`
`
`
`
`
`
`
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`APPLE INC.,
`Petitioner,
`
`v.
`
`JAWBONE INNOVATIONS, LLC,
`Patent Owner.
`
`
`
`
`
`
`
`
`
`
`
`
`Case IPR2022-01244
`Patent No. 8,280,072
`
`
`
`
`
`
`
`
`
`
`
`
`PETITIONER’S MOTION FOR JOINDER UNDER
`35 U.S.C. § 315(c), 37 C.F.R. § 42.22, AND § 42.122(b)
`
`
`
`
`
`Case IPR2022-01244
`Attorney Docket No: 50095-0092IP2
`
`
`STATEMENT OF PRECISE RELIEF REQUESTED
`Apple Inc. (“Apple”) respectfully submits this Motion for Joinder,
`
`I.
`
`concurrently with a Petition (“Apple’s Petition”) for inter partes review of U.S.
`
`Patent No. 8,280,072 (“the ’072 Patent”).
`
` Pursuant to 35 U.S.C. § 315(c) and 37 C.F.R. §§ 42.22 and 42.122(b), Apple
`
`requests institution of an inter partes review and joinder with IPR2022-00630
`
`(“Google IPR”), which was filed on March 1, 2022. Google LLC v. Jawbone
`
`Innovations, LLC, IPR2022-00630. Apple’s Petition is substantively the same as the
`
`Google IPR petition. It challenges the same claims, on the same grounds, relies on
`
`the same prior art as the Google IPR, and relies on the same expert declaration.
`
`Therefore, joinder would create no additional burden for the Board, the Google IPR
`
`Petitioner (“Google”), or Patent Owner if joined. Joinder would therefore lead to an
`
`efficient resolution of the validity of the ’072 Patent.
`
`Apple is currently a defendant in a district court litigation in the Western
`
`District of Texas, Case No. 6:21-cv-00984 (W.D. Tex.). In that proceeding, Apple
`
`has been accused of infringing the ’072 Patent. Apple has not previously filed a
`
`petition for IPR challenging the validity of the ’072 Patent.1
`
`
`
`1 Apple is concurrently filing a second petition for IPR against the ’072 Patent on
`
`different grounds and relying on different references. See IPR2022-01243.
`1
`
`
`
`
`
`
`Case IPR2022-01244
`Attorney Docket No: 50095-0092IP2
`
`Apple stipulates that if joinder is granted, it will act as an “understudy” and
`
`will not assume an active role unless Google ceases to participate in the proceeding.
`
`Google will maintain the lead role in the proceeding so long as it remains in the
`
`proceeding. These limitations will avoid lengthy and duplicative briefing. Apple
`
`also will not seek additional depositions or deposition time. Joinder will not impact
`
`the trial schedule because the proceeding based on the Google IPR is in its early
`
`stages.
`
`In fact, joinder will help efficiently resolve the disputes among the parties. By
`
`joinder, a single Board decision may dispose of the issues raised in the Google IPR
`
`for all interested parties.
`
`Joinder will not unduly prejudice any party. Indeed, Google does not oppose
`
`this motion. Also, because joinder will not add any new substantive issues, delay
`
`the schedule, burden deponents, or needlessly increase filings, any additional costs
`
`on Patent Owner will be minimal. On the other hand, denial of joinder would
`
`prejudice Apple. Apple’s interests may not be adequately protected in the Google
`
`IPR, particularly if Google settles with Patent Owner and ceases to participate.
`
`Apple should be allowed to join in a proceeding affecting a patent asserted against
`
`it.
`
`Given the similarities of the proceedings, the lack of undue prejudice to Patent
`
`Owner, and the potential benefit to the public and to the Board that would accrue by
`2
`
`
`
`
`
`
`Case IPR2022-01244
`Attorney Docket No: 50095-0092IP2
`
`Apple’s cooperative participation in the Google IPR in the event that Google’s
`
`participation terminates, the Board should institute IPR and grant Apple’s Motion
`
`for Joinder.
`
`II. ARGUMENT
`
`A. Legal Standards and Applicable Rules
`
`A petitioner may request joinder, without prior authorization, no later than
`
`one month after the institution date of the proceeding to which joinder is requested.
`
`37 C.F.R. § 42.122(b); Taiwan Semiconductor Mfg. Co., Ltd. v. Zond LLC,
`
`IPR2014-00781 and IPR2014-00782, Paper 5 at 3 (PTAB May 29, 2014).
`
`The Board has discretion to grant a motion for joinder of a petitioner for
`
`inter partes review to another inter partes review proceeding. See 35 U.S.C. §
`
`315(c). In determining whether to exercise its discretion to grant a motion for
`
`joinder, the Board considers: (1) reasons why joinder is appropriate; (2) any new
`
`grounds of unpatentability asserted in the petition; (3) what impact (if any) joinder
`
`would have on the trial schedule for the existing review; and (4) specifically how
`
`briefing and discovery may be simplified. See Dell, Inc. v. Network-1 Security
`
`Solutions, Inc., IPR2013-00385, Paper 17 at 3 (July 29, 2013).
`
`B. Apple’s Motion for Joinder is Timely
`Joinder may be requested “no later than one month after the institution date
`
`of any inter partes review for which joinder is requested.” 37 C.F.R. § 42.122(b).
`3
`
`
`
`
`
`
`The Google IPR was filed on March 1, 2022, and the Patent Owner Preliminary
`
`Case IPR2022-01244
`Attorney Docket No: 50095-0092IP2
`
`
`Response was filed on June 16, 2022. IPR2022-00630, Paper 3 (March 1, 2022),
`
`Paper 6 (June 16, 2022). The Board is yet to issue its decision on institution, which
`
`is not due until September 16, 2022. Id. at Paper 5. Apple’s current motion is
`
`timely as it is being filed within the permissible time frame.
`
`C. The Four Factors Favor Joinder
`Each of the four factors weighs in favor of granting Apple’s Motion for
`
`Joinder. Apple’s Petition is substantively identical to the petition in the Google
`
`IPR; it presents no new grounds of unpatentability. Joinder will have no impact
`
`on the pending schedule of the Google IPR. Moreover, the briefing and discovery
`
`will be simplified by resolving all issues in a single proceeding.
`
`1.
`
`Joinder of Apple Is Appropriate Because It Will Promote
`an Efficient Determination of the Validity of the ’072
`Patent Without Prejudice to Any Party
`Apple seeks to join the Google IPR in order to ensure that an accused
`
`infringer with an active interest in the proceeding remains a party to this IPR if
`
`Google’s participation is terminated prior to completion. Thus, joining Apple to
`
`the Google IPR is the most practical way to secure the just, speedy, and
`
`inexpensive resolution of the challenge to the ’072 Patent. See 37 C.F.R. § 42.1(b).
`
`If Apple is joined as a party, the validity of the grounds raised in the Google
`
`IPR can be determined in a single proceeding. Joinder also is appropriate because
`
`
`
`
`4
`
`
`
`Apple’s Petition challenges the validity of the same claims of the ’072 Patent on
`
`Case IPR2022-01244
`Attorney Docket No: 50095-0092IP2
`
`
`identical grounds to those in the Google IPR. There are no substantive differences
`
`between Apple’s Petition and the Google IPR Petition, IPR2022-00630, Paper 3
`
`(March 1, 2022). Apple also relies on the same substantive evidence in its Petition
`
`as is relied on in the Google IPR. A consolidated proceeding, including Apple and
`
`Google, will therefore be more efficient and less wasteful, as only a single trial on
`
`these common grounds would be required. See, e.g., Oracle America Inc. v.
`
`Realtime Data LLC, IPR2016-01672, Paper 13 at 7 (PTAB Mar. 7, 2017) (noting
`
`that “joining Oracle’s identical challenges to those in the 1002 IPR will lead to
`
`greater efficiency while reducing the resources necessary from both Realtime and
`
`the Board”). The Board “routinely grants motions for joinder where the party
`
`seeking joinder introduces identical arguments and the same grounds raised in the
`
`existing proceeding.” Google Elecs. Co., Ltd. v. Raytheon Co., IPR2016-00962,
`
`Paper 12 at 9 (PTAB Aug. 24, 2016) (internal quotations and citations omitted).
`
`Joining Apple as a party to the Google IPR would promote the public
`
`interest relating to the unpatentability of the ’072 Patent and not cause any undue
`
`prejudice to Patent Owner or Google. The Patent Owner must respond to the
`
`common invalidity grounds regardless of joinder.
`
`
`
`
`
`
`
`
`5
`
`
`
`Case IPR2022-01244
`Attorney Docket No: 50095-0092IP2
`
`
`2.
`
`Apple’s Petition Does Not Raise Any New Grounds of
`Unpatentability and Therefore Does Not Add Additional
`Complexity to the Grounds in Google’s Petition
`Apple’s Petition challenges the validity of the ’072 Patent on identical
`
`grounds to those in the Google IPR. See IPR2022-00630, Paper 3 (March 1, 2022).
`
`Apple’s substantive evidence―including its supporting expert declaration and
`
`substantive exhibits ―are identical to those presented in the Google IPR. Further,
`
`unity of exhibits and exhibit numbering with the Google IPR has been maintained.
`
`Accordingly, no new grounds are being introduced. See Sony Corp. v. Memory
`
`Integrity, LLC, IPR2015-01353, Paper No. 11 at 5-6 (PTAB Oct. 5, 2015) (granting
`
`motion for joinder where petitioners relied “on the same prior art, same arguments,
`
`and same evidence, including the same expert and a substantively identical
`
`declaration”).
`
`Therefore, consolidation of this proceeding with Google’s via joinder of
`
`Apple’s Petition will not raise any new issues of unpatentability and will not
`
`impose any additional burden on the Board or Patent Owner, or add additional
`
`complexity to the case.
`
`3.
`Joinder Will Not Affect the Schedule in the Google IPR
`Given that the Board is yet to rule on institution of review of the Google
`
`IPR, joinder of Apple would not affect the schedule in any forthcoming trial.
`
`Apple’s participation should result in no changes to the schedule.
`6
`
`
`
`
`
`
`Should the Google IPR petition get instituted, Apple agrees to adhere to all
`
`Case IPR2022-01244
`Attorney Docket No: 50095-0092IP2
`
`
`applicable deadlines set forth in the Google IPR Scheduling Order. The Patent
`
`Owner’s Response will not be affected because the issues in Apple’s Petition are
`
`identical to those in the Google IPR petition. Patent Owner will thus not be required
`
`to provide any additional analysis or arguments.
`
`4.
`
`Joinder Will Simplify Briefing Because Apple Has Agreed
`to Consolidated Filings and an Understudy Role if the
`Google Petitioner Remains
`To further prevent joinder from imposing any burden on Google, Patent
`
`Owner, or the Board and to further ensure that there are no changes in the potential
`
`trial schedule, Apple has agreed, as long as Google remains a party to the Google
`
`IPR, to take an understudy role, which will simplify briefing and discovery. In this
`
`role, Apple agrees to the following conditions:
`
`(a) Apple shall not make any substantive filing and shall be bound by the
`
`filings of Google, unless a filing concerns termination and settlement, or issues
`
`solely involving Apple;
`
`(b) Apple shall not present any argument or make any presentation at oral
`
`hearing unless an issue solely involves Apple, or when addressing Board-approved
`
`motions that do not affect Google, or its respective position;
`
`(c) Apple shall not seek to cross-examine or defend the cross-
`
`examination of any witness, unless the topic of cross-examination concerns issues
`7
`
`
`
`
`
`
`solely involving Apple;
`
`Case IPR2022-01244
`Attorney Docket No: 50095-0092IP2
`
`
`(d) Apple shall not seek discovery from Patent Owner on issues not
`
`solely involving Apple;
`
`(e) Apple will not rely on expert testimony beyond that submitted by
`
`Google. If Google’s participation is not terminated from the case prior to any
`
`necessary depositions, Apple agrees to rely entirely on, and be bound by, the expert
`
`declarations and depositions in the Google IPR. Unless and until the current
`
`petitioner in IPR2022-00630 ceases to participate in the Google IPR, Apple will
`
`not assume an active role.2
`
`Accordingly, due to Apple taking only an “understudy” role, Patent Owner
`
`and Google will only need to respond to one principal set of papers, will not require
`
`additional time to address additional arguments, and can thus proceed with the
`
`existing trial schedule. These steps will minimize or eliminate any potential
`
`complications or delay that could potentially result from joinder. See Sony, Paper
`
`No. 11 at 6-7 (granting motion because “joinder would increase efficiency by
`
`eliminating duplicative filings and discovery, and would reduce costs and burdens
`
`on the parties as well as the Board” where second petitioner agreed to “understudy”
`
`
`
`2 For clarity, should Google’s participation in the Google IPR terminate, Apple
`
`would take over primary responsibility for subsequent filings and discovery.
`8
`
`
`
`
`
`
`role). Apple will also abide by any additional conditions the Board deems
`
`Case IPR2022-01244
`Attorney Docket No: 50095-0092IP2
`
`
`appropriate for an “understudy” role.
`
`5.
`Joinder Will Result in No Prejudice to Patent Owner
`As noted above, Apple’s joining of the Google IPR proceeding should not
`
`result in any prejudice to Patent Owner. No additional grounds or arguments are
`
`being introduced, no new substantive evidence or issues are being added, and no
`
`additional discovery or briefing or oral argument should be necessary as a result of
`
`Apple’s joinder. Thus, Patent Owner would not need to expend any additional
`
`resources beyond those required in the current Google IPR.
`
`III.
`
`INSTITUTION IS APPROPRIATE UNDER GENERAL PLASTIC
`
`General Plastic does not apply here because Apple has not previously
`
`challenged the ’072 Patent and seeks to join the Google IPR in an understudy role.
`
`See General Plastic Industrial Co., Ltd. v. Canon Kabushiki Kaisha, IPR2016-
`
`01357, Paper 19 at 15-19 (PTAB Sept. 6, 2017); Apple Inc. v. Uniloc 2017 LLC,
`
`IPR2020-00224, Paper 10 at 4-5 (PTAB Apr. 6, 2020).
`
`Factor 1: Under General Plastic, factor 1 considers “whether the same
`
`petitioner previously filed a petition directed to the same claims of the same
`
`patent.” General Plastic at 16. Here, Apple has not previously filed a petition
`
`
`
`
`9
`
`
`
`against the ’072 Patent.3
`
`Case IPR2022-01244
`Attorney Docket No: 50095-0092IP2
`
`
`Apple and Google are separate, unrelated petitioners, and are not similarly
`
`situated for purposes of Factor 1. While the ’072 Patent has been asserted against
`
`Google in district court litigation, it has not been accused of infringing the patent
`
`based on sale of the same products as Apple. Nor has Apple or Google provided
`
`any products or technology to the other leading to an allegation of infringement of
`
`the ’072 Patent. This factor weighs in favor of institution and against discretionary
`
`denial.
`
`Factors 2, 4 and 5: As to the timing examined in these factors, Apple did
`
`not previously file a first petition prior to its current petition, and while Apple
`
`became aware of a prior art reference in the Google IPR prior to filing of the
`
`Google IPR petition, it made no serial attack on the ’072 Patent. Instead, Apple
`
`has filed this petition for IPR along with the joinder motion within the time period
`
`set forth in 37 C.F.R. § 42.122(b). These factors weigh in favor of institution and
`
`against discretionary denial.
`
`Factor 3: As Apple did not previously file a first petition this factor weighs
`
`in favor of institution and against discretionary denial.
`
`
`
`3 As previously noted, Apple is concurrently filing a second petition against the
`
`’072 Patent. See supra n.1.
`
`
`
`
`10
`
`
`
`Factors 6 and 7: As stated above, Apple seeks to join the Google IPR and
`
`Case IPR2022-01244
`Attorney Docket No: 50095-0092IP2
`
`
`is not raising arguments beyond those raised by the Google IPR petition. These
`
`factors thus weigh in favor of institution, as there should be no material impact on
`
`the Board’s finite resources or its ability to issue a final determination on the
`
`Google petition within one year.
`
`IV.
`
`INSTITUTION IS APPROPRIATE UNDER FINTIV
`
`For the reasons explained in more detail below, and in Apple’s Petition, the
`
`Fintiv factors weigh in favor of grant of this Motion for Joinder and institution of
`
`the concurrently-filed Petition, and even more so because Apple merely seeks to
`
`join an already-filed IPR with a petition that relies on the same prior art references
`
`and grounds set forth in the IPR as filed.
`
`Factor 1. The first Fintiv factor is neutral. No motion to stay the parallel
`
`litigation has been filed, and the district court has not otherwise ruled on any stay
`
`motion. See Sotera Wireless, Inc. v. Masimo Corp., IPR2020-01019, Paper 12 at
`
`11-21 (P.T.A.B. Dec. 1, 2020) (precedential) (citing Apple Inc. v. Fintiv, Inc.,
`
`IPR2020-00019, Paper 11 (P.T.A.B. Mar. 20, 2020) (precedential)).
`
`Factor 2. This factor supports institution of Apple’s Petition and joinder to
`
`the Google IPR. In the parallel litigation, the district court has set an initial trial date
`
`of July 26, 2023. Although this date is a month before a Final Written Decision
`
`
`
`
`11
`
`
`
`Case IPR2022-01244
`Attorney Docket No: 50095-0092IP2
`
`would be due (September 16, 2023) in the Google IPR, such “scheduled trial dates
`
`are unreliable and often change” and “is not by itself a good indicator of whether the
`
`district court trial will occur before the statutory deadline for a final written
`
`decision.” June 21, 2022, Memorandum from the Director of the USPTO at 8.
`
`Indeed, the median time-to-trial from filing for civil actions in the Western District
`
`of Texas is 27.2 months. Ex. 1016 at 37. Under this timeline, the district court trial
`
`in the parallel litigation is likely to take place on or around December 2023, which
`
`is well after the due date for the Final Written Decision in the Google IPR. Because
`
`this IPR will have completed before the district court trial, Factor 2 weighs in favor
`
`of institution.
`
`Factor 3. Apple here has timely filed its Petition and Motion for Joinder. See
`
`supra Section II.B. The parties have expended few resources in the litigation. As of
`
`the filing of Apple’s Petition, Markman hearing has not taken place, fact discovery
`
`has not begun, and no experts have prepared reports. Apple’s diligence averts
`
`parallel, duplicative proceedings, and any unfair costs to Patent Owner. Sotera
`
`Wireless, Inc. v. Masimo Corp., IPR2020-01019, Paper 12 at 16-17 (P.T.A.B. Dec.
`
`1, 2020).
`
`In addition to the parties’ litigation, Patent Owner has asserted the ’072 Patent
`
`against Samsung, Google, and Amazon. See Apple’s Petition, Section VIII.B. The
`
`circumstances of these proceedings weigh also against discretionary denial. Apple
`12
`
`
`
`
`
`
`Case IPR2022-01244
`Attorney Docket No: 50095-0092IP2
`
`is not a party to any of these proceedings. Stays remain possible for each of the cases,
`
`although none have been filed yet. Regarding the Samsung case, it appears that
`
`Patent Owner is no longer asserting the ’072 Patent against Samsung. The Google
`
`case was filed on the same day as the case against Apple and shares the above
`
`deadlines of the case against Apple. And the Amazon case was filed later (November
`
`29, 2021) and remains in its infancy, before claim construction briefings. Thus, for
`
`each of the Samsung, Google, and Amazon cases, Apple is not a party, no claim
`
`construction or other key substantive orders have issued, and the trial dates are
`
`upwards of a year or more away. As such, this factor weighs strongly against
`
`discretionary denial.
`
`Factor 4. While this Petition challenges claims 1-9 of the ’072 Patent, the
`
`court has ordered that Patent Owner and Apple confer to “discuss significantly
`
`narrowing the number of claims asserted,” meaning this Petition will likely
`
`challenge a substantial number of claims not at issue in the litigation. EX1022 at
`
`3. Further, Apple stipulates that, if this Petition is instituted, it will not pursue the
`
`grounds identified in this Petition before the district court. Sand Revolution II, LLC
`
`v. Cont’l Intermodal Grp.-Trucking LLC, IPR2019-01393, Paper 24 at 11-12
`
`(P.T.A.B. June 16, 2020) (informative). Also, Patent Owner has asserted the ’072
`
`Patent in other litigations. See Apple’s Petition, Section VIII.B. Resolving the
`
`
`
`
`13
`
`
`
`invalidity questions here would mitigate concerns of duplicative efforts in those
`
`Case IPR2022-01244
`Attorney Docket No: 50095-0092IP2
`
`
`cases, and in future cases.
`
`Factor 5. Although Apple and Patent Owner are parties to co-pending
`
`district court litigation, “[w]hether that fact weighs in favor of or against exercising
`
`discretion to deny institution depends on which tribunal was likely to address the
`
`challenged patent first.” Facebook, Inc. v. USC IP Partnership, L.P., IPR2021-
`
`00033, Paper 13, 14-15 (PTAB Apr. 30, 2021). As noted above with respect to
`
`Fintiv Factor 2, the trial in the parallel district court litigation is likely to be held
`
`after the deadline for a final written decision in the Google IPR. See supra Section
`
`IV, Factor 2. As such, this factor weighs in favor of institution.
`
`Factor 6. The challenged claims are unpatentable over prior art not
`
`considered during prosecution. See Ex. 1001, Cover. There is a significant public
`
`interest against “leaving bad patents enforceable.” Thryv, Inc v. Click-To- Call
`
`Techs., LP, 140 S. Ct. 1367, 1374 (2020). Apple’s grounds establish that each and
`
`every element was known in the art, and that claims 1-9 are unpatentable. The
`
`strength of the Petition weighs against discretionary denial. Sand Revolution II,
`
`Paper 24 at 13. The Petition is also merely a joinder to an already-filed IPR
`
`petition, relying on the same prior art and grounds as the Google IPR, and Apple
`
`will take an inactive role (unless and until the Google ceases to participate in its
`
`petition).
`
`
`
`
`14
`
`
`
`Case IPR2022-01244
`Attorney Docket No: 50095-0092IP2
`
`
`V. CONCLUSION
`For the foregoing reasons, Apple respectfully requests that its Petition for
`
`Inter partes review of the ’072 Patent be instituted and that Apple be joined to the
`
`Google IPR proceeding IPR2022-00630.
`
`
`
`
`
`
`Dated July 8, 2022
`
`
`
`
`
`
`
`
`
`
`
`
`
`Respectfully submitted,
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`/Jeremy J. Monaldo/
`W. Karl Renner, Reg. No. 41,265
`Jeremy Monaldo, Reg. No. 58,680
`Ayan Roy-Chowdhury, Reg. No. 72,483
`Fish & Richardson P.C.
`3200 RBC Plaza, 60 South Sixth Street
`Minneapolis, MN 55402
`T: 612-335-5070
`F: 612-288-9696
`
`Attorneys for Petitioner
`
`
`
`
`
`
`
`
`
`
`(Control No. IPR2022-01244)
`
`
`
`
`
`
`
`
`
`
`15
`
`
`
`Case IPR2022-01244
`Attorney Docket No: 50095-0092IP2
`
`
`
`
`CERTIFICATE OF SERVICE
`
`Pursuant to 37 CFR § 42.6(e), the undersigned certifies that on July 8, 2022,
`
`a complete and entire copy of this Petitioner’s Motion for Joinder was provided by
`
`Federal Express, to the Patent Owner, by serving the correspondence address of
`
`record as follows:
`
`
`
`
`
`
`
`
`
`
`
`
`
`NUTTER MCCLENNEN & FISH LLP
`SEAPORT WEST
`155 SEAPORT BOULEVARD
`BOSTON MA 02210-2604
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`16
`
`
`
`
`
`
`
`
`
`/Crena Pacheco/
`Crena Pacheco
`Fish & Richardson P.C.
`60 South Sixth Street, Suite 3200
`Minneapolis, MN 55402
`(617) 956-5938
`
`