UNITED STA TES p A TENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www .uspto.gov
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`9189785
`
`18756.77.1.1.1.1
`
`1788
`
`ISSUE DATE
`
`11/17/2015
`
`10/28/2015
`
`APPLICATION NO.
`
`13/974,375
`
`7590
`22913
`Workman Nydegger
`60 East South Temple
`Suite 1000
`Salt Lake City, UT 84111
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is O day(s). Any patent to issue from the above-identified application will include
`an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto.gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT(s) (Please see PAIR WEB site http://pair.uspto.gov for additional applicants):
`
`Michael A. Liberty, Windermere, FL;
`Steve Bacastow, Cumming, GA;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.gov.
`
`IR103 (Rev. 10/09)
`
`Ex.1002
`APPLE INC. / Page 1 of 333
`
`

`

`R eceipt d ate: 03/11/2015
`
`Application Number
`
`1 ".)()""l' A,..,-,,....
`,.,,.,
`..., i
`,..;
`13/974,375
`
`7
`r", A I I" ,...,._
`\.A, ,v . .:::.u )
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`(Not for submission under 37 CFR 1.99)
`
`Filing Date
`
`08/23/2013
`
`First Named Inventor
`
`Michael A. Liberty
`
`Art Unit
`
`Confirmation Number
`
`2887
`
`1788
`
`Examiner Name
`
`Thien T. Mai
`
`Attorney Docket Number
`
`18756.77.1.1.1.1
`
`U.S. PATENT APPLICATION PUBLICATIONS
`
`Examiner
`Initials*
`
`Cite
`No.
`
`Publication Number
`
`Publication Date
`
`Name of Patentee or Applicant
`of Cited Document
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`Ch ar ge(s) app
`to d le cument,
`/N.
`\i '-5./
`9/1
`5v2015
`
`ieM
`
`2014017253 l
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`20050027648
`
`20070058041
`
`20070088624
`
`20070130016
`
`20080172317
`
`20080222048
`
`19-Jun-2014
`
`3-Feb-2005
`
`15-Mar-2007
`
`19-Apr-2007
`
`7-Jun-2007
`
`17-Jul-2008
`
`11-Sep-2008
`
`Liberty et al.
`
`Knowles et al.
`
`Arseneau et al.
`
`Vauqhn et al.
`
`Walker et al.
`
`Deibert et al.
`
`Higgins et al.
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`20090204530
`
`20090254479
`
`20100282836
`
`20120078673
`
`20120085829
`
`20120267432
`
`20120290421
`
`20140058834
`
`13-Aug-2009
`
`8-0ct-2009
`
`11-Nov-2010
`
`29-Mar-2012
`
`12-Apr-2012
`
`25-0ct-2012
`
`15-Nov-2012
`
`27-Feb-2014
`
`Hanson
`
`Pharris
`
`Kempf et al.
`
`Koke et la.
`
`Ziegler
`
`Kuttuva
`
`Qawami et al.
`
`Liberty et al.
`
`FOREIGN PATENT DOCUMENTS
`
`Examiner
`Initials*
`
`Cite
`No.
`
`Foreign Patent
`Document
`
`16
`
`17
`
`2014093943
`
`2012158133
`
`Country
`Code
`
`WO
`
`WO
`
`Publication Date
`
`19-Jun-2014
`
`22-Nov-2012
`
`Pages, Columns, Lines,
`Name of Patentee or Applicant Where Relevant
`of Cited Document
`Passages or Relevant
`Fiqures Aooear
`
`Liberty et al.
`
`Heeter
`
`T1
`
`□
`□
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /TM/
`
`Ex.1002
`APPLE INC. / Page 2 of 333
`
`

`

`UNITED ST ATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PA TENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`13/974,375
`
`08/23/2013
`
`Michael A. Liberty
`
`18756.77.1.1.1.1
`
`1788
`
`10/21/2015
`
`7590
`22913
`Workman Nydegger
`60 East South Temple
`Suite 1000
`Salt Lake City, UT 84111
`
`EXAMINER
`
`MAI, THIENT
`
`ART UNIT
`
`PAPER NUMBER
`
`2887
`
`NOTJFICA TION DA TE
`
`DELIVERY MODE
`
`10/21/2015
`
`ELECTRONIC
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the
`following e-mail address(es):
`Docketing@wnlaw.com
`
`PTOL-90A (Rev. 04/07)
`
`Ex.1002
`APPLE INC. / Page 3 of 333
`
`

`

`Response to Rule 312 Communication
`
`Application No.
`
`Applicant(s)
`
`13/974,375
`
`Examiner
`
`Art Unit
`
`•· The MAILING DA TE of this communication appears on the cover sheet with the correspondence address -
`
`1. l8I The amendment filed on 03 September 2015 under 37 CFR 1.312 has been considered, and has been:
`a) l8I entered.
`
`b) 0 entered as directed to matters of form not affecting the scope of the invention.
`
`c) 0 disapproved because the amendment was filed after the payment of the issue fee.
`Any amendment filed after the date the issue fee is paid must be accompanied by a petition under 37 CFR 1.313(c)(1)
`
`and the required fee to withdraw the application from issue.
`
`d) 0 disapproved. See explanation below.
`
`e) 0 entered in part. See explanation below.
`
`I A. Marty Willis /
`
`A. Marty Willis
`
`Publishing Division
`
`Office of Data Management
`
`U.S. Patent and Trademark Office
`PTOL-271 (Rev. 04-01)
`
`Reponse to Rule 312 Communication
`
`Part of Paper No.
`
`Ex.1002
`APPLE INC. / Page 4 of 333
`
`

`

`UNITED STA TES p A TENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria., Virginia 22313-1450
`www .uspto.gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`13/974,375
`
`08/23/2013
`
`Michael A. Liberty
`
`18756. 77 .1.1.1.1
`
`1788
`
`10/20/2015
`
`7590
`22913
`Workman Nydegger
`60 East South Temple
`Suite 1000
`Salt Lake City, UT 84111
`
`EXAMINER
`
`MAI, THIENT
`
`ART UNIT
`
`PAPER NUMBER
`
`2887
`
`NOTIFICATION DATE
`
`DELIVERY MODE
`
`10/20/2015
`
`ELECTRONIC
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the
`following e-mail address(es):
`Docketing@wnlaw.com
`
`PTOL-90A (Rev. 04/07)
`
`Ex.1002
`APPLE INC. / Page 5 of 333
`
`

`

`Response to Rule 312 Communication
`
`Application No.
`
`Applicant(s)
`
`13/974,375
`
`Examiner
`
`THIEN T. MAI
`
`LIBERTY ET AL.
`
`Art Unit
`
`2887
`
`-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address -
`
`1. ~ The amendment filed on __ under 37 CFR 1.312 has been considered, and has been:
`
`a) ~ entered.
`
`b) D entered as directed to matters of form not affecting the scope of the invention.
`c) D disapproved because the amendment was filed after the payment of the issue fee.
`Any amendment filed after the date the issue fee is paid must be accompanied by a petition under 37 CFR 1.313(c)(1)
`
`and the required fee to withdraw the application from issue.
`
`d) D disapproved. See explanation below.
`e) D entered in part. See explanation below.
`
`U.S. Patent and Trademark Office
`PTOL-271 (Rev. 04-01)
`
`Reponse to Rule 312 Communication
`
`Part of Paper No. 20151008
`
`/THIEN T MAI/
`Primary Examiner, Art Unit 2887
`
`Ex.1002
`APPLE INC. / Page 6 of 333
`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Ul\TfED STATES DEPA RTME'IT OF COMMERCE
`United States Patent and Trademark Office
`Adiliess. COMMISSIO'JER FOR PATENTS
`PO Box 1450
`Alexandria, Virgmia 22313-1450
`\VVi\V.USpto.gov
`
`APPLICATION
`NUMBER
`13/974,375
`
`FILING or
`37l(c)DATE
`08/23/2013
`
`GRPART
`UNIT
`2887
`
`FIL FEE REC'D
`840
`
`22913
`Workman Nydegger
`60 East South Temple
`Suite 1000
`Salt Lake City, UT 84111
`
`ATTY.DOCKET.NO
`18756.77.1.1.1.1
`
`TOT CLAIMS IND CLAIMS
`21
`3
`CONFIRMATION NO. 1788
`CORRECTED FILING RECEIPT
`
`1111111111111111111111 m~mmmm~11 ~u~ 11111111111111111111111
`
`Date Mai led: 1 0/09/2015
`
`Receipt is acknowledged of this non-provisional patent application. The application will be taken up for examination
`in due course. Applicant will be notified as to the results of the examination. Any correspondence concerning the
`application must include the following identification information: the U.S. APPLICATION NUMBER, FILING DATE,
`NAME OF APPLICANT, and TITLE OF INVENTION. Fees transmitted by check or draft are subject to collection.
`Please verify the accuracy of the data presented on this receipt. If an error is noted on this Filing Receipt, please
`submit a written request for a Filing Receipt Correction. Please provide a copy of this Filing Receipt with the
`changes noted thereon. If you received a "Notice to File Missing Parts" for this application, please submit
`any corrections to this Filing Receipt with your reply to the Notice. When the USPTO processes the reply
`to the Notice, the USPTO will generate another Filing Receipt incorporating the requested corrections
`
`lnventor(s)
`
`Applicant( s)
`
`Michael A. Liberty, Windermere, FL;
`Steve Bacastow, Cumming, GA;
`
`Michael A. Liberty, Windermere, FL;
`Steve Bacastow, Cumming, GA;
`Assignment For Published Patent Application
`MOZIDO, INC., Austin, TX
`
`Power of Attorney: None
`
`Domestic Priority data as claimed by applicant
`This appln claims benefit of 61/704,337 09/21/2012
`and claims benefit of 61/693,055 08/24/2012
`
`Foreign Applications for which priority is claimed (You may be eligible to benefit from the Patent Prosecution
`Highway program at the USPTO. Please see http://www.uspto.gov for more information.) - None.
`Foreign application information must be provided in an Application Data Sheet in order to constitute a claim to
`foreign priority. See 37 CFR 1.55 and 1.76.
`
`Permission to Access - A proper Authorization to Permit Access to Application by Participating Offices
`(PTO/SB/39 or its equivalent) has been received by the USPTO.
`
`If Required, Foreign Filing License Granted: 09/11/2013
`The country code and number of your priority application, to be used for filing abroad under the Paris Convention,
`is US 13/974,375
`
`page 1 of 3
`
`Ex.1002
`APPLE INC. / Page 7 of 333
`
`

`

`Projected Publication Date: Not Applicable
`
`Non-Publication Request: No
`
`Early Publication Request: No
`** SMALL ENTITY **
`Title
`
`DEBIT NETWORK ROUTING SELECTION USING A SCANNABLE CODE
`
`Preliminary Class
`
`235
`
`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition Applications: No
`
`PROTECTING YOUR INVENTION OUTSIDE THE UNITED STATES
`
`Since the rights granted by a U.S. patent extend only throughout the territory of the United States and have no
`effect in a foreign country, an inventor who wishes patent protection in another country must apply for a patent
`in a specific country or in regional patent offices. Applicants may wish to consider the filing of an international
`application under the Patent Cooperation Treaty (PCT). An international (PCT) application generally has the same
`effect as a regular national patent application in each PCT-member country. The PCT process simplifies the filing
`of patent applications on the same invention in member countries, but does not result in a grant of "an international
`patent" and does not eliminate the need of applicants to file additional documents and fees in countries where patent
`protection is desired.
`
`Almost every country has its own patent law, and a person desiring a patent in a particular country must make an
`application for patent in that country in accordance with its particular laws. Since the laws of many countries differ
`in various respects from the patent law of the United States, applicants are advised to seek guidance from specific
`foreign countries to ensure that patent rights are not lost prematurely.
`
`Applicants also are advised that in the case of inventions made in the United States, the Director of the US PTO must
`issue a license before applicants can apply for a patent in a foreign country. The filing of a U.S. patent application
`serves as a request for a foreign filing license. The application's filing receipt contains further information and
`guidance as to the status of applicant's license for foreign filing.
`
`Applicants may wish to consult the USPTO booklet, "General Information Concerning Patents" (specifically, the
`section entitled "Treaties and Foreign Patents") for more information on timeframes and deadlines for filing foreign
`patent applications. The guide is available either by contacting the USPTO Contact Center at 800-786-9199, or it
`can be viewed on the USPTO website at http://www.uspto.gov/web/offices/pac/doc/general/index.html.
`
`For information on preventing theft of your intellectual property (patents, trademarks and copyrights), you may wish
`to consult the U.S. Government website, http://www.stopfakes.gov. Part of a Department of Commerce initiative,
`this website includes self-help "toolkits" giving innovators guidance on how to protect intellectual property in specific
`countries such as China, Korea and Mexico. For questions regarding patent enforcement issues, applicants may
`call the U.S. Government hotline at 1-866-999-HAL T (1-866-999-4258).
`
`page 2 of 3
`
`Ex.1002
`APPLE INC. / Page 8 of 333
`
`

`

`LICENSE FOR FOREIGN FILING UNDER
`
`Title 35, United States Code, Section 184
`
`Title 37, Code of Federal Regulations, 5.11 & 5.15
`
`GRANTED
`
`The applicant has been granted a license under 35 U.S.C. 184, if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED" followed by a date appears on this form. Such licenses are issued in all applications where
`the conditions for issuance of a license have been met, regardless of whether or not a license may be required as
`set forth in 37 CFR 5.15. The scope and limitations of this license are set forth in 37 CFR 5.15(a) unless an earlier
`license has been issued under 37 CFR 5.15(b). The license is subject to revocation upon written notification. The
`date indicated is the effective date of the license, unless an earlier license of similar scope has been granted under
`37 CFR 5.13 or 5.14.
`
`This license is to be retained by the licensee and may be used at any time on or after the effective date thereof unless
`it is revoked. This license is automatically transferred to any related applications(s) filed under 37 CFR 1.53(d). This
`license is not retroactive.
`
`The grant of a license does not in any way lessen the responsibility of a licensee for the security of the subject matter
`as imposed by any Government contract or the provisions of existing laws relating to espionage and the national
`security or the export of technical data. Licensees should apprise themselves of current regulations especially with
`respect to certain countries, of other agencies, particularly the Office of Defense Trade Controls, Department of
`State (with respect to Arms, Munitions and Implements of War (22 CFR 121-128)); the Bureau of Industry and
`Security, Department of Commerce (15 CFR parts 730-774); the Office of Foreign AssetsControl, Department of
`Treasury (31 CFR Parts 500+) and the Department of Energy.
`
`NOT GRANTED
`
`No license under 35 U.S.C. 184 has been granted at this time, if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED" DOES NOT appear on this form. Applicant may still petition for a license under 37 CFR 5.12,
`if a license is desired before the expiration of 6 months from the filing date of the application. If 6 months has lapsed
`from the filing date of this application and the licensee has not received any indication of a secrecy order under 35
`U.S.C. 181, the licensee may foreign file the application pursuant to 37 CFR 5.15(b).
`
`Select USA
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location for
`business investment, innovation, and commercialization of new technologies. The U.S. offers tremendous resources
`and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation works to
`promote and facilitate business investment. SelectUSA provides information assistance to the international investor
`community; serves as an ombudsman for existing and potential investors; advocates on behalf of U.S. cities, states,
`and regions competing for global investment; and counsels U.S. economic development organizations on investment
`attraction best practices. To learn more about why the United States is the best country in the world to develop
`technology, manufacture products, deliver services, and grow your business, visit http://www.SelectUSA.gov or call
`+ 1-202-482-6800.
`
`page 3 of 3
`
`Ex.1002
`APPLE INC. / Page 9 of 333
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`(571)-273-2885
`
`or Fax
`
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks I through 5 should be completed where
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block I, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block I for any change of address)
`
`09/01/2015
`
`22913
`7590
`Workman Nydegger
`60 East South Temple
`Suite 1000
`Salt Lake City, UT 84111
`
`Note: A certificate of mailing can only be used for domestic mailings of the
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`papers. Each additional paper, such as an assignment or formal drawing, must
`have its own certificate of mailing or transmission.
`
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`
`(Depositor's name)
`
`(Signature)
`
`(Date)
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`13/974,375
`
`08/23/2013
`
`Michael A. Liberty
`
`18756.77.1.1. l.l
`
`1788
`
`TITLE OF INVENTION: DEBIT NETWORK ROUTING SELECTION USING A QR CODE
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`SMALL
`
`$480
`
`$0
`
`$0
`
`$480
`
`12/01/2015
`
`EXAMINER
`
`MAI, THIENT
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`2887
`
`235-379000
`
`I. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`0 Change of correspondence address ( or Change of Correspondence
`Address form PTO/SB/122) attached.
`0 "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Number is required.
`
`2. For printing on the patent front page, list
`(I) The names of up to 3 registered patent attorneys
`or agents OR, alternatively,
`(2) The name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`listed, no name will be printed.
`
`Workman Nydegger
`
`2 ______________ _
`
`3 ______________ _
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the document has been filed for
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`Mozido, Inc.
`
`Austin, Texas
`Please check the appropriate assignee category or categories (will not be printed on the patent) : 0 Individual ~ Corporation or other private group entity O Government
`
`4a. The following fee(s) are submitted:
`129 Issue Fee
`0 Publication Fee (No small entity discount permitted)
`0 Advance Order - # of Copies _ _ _ _ _ _ _ _ _ _
`
`4b. Payment ofFee(s): (Please first reapply any previously paid issue fee shown above)
`0 A check is enclosed.
`129 Payment by credit card. Form PTO-2038 is attached.
`~ The director is hereby authorized to charge t.b,:..r;_qµ4e.i fee( s ), any deficiency, or credits any
`overpayment, to Deposit Account Number L.5.51 I c:S
`(enclose an extra copy of this form).
`
`5. Change in Entity Status (from status indicated above)
`0 Applicant certifying micro entity status. See 37 CFR 1.29
`0 Applicant asserting small entity status. See 37 CFR 1.27
`0 Applicant changing to regular undiscounted fee status.
`
`NOTE: Absent a valid certification of Micro Entity Status (see forms PTO/SB/15A and 15B), issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`NOTE: If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`entity status, as applicable.
`
`NOTE: This form must be signed in accordance with 37 CFR 1.31 and 1.33. See 37 CFR 1.4 for signature requirements and certifications.
`
`Authorized Signature _ _ IJ_o_h_n_C_. _s_tr_i n_g_h_a_m_,_4_0_8_3_1 _/ - - - -
`Typed or printed name _ _ J_o_h_n_C_. _S_t_ri_n_g_h_a_m _________ _
`
`Date September 16, 2015
`Registration No. _ 4_0_,S_3_1 __________ _
`
`PTOL-85 Part B (10-13) Approved for use through 10/31/2013.
`
`0MB 0651-0033
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Page 2 of3
`
`Ex.1002
`APPLE INC. / Page 10 of 333
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`13974375
`
`23-Aug-2013
`
`Title of Invention:
`
`DEBIT NETWORK ROUTING SELECTION USING A SCANNABLE CODE
`
`First Named Inventor/Applicant Name:
`
`Michael A. Liberty
`
`Filer:
`
`John C. Stringham/Rachelle Turner
`
`Attorney Docket Number:
`
`18756.77.1.1.1.1
`
`Filed as Small Entity
`
`Filing Fees for Utility under 35 USC 111 (a)
`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`Basic Filing:
`
`Pages:
`
`Claims:
`
`Miscellaneous-Filing:
`
`Petition:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-Issuance:
`
`Utility Appl Issue Fee
`
`2501
`
`1
`
`480
`
`480
`
`Ex.1002
`APPLE INC. / Page 11 of 333
`
`

`

`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USO($)
`
`Extension-of-Time:
`
`Miscellaneous:
`
`Total in USD ($)
`
`480
`
`Ex.1002
`APPLE INC. / Page 12 of 333
`
`

`

`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`23515436
`
`13974375
`
`International Application Number:
`
`Confirmation Number:
`
`1788
`
`Title of Invention:
`
`DEBIT NETWORK ROUTING SELECTION USING A SCANNABLE CODE
`
`First Named Inventor/Applicant Name:
`
`Michael A. Liberty
`
`Customer Number:
`
`22913
`
`Filer:
`
`John C. Stringham/Rachelle Turner
`
`Filer Authorized By:
`
`John C. Stringham
`
`Attorney Docket Number:
`
`18756.77.1.1.1.1
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`16-SEP-2015
`
`23-AUG-2013
`
`18:20:23
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`Payment Type
`
`Payment was successfully received in RAM
`
`RAM confirmation Number
`
`Deposit Account
`
`Authorized User
`
`yes
`
`Credit Card
`
`$480
`
`4748
`
`233178
`
`ADAMS, SHEREE
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.16 (National application filing, search, and examination fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.17 (Patent application and reexamination processing fees)
`
`Ex.1002
`APPLE INC. / Page 13 of 333
`
`

`

`Charge any Additional Fees required under 37 C.F.R. Section 1.19 (Document supply fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.20 (Post Issuance fees)
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.21 (Miscellaneous fees and charges)
`
`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`File Size(Bytes)/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(if appl.)
`
`80511
`
`1
`
`Transmittal Letter
`
`18756_77 _ISSUE_ TRANS.pdf
`
`no
`
`2
`
`Warnings:
`
`Information:
`
`5eea6ec237f4c0535794a9ad027955408ac(
`fb87
`
`286307
`
`2
`
`Issue Fee Payment (PTO-85B)
`
`18756_77 _FEE.pdf
`
`no
`
`1
`
`Warnings:
`
`Information:
`
`bce040b22b2ab2f4a8f8bcd5251 a7750ee2
`ecd34
`
`30836
`
`3
`
`Fee Worksheet (SB06)
`
`fee-info.pdf
`
`no
`
`2
`
`23327b3b80b758b3df9072bbe04089a9d9
`d0278a
`
`Warnings:
`
`Information:
`
`Total Files Size (in bytes)
`
`397654
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New A~~lications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International A~~lication under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International A~~lication Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 O), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Ex.1002
`APPLE INC. / Page 14 of 333
`
`

`

`Via E-File
`
`PATENT APPLICATON
`DocketNo: 18756.77.1.1.1.1
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re application of:
`
`Michael A. Liberty
`
`Serial No:
`
`13/974,375
`
`Filed:
`
`August 23, 2013
`
`Confirmation No.: 1788
`
`For:
`
`DEBIT NETWORK ROUTING
`SELECTION USING A SCANNABLE
`CODE
`
`Examiner:
`
`Thi en T. Mai
`
`Customer No.:
`
`22913
`
`)
`)
`)
`)
`) Art Unit
`) 2887
`)
`)
`)
`)
`)
`)
`)
`)
`)
`)
`)
`
`TRANSMITTAL OF ISSUE FEE PAYMENT
`
`Mail Stop Issue Fee
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Sir:
`
`In response to the Notice of Allowance and Fee(s) Due dated September 1, 2015, please
`find enclosed herewith the following items for filing in the United States Patent and Trademark
`Office in connection with the above identified patent application:
`
`X
`
`Fee(s) Transmittal (PTOL-85) submitted pursuant to 37 C.F.R. § 1.311.
`
`Ex.1002
`APPLE INC. / Page 15 of 333
`
`

`

`A Supplemental Declaration executed by the inventor(s) is submitted pursuant to
`37 C.F.R. § 1.67.
`
`Pursuant to the request for submission of formal drawings, enclosed are the
`following:
`
`A Letter to the Official Draftsperson;
`
`A set of ____ (_) sheets of formal drawings to replace the
`corresponding drawings originally filed with the subject application.
`
`A duplicate set of the _____ (_) sheets of formal drawings with
`the changes therein highlighted in red.
`
`Petition to Excuse Error in Small Entity Status is enclosed.
`
`Form PTO-2038 submitting Credit Card Payment in the amount of$ _ _ _ 1s
`enclosed to cover the fee deficiency for the Petition to Excuse Error.
`
`X
`
`Payment by credit card using the payment option in E-Filer with RAM will be
`used to cover the payment of the fees as follows:
`
`X
`
`The $480.00 government issue fee pursuant to 37 C.F.R. § 1.18.
`
`The$ ___ government publication fee pursuant to 37 C.F.R. § 1.18.(d)
`
`X
`
`The Commission is hereby authorized to charge payment of any additional fees or
`credit any overpayment to Deposit Account No. 23-3178.
`
`Please address all future correspondence in connection with the above-identified patent
`application to the attention of the undersigned.
`
`Dated this 16th day of September, 2015.
`
`Respectfully submitted,
`
`/John C. Stringham, 40831/
`
`JOHN C. STRINGHAM
`Registration No. 40,831
`WORKMAN NYDEGGER
`Attorneys for Applicant
`Customer No. 022913
`Telephone No. 801.533.9800
`
`5331627 I.doc
`
`Ex.1002
`APPLE INC. / Page 16 of 333
`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`APPLICATION
`NUMBER
`13/974,375
`
`FILING or
`37l(c)DATE
`08/23/2013
`
`GRPART
`UNIT
`2887
`
`FIL FEE REC'D
`840
`
`22913
`Workman Nydegger
`60 East South Temple
`Suite 1000
`Salt Lake City, UT 84111
`
`Ul\TfED STATES DEPA RTME'IT OF COMMERCE
`United States Patent and Trademark Office
`Adiliess. COMMISSIO'JER FOR PATENTS
`PO Box 1450
`Alexandria, Virgmia 22313-1450
`\VVi\V.USpto.gov
`
`ATTY.DOCKET.NO
`18756.77.1.1.1.1
`
`TOT CLAIMS IND CLAIMS
`21
`3
`CONFIRMATION NO. 1788
`CORRECTED FILING RECEIPT
`
`1111111111111111111111m~mmmm~,11~1g1~1111111111111111111111111
`
`Date Mailed: 09/15/2015
`
`Receipt is acknowledged of this non-provisional patent application. The application will be taken up for examination
`in due course. Applicant will be notified as to the results of the examination. Any correspondence concerning the
`application must include the following identification information: the U.S. APPLICATION NUMBER, FILING DATE,
`NAME OF APPLICANT, and TITLE OF INVENTION. Fees transmitted by check or draft are subject to collection.
`Please verify the accuracy of the data presented on this receipt. If an error is noted on this Filing Receipt, please
`submit a written request for a Filing Receipt Correction. Please provide a copy of this Filing Receipt with the
`changes noted thereon. If you received a "Notice to File Missing Parts" for this application, please submit
`any corrections to this Filing Receipt with your reply to the Notice. When the USPTO processes the reply
`to the Notice, the USPTO will generate another Filing Receipt incorporating the requested corrections
`
`lnventor(s)
`
`Applicant( s)
`
`Michael A. Liberty, Windermere, FL;
`Steve Bacastow, Cumming, GA;
`
`Michael A. Liberty, Windermere, FL;
`Steve Bacastow, Cumming, GA;
`Assignment For Published Patent Application
`MOZIDO, INC., Austin, TX
`
`Power of Attorney: None
`
`Domestic Priority data as claimed by applicant
`This appln claims benefit of 61/704,337 09/21/2012
`and claims benefit of 61/693,055 08/24/2012
`
`Foreign Applications for which priority is claimed (You may be eligible to benefit from the Patent Prosecution
`Highway program at the USPTO. Please see http://www.uspto.gov for more information.) - None.
`Foreign application information must be provided in an Application Data Sheet in order to constitute a claim to
`foreign priority. See 37 CFR 1.55 and 1.76.
`
`Permission to Access - A proper Authorization to Permit Access to Application by Participating Offices
`(PTO/SB/39 or its equivalent) has been received by the USPTO.
`
`If Required, Foreign Filing License Granted: 09/11/2013
`The country code and number of your priority application, to be used for filing abroad under the Paris Convention,
`is U