATE DUR
`
`
`
`
`
`
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`nonprovisional
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`SMALL
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`$480
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`$480
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`11/06/2014
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`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCEAS A PATENT.
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`Page 1 of 3
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`9
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or Fax (571)-273-2885
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`INSTRUCHONS: ‘This form should be used for transmitting the ISSUE KEE and PUBLICATION FEE(if required). Blocks 1
`through 5 should be completed where
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`Adicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS"for
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`apers. Each additional paper, such as an assignment or formal drawing, must
`have its own certificate of mailing or transmission.
`Certificate of Mailing or Transmission
`:
`:
`:
`soy
`oP
`-
`:
`:
`.
`I hereby certify that this Kee(s) ‘lransmittal is being deposited with the United
`States Fostal Service with sufficient postagefor first class mailin an envelope
`addressed
`to
`the Mail Stop ISSUE FEE address above, or
`being
`facsimile
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`(epositor's name)
`(Signature)
`
`CURRENT CORRESPONDENCE ADDRESS(Note: Use Block | for any change of address)
`
`5514
`7590
`08/06/2014
`FITZPATRICK CELLA HARPER & SCINTO
`.
`1290 Avenue ofthe Amcricas
`NEWYORK,NY 10104-3800
`
`(Date)
`
`
`
`04245 .000900.
`Sanjay K Rao
`12/23/2013
`14/139,.817
`TITLE OF INVENTION: WIRELESS DEVICES WITH TRANSMISSION CONTROL AND MULTIPLE PATHS OF COMMUNICATION
`
`9703
`
`
`
`
`DATE DUE
`
`
`
`
`APPLN. TYPE PUBLICATION FEE DUE|PREV. PAID ISSUE FEEENTITY STATUS ISSUE FEE DUE TOTAL FEE(S) DUE
`
`
`
`
`
`nonprovisional
`
`SMALL
`
`$480
`
`$480
`
`11/06/2014
`
`SAM, PHIRIN
`
`2476
`
`1. Change,of correspondenceaddress orindication of "Fee Address" (37
`CFR 1.363).
`LY Changeof correspondenceaddress (or Change of Correspondence
`Address foorm PTO/SB/122) attached.
`L] "Fee Address"indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Numberis required.
`
`370-338000
`
`2. For printing on the patent front page,list
`(1) The names of upto 3 registered patent attorneys
`or agents OR,alternatively,
`(2) The nameof a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no nameis
`listed, no namewill be printed.
`
`2
`3
`
`
`
`
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT(print or type)
`If an assignee is identified below, the document has been filed for
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appcar on the patent.
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute forfiling an assignment.
`(A) NAMEOF ASSIGNEE
`(B) RESIDENCE:(CITY and STATE OR COUNTRY)
`
`
`
`Please check the appropriate assignee categoryor categories (will not be printed on the patent) :
`
`(Wd individuat Corporation or other private group entity (J Government
`
`Aa. The following fee(s) are submitted:
`LB issue Fee
`L] Publication Fee (No small entity discount permitted)
`LJ Advance Order - # of Copics
`
` LJ Applicant changing to regular undiscounted fee status.
`
`5. Change in Entity Status (from status indicated above)
`LJ Applicantcertifying micro entity status. See 37 CFR 1.29
`
`LJ Applicantasserting small entity status. See 37 CFR 1.27
`
`4b. Paymentof Fee(s): (Please first reapply any previously paid issue fee shown above)
`LI A check is enclosed.
`LI Paymentby credit card. Form PTO-2038 is attached.
`LJ The Director is hereby authorized to charge the required fee(s), any deficiency, or credits any
`overpayment, lo Deposit Account Number
`(enclose an extra copy of this form).
`
`
`
`
`NOTE:Absenta valid certification of Micro Entity Status (see forms PTO/SB/15A and 15B), issue
`fee paymentin the micro entity amountwill not be accepted atthe risk of application abandonment.
`
`NOTE:If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE:Checking this box will be taken to be a notification of loss of entitlement to small or micro
`entity status, as applicable.
`
`NOTE:This form mustbe signed in accordance with 37 CER 1.31 and 1.33. See 37 CFR 14 for signature requirements and certifications.
`
`Authorized Signature
`
`Typed or printed name
`
`
`Date
`
`Registration No.
`
`PLOL-85 Part B (10-13) Approved for use through 10/31/2013.
`
`OMB0651-0033
`
`U.S. Patentand ‘Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Page 2 of 3
`
`10
`
`10
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEYDOCKET NO.
`
`CONFIRMATION NO.
`
`
`
`14/139,817
`
`12/23/2013
`
`Sanjay K Rao
`
`04245 .000900.
`
`9703
`
`08/06/2014
`7590
`5514
`FITZPATRICK CELLA HARPER & SCINTO
`1290 Avenueof the Americas
`NEW YORK, NY 10104-3800
`
`SAM,PHIRIN
`
`2476
`
`DATE MAILED: 08/06/2014
`
`Determination of Patent Term Adjustment under35 U.S.C. 154 (b)
`(Applications filed on or after May 29, 2000)
`
`The Office has discontinued providing a Patent Term Adjustment (PTA) calculation with the Notice of Allowance.
`
`to eliminate the
`Section 1(h)(2) of the AIA Technical Corrections Act amended 35 U.S.C. 154(b)(3)(B)G)
`requirement that the Office provide a patent term adjustment determination with the notice of allowance. See
`Revisions to Patent Term Adjustment, 78 Fed. Reg. 19416, 19417 (Apr. 1, 2013). Therefore, the Office is no longer
`providing an initial patent term adjustment determination with the notice of allowance. The Office will continue to
`provide a patent term adjustment determination with the Issue Notification Letter that
`is mailed to applicant
`approximately three weeks prior to the issue date of the patent, and will include the patent term adjustment on the
`patent. Any request for reconsideration of the patent term adjustment determination (or reinstatement of patent term
`adjustment) should follow the process outlined in 37 CFR 1.705.
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office of
`Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee payments should be
`directed to the Customer Service Center of the Office of Patent Publication at 1-(888)-786-0101 or (571)-272-4200.
`
`PTOL-85 (Rev. 02/11)
`
`Page 3 of 3
`
`11
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`11
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`

`OMB Clearance and PRA Burden Statement for PTOL-85 Part B
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`
`12
`
`12
`
`

`

`
`
`Applicant(s)
`Application No.
`
`14/139,817
`RAO ETAL.
`
`AIA (First Inventor to
`Examiner
`Art Unit
`
`
`
`Notice of Allowability
`File) Status
`PHIRIN SAM
`2476
`No
`
`
`
`-- The MAILING DATEof this communication appears on the cover sheet with the correspondence address--
`All claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSED in this application.
`If not included
`herewith (or previously mailed), a Notice of Allowance (PTOL-85) or other appropriate communication will be mailed in due course. THIS
`NOTICE OF ALLOWABILITY IS NOT A GRANTOF PATENT RIGHTS.This application is subject to withdrawal from issue at the initiative
`of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308.
`
`
`
`1. KJ This communication is responsive to 05/29/2014.
`L] A declaration(s)/affidavit(s) under 37 CFR 1.130(b) was/werefiled on
`
`2. CJ An election was madeby the applicantin responseto a restriction requirementset forth during the interview on
`requirement and election have been incorporated into this action.
`
`; the restriction
`
`3. KJ The allowed claim(s) is/are 1-30. As a result of the allowed claim(s), you maybe eligible to benefit from the Patent Prosecution
`Highwayprogram at a participati