throbber
Trials@uspto.gov
`571-272-7822
`
`Paper 40
`Entered: December 4, 2023
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`SAMSUNG ELECTRONICS CO., LTD.,
`SAMSUNG ELECTRONICS AMERICA, INC., and APPLE INC.,
`Petitioner,
`v.
`SMART MOBILE TECHNOLOGIES LLC,
`Patent Owner.
`
`IPR2022-01004
`Patent 9,614,943 B1
`
`
`
`
`
`
`
`
`
`Before HYUN J. JUNG, NATHAN A. ENGELS, and
`PAUL J. KORNICZKY, Administrative Patent Judges.
`JUNG, Administrative Patent Judge.
`
`JUDGMENT
`Final Written Decision
`Determining Some Challenged Claims Unpatentable
`35 U.S.C. § 318(a)
`
`
`
`
`
`
`
`

`

`IPR2022-01004
`Patent 9,614,943 B1
`
`INTRODUCTION
`I.
`We have jurisdiction under 35 U.S.C. § 6. This Final Written
`Decision is issued pursuant to 35 U.S.C. § 318(a) and 37 C.F.R. § 42.73.
`For the reasons that follow, we determine that Samsung Electronics Co.,
`Ltd., Samsung Electronics America, Inc., and Apple Inc. (collectively,
`“Petitioner”) have shown by a preponderance of the evidence that claims 1,
`5–9, and 12–14, but not claims 2–4 and 15–20, of U.S. Patent No. 9,614,943
`B1 (Ex. 1001, “the ’943 patent”) are unpatentable.
`A. Background and Summary
`Petitioner filed a Petition (Paper 2, “Pet.”) requesting institution of an
`inter partes review of claims 1–9 and 12–20 of the ’943 patent. Smart
`Mobile Technologies LLC (“Patent Owner”) filed a Preliminary Response
`(Paper 6). After receiving authorization, Petitioner filed a Reply to the
`Preliminary Response (Paper 7), and Patent Owner filed a Sur-reply
`(Paper 8). Pursuant to 35 U.S.C. § 314, we instituted an inter partes review
`of claims 1–9 and 12–20 of the ’943 patent on all presented challenges.
`Paper 13 (“Inst. Dec.”), 2, 71.
`After institution, Patent Owner filed a Response (Paper 24, “PO
`Resp.”), to which Petitioner filed a Reply (Paper 29, “Pet. Reply”), and
`Patent Owner thereafter filed a Sur-reply (Paper 35, “PO Sur-reply”). An
`oral hearing in this proceeding was held on September 15, 2023; a transcript
`of the hearing is included in the record. Paper 39 (“Tr.”).
`B. Real Parties in Interest
`Petitioner identifies Samsung Electronics Co., Ltd., Samsung
`Electronics America, Inc., and Apple Inc. as real parties in interest. Pet. 88.
`Patent Owner only identifies itself as a real party in interest. Paper 4, 1.
`
`2
`
`

`

`IPR2022-01004
`Patent 9,614,943 B1
`C. Related Matters
`The parties identify Smart Mobile Techs. LLC v. Apple Inc., 6:21-cv-
`00603 (W.D. Tex.) and Smart Mobile Techs. LLC v. Samsung Elects. Co.,
`Ltd., 6:21-cv-00701 (W.D. Tex.) as related matters. Pet. 89; Paper 4, 1.
`Related patents are challenged in IPR2022-00766, IPR2022-01005,
`IPR2022-01222, IPR2022-01248, and IPR2022-01249.
`D. The ’943 Patent (Ex. 1001)
`The ’943 patent issued on April 4, 2017 from an application filed on
`September 17, 2012, which is a continuation application of several
`previously filed continuation and continuation-in-part applications, the
`earliest of which was filed on December 16, 1996. Ex. 1001, codes (22),
`(45), (63), 1:8–18.
`The ’943 patent states that an unfulfilled need exists for multiple
`transmitters and receivers (“T/R”) in a cellular telephone or mobile wireless
`device (“CT/MD”). Ex. 1001, 1:48–49. Figure 5A of the ’943 patent is
`reproduced below.
`
`Figure 5A shows a “a dual antenna, dual T/R unit in a CT/MD
`interfacing with a dual processor.” Ex. 1001, 2:15–16. Dual antenna 508
`and dual T/R unit 504 interface with dual processor 506 in dual band
`system 500. Ex. 1001, 4:39–41. System 500 can communicate through
`
`
`
`3
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`

`

`IPR2022-01004
`Patent 9,614,943 B1
`outputs 510, which can be “fibre optic channel, ethernet, cable, telephone, or
`other.” Id. at 4:44–47.
`“The multiple processors 506 allow for parallel and custom
`processing of each signal or data stream to achieve higher speed and better
`quality of output.” Ex. 1001, 4:54–56. Alternatively, there can be “a single
`processor that has the parallelism and pipeline capability built in for
`handling one or more data streams simultaneously.” Id. at 4:56–59.
`Processors 506 include “DSP, CPU, memory controller, and other elements
`essential to process various types of signals.” Id. at 4:59–61.
`“The processor contained within the CT/MD 502 is further capable of
`delivering the required outputs to a number of different ports such as optical,
`USB, cable and others” and “capable of taking different inputs, as well as
`wireless.” Ex. 1001, 4:63–67. “Thus the CT/MD 502 has universal
`connectivity in addition to having a wide range of functionality made
`possible through the features of multiple antennas, multiple T/R units 504
`and processors 506.” Id. at 5:3–6.
`“[T]he CT/MD may use one or more transmission protocols as
`deemed optimal and appropriate,” and “the CT/MD determines the required
`frequency spectrum, other wireless parameters such as power and signal to
`noise ratio to optimally transmit the data.” Ex. 1001, 11:8–10, 11:12–15.
`The CT/MD has “the ability to multiplex between one or more transmission
`protocols such as CDMA, TDMA to ensure that the fast data rates of the
`optical network or matched closely in a wireless network to minimize the
`potential data transmission speed degradation of a wireless network.” Id. at
`11:15–20.
`Also, the ’943 patent states “by having each of the data streams
`sampled at differing clock frequencies the performance can be better
`
`4
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`

`IPR2022-01004
`Patent 9,614,943 B1
`optimized.” Ex. 1001, 4:36–38. “Each channel may be sampled and
`clocked individually as necessary to optimally process each data stream and
`combine the individual data packets.” Id. at 7:50–52.
`E. Illustrative Claim
`The ’943 patent includes 20 claims, of which Petitioner challenges
`claims 1–9 and 12–20. Of the challenged claims, claims 1, 5, 8, and 12 are
`independent, and claim 1 is reproduced below.
`1.
`A wireless communication device comprising:
`a plurality of antennas; and
`a communication component coupled to the plurality of
`antennas, the communication component including a processor,
`a transmitter, and a receiver,
`wherein the communication component is configured to
`communicate via a first frequency band using a wireless
`communication protocol; and
`wherein one or more subtasks are assigned to one or more
`channels, and the one or more channels are sampled and clocked
`individually; and
`
`wherein the processor comprises multiple ones of the one
`or more channels and is further configured to process a first data
`stream and a second data stream in parallel.
`Ex. 1001, 11:63–12:9.
`Independent claims 5, 8, and 12 also recite a “wireless communication
`device” and the limitations “a plurality of antennas,” “a communication
`component coupled to the plurality of antennas, the communication
`component including a processor, a transmitter, and a receiver,” “wherein
`one or more subtasks are assigned to one or more channels, and the one or
`more channels are sampled and clocked individually,” and “wherein the
`processor comprises multiple ones of the one or more channels and is further
`configured to process a first data stream and a second data stream in
`
`5
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`

`IPR2022-01004
`Patent 9,614,943 Bl
`
`parallel.” Ex. 1001, 12:26—30, 12:42-47, 12:55—59, 13:1—6, 13:17-21,
`
`14:1-6.
`
`The remaininglimitations ofindependentclaims5, 8, and 12 differ
`
`from claim | and require, for example,“at least one additional transmitter”
`
`(claim 5), “at least one additional receiver”(claim 8), and “afirst set of
`
`antennas... anda second set ofantennas’(claim 12). Ex. 1001, 12:31—32,
`
`12:60—61, 13:23-28.
`
`F. AssertedPriorArt and Proffered Testimonial Evidence
`
`Petitioner identifies the following referencesas priorart in the
`
`asserted ground ofunpatentability:
`
`
`
`Raleigh
`
`US 6,144,711, filed Aug. 27, 1997, issued Nov.7,
`2000
`
`|Byme|_ 199:
`EP 0 660 626 A2, published June 28, 1995
`WO748
`WO 98/27748, published June 25, 1998
`
`Exhibit
`
`1
`
`Pet. 2. Petitioner states that “[t|he references qualify as prior art to the °943
`
`patent’s earliest claimed priority date (06/04/1999; ‘Critical Date’),” but
`
`“Petitioner does not concedethat the ’943 patentis entitled to priority.” Jd.
`
`According to Petitioner, Byrne, Pillekamp, and Billstr6m are prior art under
`
`§ 102(b); Raleigh and WO748arepriorart under § 102(e); and Johnston is
`
`prior art under §§ 102(a) and (e).' Jd. Petitioner also provides a Declaration
`
`' The relevantsections ofthe Leahy-Smith America Invents Act (“AIA”),
`Pub. L. No. 112-29, 125 Stat. 284 (Sept. 16, 2011), took effect on March 16,
`2013. Because the ’943 patent claims priorityto an applicationfiled before
`that date, our citations to 35 U.S.C. §§ 102 and 103in this Decision are to
`their pre-AIA versions. See also Pet. 2 (stating but not conceding that “the
`°943 patent’s earliest claimed priority date”is “06/04/1999”).
`
`6
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`

`IPR2022-01004
`Patent 9,614,943 Bl
`
`of Dr. Michael Allen Jensen (Ex. 1003) anda Second Declaration of
`
`Dr. Michael Allen Jensen (Ex. 1048).
`
`Patent OwnerprovidesaDeclaration ofDr. Todor Cooklev.
`
`Ex. 2004.
`
`Deposition transcripts for Dr. Jensen (Exs. 2006, 2007, 2018) and
`
`Dr. Cooklev (Ex. 1049) werefiled.
`
`G. Asserted Grounds
`
`Petitionerasserts that claims 1—9 and 12—20 are unpatentable on the
`
`following grounds:
`
`Claim(s)Challenged neaa
`fyfone) aime,Sohnson,Piskamp
`Raleigh. Byrne,© WOTHE
`
`
`
`Raleigh, Byrne,Pillekamp, Billstrém
`Raleigh, Byme, Pillekamp, WO748
`
`Pet. 1.
`
`A. Legal Standards
`
`Il. ANALYSIS
`
`In interpartes reviews,the petitionerbears the burden ofproving
`
`unpatentability ofthe challenged claims, and the burden ofpersuasion never
`
`shifts to the patent owner. Dynamic Drinkware, LLC v. Nat’l Graphics, Inc.,
`
`800 F.3d 1375, 1378 (Fed. Cir. 2015). To prevail in an interpartes review,
`
`the petitioner must support its challenges by a preponderance ofthe
`
`evidence. 35 U.S.C. § 316(e) (2018); 37 C_F_R. § 42.1(d) (2021).
`
`

`

`IPR2022-01004
`Patent 9,614,943 B1
`Petitioner contends that the challenged claims of the ’943 patent are
`unpatentable under § 103. Pet. 1. A claim is unpatentable under § 103 if the
`differences between the claimed subject matter and the prior art are such that
`the subject matter, as a whole, would have been obvious at the time the
`invention was made to a person having ordinary skill in the art to which said
`subject matter pertains. KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, 406
`(2007). The question of obviousness is resolved on the basis of underlying
`factual determinations, including: (1) the scope and content of the prior art;
`(2) any differences between the claimed subject matter and the prior art;
`(3) the level of skill in the art; and (4) where in evidence, so-called
`secondary considerations. Graham v. John Deere Co., 383 U.S. 1, 17–18
`(1966). When evaluating a combination of teachings, we must also
`“determine whether there was an apparent reason to combine the known
`elements in the fashion claimed by the patent at issue.” KSR, 550 U.S. at
`418 (citing In re Kahn, 441 F.3d 977, 988 (Fed. Cir. 2006)).
`B. Level of Ordinary Skill in the Art
`Petitioner asserts that one of ordinary skill in the art “would have had
`a Bachelor’s degree in electrical engineering, computer engineering,
`computer science, or a related field, and at least two years of experience
`related to the design or development of wireless communication systems, or
`the equivalent.” Pet. 3 (citing Ex. 1003 ¶¶ 27–28). Petitioner also states that
`“[a]dditional graduate education could substitute for professional
`experience, or significant experience in the field could substitute for formal
`education.” Id. (citing Ex. 1003 ¶¶ 27–28). We preliminarily adopted
`Petitioner’s proposed level of ordinary skill in the art. Inst. Dec. 9.
`According to Patent Owner, Petitioner’s declarant testified that one of
`ordinary skill in the art
`
`8
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`

`IPR2022-01004
`Patent 9,614,943 B1
`would have “a demonstrated capability in just designing some
`component of the system and working on that’ and ‘starting to
`work at a higher level” where “maybe they’re only designing
`some piece based on the expertise, but they’re understanding the
`architecture into which their piece will fit and how their design
`is going to impact that architecture and the overall functioning of
`the system.”
`PO Resp. 6 (citing Ex. 2006, 29:13–31:5). Patent Owner also argues that
`Petitioner’s declarant confirmed the proposed level of ordinary skill and that
`nothing would change it. Id. (citing Ex. 2006, 13:8–14:15). “For this
`proceeding, Patent Owner does not contest Petitioner’s definition of a
`[person of ordinary skill in the art]” with the above-described clarifications.
`Id. at 6–7 (citing Ex. 2004 ¶¶ 18–22).
`Based on the full record, we maintain and reaffirm that one of
`ordinary skill in the art “would have had a Bachelor’s degree in electrical
`engineering, computer engineering, computer science, or a related field, and
`at least two years of experience related to the design or development of
`wireless communication systems, or the equivalent” and that “[a]dditional
`graduate education could substitute for professional experience, or
`significant experience in the field could substitute for formal education.”
`Pet. 3 (citing Ex. 1003 ¶¶ 27–28).
`C. Claim Construction
`In an inter partes review, the claims are construed
`using the same claim construction standard that would be used to
`construe the claim in a civil action under 35 U.S.C. [§] 282(b),
`including construing the claim in accordance with the ordinary
`and customary meaning of such claim as understood by one of
`ordinary skill in the art and the prosecution history pertaining to
`the patent.
`
`9
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`

`IPR2022-01004
`Patent 9,614,943 B1
`37 C.F.R. § 42.100(b); see Phillips v. AWH Corp., 415 F.3d 1303, 1312–13
`(Fed. Cir. 2005) (en banc).
`Petitioner states that “no formal claim constructions are necessary in
`this proceeding.” Pet. 2. Patent Owner does not propose an interpretation
`for any claim term. See generally PO Resp.
`Petitioner filed a Claim Construction Order that was issued in Smart
`Mobile Techs. LLC v. Samsung Elects. Co., Ltd., 6:21-cv-00701 (W.D.
`Tex.). Ex. 1099. Both parties do not believe that the Claim Construction
`Order affects their positions in this proceeding. Tr. 23:11–18 (Petitioner’s
`counsel stating that “I did not see any issue that was resolved [in the Claim
`Construction Order] that would have had any impact on today’s
`proceeding”), 47:12–17 (Patent Owner’s counsel stating that “[w]e don’t
`believe that there is anything in the claim construction order that has any
`material bearing on the issues in this proceeding”).
`Based on the full record, we determine that no claim term requires
`express interpretation. Realtime Data, LLC v. Iancu, 912 F.3d 1368, 1375
`(Fed. Cir. 2019) (“The Board is required to construe ‘only those terms that
`. . . are in controversy, and only to the extent necessary to resolve the
`controversy.’”) (quoting Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200
`F.3d 795, 803 (Fed. Cir. 1999)).
`D. Asserted Obviousness Based on Byrne
`1. Byrne (Ex. 1008)
`Byrne particularly relates “to a radio telephone operable for more than
`one system.” Ex. 1008, 1:2–3. Figure 1 of Byrne is reproduced below.
`
`10
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`

`

`IPR2022-01004
`Patent 9,614,943 B1
`
`
`Figure 1 is a block diagram of a cellular cordless telephone system.
`Ex. 1008, 6:19–20, 6:36–37. Cellular cordless telephone system 100
`includes cordless base stations 114, 116, 118 that communicate with cellular
`cordless telephone (“CCT”) 200 via antennas 112, 119, 122. Id. at 6:38–47.
`System 100 also includes cellular base station 130 with receive antenna 132
`and transmit antenna 134 for communicating with CCT 200. Id. at 7:4–10.
`Byrne describes that its CCT 200 uses cordless telephone systems “CT-2 or
`DECT2 which are digital systems” and GSM3 or DCS (Digital Cellular
`System) cellular telephone systems. Id. at 1:41–44, 7:19–24, 10:53.
`
`
`2 Pillekamp indicates that DECT stands for “Digital European Cordless
`Telecommunication.” Ex. 1009, 2:59–60.
`3 Billström indicates that GSM stands for “Global System for Mobile
`communication.” Ex. 1010, 1:62.
`
`11
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`

`IPR2022-01004
`Patent 9,614,943 B1
`CCT 200 includes antenna 228 for cordless communication and
`antenna 238 for cellular communication. Ex. 1008, 7:13–15. Figure 2 of
`Byrne is reproduced below.
`
`
`Figure 2 is a block diagram of a cellular cordless telephone. Ex. 1008,
`6:22–23, 7:25–26. CCT 200 also includes microprocessor 210, cordless
`telephone transceiver 220, and cellular telephone transceiver 230. Id. at
`7:27–30. Microprocess 210 “is adapted to operate in accordance with the
`flow charts illustrated in Figures 3–4.” Id. at 7:56–58; see also id. at 8:44–
`9:30 (describing steps used by microprocessor 210 for receiving and placing
`cellular or cordless telephone calls), 9:31–10:8 (describing the monitoring of
`availability of cellular and cordless systems).
`When operating as a cordless telephone, “microprocessor 210
`enable[s] cordless receiver 221 and cordless transmitter 222.” Ex. 1008,
`8:16–18. “[M]icroprocessor 210 controls the CCT 200 in a similar way
`when operating as a cellular telephone, but appropriately modified for the
`
`12
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`

`IPR2022-01004
`Patent 9,614,943 B1
`signal[]ing protocols and data encryption used in the cellular system.” Id. at
`8:29–33. Byrne states that “signal[]ing protocols, data encryption
`techniques and the like used in respective telephone systems are well known
`in the art.” Id. at 8:33–35.
`“CCT 200 may operate, as far as a user is concerned, simultaneously
`as a cellular telephone and a cordless telephone.” Ex. 1008, 8:3–6. Byrne
`explains that “CCT 200 can be arranged such that both cellular and cordless
`operations are in progress at the same time.” Id. at 8:6–9.
`2. Claim 1
`a) “A wireless communication device comprising:”
`Petitioner argues that Byrne teaches the preamble of claim 1, if it is
`limiting, because Byrne teaches a cellular cordless telephone. Pet. 6 (citing
`Ex. 1003 ¶ 69; Ex. 1008, 7:11–13); Ex. 1001, 11:63; see also Pet. vii
`(labeling the preamble “1[pre]”).
`The cited portion of Byrne describes that its “CCT 200 may be a
`mobile unit installed in a vehicle, a so called transportable unit or a hand
`held portable unit.” Ex. 1008, 7:11–13. We also credit Petitioner’s
`testimonial evidence regarding the preamble of claim 1 because Byrne
`supports it. Ex. 1003 ¶ 69. Patent Owner does not provide a responsive
`argument for the preamble of claim 1. See PO Resp. 7–22.
`Therefore, based on the full record before us, because Byrne describes
`its CCT 200 as “a hand held portable unit,” Petitioner persuades us by a
`preponderance of the evidence, and we find, that Byrne teaches or suggests
`the preamble of claim 1, if it is limiting.
`b) “a plurality of antennas”
`Petitioner also argues that, because Byrne teaches antenna 228 for
`cordless communication and antenna 238 for cellular communication, Byrne
`
`13
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`

`IPR2022-01004
`Patent 9,614,943 B1
`teaches “a plurality of antennas.” Pet. 6 (citing Ex. 1003 ¶ 70; Ex. 1008,
`7:13–15); Ex. 1001, 11:64; see also Pet. vii (labeling the limitation “1[a]”).
`The cited portion of Byrne describes that “CCT 200 comprises an
`antenna 228 for cordless communication and an antenna 238 for cellular
`communication.” Ex. 1008, 7:13–15. We also credit Petitioner’s
`testimonial evidence regarding the plurality of antennas because Byrne
`supports it. Ex. 1003 ¶ 70. Patent Owner does not provide a responsive
`argument for the required antennas of claim 1. See PO Resp. 7–22.
`Therefore, based on the full record before us, because Byrne describes
`antennas for cordless and cellular operations, Petitioner persuades us by a
`preponderance of the evidence, and we find, that Byrne teaches or suggests
`“a plurality of antennas.”
`c) “a communication component coupled to the plurality of
`antennas, the communication component including a
`processor, a transmitter, and a receiver”
`For above-quoted limitation, Petitioner contends that Byrne teaches its
`CCT has (1) cordless transceiver 220 with cordless receiver 221 and cordless
`transmitter 222, (2) cellular transceiver 230 with cellular receiver 231 and
`cellular transmitter 232, and (3) microprocessor 210. Pet. 6–7 (citing
`Ex. 1003 ¶ 71; Ex. 1008, 7:26–32, 7:56–8:2, Fig. 2; Ex. 1001, 11:65–67; see
`also Pet. vii (labeling the limitation “1[b]”). Petitioner also contends that
`one of ordinary skill in the art would have understood that transceivers 220,
`230 and microprocessor 210 would be a communication component coupled
`to antennas 228, 238. Id. at 7 (citing Ex. 1003 ¶ 72).
`The cited portions of Byrne describe separate cordless and cellular
`operations using separate components that include cordless receiver 221,
`cordless transmitter 222, cellular receiver 231, cellular transmitter 232, and
`
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`IPR2022-01004
`Patent 9,614,943 B1
`microprocessor 210. Ex. 1008, 7:26–32, 7:56–8:28, Fig. 2. We credit
`Petitioner’s testimonial evidence that one of ordinary skill in the art would
`have understood Byrne’s microprocessor 210 and cordless or cellular
`transceiver 220, 230 to constitute a communication unit coupled to antennas
`228, 238 because Byrne supports it. Ex. 1003 ¶ 71; Ex. 1008, Fig. 2. Patent
`Owner does not provide a responsive argument for the “communication
`component” of claim 1. See PO Resp. 7–22.
`Based on the full record before us, for the reasons above, Petitioner
`persuades us by a preponderance of the evidence, and we find, that Byrne
`teaches or suggests “a communication component coupled to the plurality of
`antennas, the communication component including a processor, a
`transmitter, and a receiver.”
`d) “wherein the communication component is configured to
`communicate via a first frequency band using a wireless
`communication protocol”
`For the wherein clause quoted above, Petitioner argues that Byrne
`teaches its CCT operating on cordless protocols and frequency bands and
`cellular protocols and frequency bands. Pet. 7–8 (citing Ex. 1003 ¶ 73;
`Ex. 1008, 7:19–24); Ex. 1001, 12:1–3; see also Pet. vii (labeling the
`limitation “1[c]”).
`The cited portion of Byrne describes that “[t]ypically in the UK
`cordless systems operate in frequency bands at 49 MHz (CTO), 860 MHz
`(CT2) and 1880–1900 MHz (DECT) and cellular telephone systems in
`frequency bands 890–905 MHz and 935–950 MHz (TACS), 905–915 MHz
`and 950–960 MHz (GSM) or 1800 MHz (DCS).” Ex. 1008, 7:19–24. We
`also credit Petitioner’s testimonial evidence that Byrne would have used
`either cordless protocols and frequency bands or cellular protocols and
`
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`IPR2022-01004
`Patent 9,614,943 B1
`frequency bands because the cited portion of the record supports the
`testimony. Ex. 1003 ¶ 73; Ex. 1008, 7:19–24. Patent Owner does not
`provide a responsive argument for the above-quoted wherein clause. See PO
`Resp. 7–22.
`Based on the full record before us, for the reasons above, Petitioner
`persuades us by a preponderance of the evidence, and we find, that Byrne
`teaches or suggests “wherein the communication component is configured to
`communicate via a first frequency band using a wireless communication
`protocol.”
`e) “wherein one or more subtasks are assigned to one or more
`channels, and the one or more channels are sampled and
`clocked individually”
`For the wherein clause quoted above, Petitioner argues that Byrne
`teaches subtasks and channels in a manner consistent with the ’943 patent’s
`disclosure. Pet. 8 (citing Ex. 1001, 7:1–8:41, Figs. 9–12; Ex. 1003 ¶ 77);
`Ex. 1001, 12:4–6; see also Pet. vii (labeling the limitation “1[d]”).
`According to Petitioner, the ’943 patent describes multiple transceivers
`processing multiple data streams, and “[e]ach subtask being processed can
`be assigned to a separate channel.” Id. (citing Ex. 1001, 7:1–8:16, Figs. 10,
`11).
`
`Petitioner contends that, because Byrne describes cordless and cellular
`channels, Byrne teaches two channels as separate communication pathways
`for two data streams that are processed separately. Pet. 8 (citing Ex. 1003
`¶ 77). Petitioner specifically contends that Byrne teaches cordless audio
`channel 240 and cellular audio channel 250, and that cordless and cellular
`subtask are assigned to cordless and cellular channels, respectively. Id. at 8–
`
`16
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`

`IPR2022-01004
`Patent 9,614,943 B1
`10 (citing Ex. 1003 ¶¶ 74–76; Ex. 1008, 6:36–8:43, Fig. 2; Ex. 1042, 1:55–
`2:8, Ex. 1043, 4:23–5:59; Ex. 1044, 4:23–5:59).
`Petitioner also contends that one of ordinary skill in the art “would
`have found it obvious that Byrne’s cordless and cellular radio channels are
`sampled and clocked individually according to different specifications
`required in the respective protocols.” Pet. 10 (citing Ex. 1003 ¶ 78).
`Petitioner further contends that one of ordinary skill in the art “would have
`recognized and/or found obvious that Byrne’s cordless and cellular channels
`require or at least benefit from separate and individual sampling and
`clocking.” Id. (citing Ex. 1003 ¶ 78).
`Petitioner additionally contends that it was well known to sample
`continuous signals and reconstruct signals from a set of samples and that
`many receivers sample a signal at higher than twice the bandwidth of the
`signal, also called the Nyquist rate. Pet. 11 (citing Ex. 1003 ¶ 79; Ex. 1020,
`4–5, 10; Ex. 1024, 10; Ex. 1026, 6; Ex. 1030). Petitioner provides examples
`of such sampling in the DECT and GSM protocols and argues that one of
`ordinary skill in the art “would have recognized and/or found obvious that
`the DECT and GSM systems, which are examples of standards used for
`Byrne’s cordless and cellular channels, are sampled individually at different
`rates that accommodate different bandwidths.” Id. at 11–12 (citing Ex. 1003
`¶ 80; Ex. 1024; Ex. 1025; Ex. 1026; Ex. 1035, 4:14–18; Ex. 1036, 3:4–7;
`Ex. 1039, 3).
`According to Petitioner, a clock would provide timing to a processor
`and an analog-to-digital converter (“ADC”) that would be used to sample a
`received signal. Pet. 12 (citing Ex. 1003 ¶ 81; Ex. 1038, 1, 3, 4, 6; Ex. 1039,
`4–5, 10, 11–15). Petitioner, thus, argues that one of ordinary skill in the art
`
`17
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`

`IPR2022-01004
`Patent 9,614,943 B1
`would have understood that the clock driving the ADC at a
`receiver is the same as, or at least derived from, a clock driving
`the computational processor, as the samples created by the ADC
`stream into and are processed by the processor, and therefore the
`samples from the ADC should be synchronized with the
`computations at the processor.
`Id. (citing Ex. 1003 ¶ 81; Ex. 1039, 4–5, 11–15).
`Petitioner also argues that the clock rate would control processor
`speed and be associated with the data rate. Pet. 12–13 (citing Ex. 1003 ¶ 81;
`Ex. 1038, 2–4; Ex. 1039, 1–4). Petitioner contends that one of ordinary skill
`in the art “would have recognized and/or found obvious that the dependence
`among various parameters including the sampling rate, the processor clock
`rate, the information data rate, and the computational requirements results in
`a clocking rate that is determined for each communication protocol.” Id. at
`13 (citing Ex. 1003 ¶ 82).
`Petitioner provides examples of the data rate, channels, and other
`parameters for DECT and GSM. Pet. 13 (citing Ex. 1014, 13; Ex. 1018, 1;
`Ex. 1038, 3; Ex. 1039, 3). Petitioner argues that one of ordinary skill in the
`art would have known “that a processor (such as in, or associated with, a
`transceiver) and its clock rate in each of these systems depends on the
`computational demands determined based on these parameters.” Id. at 13–
`14 (citing Ex. 1003 ¶ 83; Ex. 1020, 10; Ex. 1029, 4–5). Petitioner also
`argues that, because DECT and GSM parameters differ, one of ordinary skill
`in the art “would have found it obvious that Byrne’s cordless (e.g., DECT)
`channel is clocked separately and differently from Byrne’s cellular (e.g.,
`GSM) channel.” Id. at 14 (citing Ex. 1003 ¶ 83; Ex. 1008, 7:39–49).
`In Petitioner’s view, Byrne’s processors and associated components
`supporting cordless and cellular channels would need to be clocked
`
`18
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`

`IPR2022-01004
`Patent 9,614,943 B1
`differently for different data rates and communication parameters, and, thus,
`one of ordinary skill in the art would have found it obvious that Byrne’s
`cordless and cellular channels are sampled and clocked individually at their
`separate receivers. Pet. 14 (citing Ex. 1003 ¶ 84). Petitioner also argues that
`“the ’943 patent’s limited disclosure of individual sampling and clocking
`aligns with Byrne’s description” and knowledge in the art. Id. at 14–15
`(citing Ex. 1001, 4:32–38, 7:50–52; Ex. 1003 ¶ 85).
`Petitioner cites portions of Byrne that describe and show “CCT 200
`comprises a cellular telephone transceiver 230, and antenna 238, a cordless
`telephone transceiver 220 and antenna 228” along with other components
`and that CCT 200 communicates with cordless base stations 114, 116, 118
`and cellular base station 130 using different frequency bands, protocols, and
`encryption. Ex. 1008, 6:36–8:43, Fig. 2. We credit Petitioner’s testimonial
`evidence that Byrne teaches cordless audio channel 240 and cellular audio
`channel 250, that cordless and cellular subtask are assigned to their
`respective channels, and that Byrne, thus, teaches two channels as separate
`communication pathways for two data streams that are processed separately.
`Ex. 1003 ¶¶ 74–76. The cited portions of the record support the testimony.
`Ex. 1008, 6:36–8:43, Fig. 2; Ex. 1042, 1:55–2:8; Ex. 1043, 1:34–2:50;
`Ex. 1044, 4:23–5:59.
`We also credit Petitioner’s testimonial evidence that one of ordinary
`skill in the art “would have found it obvious that the cordless radio channel
`and the cellular radio channel in Byrne were sampled and clocked
`individually according to different specifications required in the respective
`protocols” and would have understood or found obvious “that the cordless
`and cellular channels in Byrne require or at least would benefit from
`separate and individual sampling and clocking.” Ex. 1003 ¶¶ 78, 84. The
`
`19
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`IPR2022-01004
`Patent 9,614,943 B1
`testimony is supported by evidence that individual sampling and clocking
`were known in the art and applicable to Byrne’s CCT. Ex. 1003 ¶¶ 79–83;
`Ex. 1008, 7:39–49; Ex. 1014, 3; Ex. 1018, Abstr.; Ex. 1020, 4–5, 10;
`Ex. 1024, 10; Ex. 1025; Ex. 1026, 6; Ex. 1029, 4–5; Ex. 1030; Ex. 1035,
`4:14–18; Ex. 1036, 3:4–7; Ex. 1038, 1, 2–4, 6; Ex. 1039, 1–5, 10, 11–15.
`Patent Owner does not provide a responsive argument for “wherein
`one or more subtasks are assigned to one or more channels, and the one or
`more channels are sampled and clocked individually.” See PO Resp. 7–22.
`Based on the full record before us, for the reasons above, Petitioner
`persuades us by a preponderance of the evidence, and we determine, that
`Byrne teaches, suggests, and would have rendered obvious “wherein one or
`more subtasks are assigned to one or more channels, and the one or more
`channels are sampled and clocked individually.”
`f) “wherein the processor comprises multiple ones of the one or
`more channels and is further configured to process a first data
`stream and a second data stream in parallel”
`For the final wherein clause of claim 1, Petitioner argues that the ’943
`patent provides a limited disclosure of channels in processors, and that
`Byrne teaches or would have rendered obvious a processor with parallel
`cordless and cellular channels. Pet. 15–16 (citing Ex. 1001, 4:24–29;
`Ex. 1003 ¶ 86; Ex. 1008, 7:25–43, Fig. 2); Ex. 1001, 12:7–9; see also
`Pet. vii (labeling the limitation “1[e]”). Petitioner also argues that Byrne can
`operate simultaneously as a cordless and cellular telephone, and thus, one of
`ordinary skill in the art would have understood, or found obvious, cordless
`and cellular data streams are being processed in parallel. Id. at 16–17 (citing
`Ex. 1003 ¶ 87; Ex. 1008, 8:2–15).
`
`20
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`IPR2022-01004
`Patent 9,614,943 B1
`Petitioner further argues that, if the limitation requires a single
`processor, Byrne teaches single microprocessor 210 and that it would have
`been known or obvious to use a single processor with multiple channels for
`processing cordless and cellular communications. Pet. 17 (citing Ex. 1001,
`4:15–31; Ex. 1003 ¶ 87; Ex. 1008, 7:26–9:30, Figs. 2, 3; Ex. 1045;
`Ex. 1046). Petitioner additionally contends that Byrne teaches processing
`data streams because it uses digital protocols for cordless and cellular

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