INTERNATIONAL SHARCH REPORT
`
`International application No.
`PCT/KR2012/010324
`
`A.
`
`CLASSIFICATION GF SUBJECT MATTER
`
`G06Q 20/40(2012.01Di, G06Q 20/16(2012.0Di
`
`According to International Patent Classification (IPC) or to both national classificahon and (PC
`FIELDS SEARCHED
`
`Minimum documentation searched (classification system followed by classification syiib
`G06Q 20/40; HO4B 1/40; HO4W 12/06
`
`Documentation searchedother than minimumdocumentation ta the extent that such documentsare included in the fields s
`Korean Utility models and applications for Utility models: IPC as above
`Japanese Utility models and applications for Utility models: |PC as above
`
`TS CONSIDERED TO
`
`Category*
`
`Citation of document, with indication, where appropriate, of the relevant passages
`
`Relevant to claim No.
`
`KR 10-2011-0114872 A (DANAL CO.,LTD.) 20 October 2011
`See abstract, paragraphs [0030].[0038],[0042],[0043], claim 9 and figures 3,4.
`
`KR 10-2007-0047264 A (ICASII CO., LTD.) 04 May 2007
`See abstract, page 6, claim 3 and figure 3.
`
`KR 10-2011-0019678 A (VP INC.) 28 February 2011
`See abstract, paragraphs [0017].[0033],[0034] and claims 1-3.
`
`KR 10-2011-0065814 A (SK PLANET CO., LTD.) 16 June 2011
`See abstract, paragraphs [0036].[0037],[0038],[0039], claim 10 and figure 3.
`
`KR 10-2010-0106256 A (BIZMODELINECO., LTD.) 01 October 2010
`See abstract, paragraphs [0148],[0149],[0150],[0151], claim 1 and figure 8.
`
`1,2,9-11
`3-8
`
`3
`
`
`
`Electronic data base consulted during the international search (name of data base and, where practicable, search terms used)
`eKOMPASS (KIPO internal) & Keywords: mobile, deal, payment, e-wallet, application, authentication, third party, certification
`server, PIN, token, matching, payment server
`
`Telephone No.
`
`[| Further documents are listed in the contumation of Box C.
`
`xX See patent family anuex.
`date or priority
`fi
`al
`th:
`Jater dacument publishedafterthe
`“T"
`yut
`is not considered
`hich
`gz
`cto understand
`date andat inVenn
`with the
`a
`
`
`c be of particular¥ ieortheory underlyingthe 5
`earlier application or patent but published onorafter the international
` decum
`*
`at’ particular relevance
`WC
`fling date
`‘
`vel or cannot be considered to involve an uiventive
`f
`the
`document is taken alone
`of particular
`ed.
`to involve
`being obvious toaAperson
`document member of the same patent family
`‘
`“
`Date of mailing of the international search report
`
`e, exhibition or other
`
`nt publishedpricr io theintermaticual filmg date butlater than
`ity date claimed
`Date of the actual compiction of the international scarch
`
`26 FEBRUARY 2013 (26.02.2013)
`and mailing uddress of the ISA/KR
`Korean Intellectual Property Office
`Government Complex-Daejeon, 189 Seonsa-ra, Daejeon 302-701,
`Republic of Korea
`imle No. 82-42-472-7140
`Form PCTY/IS.AZO (second sheet} Guly 2009)
`
`27 FEBRUARY2013 (27.02.2013)
`Authorized officer
`
`APPL-1002
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`APPLE INC. / Page 3370 of 3598
`
`

`

`INTERNATIONAL SEARCH REPORT
`.
`:
`tk
`information on patent family members
`
`——
`:
`¥
`international application No.
`“
`PCT/KR2012/010324
`
`Patent document
`cited in search report
`
`Publication
`datc
`
`Patent family
`member
`
`Publication
`date
`
`KR 10-2011-0114872 A
`
`20.10.2011
`
`KR 10-2007-0047264 A
`
`04.05.2007
`
`NONE
`
`NONE
`
`KR 10-2011-0019678 A
`
`28.02.2011
`
`KR 10-1069744 Bi
`
`04.10.2014
`
`KR 10-2011-0065814 A
`
`16.06.2011
`
`KR 10-2010-0106256 A
`
`01.10.2010
`
`NONE
`
`NONE
`
`
`
`
`Form PCTASA/2 £0Cnatent family annex) Galy 2009}
`
`APPL-1002
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`
`

`

`PATENT COOPERATION TREATY
`
`INTERNATIONAL SEARCHING AUTHORITY
`
`Fromthe
`Ts
`
`%
`
`24N5.
`PCT
`
`y
`1%
`
`WRITTEN OPINION OF THI
` a
`INTERNATIONALSEARCHING AUTHORITY
`
`(PCT Rule 43bis.1)
`
`Date of mailing
`27.02.2013
`(day/month/year)
`FOR FURTIIER ACTION
`Applicant's or agent's file reference
`
`OHPOO34PCT See paragraph 2 below
`International application No.
`Internationalfiling date (day/nonth/vear)
`Priority date (day/month/vear)
`
`30.11.2012
`PCT/KR2012/010324
`International Patent Classification (IPC) or both national classification and IPC
`
`01.12.2011
`
`GO6Q 20/40 (2012.01)i, GO6Q 20/16(2012.01)i
`
`Applicant
`
`SK C&C CO., LTD.
`HOUWOU
`
`1.
`
`This opinion contains indications relating to the following items:
`
`Box No. I
`
`Basis of the opinion
`
`Box No. II
`
`Priority
`
`Box No. II
`
`Non-establishment of opinion with regard to novelty, inventive step and industrial applicability
`
`Box No. IV
`Box No. V
`
`Box No. VI
`
`Lack of unity of invention
`Reasoned statement under Rule 435is.1(a)(i) with regard to novelty, inventive step or industrial
`applicability; citations and explanations supporting such statement
`Certain documents cited
`
`Box No. VII
`
`Certain defects in the international application
`
`Box No.VIII
`
`Certain observations on the international application
`
`te
`
`FURTHER ACTION
`this opinion will be considered to be a written opinion of the
`If a demand for international preliminary cxamination is madc,
`International Preliminary Examining Authority (“IPEA”) exceptthat this does not apply where the applicant chooses an Authority other
`than this one Lo he the IPEA andthe chosen [PEA has notified the International Bureau under Rule 66.1 is(b) that written opinions of
`this International Searching Authority will not be so considered.
`If this opinion is, as provided above, considered ta be a written opinion of the IPEA, the applicant is invited to submit to the IPEA a
`written reply together, where appropriate, with amendments, before the expiration of 3 months from the date of mailing of Form
`PCTAISA/220 or before the expiration of 22 months fromthe priority date, whichever expires later.
`For further options, sec Form PCT/ISA/220.
`
`
`
`Nameand mailing address of the ISA/KR Date of completion of this opinion|Authorized officer
`
`Telephone No.
`
`Facsimile No.
`
`Form PCT/ISA/237 (cover sheet) (July 2011)
`
`APPL-1002
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`
`

`

`2. [] This opinion has been established taking into account the rectification of an obvious mistake authorized by or notified to this
`Authority under Rule 91 (Rule 43bis.1(a))
`
`With regard to any nucleotide and/or amino acid sequencedisclosed in the international application, this opinion has beenestablished on
`the basis of a sequencelisting filed or furnished:
`
`a.
`
`(means)
`
`[] on paper
`[] in electronic form
`(time)
`
`b.
`
`[] in the international application asfiled
`[] together with the international applicationin electronic form
`[] subsequentlyto this Authority for the purposes of search
`
`In addition, in the case that more than one version or copy of a sequencelisting has been filed or furnished, the required statements
`that the information in the subsequent or additional copies is identical to that in the application as filed or does not go beyond the
`application as filed, as appropriate, were furnished.
`
`WRITTEN OPINION OF THE
`INTERNATIONAL SEARCHING AUTHORITY
`
`International application No.
`
`PCT/KR2012/010324
`
`Box No. I
`
`Basis of this opinion
`
`With regardto the language, (his opinion has been established on the basis of:
`Xx the international application in the language in which it wasfiled
`LC]
`a translation of the international application into
`translation furnished for the purposes of international search (Rules 12.3(a) and 23.1(b)).
`
`, whichis the language of a
`
`Additional comments:
`
`Form PCT/ISA/237 (Box No. I) July 2011)
`
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`APPLE INC. / Page 3373 of 3598
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`

`

`International application No.
`WRITTEN OPINION OF THE
`PCT/KR2012/010324
`INTERNATIONALSEARCHING AUTHORITY
`Reasonedstatement under Rule 43bis.1 (a)(i) with regard to novelly, inventive step or industrial applicability ;
`citations and explanations supporting such statement
`
`Box No. ¥
`
`Statement
`
`Novelty (N)
`
`Inventive step (IS)
`
`3-8 r 11
`Claims
`Claims 1,2,9,10
`
`Claims None
`_1—-11
`
`Chims
`
`Industrial applicability (1A)
`
`1-11
`Claims
`
`Chims None
`
`2.
`
`Citations and explanations:
`
`
`
` ference is made to the following documents:
`
`
` KR 10-2011-0019678 A (VP INC.) 28 February 2011
`
`KR 10-2011-0114872 A (DANAL CO., LTD.) 20 October
`
`2011
`
`KR 10-2007-0047264 A (ICASH CO., LTD.) 04 May 2007
`
`1. Novelty and Inventive Step
`
`in response to an authentication request, with a
`
`
`Claim 1 pertains to a mobile transaction method for
`
`
`enabling a third party server instead of a seller anda
`
`
`
`buyer to receive an authentication request related to a
`
`mobile transaction, and to transmit an authenticated
`
`result by authenticating whether a buyer side of the
`
`
`
`
`tegrated authentication system for enabling an
`
`tegrated authentication server to generate an
`
`
` mobile transaction is valid. Document D1 discloses: an
`
`
`
`
`
`
`
`
` thentication value by comparing a received virtual
`
`
`
`
`account
`
`Form PCT/ISA/237 (Box No. V) (July 2011
`
`APPL-1002
`APPLEINC./ Page 3374 of 3598
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`APPL-1002
`APPLE INC. / Page 3374 of 3598
`
`

`

`Box No. ¥
`
`International application No.
`WRITTENOPINION OF THE
`PCT/KR2012/010324
`INTERNATIONALSEARCHING AUTHORITY
`Reasonedstatement under Rule 43bis.1 (a)(i) with regard to novelly, inventive step or industrial applicability ;
`citations and explanations supporting such statement
`
`virtual account which is stored therein and is mapped to
`
`a user, and to transfer the authentication value
`
`generated according to the compared result; and a method
`
`therefor. Since document D1 discloses all the technical
`
`features of claim 1, claim 1 can be anticipated by
`
`the invention as set forth in claim 1
`
`
`
`decument Dl. Thus,
`
`
`
`lacks novelty (PCT Article 33(2)).
`
`
`
`
`
`
`
`
`
`
`
`the integrated authentication
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
` to transfer the authenticated value to the payment
`
`
`
`
`
`on the basis of whether a PIN inputted through the buyer
`
`
`
`
`
`
`Claim 2 is dependent on clai
`
`1 and pertains to a mobile
`
`
`
`transaction method for receiving an authentication
`
`from a payment server for performing price
`request
`
`
`settlement of a mobile transaction,
`
`implementing an
`
`authentication in a payment process of the mobile
`
`
`
`
`
`nsaction, and transmitting the authenticated result
`
`
`
`payment server. Document Dl discloses: an integrat
`
`
`authentication system for enabling the integrated
`
`authentication server to receive a user identification
`
`
`
`
`
`
`
`
`request for identifying a user from the payment server
`
`n the user uses an online payment
`
`
`
`roducts on an online site,
`
`through a purchase
`
`to authenticate the user,
`
`server; and a method therefor. Since document D1
`
`discloses all the technical
`
`can be anticipated by document D1. Thus,
`
`set forth in claim 2
`
`
`
`lacks novelty (PCT Article 33(2)).
`
`the invention as
`
`
`
`
`
`features of claim 2, claim 2
`
`
`
`Claim 3 is dependent on claim 1 and pertains to a mobil
`
`
`
`transaction method for receiving a PIN inputted through
`
`
`mobile terminal, and authenticating validity of a buyer
`
`
`
`
`
`
`
`is matched with a PIN registered in the mobile terminal.
`
`Document D1 discloses:
`
`Form PCT/ISA/237 (Box No. V) (July 2011
`
`APPL-1002
`APPLEINC./ Page 3375 of 3598
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`APPL-1002
`APPLE INC. / Page 3375 of 3598
`
`

`

`Box No. ¥
`
`International application No.
`WRITTENOPINION OF THE
`PCT/KR2012/010324
`INTERNATIONALSEARCHING AUTHORITY
`Reasonedstatement under Rule 43bis.1 (a)(i) with regard to novelly, inventive step or industrial applicability ;
`citations and explanations supporting such statement
`
`system for enabling the integrated authentication server
`
`to generate the authentication value by comparing the
`
`received virtual account
`
`in response to the
`
`
`
`
`
`authentication request, with the virtual account which is
`
`stored therein and is mapped to the user, and to transfer
`
`the authentication value generated according to the
`
`compared result: and the method therefor. Document D1
`
`does not disclose the feature of determining whether the
`
`PIN of the buyer is matched with the registered PIN, but
`
`
`
`document D2 discloses a method for enabling a portable
`
`telephone for a mobile commercial transaction to
`
`
`authenticate a password of a client and to transfer the
`
`authenticated result, which receives a PIN of the client
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`through a portable telephone user application program,
`
`
`
`
`
`and compares the received PIN with a PIN pre-issued and
`
`pre-stored from a credit card issuer,
`
`so as to
`
`authentication the client.
`
`
`
`obvious to a person skilled in the art to combine the
`invention disclosed in document D1 with the feature
`
`
`disclosed in document D2,
`the invention as set forth in
`
`
`In addition, since
`
`
`
`
`
`
`
`
`
`
`(PCT Article 33(3)).
`
`
`lacks an inventive step on the basis of the
`claim 3
`
`
`combination of documents Dl and D2
`
`
`Claim 4
`is dependent on claim 1 and pertains to a mobile
`
`transaction method for receiving an authentication
`
`request for an application provided in a mobile terminal
`
`of a buyer, and transmitting an authenticated result by
`
`implementing an authentication before starting a mobile
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`in
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`transaction. Document Dl discloses: an integrated
`
`
`authentication system for enabling the integrated
`
`authentication server to generate the authentication
`
`value by comparing the received virtual account
`
`Form PCT/ISA/237 (Box No. V) (July 2011
`
`APPL-1002
`APPLEINC./ Page 3376 of 3598
`
`APPL-1002
`APPLE INC. / Page 3376 of 3598
`
`

`

`Box No. ¥
`
`International application No.
`WRITTENOPINION OF THE
`PCT/KR2012/010324
`INTERNATIONALSEARCHING AUTHORITY
`Reasonedstatement under Rule 43bis.1 (a)(i) with regard to novelly, inventive step or industrial applicability ;
`citations and explanations supporting such statement
`
`thentication request, with the virtual
`
`response to t
`
`account which is stored therein and is mapped to the
`
`user, and t
`
`
`
`transfer the authentication value generated
`
`according to the compared result; and a method therefor.
`
`
`Document D1 does not disclose the feature of receiving
`
`the authentication request for the application and
`
`transmitting the authenticated result, but document D3
`
`discloses a method for managing applications of a mobile
`
`
`
`
`
`
`
`application.
`
`
`
`
`
`
`
`
`(PCT Article 33(3)).
`
`
`
`
`
`
`
`
`
`
`
`
`
`terminal which enables an application management server
`
`
`
`to receive information related to a specific application
`
`for an execution of the specific application,
`
`
`an authenticated result for the specific application by
`
`
`implementing an authentication procedure for the specific
`
`
`
`
`
`
`
`
`
`to transmit
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`In addition, since it would be obvious to a
`
`person skilled in the art to combine the invention
`
`disclosed in document D1 with the feature disclosed in
`
`document D3,
`
`documents Dl and D3
`
`
`
`lacks
`the invention as set forth in claim 4
`
`
`an inventive step on the basis of the combination of
`
`(PCT Article 33(3)).
`
`
`
`
`
`
`Claims 5 and 6 are dependent on claims 4 and 5,
`
`feature of claims 5 and
`
`6 of authenticating whether an application is validly
`
`
`
`respectively, and the additional
`
`downloaded and installed, could be easily observed and
`
`
`
`
`
`
`constituted by a person skilled in the art from the
`
`
`
`feature of document D3 of enabling the application
`
`
`
`
`
`
`
`
`
`
`
`management server to implement the authentication
`
`
`procedure for the specific application. Thus,
`
`the
`
`invention as set forth in claims 5 and 6
`
`
`
`
`inventive step on the basis of the combination of
`
`lacks an
`
`documents Dl and D3
`
`Form PCT/ISA/237 (Box No. V) (July 2011
`
`APPL-1002
`APPLEINC./ Page 3377 of 3598
`
`APPL-1002
`APPLE INC. / Page 3377 of 3598
`
`

`

`Box No. ¥
`
`International application No.
`WRITTENOPINION OF THE
`PCT/KR2012/010324
`INTERNATIONALSEARCHING AUTHORITY
`Reasonedstatement under Rule 43bis.1 (a)(i) with regard to novelly, inventive step or industrial applicability ;
`citations and explanations supporting such statement
`
`Claim 7 is dependent on claim 6 and the additional
`
`
`feature of claim 7 of authenticating whether an
`
`application is validly download and installed on the
`
`
`
`basis of whether a token transmitted to a server of a
`
`
`
`
`
`
`
`
`buyer is matched with a token registered in an
`
`
`application, could be predicted from the feature of
`
`
`document D3 of determining the authentication of the
`
`
`specific application when the pre-stored information
`
`corresponds to the received information by determining
`
`whether the information stored in the application
`
`
`management server corresponds to the received specific
`
`application information (App ID). Thus,
`
`lacks an inventive step on the basis
`set forth in claim 7
` of the combination of documents Dl and D3
`
`the invention as
`
`
`
`(PCT Article
`
`
`
`
`
`mobile payment means on an online transaction. Document
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`33(3)).
`
`Claim 8 is dependent on claim 7 and the additional
`
`feature of claim 8 wherein a token to registered in an
`
`application is registered in a downloading and installing
`
`
`
`
`process of the application, could be easily observed and
`
`constituted by a person skilled in the art from the
`
`
`
`feature of document D3 of downloading and installing an
`
`
`
`application and an application management program from an
`
`
`
`application provision server. Thus,
`
`the invention as set
`
`
`
`forth in claim 8
`
`
`
`the combination of documents Dl and D3
`
`(PCT Article
`
`33(3)).
`
`lacks an inventive step on the basis of
`
`Claim 9 is dependent on claim 1 and pertains to a mobile
`
`transaction method wherein a mobile transaction is a
`
`
`transaction for performing price settlement using a
`
`
`
`
`
`
`
`Form PCT/ISA/237 (Box No. V) (July 2011
`
`APPL-1002
`APPLEINC./ Page 3378 of 3598
`
`APPL-1002
`APPLE INC. / Page 3378 of 3598
`
`

`

`Box No. ¥
`
`D1 discloses:
`
`International application No.
`WRITTENOPINION OF THE
`PCT/KR2012/010324
`INTERNATIONALSEARCHING AUTHORITY
`Reasonedstatement under Rule 43bis.1 (a)(i) with regard to novelly, inventive step or industrial applicability ;
`citations and explanations supporting such statement
`
`
`the integrated authentication system for
`
`
`enabling a user to perform price settlement online by
`
`selecting a desired payment means when performing price
`
`
`
`settlement online through a personal mobile phone; and
`
`
`
`
`
`the method therefor. Since document Dl discloses all the
`
`
`
`technical features of claim 9, claim 9 can be anticipated
`
`
`
`the invention as set forth in claim
`
`
`
`by document D1. Thus,
`
`9
`
`lacks novelty (PCT Article 33(2)).
`
`1.2. Claim 10
`
`
`Claim 10 pertains to an authentication server,
`
`
`
`comprising: a communication interface for receiving an
`
`authentication request related to a mobile transaction;
`
`and a processor for authenticating whether a buyer side
`
`of the mobile transaction is valid, and transmitting
`
`
`
`
`
`authenticated result through the communication inter?
`
`
`
`
`
`Document D1 discloses the integrated authentication
`
`server comprising an authentication request processing
`
`
`ntication for the user in
`unit for implementing the au
`
`response to the user identification request
`
`to provide an application used for performing price
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`for
`inf
`
`
`
`
`Ldentifying the user and the virtual account
`
`
`rom the payment server and transferring the
`
`
`
`authenticated value to the payment server. Since doc
`
`features of claim 10,
`
`
`
`D1 discloses all the technica
`
`
`
`claim 10 can be anticipated by document D1. Thus,
`
`the
`
`invention as set forth in claim 10 lacks novelty (PCT
`
`Article 33(2)).
`
`Claim 11 is dependent on claim 10 and the additional
`
`
`feature of claim 11 of enabling an authentication server
`
`
`
`
`
`
`
`
`
`Form PCT/ISA/237 (Box No. V) (July 2011
`
`APPL-1002
`APPLEINC./ Page 3379 of 3598
`
`APPL-1002
`APPLE INC. / Page 3379 of 3598
`
`

`

`WRITTEN OPINION OF THE
`PCT/KR2012/010324
`INTERNATIONALSEARCHING AUTHORITY
`Reasonedstatement under Rule 43bis.1 (a)(i) with regard to novelly, inventive step or industrial applicability ;
`citations and explanations supporting such statement
`
`settlement
`f a mobile transaction,
`
`International application No.
`
`is not disclosed in
`
`
`
`Box No. ¥
`
`
`
`
`
`industrially applicable (PCT Article 33(4)).
`
`decument Dl, but could be easily adopted or selected by a
`
`person skilled in the art. Thus,
`
`
`forth in claim 11 lacks an inventive step on the basis of
`
`the invention as set
`
`decument Dl
`
`(PCT Article 33(3)).
`
`2. Industrial Applicability
`
`
`The invention as set forth in claims 1 to 11 is
`
`Form PCT/ISA/237 (Box No. V) (July 2011
`
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`INTERNATIONAL SHARCH REPORT
`
`International application No.
`
`PCT/KR2013/010855
`
`A.
`
`CLASSIFICATION OF SUBJECT MATTER
`
`HOAW 4/24(2009. 01, HOAW 8/22(2009.0Di
`
`According te International Patent Classification (IPC) or to both national classification and IPC
`B.
`FIELDS SEARCHED
`Minirnam docum
`
`jon system followed by cl
`on searched (cla:
`HO4W4/24; GO6F 15/00; GO6F 9/44; GO6F 9/06; HO4W8/22
`
`on symbols)
`
`Documentation searched other than mininvum documentation to the extent that such documents are inchided in the fic
`Korean Utility models and applications for Utility models: IPC as above
`Japanese Utility models and applications for Utility models: IPC as above
`
`Electronic data base consulted during the international search (name of data base and, where practicable, scarch terms used)
`eKOMPASS (KIPO internal) & Keywords: applet, application, security, deletion
`
`Cc. DOCUMENTS CONSIDERED TO BE RELEVANT
`
`Relevant to clai
`
`KIM,Tae Jin. "Trend on World Market of Smart Phone Mobile Payment and Secure
`Project," BC Card, 14 October 2010
`pp. 27-28, pp. 32-33.
`
`JUNG,EunSu. "Applications, Solutions, and Field Services." SK planet, 25 June 2012
`pp. 13-15.
`
`KR 10-2003-0047962 A (BAAS NETWORK,INC.) 18 June 2003
`See claims 1-20, pages 3-6, figures 1-8c.
`
`KR 10-2011-0039902 A (SK TELECOM CO., LTD.) 20 April 2011
`See claims 1, 12, paragraphs [11]-[29], figures 1-5.
`
`Telephone No.
`
`
`| Further documents are listed in the continuation of Box C.
`xX See patent family annex.
`Special categories of cited docum
`later document publishedafter the mternational filing date ar priority
`ch is not considered
`sand aot in conthet with
`the application but cited ta understand
`ciple or theory underlying the invention
`F sartioular relevance
`
`conside:
`step wi
`
`W particular r
`t
`d to involve a
`other such documents, such combination
`ed with one arr
`being obvious to a person skilled in the art
`document member of the same patent family
`
`Date of mailing ofthe international search report
`
`29 JANUARY2014 (29.01.2014)
`Authorized officer
`
`APPL-1002
`APPLEINC./ Page 3381 of 3598
`
`“E”
`
`“Or
`
`earlicr application or patent but published onor after the international
`filing date
`ment which may throw doubts on priority claim{s) or which is
`to establish
`publication date of another citation or other
`special reason
`document refe:
`1
`
`2 $0 al oral
`
`e, exbibiion or other
`
`“pe
`
`document published prior to the international filmg date but later than
`ihe priortiy daie charmed
`Date ofthe actual completion of the intemational search
`
`28 JANUARY2014 (28.01.2014)
`
`nd mailing address of the ISA/KR
`Korean Intellectual Property Office
`Government Complex-Daejeon, 189 Seonsa-ro, Daejeon 302-701,
`Republic of Korea
`acsimile No. 82-42-472-7140
`
`Form PCT/ISA/210 (second sheet} (Tuly 2009)
`
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`
`

`

`nn
`:
`.
`international application No.
`
`PCT/KR2013/010855
`
`Patent document
`cited in search report
`
`Publication
`datc
`
`Patent family
`member
`
`Publication
`date
`
`KR 10-2003-0047962 A
`
`18/06/2003
`
`KR 10-2011-0038902 A
`
`INTERNATIONAL SEARCH REPORT
`:
`not
`Information on patent family menibers
`
`20/04/2011
`
`Form PCT/ASA/210 (patent family annex) (faly 2009}
`
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`

`PATENT COOPERATION TREATY
`
`INTERNATIONAL SEARCHING AUTHORITY
`
`Fromthe
`Ts
`
`%
`
`24N5.
`PCT
`
`y
`1%
`
`WRITTEN OPINION OF THI
` a
`INTERNATIONALSEARCHING AUTHORITY
`
`(PCT Rule 43bis.1)
`
`Date of mailing
`29.01.2014
`(day/month/year)
`FOR FURTIIER ACTION
`Applicant's or agent's file reference
`
`OHPOOS58PcT See paragraph 2 below
`International application No.
`Internationalfiling date (day/nonth/vear)
`Priority date (day/month/vear)
`
`27.11.2013
`PCT/KR2013/010855
`International Patent Classification (IPC) or both national classification and IPC
`
`28.11.2012
`
`H04W4/24(2009.01)1, HO4W8/22(2009.01)i
`
`Applicant
`
`SK C&C CO., LTD.
`MUUWOU
`
`1.
`
`This opinion contains indications relating to the following items:
`
`Box No. I
`
`Basis of the opinion
`
`Box No. II
`
`Priority
`
`Box No. II
`
`Non-establishment of opinion with regard to novelty, inventive step and industrial applicability
`
`Box No. IV
`Box No. V
`
`Box No. VI
`
`Lack of unity of invention
`Reasoned statement under Rule 435is.1(a)(i) with regard to novelty, inventive step or industrial
`applicability; citations and explanations supporting such statement
`Certain documents cited
`
`Box No. VII
`
`Certain defects in the international application
`
`Box No.VIII
`
`Certain observations on the international application
`
`te
`
`FURTHER ACTION
`this opinion will be considered to be a written opinion of the
`If a demand for international preliminary cxamination is madc,
`International Preliminary Examining Authority (“IPEA”) exceptthat this does not apply where the applicant chooses an Authority other
`than this one Lo he the IPEA andthe chosen [PEA has notified the International Bureau under Rule 66.1 is(b) that written opinions of
`this International Searching Authority will not be so considered.
`If this opinion is, as provided above, considered ta be a written opinion of the IPEA, the applicant is invited to submit to the IPEA a
`written reply together, where appropriate, with amendments, before the expiration of 3 months from the date of mailing of Form
`PCTAISA/220 or before the expiration of 22 months fromthe priority date, whichever expires later.
`For further options, sec Form PCT/ISA/220.
`
`
`
`Nameand mailing address of the ISA/KR Date of completion of this opinion|Authorized officer
`
`Telephone No.
`
`Facsimile No.
`
`Form PCT/ISA/237 (cover sheet) (July 2011)
`
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`2. [] This opinion has been established taking into account the rectification of an obvious mistake authorized by or notified to this
`Authority under Rule 91 (Rule 43bis.1(a))
`
`With regard to any nucleotide and/or amino acid sequencedisclosed in the international application, this opinion has beenestablished on
`the basis of a sequencelisting filed or furnished:
`
`a.
`
`(means)
`
`[] on paper
`[] in electronic form
`(time)
`
`b.
`
`[] in the international application asfiled
`[] together with the international applicationin electronic form
`[] subsequentlyto this Authority for the purposes of search
`
`In addition, in the case that more than one version or copy of a sequencelisting has been filed or furnished, the required statements
`that the information in the subsequent or additional copies is identical to that in the application as filed or does not go beyond the
`application as filed, as appropriate, were furnished.
`
`WRITTEN OPINION OF THE
`INTERNATIONAL SEARCHING AUTHORITY
`
`International application No.
`
`PCT/KR2013/010855
`
`Box No. I
`
`Basis of this opinion
`
`With regardto the language, (his opinion has been established on the basis of:
`Xx the international application in the language in which it wasfiled
`LC]
`a translation of the international application into
`translation furnished for the purposes of international search (Rules 12.3(a) and 23.1(b)).
`
`, whichis the language of a
`
`Additional comments:
`
`Form PCT/ISA/237 (Box No. I) July 2011)
`
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`

`WRITTEN OPINION OF THE
`PCT/KR2013/010855
`INTERNATIONAL SEARCHING AUTHORITY
`Reasonedstatement under Rule 43bis.1 (a)(i) with regard to novelly, inventive step or industrial applicability ;
`citations and explanations supporting such statement
`
`International application No.
`
`Box No. ¥
`
`Statement
`
`Novelty (N)
`
`Claims
`Claims
`
`Inventive step (IS)
`
`Claims
`Claims
`
`Industrial applicability (1A)
`
`Claims
`Claims
`
`2.
`
`Citations and explanations:
`
`
`
`
`
` Project,” BC Card,
`ference is made to the following documen
`
`
`
`KIM, Tae Jin. “Trend on World Market of Smart Phone
`
`Mobile Payment and Secure
`
`14
`
`October 2010
`
`
`JUNG, Bun Su. “Applications, Solutions, and Field
`
`Services.” SK planet, 25 June 2012
`
`1. Novelty and Inventive Step
`
`(1) Claims 1, 8,
`
`9 and 13
`
`
`
`Claim 1 discloses a method for managing an SE applet,
`
`in which a
`
`comprising: determining whether or not an application, which
`
`is installed in a memory of a
`
`
`and sending a request for management of an applet, which has
`
`(SE) of the mobile device
`
`mobile device, has been deleted;
`
`
`
`
`
`
`
`
`
`
`
`
`
`been issued in the secure element
`
`and is associated with the application,
`
`to a service
`
`management server if it is determined in the determining step
`
` he feature of Dl
`
`that the application was deleted.
`
`Said feature corresponds to t
`
`Form PCT/ISA/237 (Box No. V) (July 2011
`
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`

`issuer, wherein the information is
`
`
`
`
`
`
` with an electronic wallet application” (pages 27 and 28) and
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`9 and 13 are
`
`lack an inventive step (PCT
`(PCT Article 33(2)) but
`
`
`in view of a combination of Dl and D2.
`
`Box No. ¥
`
`WRITTEN OPINION OF THE
`PCT/KR2013/010855
`INTERNATIONALSEARCHING AUTHORITY
`Reasonedstatement under Rule 43bis.1 (a)(i) with regard to novelly, inventive step or industrial applicability ;
`citations and explanations supporting such statement
`
`International application No.
`
`trusted service manager
`
`(TSM, service management server)
`
`in a mobile device (see pages 28,
`issues/deletes an applet
`
`
`
`
`and 33). However, Dl differs from claim 1
`in that the former
`
`
`does not explicitly describe the feature of deleting an applet
`
`32
`
`associated with an application.
`
`However, said difference could be easily predicted and
`
`configured by a person skilled in the art without any
`
`
`
`
`
`
`
`particular technical difficulties from the feature of D1 of
`
`“installing and deleting,
`
`through a TSM, applets associated
`
`feature of D2, which falls under the same technical field
`
`
`
`
`as Dl, of “an SE management system including an applet store,
`
`and a function of activating/deactivating an applet” (pages
`
`
`
`13-15).
`
`
`
`Therefore,
`
`
`the invention as set forth in claim 1
`
`is novel
`
`(PCT
`
`lacks an inventive step (PCT Article 33(3))
`Article 33(2)) but
`
`in view of a combination of Dl and D2.
`
`Claims 8,
`
`9 and 13 include corresponding or identical
`
`
`technical features to claim 1 and thus are subject to the same
`
`rejection reason as claim 1. Therefore, claims 8,
`
`novel
`
`
`
`Article 33(3))
`
`(2) Claims 2 to 7 and 10 to 12
`
`
`
`features delimited in said claims could be easily
`
`
`
`predicted and configured from the feature of Dl of an
`
`The
`
`
`
`
`
`
`
`
`
`
`electronic wallet which manages customer information and
`
`operates an applet
`
`Form PCT/ISA/237 (Box No. V) (July 2011
`
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`

`Box No. ¥
`
`International application No.
`WRITTEN OPINION OF THE
`PCT/KR2013/010855
`INTERNATIONALSEARCHING AUTHORITY
`Reasonedstatement under Rule 43bis.1 (a)(i) with regard to novelly, inventive step or industrial applicability ;
`citations and explanations supporting such statement
`
`associated with a TSM (service management server, applet
`
`overall
`
`(see
`
`lLock/unlock, applet installation and deletion)
`
`“an SE management
`
`pages 32 and 33), and the feature of D2 of
`
`system including an applet store and an SE manager in a
`
`
`terminal” (see pages 13-15). Therefore, claims 2 to 7 and 10
`
`
`
`applicable (PCT Article 33(4)).
`
`
` to 12 are novel
`
`(PCT Article 33
`
`(PCT Article 33(2)) but
`lack an inventive step
`
`
`in view of a combination of Dl and D2.
`
`(3))
`
`2. Industrial Applicability
`
`
`The invention as set forth in claims 1-13 is industrially
`
`Form PCT/ISA/237 (Box No. V) (July 2011
`
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`

`WRITTEN OPINION OF THE
`INTERNATIONALSEARCHING AUTHORITY
`
`Box No. VIII
`
`Certain observations on the international application
`
`
`
`The following observations on the clarity of the claims, description, and drawings or on the question whether the claims are fully supported by
`the description, are made:
`
`
`International application No.
`
`PCT/KR2013/010855
`
`
`(1) It is unclear which feature is indicated by the term “said
`
`grasping step” used in claim 1.
`
`
`
`
`(2) Claims 2 to 7, referring to claim 1, also include the same
` defect
`
`
`
`
`
`
`
`
`reason as claim