`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`Case No. IPR2022-01060 and 01061
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`_________________________________________
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`GOOGLE, LLC,
`
` Petitioner,
`
`vs.
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`JAWBONE INNOVATIONS, LLC,
`
` Patent Owner.
`
`-------------------------------------
`
` REMOTE DEPOSITION OF
`
` DR. JEFFREY S. VIPPERMAN
`
` Wednesday, March 29, 2023 - 10:08 a.m.
`
`Reported by:
`
`ROBIN LaFEMINA, RPR, CLR
`
`Job No.: 6944
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`Jawbone's Exhibit No. 2007, IPR2022-01124
`Page 001
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` March 29, 2023
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` 10:08 a.m.
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` REMOTE DEPOSITION of DR. JEFFREY
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`VIPPERMAN, taken via Zoom, with all parties
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`appearing from their respective locations,
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`before Robin LaFemina, a Registered
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`Professional Reporter, Certified LiveNote
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`Reporter and Notary Public.
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`Jawbone's Exhibit No. 2007, IPR2022-01124
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`A P P E A R A N C E S:
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`(ALL PARTIES APPEARING REMOTELY)
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`FABRICANT LLP
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`Attorneys for Patent Owner
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` 411 Theodore Fremd Avenue
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` Suite 206 South
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` Rye, New York 10580
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` (212) 257-5797
`
`BY: JACOB OSTLING, ESQ.
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` jostling@fabricantllp.com
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`FINNEGAN HENDERSON FARABOW GARRETT &
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`DUNNER, LLP
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`Attorneys for Google
`
` 1875 Explorer Street
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` Suite 800
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` Reston, Virginia 20190
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` (571) 203-2700
`
`BY: ROBERT HIGH, ESQ.
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` robert.high@finnegan.com
`
` DANIEL COOLEY, ESQ.
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` daniel.cooley@finnegan.com
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`Jawbone's Exhibit No. 2007, IPR2022-01124
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` THE COURT REPORTER: Good
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` morning. Today's date is March 29,
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` 2023 and the time is approximately
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` 10:08 a.m. Eastern time.
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` My name is Robin LaFemina and I
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` am the court reporter representing
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` TransPerfect Legal Solutions.
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` This deposition is being taken
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` remotely and the court reporter will
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` not be physically present with the
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` witness whose deposition is being
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` taken.
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` The Parties agree not to
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` challenge the validity of any oath
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` administered by the court reporter,
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` even if the court reporter is a notary
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` of a state other than where the
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` deponent is currently physically
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` located.
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` Would each attendee, starting
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` with the examining attorney, please
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` indicate your agreement by stating
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` your name, your firm affiliation and
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` your agreement on the record, after
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`Jawbone's Exhibit No. 2007, IPR2022-01124
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` which I will swear in the witness.
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` MR. OSTLING: Jacob Ostling from
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` the law firm of Fabricant LLP on behalf
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` of the patent owner.
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` THE COURT REPORTER: And you
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` agree?
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` MR. OSTLING: I agree; yes.
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` MR. HIGH: This is Robert High
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` from the law firm Finnegan on behalf of
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` the Petitioner and we agree.
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` THE COURT REPORTER: Dr.
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` Vipperman, would you raise your right
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` hand, please.
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` Do you swear or affirm to tell
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` the truth, the whole truth, and nothing
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` but the truth and do you acknowledge
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` that even though I am not located in
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` the same room with you, that the oath
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` is with the same force and effect?
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` THE WITNESS: I do and yes.
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` THE COURT REPORTER: Okay. You
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` may put your hand down.
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`DR. JEFFREY S. VIPPERMAN,
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` called asa a Witness, having been first
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`Jawbone's Exhibit No. 2007, IPR2022-01124
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` Vipperman
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` duly sworn by Robin LaFemina, a Notary
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` Public, was examined and testified as
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` follows:
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`EXAMINATION BY
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`MR. OSTLING:
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` Q. Good morning, Dr. Vipperman.
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`How are you?
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` A. Good. I'm having a little bit
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`of trouble hearing. If we could just have a
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`second to turn the volume up.
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` Q. Sure. Let me know when you have
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`that sorted out.
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` A. Thank you.
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` MR. HIGH: Do you mind saying
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` something?
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` MR. OSTLING: Yes. How is that
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` now?
`
` MR. HIGH: It's better.
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` MR. OSTLING: Okay. Great.
`
` Q. All right, sir, can you please
`
`state your name for the record?
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` A. Sure. It's Jeffrey Stuart
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`Vipperman.
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` Q. And Dr. Vipperman, is there any
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`Jawbone's Exhibit No. 2007, IPR2022-01124
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` Vipperman
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`reason that you can't give complete and
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`truthful testimony here today?
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` A. No.
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` Q. You are not under any
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`medications or anything like that?
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` A. No.
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` Q. How many times have you been
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`deposed before?
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` A. I don't have an exact number,
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`but it's been a few dozen times.
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` Q. Okay.
`
` So I'll assume that you're
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`familiar with the ground rules, I'll just
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`note that because today's deposition is
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`remote, it's really important that only one
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`of us speaks at a time including your
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`attorney if he's objecting, just so we can
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`keep the record clean.
`
` Is that okay?
`
` A. Yes.
`
` Q. And you understand that you're
`
`here today with respect to your depositions
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`for IPR 2022-1060 and 1061?
`
` A. That's correct.
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`Jawbone's Exhibit No. 2007, IPR2022-01124
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` Q. And is it okay if I refer to
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`those as the 1060 and the 1061 IPRs?
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` A. Yes.
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` Q. And you understand that both of
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`those proceedings relate to U.S. Patent
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`Number 8,503,691?
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` A. Yes.
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` Q. And in both of those
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`proceedings, the Petitioner has asserted
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`grounds of invalidity under obviousness
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`based on the Canamori and McCowan
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`references; correct?
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` A. That's correct.
`
` Q. Sir, had you ever read the
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`Kanamori reference before this proceeding?
`
` A. I think just with the related
`
`proceedings.
`
` Q. Okay.
`
` And I have the same question
`
`with respect to McCowan. Had you ever read
`
`the McCowan reference before this
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`proceeding?
`
` A. No, it's the same answer.
`
` Q. Okay.
`
`Jawbone's Exhibit No. 2007, IPR2022-01124
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` Vipperman
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` And just for clarity, when I
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`refer to the Kanamori reference, that is
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`Exhibit 1005 to the petitions.
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` Is that okay?
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` A. Yes. I don't have my
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`declaration in front of me, but I do -- I
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`believe I do remember that's the correct
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`exhibit number.
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` Q. And the McCowan reference is
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`Exhibit 1006 to the petitions?
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` A. Okay.
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` Q. And, sir, what materials do you
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`have with you today?
`
` A. I have nothing.
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` Q. So you don't have anything
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`printed today?
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` A. No.
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` THE WITNESS: Is it being
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` printed or --
`
` MR. HIGH: I think that's
`
` directed to me. We're printing copies
`
` of his declarations, '691 patent,
`
` Kanamori and McCowan and that will be
`
` in front of him at some point, but it's
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`Jawbone's Exhibit No. 2007, IPR2022-01124
`Page 009
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` being printed.
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` MR. OSTLING: Okay.
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` Q. In the meantime, I will just
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`note for the record that in the Box link, I
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`have uploaded 1003 to the 1060 IPR, Exhibit
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`1005 and 1006 to the 1060 IPR, Exhibit 1003
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`to the 1061 IPR.
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` A. I see those.
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` Q. And Exhibit 1001 to the 1060
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`IPR. And that is both of your declarations,
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`sir, the McCowan reference, the Kanamori
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`reference and the '691 patent.
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` And if at any time, we'll be
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`referring to those throughout today, but if
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`at any time you would like to look at them,
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`you are free to open them.
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` Sir, you submitted declarations
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`in both the 1060 and 1061 proceedings;
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`correct?
`
` A. That's correct.
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` Q. And will you please confirm that
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`Exhibit 1003 to the 1060 and 1061 IPRs in
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`the box folder are accurate copies of your
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`declarations?
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`Jawbone's Exhibit No. 2007, IPR2022-01124
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` A. They appear to be.
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` Q. And, sir, in the course of
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`preparing those declarations, did you
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`perform an obvious analysis -- excuse me --
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`an obviousness analysis on the '691 patent?
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` A. Yes, I did.
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` Q. What did you do to familiarize
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`yourself with the '691 patent and its claims
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`before you performed that analysis?
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` A. So I actually have a section on
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`my obviousness analysis in my declaration
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`starting on page 10, paragraph 26. The way
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`I performed it is in paragraph 27 where I
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`determined the scope and the content of the
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`prior art, ascertained the differences
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`between the prior art and the claims at
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`issue and then I resolved the level of
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`ordinary skill in the prior art and then
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`considered evidence of secondary indicia of
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`non-obviousness.
`
` Q. Sir, are the statements in your
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`report that you're referencing -- excuse me.
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`Strike that.
`
` Are the statements in your
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`Jawbone's Exhibit No. 2007, IPR2022-01124
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`declaration that you're referencing a
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`complete description of what you did?
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` MR. HIGH: Objection. Form.
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` A. I'm not sure what you mean by
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`complete description. It's just the process
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`that I followed.
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` Q. Let me ask that a different way,
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`sir.
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` Does your -- just for the
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`record, you're currently referring to the
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`1060 declaration; is that right?
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` A. That's correct.
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` Q. And you understand that the 1061
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`declaration also has identical sections?
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` A. That's correct.
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` Q. And your process was the same
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`for both of these declarations?
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` A. That's correct.
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` Q. Sir, what I'm trying to get at
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`is, does your declaration include a complete
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`explanation of your opinions on obviousness?
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` MR. HIGH: Objection to form.
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` A. Again, I'm not sure what you
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`mean by complete. It's a complete
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`Jawbone's Exhibit No. 2007, IPR2022-01124
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`description, it's a sufficient description.
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` Q. Are you saying that your
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`declarations are incomplete?
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` MR. HIGH: Objection to form.
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` A. No. As I was saying, it's a
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`sufficient description for obviousness
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`analysis.
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` Q. So if there was something that
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`you did not include in your declaration, you
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`didn't think that that was necessary for
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`your obviousness analysis?
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` A. It's a -- well, again, I
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`provided a sufficient analysis for the
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`obviousness.
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` Q. Sir, are you telling us that you
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`have some undisclosed obviousness opinions
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`that you did not include in your
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`declaration?
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` MR. HIGH: Objection. Form.
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` A. No, I'm just saying that the
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`obviousness analyses are -- stand on their
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`own, they are sufficient to show
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`obviousness. I consider my opinions in my
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`declaration adequate to show obviousness.
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`Jawbone's Exhibit No. 2007, IPR2022-01124
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` Q. And, sir, the purpose of your
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`analysis is to find a combination of
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`references that would invalidate the '691
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`patent claims; correct?
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` MR. HIGH: Objection. Form.
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` A. The purpose of my analysis was
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`to review the prior art and see if it
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`invalidates the patent.
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` Q. And you've been retained by
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`Google in both the 1060 and 1061
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`proceedings; correct?
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` A. That's correct.
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` Q. And they retained you to perform
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`that analysis?
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` A. Yes. As I described earlier.
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` Q. So did you review the prior art
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`in view of the '691 patent and its
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`teachings?
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` MR. HIGH: Objection. Form?
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` A. I reviewed it to ascertain the
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`differences between the prior art and the
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`claims at issue, any differences that there
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`may be.
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` Q. And in reviewing the difference
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`between the prior art and the claims at
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`issue, how did you construe the claims of
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`the '691 patent?
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` MR. HIGH: Objection. Form.
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` A. I'm sorry, I'm not sure I
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`understand the question.
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` Q. Sir, did you apply the
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`understanding of a POSITA to the claims of
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`the '691 patent?
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` A. Yes, I did.
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` Q. Did you --
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` A. That plus the --
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` Q. I'm sorry to interrupt.
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` A. Right. I applied the knowledge
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`of a POSITA plus the legal descriptions that
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`we were talking about earlier.
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` Q. So in performing that analysis,
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`you applied the understanding of a POSITA to
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`the claims of the '691 patent and reviewed
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`prior art references with a view to the
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`differences between those references and the
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`claims; is that right?
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` A. I think that's right. I have to
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`understand the patent through a POSITA's ice
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` Vipperman
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`in order to determine if the prior art
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`invalidates it.
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` Q. And, sir, in your opinion, how
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`would a POSITA understand the term linear as
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`it's recited in the claims of the '691?
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` MR. HIGH: Objection. Scope.
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` Form.
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` A. Do you have a specific claim in
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`mind? There are a lot of claims.
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` Q. Sir, are you aware of any claims
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`in the '691 patent where the term linear is
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`not recited?
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` A. So linearity, there's a test for
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`linearity that's based on super-position,
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`and it's basically if you have an input A
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`that creates response B and an input C that
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`creates response D, and if you add A and B
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`together, the response it going to be -- I'm
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`sorry -- if you add A and C together, the
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`response is going to be C plus D, so that's
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`one definition of linearity.
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` Q. Is that the definition that you
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`applied in your declaration?
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` A. Again, do you have a specific
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`part of a claim that you're talking about?
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` Q. Sir, did you apply different
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`definitions of linearity throughout your
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`declarations?
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` A. I just need some context here.
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`I didn't know if you had a particular claim
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`in mind.
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` Q. Sir, I'm referring to your whole
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`declaration. Did you apply different
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`definitions of linearity throughout the
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`entirety of your 1060 declaration?
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` MR. HIGH: Objection. Form.
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` Q. Did you apply different
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`definitions of linearity throughout the
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`entirety of your 1061 declaration?
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` MR. HIGH: Objection. Form.
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` THE COURT REPORTER: Just for
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` clarity, you asked about the 1060
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` declaration, there was an objection to
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` form, and I didn't hear an answer, and
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` then you asked about the 1061, there
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` was an objection to form, and are we
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` still waiting for an answer?
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` MR. OSTLING: I believe the
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`Jawbone's Exhibit No. 2007, IPR2022-01124
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` answer was no to the previous question
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` and there is no answer yet for this
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` question.
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` Q. Dr. Vipperman, do you have an
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`answer to that question?
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` A. I said I don't recall. I
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`answered no to which question?
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` Q. Sir, I'll ask the questions
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`again.
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` A. Okay.
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` Q. Did you apply different
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`definitions of linearity throughout the
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`entirety of your 1060 definition?
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` MR. HIGH: Objection. Form.
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` A. So in looking back through the
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`claims, the term linear appears to only
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`occur with the phrase linear response, and
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`for the linear responses, I apply the same
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`definition.
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` Q. Is your definition of linear in
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`the context of a linear response different
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`than the super-position definition that you
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`just described?
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` A. It's consistent because the
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`output of or the linear response is
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`linear -- the output either from the linear
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`response would be linear-related to the
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`input.
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` Q. What are you defining as the
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`input of a linear response in this context?
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` A. The input would be the pressure
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`received by the microphone or virtual
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`microphone.
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` Q. And what are you defining as the
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`output of the linear response in this
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`context?
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` A. It would also be acoustic
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`pressure.
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` Q. Sir, based on the definition
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`that you've adopted in your declaration, is
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`it possible for any response drawn on a
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`polar plot with a linear scale to not be
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`linear?
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` MR. HIGH: Objection. Form.
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` Scope.
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` A. That wasn't really part of my
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`analysis. I was just looking at the linear
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`responses from my analysis and also from the
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`patent.
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` Q. Sir, under your definition, can
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`you give me any example of any response
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`drawn on a polar plot with a linear scale
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`that would not satisfy your definition?
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` MR. HIGH: Objection. Scope.
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` A. So again, that's -- I did not
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`consider that as part of my analysis. I
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`just considered the linear responses, and
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`when you talk in absolutes like that, it's
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`hard to say, you know.
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` Q. So, sir, sitting here today, can
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`you give me any example of any response
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`drawn on a polar plot with a linear scale
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`that would not satisfy your definition of a
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`linear response?
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` MR. HIGH: Objection. Asked and
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` answered.
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` A. I'm not sure how else to put it.
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` Q. So you don't know?
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` A. Right.
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` Q. And, sir, was the answer right?
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` A. What do you mean was the answer
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`right?
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` Q. I'm just trying to clarify for
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`the record. Did you say the word right?
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` A. I was just saying that that's a
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`very vague generalization to talk about all
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`possible cases. Sitting here today, without
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`having time to do an analysis, I can't think
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`of a case, but who's to say.
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` Q. Sir, you know that polar plots
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`can be generated with either a linear or a
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`logarithmic scale; correct?
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` A. That's correct.
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` Q. You know that a response plotted
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`on a polar plot with a linear scale could
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`also be plotted on a polar plot with a
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`logarithmic scale?
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` A. That's correct.
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` Q. Sir, does the Kanamori reference
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`ever use the word linear in the context of a
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`polar plot or a response?
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` MR. HIGH: Objection. Form.
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` A. Not that I recall, but in the
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`context of the '691 patent, the linear
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`response is something that's generally
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`well-known.
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`Jawbone's Exhibit No. 2007, IPR2022-01124
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` MR. OSTLING: Move to strike
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` that answer as nonresponsive.
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` Q. Sir, does the Kanamori reference
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`ever use the word linear in the context of a
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`polar plot or a response? Yes or no?
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` MR. HIGH: Objection. Form.
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` A. Again, not that I recall, but
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`it's a common concept.
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` Q. Sir, I'd like to turn to your
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`1060 declaration, Section 70. That section
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`details certain microphone responses that
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`you simulated in your declaration; correct?
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` A. Just give me a moment to get
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`there.
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` Q. Yes. Take your time. If it
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`helps, it starts on page 22.
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` A. Okay. I'm there. Could you
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`please repeat the question?
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` Q. Sure.
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` This section details certain
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`microphone responses that you simulated for
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`your declaration; correct?
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` A. Correct.
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` Q. And there is an identical
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`section in your 1061 declaration; correct?
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` A. That's correct.
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` Q. And, sir, what software did you
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`use to run these simulations?
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` A. It's a package called Octave.
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` Q. And is Octave a programming
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`language?
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` A. Yes. It's a scripting language.
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` Q. Did you write the Octave scripts
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`that you used for these simulations?
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` A. Yes, I did.
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` Q. Did anyone else help you write
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`those scripts?
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` A. No.
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` Q. Did anyone else review those
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`scripts?
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` A. No. I reviewed them several
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`times myself.
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` Q. How many scripts did you write
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`for these simulations?
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` MR. HIGH: Objection. Scope.
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` A. For these two proceedings, I
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`believe it was just one script.
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` Q. Were there multiple versions of
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`Jawbone's Exhibit No. 2007, IPR2022-01124
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`that script?
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` A. There may have been. I don't
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`recall.
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` Q. How long did you spend writing
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`that script?
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` A. A few hours.
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` Q. Do you still have that script?
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` A. Yes, I do.
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` Q. Has it been changed at all since
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`the time you ran the simulations for these
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`proceedings?
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` A. I don't think so.
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` Q. Is there a reason that you're
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`not certain it hasn't been changed?
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` A. Well, sometimes I do additional
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`simulations out of curiosity, but I
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`generally make a copy first and then modify
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`that, and I imagine that's what I did.
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` Q. Sir, you did not provide that
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`script as an exhibit to your declarations in
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`the 1060 and 1061 proceedings; correct?
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` A. That's correct. Instead, I gave
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`very detailed derivation of the equation I
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`used, namely equation 5(c) and then gave the
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`parameters that I used in that equation, so
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`any POSITA should be able to recreate those.
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` Q. And, sir, just to clarify, there
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`are nine equations that are identified in
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`Section VII.B.; correct?
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` A. Yes.
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` Q. And you're saying that the
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`equation that you actually included in the
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`script is equation 5(c)?
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` MR. HIGH: Objection. Form.
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` A. I'm saying that 5(c) is a
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`generic equation which allows one to compute
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`the linear response for a system. The
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`actual equation that's used in the
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`simulations would be (6) and (7).
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` Q. Are those equations represented
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`in your script with the same variables and
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`operations as are in (6) and (7) here?
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` A. It's been months since I've
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`looked at the code, but I believe so.
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` Q. Let me take this one piece at a
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`time. Did you use the exact same variables
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`as are represented in equation (6) and (7)
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`here in the script that you wrote?
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` MR. HIGH: Objection. Form.
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` A. If you're referring to the names
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`of the variables in the script, I don't
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`remember, but I imagine I did.
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` Q. But we have no way to confirm
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`that because you didn't provide the script;
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`right?
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` A. So it really doesn't matter what
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`you call the variables as long as you know
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`what they are and they're plugged into the
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`equation correctly.
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` Q. So you might have used different
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`variable names? Is that what you're saying?
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` A. Possibly.
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` Q. Did you use the exact same
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`operations that are identified in (6) and (7)
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`in the script that you wrote?
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` A. By operations, you mean the
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`multiplications and the additions and
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`subtractions?
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` Q. Yes, sir. I'm using operations
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`in the mathematical sense.
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` A. As I recall, yes, I coded these
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`equations exactly as they are. I definitely
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`used different names. I definitely used
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`Omega for Omega and R for R, R1 for R1, R2
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`for R2, etc.
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` Q. So you're saying that there is
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`nothing that you've reduced down when you
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`were writing that script?
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` A. So I used these equations as
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`written in my script.
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` Q. But we have no way to confirm
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`that because you didn't provide the script;
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`right?
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` MR. HIGH: Objection.
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` A. Well, it doesn't matter what you
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`call the variable names as long as they have
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`the same -- as long as they -- as long as
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`you know what they are and they are applied
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`as written in the equation.
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` MR. OSTLING: Move to strike
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` that answer as not responsive.
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` Q. Sir, we have no way to confirm
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`what operations are performed in your script
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`because you didn't provide it; right?
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` MR. HIGH: Objection. Asked and
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` answered.
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` A. I did not supply a copy of my
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`script.
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` Q. And you did that with the
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`understanding that opposing counsel would
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`not be able to view that script; correct?
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` MR. HIGH: Objection. Form.
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` A. Well, I didn't think it was
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`important because, again, I gave the exact
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`equations that I used and what values I used
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`for the variables.
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` MR. OSTLING: Move to strike
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` that answer as nonresponsive.
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` Q. Sir, when you submitted your
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`declaration, you did so with the
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`understanding that opposing counsel would
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`not be able to review the code that you
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`wrote; right?
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` MR. HIGH: Objection. Form.
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` Asked and answered. Mischaracterizes.
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` A. I don't know that there was an
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`intention involved. I just didn't think it
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`was important because, again, I gave the
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`exact equations that I used and the values
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`that you plug into them.
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` Q. Sir, how do we know that there
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`are no bugs in the script that you wrote?
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` A. Because I checked it several
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`times.
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` Q. So we just have to trust you; is
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`that right?
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` MR. HIGH: Objection. Form.
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` Badgering the witness.
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` A. I mean, I've been through the
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`script with a fine tooth comb and I'm
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`confident there are no errors in it.
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` Q. But patent owner's expert won't
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`be allowed to go over your script with a
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`fine tooth comb, will he?
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` MR. HIGH: Objection. Asked and
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` answered. Badgering.
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` A. So I did not supply the script
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`to opposing counsel; no.
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` Q. Sir, about how many lines is the
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`script that you wrote?
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` A. Including the plotting
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`functions, maybe -- maybe 20, 25 lines.
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` Q. And what do the plotting
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`functions in the script that you wrote do?
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` A. They plotted the linear response
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`that resulted from the equations (6) and (7).
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` Q. Which specific plotting
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`functions did you use within Octave?
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` A. It's called plot -- I'm sorry --
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`polar.
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` Q. Do you know whether the polar
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`function in Octave applies any automatic
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`smoothing to the polar plot that's rendered?
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` A. I don't know for sure, but I'm
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`99 for sure that it does not, it wouldn't do
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`that, because the plotting routines are
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`typically plotting the raw data without
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`smoothing in order to show the richness in
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`the data set.
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` Q. Other than equations (6) and (7)
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`and the plotting functions, did you include
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`anything else in the script that you wrote?
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` A. The values used for the
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`constants and (6) and (7) are for the -- I
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`believe for the Kanamori figures as they
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`are.
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` Q. What values did you select for
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`the constants in those equations?
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` A. So (6) and (7) are for
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`unmodified Kanamori. G was a gain that's
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`0.85. Let's see.
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` So for Figure -- for equation
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`(6) and (7) which refer to unmodified
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`Kanamori, I give that information in
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`paragraph 52, so the gain, G, was .85, which
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`shows beta -- Tau 1 equal to zero, Tau 2 is
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`D/C and R was either .1 or 1 meters.
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` Q. Sir, how many times did you run
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`this simulation using that script?
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` A. A few times mainly because I was
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`changing figure labels and titles.
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` Q. Is that the only thing you
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`changed between running the script?
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` A. I had to change R manually
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`between .1 or 1.
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` Q. Sir, is it your testimony that
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`if we open your script up today, we'll see
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`these exact constants in the script?
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` MR. HIGH: Objection. Asked and
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` answered.
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` A. Yes. I did want to point out
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`earlier you said there are nine occasions in
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`this section. There are actually eleven
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`because equation (5) has a, b and c.
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` Q. Excuse me, you've identified
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`equations (1) through (9) in this section;
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`correct?
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` A. Yes.
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` Q. Sir, other than R, do you recall
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`whether you changed any constants between
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`simulations?
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` A. In some cases, I changed Omega.
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`For example, the figure in paragraph 59 has
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`six different frequencies simulated.
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` Q. And did you include the output
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`of all of those simulations in your
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`declaration?
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` A. As I recall; yes.
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` Q. Are all of those outputs still
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`saved as well?
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` A. I usually create a PowerPoint
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`file where I store figures.
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` Q. Did you do that in this case?
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` A. I probably did.
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` Q. All right, sir.
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` And you cite to Kanamori's
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`Figure 17A for the signal path that you
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`relied on to combine microphone
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`directivities throughout your report; is
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`that right?
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` A. That's correct.
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` Q. And referring