`
`PATENT
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re application of:=Carolyn W. Hafeman
`
`Application No.:
`Filed:
`For: Computer Recovery or Return
`
`Patent No,:
`
`Issued:
`CERTIFICATE OF EFS SUBMISSION (CEFS)(37 C.F.R.§ 1.8(a)(@)(1)(C)
`
`[hereby certify that on May 22, 2017 the following correspondence:
`
`Name of Paper: NEW APPLICATION TRANSMITTAL
`
`Numberof Pages: 5
`
`Fees: Filing Fee
`
`Amount: $730.00
`
`Payment By: Credit Card
`
`Other: Patent applicationtitled "Computer Recovery or Return"; 10 sheets of drawings;
`COMBINED DECLARATION AND POWEROF ATTORNEY; APPLICATION DATA
`SHEET 37 C.F.R, 1.76
`
`is being submitted to the Patent and Trademark Office via the Office Electronic Filing System in
`accordance with § 1.6(a)(4) at 04:30 P.M.local time.
`
`
`
`Whacty Klawe
`
`Signature
`
`Reg. No.:
`
`Cfapplicable)
`
`Telephone Number; 412-621-9222
`
`Tracey L, Klaas
`Type or print name ofperson certifying
`
`Page 1 of 231
`
`New Application Transm I of6014
`US Patent 10,789,393
`
`
`
`Page 1 of 231
`
`EX-1014
`US Patent 10,789,393
`
`
`
`Practitioner's Docket No. CWILSON-1 CIP-CONTIV
`
`PATENT
`
`Subclass:
`
`Preliminary Classification:
`
`Proposed Class:
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria VA 22313-1450
`
`NEW APPLICATION TRANSMITTAL
`
`Transmitted herewith forfiling is the patent application of
`
`Inventor(s):
`
`Carolyn W. Hafeman
`
`For(title):
`
`Computer Recovery or Return
`
`1.
`
`Type of Application
`
`This application is for a continuation.
`
`2.
`
`Benefit of Prior U.S. Applications (35 U.S.C. §§ 119(e), 120, or 121)
`
`The new application being transmitted claims the benefit of prior U.S. applications. Enclosed are
`ADDED PAGES FOR NEW APPLICATION TRANSMITTAL WHERE BENEFIT OF PRIOR
`U.S. APPLICATIONS CLAIMED.
`
`3.
`
`Papers Enclosed
`
`A.
`
`Requiredforfiling date under 37 C.F.R. § 1.53(b) (Regular) or 37 C.F.R. § 1.153 (Design)
`Application
`
`29 Page(s) of Specification
`3 Page(s) of Claims
`10 Sheet(s) of Drawing(s)--Formal
`
`B.
`
`Other Papers Enclosed
`
`3 Page(s) of declaration and powerof attorney
`
`1 Page(s) of abstract
`
`7 Page(s) of APPLICATION DATA SHEET37 C.F.R. 1.76
`
`Page 2 of 231
`
`New Application Transmuttal--page 2 of 6
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`Page 2 of 231
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`
`
`4,
`
`Declaration or Oath
`
`Enclosed
`
`Executed by:
`
`*
`
`inventor,
`
`5.
`
` Inventorship Statement
`
`The inventorship forall the claims in this application is the same.
`
`6.
`
`Language
`
`English
`
`7.
`
`Fee Calculation
`
`Utility Application
`
`Basic fee (Fee Code 1011,2011, §1.16(a)(1))
`Search fee (Fee Code 1111,2111, $1.16(k)
`
`Examination fee (Fee Code 1311,2311, §1.16(0)
`
`Fees for Claims
`
`CLAIMS
`
`NUMBER FILED NUMBER EXTRA
`
`RATE
`
`$ 140.00
`$ 600.00
`
`$ 720.00
`
`Total Claims
`
`7 - 20=
`
`Independent Claims
`
`3-3=
`
`0
`
`0
`
`x
`
`§
`
`80.00 =
`
`$0.00
`
`x
`
`$
`
`420.00 =
`
`0.00
`
`0.00
`
`$0.00
`
`$1,460.00
`
`Multiple DEPENDENT CLAIMS(ifapplicable)
`
`+ $
`
`780.00
`
`Totalutility filing fee calculation
`
`8. Assertion of Small Entity Status
`
`Applicant hereby asserts status as a small entity under 37 C.F.R. § 1.27(b)(1).
`Status as a small entity was asserted in the prior application 10/304,827 filed on November
`25, 2002 from which benefit is being claimed for this application under 35 U.S.C. § 120 and which
`status as a small entity is still proper and assertedfor this application.
`
`Page 3 of 231
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`New Application Transmuttal--page 3 of 6
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`aaaa a
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`Page 3 of 231
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`
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`Filing Fee Calculation (50% of above Filing Fee Calculation)
`
`9,
`
`Fee Payment Being Made at This Time
`
`37 C.F.R. § 1.16 (a), (b), or (c) (basic fee)
`37 C.F.R. § 1.16 (h), (i), or G) (presentation of extra claims).
`37 C.F.R. § 1.16 (k), (1), or (m) (search fee)
`37 C.F.R. § 1.16(0), (p), or (q) (examination fee)
`
`Total Fees Enclosed
`
`10.
`
`Method of Payment of Fees
`
`
`
`$ 70.00
`$ 0.00
`$ 300.00
`$ 360.00
`
`$ 730.00
`
`Authorization is hereby made to charge the amount of $730.00 to credit card as shown on the
`attached credit card information authorization form PTO-2038.
`
`Charge any additional fees required by this paper or credit any overpayment in the manner
`authorized above,
`
`Page4 of 231
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`
`
`New Application Transmittal—-page 4 of 6
`
`Page 4 of 231
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`
`
`Practitioner's Docket No. CWILSON-1 CIP-CONT IV
`
`PATENT
`
`ADDED PAGES FOR APPLICATION TRANSMITTAL WHERE BENEFIT OF PRIOR US.
`APPLICATIONS CLAIMED
`(37 C.F.R. § 1.78)
`
`FILING DATE
`
`For Applications Claiming the Benefit of a Prior Provisional Application (35 U.S.C.
`A.
`§119(e))
`
`B.
`
`C,
`
`D.
`
`English Language Translation for Prior Provisional Application (ifapplicable)
`
`For Applications Claiming the Benefit of 35 U.S.C. Sections 120, 121 and 365(c)
`"This application is a continuation of copending application number 15/199,316 filed on June 30,
`2016, which is a continuation of application number 14/691,222 filed on April 20, 2015, whichis a
`continuation of application number 14/087,866 filed on November 22, 2013, which is a
`continuation of application number 10/945,332 filed on September 20, 2004, which is a
`continuation-in-part of application number 10/304,827 filed on November 25, 2002."
`
`Publication of International Application—Provisional Protection
`The international application correspondingto the instant application published under PCT Article
`21(2) in the English language.
`
`E. Maintenance of Codependency of Prior Application
`
`1.
`
`No extension is necessary in prior application
`
`Issue fee paid on March 16, 2017.
`
`F.
`
`Further Inventorship Statement Where Benefit of Prior Application(s) Claimed
`
`(a)
`
`This application discloses and claims only subject matter disclosed in the prior application
`whose particulars are set out above and the inventor in this application is the same.
`
`G.
`
`Small Entity (37 CFR.§ 1.28(a))
`
`Applicanthas established small entity status by the filing of a statementin parent application
`10/304,827 on November 25, 2002.
`
`Page 5 of 231
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`New Application Transmittal—page 5 of 6
`
`Page 5 of 231
`
`
`
`
`
`
`
`Ansel M. Schwartz
`Registration No. 30,587
`Attorney at Law
`201 N. Craig Street
`Suite 304
`Pittsburgh, PA 15213
`412-621-9222
`Customer No. 7616
`
`Page6 of 231
`
`New Application Transmittal--page 6 of 6
`
`Aaaaammaa
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`Page 6 of 231
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`
`
`PTO/AIA14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit contains a valid OMB control number.
`
`
`Application Data Sheet 37 CFR 1.76
`
`Application Number
`
`
`
`
`
`
`
`Attorney Docket Number|CWILSON-1 CIP-CONTIV
`
`Title of Invention|Computer Recovery or Return
`
`The application data sheetis part of the provisional or nonprovisional application for whichit is being submitted. The following form contains the
`bibliographic data arranged in a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
`document may be printed and included in a paperfiled application.
`
`Secrecy Order 37 CFR 5.2:
`
`Oo Portions or all of the application associated with this Application Data Sheet may fall under a Secrecy Order pursuant to
`37 CFR 5.2 (Paperfilers only. Applications that fall under Secrecy Order may not be filed electronically.)
`
`Inventor Information:
`
`Inventor
`Legal Name
`
`{1
`
`Remove
`
` [|Paar
`city [Freween|StaterProvince|fo] Country of Residencé |
`
`i
`fetee
`Active US Military Service
`@ US Residency
`Non US Residency
`
`
`ResidenceInformation (Select One)
`
`
`
`
`Mailing Address of Inventor:
`
`
`
`Address 1
`83136 Timber Ridge Road
`
`
`Address 2
`[BeaeenSSSSCSCSCSCSC~SY Statesrovince
`Postal Code
`
`
`
`| BO
`
`Inventor Information blocks may be
`Inventors Must Be Listed - Additional
`All
`generated within this form by selecting the Add button.
`
`CorrespondenceInformation:
`
`
`
`Enter either Customer Number or complete the Correspondence Information section below.
`For further information see 37 CFR 1.33(a).
`
`[_] An Addressis being provided for the correspondence Information of this application.
`
`
`Customer Number
`
`
`
`
`Email Address
`
`Title of the Invention
`
`
`Application Information:
`
`
`
`
`
`Attorney Docket Number
`
`
`RerpowsertCSCS
` Application Type
`
`
`bayOOOCSOSC*C*~*‘Y
`Subject Matter
`
`
`
`Total Number of Drawing Sheets (if any)
`Suggested Figure for Publication (if any)
`
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`Attorney Docket Number|CWILSON-1 CIP-CONTIV
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`
`
`Application Number
`
`Filing By Reference:
`
`Only complete this section whenfiling an application by reference under 35 U.S.C. 111(c) and 37 CFR 1.57{a). Do not complete this section if
`application papers including a specification and any drawings are beingfiled. Any domestic benefit or foreign priority information must be
`provided in the appropriate section(s) below(i.e., "Domestic Benefit/National Stage Information’ and “Foreign Priority Information”).
`
`For the purposesofa filing date under 37 CFR 1.53(b), the description and any drawings of the present application are replaced by this
`reference to the previously filed application, subject to conditions and requirements of 37 CFR 1.57(a}.
`
`i
`
` Application Data Sheet 37 CFR 1.76
`
`Title of Invention
`Computer Recovery or Return
`
`
`
`
`
`Application numberof the previously
`filed application
`
`Filing date (YYYY-MM-DD)
`
`Intellectual Property Authority or Country
`
`
`
`Publication Information:
`
`[_] Request Early Publication (Fee required at time of Request 37 CFR 1.219)
`
`Request Not to Publish. | hereby requestthat the attached application not be published under
`35 U.S.C. 122(b) and certify that the invention disclosed in the attached application has not and will not be the
`subject of an application filed in another country, or under a multilateral international agreement, that requires
`publication at eighteen monthsafterfiling.
`
`Representative Information:
`
`Representative information should be provided for all practitioners having a power of attorney in the application. Providing
`this information in the Application Data Sheet does not constitute a power of attorney in the application (see 37 CFR 1.32).
`Either enter Customer Number or complete the Representative Name section below.
`If both sections are completed the customer
`Numberwill be used for the Representative Information during processing.
`
`
`C) Limited Recognition (37 CFR 11.9)
`
`Please Select One:
`
`@ Customer Number
`
`US Patent Practitioner
`
`Domestic Benefit/National Stage Information:
`
`This section allows for the applicant to either claim benefit under 35 U.S.C. 119(e), 120, 121, 365(c), or 386(c) or indicate
`National Stage entry from a PCT application. Providing benefit claim information in the Application Data Sheet constitutes
`the specific reference required by 35 U.S.C. 119(e) or 120, and 37 CFR 1.78.
`Whenreferring to the current application, please leave the “Application Number’field blank.
`
`
`Prior Application Status
`Perdng
`
`
`|2
`
`Filing or 371(c) Date
`(YYYY-MM-DD)
`
`
`2016-06-30
`
`
`
`
`
`Application Number
`
`Continuity Type
`
`Prior Application Number
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`Page8 of 231
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`PTOSAIA/14 (11-15)
`Approved for use through 04/30/2017. OMB 0651-0032
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`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`CWILSON-1 CIP-CONTIV
`
`
`
`Application Number
`
` Attorney Docket Number
`Application Data Sheet 37 CFR 1.76
`
`Title of Invention
`Computer Recovery or Return
`
`Prior Application Status Pending
`
`Remove
`
`Application Number
`
`Continuity Type
`
`Prior Application Number
`
`Filing 0
`r 371(c) Date
`(YYYY-MM-DD)
`
`
`
`
`
`Patent Number
`9021610
`
`Patent Number
`8601606
`
`Issue Date
`(YYYY-MM-DD)
`2015-04-28
`
`Issue Date
`(YYYY-MM-DD)
`P013-12-03
`
`
`
`Application
`_
`Prior Application
`Filing Date
`Issue Date
`Number
`Continuity Type
`Number
`(YYYY-MM-DD)
`Patent Number
`(YYYY-MM-DD)
`
`f4691222
`[Continuation of
`| 14087866
`pors-4 1-22
`390296
`pot6-07-12
`
`
`Remove
`
`Application
`Number
`14087866
`
`|
`Continuity Type
`| ontinuation of
`
`Prior Application
`Number
`+ |[10945332
`
`Filing Date
`(YYYY-MM-DD)
`i004-09-20
`
`Filing Date
`8
`Application
`(YYYY-MM-DD)
`Continuity Type
`Number
`|p002-11-25
`| ontinuation in part of [+]|19304827
`10945332
`Additional Domestic Benefit/National Stage Data may be generated within this form
`by selecting the Add button.
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`Prior Application
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`
`
`Foreign Priority Information:
`
`This section allows for the applicant to claim priority to a foreign application. Providing this information in the application data sheet
`constitutes the claim for priority as required by 35 U.S.C. 119(b) and 37 CFR 1.55. Whenpriority is claimed to a foreign application
`that is eligible for retrieval under the priority document exchange program (PDX)! the information will be used by the Office to
`automatically attempt retrieval pursuant to 37 CFR 1.55(1)(1) and (2). Under the PDX program, applicant bears the ultimate
`
`responsibility for ensuring that a copy of the foreign application is received by the Office from the participating foreign intellectual
`
`property office, or a certified copy of the foreign prionty application is filed, within the time period specified in 37 CFR 1.55(g){1).
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`Country!
`Application Number
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`Filing Date (YYYY-MM-DD)
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`Add button.
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`Attorney Docket Number|CWILSON-1 CIP-CONTIV
`
`
`Application Data Sheet 37 CFR 1.76
`
`
`
`Title of Invention
`Computer Recovery or Return
`
`
`Application Number
`
`
`
`
`
`This application (1) claims priority to or the benefit of an application filed before March 16, 2013 and (2) also
`contains, or contained at any time, a claim to a claimed invention that has an effective filing date on or after March
`[] 16, 2013.
`NOTE: Byproviding this statement under 37 CFR 1.55 or 1.78,this application, with a filing date on or after March
`16, 2013, will be examined underthefirst inventor to file provisions of the AIA.
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`PTO/AIA14 (11-15)
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`cat
`Application Data Sheet 37 CFR 1.76
`
`Title of Invention|Computer Recovery or Return
`
`
`
`Authorization or Opt-Out of Authorization to Permit Access:
`
`Whenthis Application Data Sheet is properly signed and filed with the application, applicant has provided written
`authority to permit a participating foreign intellectual property (IP) office access to the instant application-as-filed (see
`paragraph A in subsection 1 below) and the European Patent Office (EPO) access to any search results from the instant
`application (See paragraph B in subsection 1 below).
`
`Should applicant choose not to provide an authorization identified in subsection 1 below, applicant must opt-out of the
`authorization by checking the corresponding box A or B or both in subsection 2 below.
`
`NOTE: This section of the Application Data Sheet is ONLY reviewed and processed with the INITIALfiling of an
`application. After the initial filing of an application, an Application Data Sheet cannot be used to provide or rescind
`authorization for access by a foreign IP office(s).
`Instead, Form PTO/SB/39 or PTO/SB/69 must be used as appropriate.
`
`1. Authorization to Permit Access by a Foreign Intellectual Property Office(s)
`
`
`
`
`
`A. Priority Document Exchange (PDX)- Unless box A in subsection 2 (opt-out of authorization) is checked, the
`undersigned hereby grants the USPTO authority to provide the European Patent Office (EPO), the Japan Patent Office
`(JPO), the Korean Intellectual Property Office (KIP©), the State Intellectual Property Office of the People’s Republic of
`China (SIPO), the World Intellectual Property Organization (WIPO), and any other foreign intellectual property office
`participating with the USPTOin a bilateral or multilateral priority document exchange agreementin which a foreign
`application claiming priority to the instant patent application is filed, access to: (1) the instant patent application-as-filed
`andits related bibliographic data, (2) any foreign or domestic application to which priority or benefit is claimed by the
`instant application and its related bibliographic data, and (3) the date of filing of this Authorization. See 37 CFR 1.14(h)
`(1).
`
`B. Search Results from U.S. Application to EPO - Unless box B in subsection 2 (opt-out of authorization) is checked,
`the undersigned hereby grants the USPTO authority to provide the EPO accessto the bibliographic data and search
`results from the instant patent application when a European patent application claiming priority to the instant patent
`applicationis filed. See 37 CFR 1.14(h)(2).
`
`The applicant is reminded that the EPO’s Rule 141(1) EPC (European Patent Convention} requires applicants to submit a
`copy of search results from the instant application without delay in a European patent application that claims priority to
`the instant application.
`
`2. Opt-Out of Authorizations to Permit Access by a Foreign Intellectual Property Office(s)}
`
`[|
`
`A. Applicant DOES NOT authorize the USPTOto permit a participating foreign IP office access to the instant
`application-as-filed.
`If this box is checked, the USPTOwill not be providing a participating foreign IP office with
`any documents andinformation identified in subsection 1A above.
`
`B. Applicant DOES NOTauthorize the USPTOto transmit to the EPO any search results from the instant patent
`|] application. If this box is checked, the USPTO will not be providing the EPO with search results from the instant
`application.
`NOTE: Oncethe application has published or is otherwise publicly available, the USPTO may provide accessto the
`application in accordance with 37 CFR 1.14.
`
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`
`ee Attorney Docket Number|CWILSON-1 CIP-CONTIV
`
`Application Data Sheet 37 CFR 1.76
`—
`
`Title of Invention|Computer Recovery or Return
`
`
`
`Applicant Information:
`
`Providing assignment information in this section does not substitute for compliance with any requirementof part 3 of Title 37 of CFR
`to have an assignment recorded by the Office.
`
`{1
`Applicant
`If the applicant is the inventor (or the remaining joint inventor or inventors under 37 CFR 1.45), this section should not be completed.
`The information to be provided in this section is the name and addressof the legal representative whois the applicant under 37 CFR
`1.43; or the name and addressof the assignee, person to whom the inventor is under an obligation to assign the invention, or person
`who otherwise showssufficient proprietary interest in the matter who is the applicant under 37 CFR 1.46. If the applicantis an
`applicant under 37 CFR 1.46 (assignee, person to whem theinventoris obligated to assign, or person who otherwise showssufficient
`proprietary interest) together with one or morejoint inventors, then the joint inventor or inventors who are also the applicant should be
`identified in this section.
`
`
`Clear
`
`Assignee
`
`
`
`Legal Representative under 35 U.S.C. 117
`
`Joint Inventor
`
`Person who showssufficient proprietary interest
`Person to whom the inventoris obligated to assign.
`
`lf applicant is the legal representative, indicate the authority to file the patent application, the inventor is:
`
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`Nameof the Deceased or Legally Incapacitated Inventor:Po
`If the Applicant is an Organization check here.
`[|
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`Mailing Address Information For Applicant:
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`|
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`count [[SSSCSSCSCS—~Sdi stale
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`
`Add
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`Assignee Information including Non-Applicant Assignee Information:
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`Attorney Docket Number|CWILSON-1 CIP-CONTIV
`
`
`Application Data Sheet 37 CFR 1.76
`
`
`
` Title of Invention
`Computer Recovery or Return
`
`
`Application Number
`
`Assignee
`
`(1
`
`Complete this section if assignee information, including non-applicant assignee information, is desired to be included on the patent
`application publication. An assignee-applicant identified in the "Applicant Information” section will appear on the patent application
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`patent application publication.
`Remove
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`PTO/AIA14 (11-15)
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`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
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`ee Attorney Docket Number|CWILSON-1 CIP-CONTIV
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`Application Data Sheet 37 CFR 1.76
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`— Title of Invention|Computer Recovery or Return
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`COMPUTER RECOVERY OR RETURN
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`CROSS-REFERENCE TO RELATED APPLICATIONS
`
`This is a continuation of U.S. patent application serial number 15/199,316 filed
`(0001)
`June 30, 2016, now U.S. Patent 9,672,388 whichis a continuation of U.S. patent application serial
`number 14/691,222 filed April 20, 2015, now U.S, Patent 9,390,296 issued July 12, 2016, which is
`a continuation of U.S. patent application serial number 14/087,866 filed November 22, 2013, now
`U.S. Patent 9,021,610 issued April 28, 2015, which isa continuation ofU.S. patent applicationserial
`number 10/945,332 filed September 20, 2004, now U.S.Patent 8,601,606 issued December3, 2013,
`which is a continuation-in-part ofU.S. patent application serial number 10/304,827 filed November
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`25, 2002, all of which are incorporated by reference herein.
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`FIELD OF THE INVENTION
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`[0002]
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`The present invention is related to the return of lost or stolen computers. More
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`specifically, the present inventionis related to the return of lost or stolen computers using a recovery
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`screen that appears during or after boot-up of the computer.
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`BACKGROUNDOEFTHE INVENTION
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`(0003)
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`Current methods of computerreturn or recovery products include:
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`[0004]
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`(1)
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`Physical
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`labels that attach to the outside hardware of the computer
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`equipment.
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`[0005]
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`These hardwarelabels can contain custom recovery information, but because
`they are hardware based, they can not be interactively changed by the owner.
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`Also, since they do not have any ability to affect the computer boot-up
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`-1-
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`process,
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`they can do nothing to help protect
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`the confidential owner
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`information on the hard drive. An example of a well known physical
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`hardware/recovery label is the STOP Tag by Security Tracking of Office
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`Property in Connecticut. This labeling system has been patented in France,
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`the US, and other countries. The product can be easily defeated by removing
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`the physicallabel. In the case of STOP Tag which includesa ‘recovery mark’
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`which states "STOLEN PROPERTY"underneaththe label, a new label can
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`be simply added overthe ‘recovery mark’ to hide the STOLEN PROPERTY
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`sign. (The Security Tracking of Office Property equipment recovery patent
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`is #5,163,711 This patent actually refers to how the labels adhere to the
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`equipment- but this is their patent).
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`[0006]
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`The computer security recovery/return program of the present invention
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`utilizes this type of hardware recovery approach to a small degree, butis
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`greatly different from this system, because this is a software program rather
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`than a hardware solution. Additionally, the present invention is greatly
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`superior, since the owner can interactively customize the return/recovery
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`information displayed at any time, and the present invention also helps
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`protect the important, confidential owner information on the hard drive, by
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`the positioning of the program layer in the equipment boot-up process.
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`[0007]
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`(2)
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`Computer Software Programs that attempt recovery through the use of the
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`modem.
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`[0008]
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`There are several patented computersecurity software products on the market
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`today that are designed for the purpose of recovering lost or stolen
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`equipment. These programs use the computer’s modem to regularly call a
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`recovery center. Then once a computeris stolen, the recovery center waits for
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`the stolen computer to call in. When the computer modem calls in, the
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`2.
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`recovery centers use something similar to the reverse 911 system to get the
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`phone numberthat the stolen equipment is accessing. Using the phone
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`number, the recovery system then can try to get a map of where the co