`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`
`
`
`
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`SAMSUNG ELECTRONICS CO., LTD., APPLE INC., AND
`SAMSUNG ELECTRONICS AMERICA, INC.,
`Petitioner,
`
`v.
`
`SMART MOBILE TECHNOLOGIES LLC,
`Patent Owner.
`
`
`
`
`
`
`
`
`
`
`
`
`Case IPR2022-01004
`Patent 9,614,943
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`PETITIONERS’ AUTHORIZED FILING OF EXHIBIT
`
`
`
`
`
`
`EX-1001
`
`EX-1002
`
`EX-1003
`
`EX-1004
`
`EX-1005
`
`EX-1006
`
`EX-1007
`
`EX-1008
`
`EX-1009
`
`EX-1010
`
`EX-1011
`
`Proceeding No. IPR2022-01004
`Attorney Docket No. 39843-0128IP1
`UPDATED EXHIBIT LIST
`
`U.S. Patent No. 9,614,943 to Sunil K Rao, et al. (“the ’943
`patent”)
`
`Excerpts from the Prosecution History of the ’943 Patent (“the
`Prosecution History”)
`
`Declaration of Dr. Michael Allen Jensen
`
`[RESERVED]
`
`U.S. Patent No. 6,144,711 to Gregory G. Raleigh, et al.
`(“Raleigh”)
`
`U.S. Patent No. 5,784,032 to Ronald H. Johnston, et al.
`(“Johnston”)
`
`International Publication No. WO 98/27748 (“WO748”)
`
`European Patent Application 0 660 626 A2 to John Daniel
`Byrne (“Byrne”)
`
`U.S. Patent No. 5,594,737 to Klaus-Dieter Pillekamp
`(“Pillekamp”)
`
`U.S. Patent No. 5,590,133 to Lars Billström, et al. (“Billström”)
`
`P.W. Wolniansky, et al., V-BLAST: An Architecture for
`Realizing Very High Data Rates Over the Rich-Scattering
`Wireless Channel, published in 1998 URSI International
`Symposium on Signals, Systems, and Electronics. Conference
`Proceedings (Cat. No.98EX167) (October 1998)
`(“Wolniansky”)
`
`EX-1012
`
`U.S. Patent No. 6,005,876 to Leonard Joseph Cimini, Jr., et al.
`(“Cimini”)
`
`EX-1013
`
`[RESERVED]
`
`1
`
`
`
`EX-1014
`
`EX-1015
`
`EX-1016
`
`EX-1017
`
`EX-1018
`
`EX-1019
`
`EX-1020
`
`EX-1021
`
`EX-1022
`
`EX-1023
`
`EX-1024
`
`EX-1025
`
`Proceeding No. IPR2022-01004
`Attorney Docket No. 39843-0128IP1
`ETSI EN 301 344 V6.7.1, Digital cellular telecommunications
`system (Phase 2+); General Packet Radio Service (GPRS);
`Service description; Stage 2 (GSM 03.60 version 6.7.1 Release
`1997)
`
`U.S. Patent No. 5,425,050 to William F. Schreiber, et al.
`
`U.S. Patent No. 5,726,978 to Carl Magnus Frodigh, et al.
`
`[RESERVED]
`
`J. J. Spicer, et al., Wireless office data communications using
`CT2 and DECT, IEE Colloquium on Personal
`Communications: Circuits, Systems and Technology, 1993, pp.
`9/1-9/4.
`
`U.S. Patent No. 6,243,581 to Jastinder Jawanda
`
`Excerpts from Alan V. Oppenheim, et al., Signals and Systems,
`Prentice Hall, New Jersey, 1983
`
`Excerpts from Theodore S. Rappaport, Wireless
`Communications Principles & Practice, Prentice Hall, 1996
`
`R. G. Vaughan, et al., Antenna diversity in mobile
`communications, in IEEE Transactions on Vehicular
`Technology, vol. 36, no. 4, pp. 149-172, Nov. 1987
`
`S. M. Alamouti, A simple transmit diversity technique for
`wireless communications, in IEEE Journal on Selected Areas in
`Communications, vol. 16, no. 8, pp. 1451-1458, Oct. 1998
`
`A. A. Abidi, Direct-conversion radio transceivers for digital
`communications, in IEEE Journal of Solid-State Circuits, vol.
`30, no. 12, pp. 1399-1410, Dec. 1995
`
`Yonghong Gao, et al., Low-Power Implementation of a Fifth-
`Order Comb Decimation Filter for Multi-Standard Transceiver
`Applications, Electronic System Design Laboratory, Royal
`Institute of Technology, Nov. 1999
`2
`
`
`
`EX-1026
`
`EX-1027
`
`EX-1028
`
`EX-1029
`
`EX-1030
`
`EX-1031
`
`EX-1032
`
`EX-1033
`
`EX-1034
`
`EX-1035
`
`EX-1036
`
`EX-1037
`
`EX-1038
`
`Proceeding No. IPR2022-01004
`Attorney Docket No. 39843-0128IP1
`Reza Karimi, et al., Wideband Digital Receivers for Multi-
`Standard Software Radios, Motorola GSM Products Division,
`Oct. 1997
`
`Dictionary Definitions of “communication port,” “I/O port,”
`and “port” (IBM Dictionary of Computing, McGraw-Hill, Inc.,
`August 1993)
`
`Jon D. Brady, Virtual Private Networking – The Flexible
`Approach, Institution of Electrical Engineers, 1997
`
`Excerpts from Ziemer and Tranter, Principles of
`Communications: Systems, Modulation, and Noise, Fourth
`Edition, John Wiley & Sons, New York, 1995
`
`Dictionary Definition of “Nyquist Theorem” (Newton’s
`Telecom Dictionary, Flatiron Publishing, 1998)
`
`Complaint, Smart Mobile Technologies LLC v. Samsung
`Electronics Co. Ltd. et al., Case No. 6:21-cv-00701 (WDTX)
`
`Joint Agreed Scheduling Order, Smart Mobile Technologies
`LLC v. Samsung Electronics Co. Ltd. et al., Case No. 6:21-cv-
`00701 (WDTX)
`
`Complaint, Smart Mobile Technologies LLC v. Apple Inc., Case
`No. 6:21-cv-00603 (WDTX)
`
`Joint Agreed Scheduling Order, Smart Mobile Technologies
`LLC v. Apple Inc., Case No. 6:21-cv-00603 (WDTX)
`
`U.S. Patent No. 6,175,737 to Chiiming Kao
`
`U.S. Patent No. 6,016,311 to Sheldon L. Gilbert et al.
`
`Excerpts from Douglas E. Comer, Internetworking with TCP/IP
`Volume One, Third Edition, 1995
`
`S. Segars, The ARM9 family-high performance
`microprocessors for embedded applications, in Proceedings of
`3
`
`
`
`EX-1039
`
`EX-1040
`
`EX-1041
`
`EX-1042
`
`EX-1043
`
`EX-1044
`
`EX-1045
`
`EX-1046
`
`EX-1047
`
`EX-1048
`
`EX-1049
`
`EX-1050
`
`Proceeding No. IPR2022-01004
`Attorney Docket No. 39843-0128IP1
`the International Conference on Computer Design. VLSI in
`Computers and Processors, 5-7 Oct. 1998
`
`Chaucer Kuo, John Wong, Multi-Standard DSP based wireless
`systems, in Proceedings of the Fourth International Conference
`on Signal Processing, pp. 1712-1728, 12-16 Oct. 1998
`
`J.-P. van Deursen, et al., Switched antenna diversity within a
`DECT system, IEEE Second Symposium on Communications
`and Vehicular Technology in the Benelux, 1994, pp. 141-148
`
`P. E. Mogensen, et al., Practical considerations of using antenna
`diversity in DECT, Proceedings of IEEE Vehicular Technology
`Conference (VTC), 1994, pp. 1532-1536 vol.3
`
`U.S. Patent No. 5,819,041 to Murat I. Bilgic
`
`U.S. Patent No. 6,148,324 to Antonio Juan Ransom et. al.
`
`U.S. Patent No. 5,983,366 to Michael Roy King
`
`Kunle Olukotun, et al., The Case for a Single-Chip
`Multiprocessor, Computer Systems Laboratory Stanford
`University, 1996
`
`Basem A. Nayfeh, et al., Evaluation of Design Alternatives for
`a Multiprocessor Microprocessor, Computer Systems
`Laboratory Stanford University, 1996
`
`Declaration of Aamir A. Kazi in Support of Pro Hac Vice
`Admission
`Second Declaration of Dr. Michael Allen Jensen
`
`Certified Copy of Deposition Transcript of Patent Owner’s
`Expert, Dr. Todor V. Cooklev, June 12, 2023
`
`Dan Fague, Othello™: A New Direct-Conversion Radio Chip
`Set Eliminates IF Stages, Analog Dialogue 33-10, 1999
`
`4
`
`
`
`EX-1051
`
`EX-1052
`
`EX-1053
`
`EX-1054
`
`EX-1055
`
`EX-1056
`
`EX-1057
`
`EX-1058
`
`EX-1059
`
`EX-1060
`
`EX-1061
`
`EX-1062
`
`EX-1063
`
`Proceeding No. IPR2022-01004
`Attorney Docket No. 39843-0128IP1
`Matthias Bopp, et al, MP 4.2 A DECT Transceiver Chip Set
`Using SiGe Technology, IEEE International Solid-state Circuits
`Conference, Feb. 15, 1999
`
`U.S. Patent No. 4,989,230 to Steven F. Gillig, et al. (“Gillig”)
`
`Patent Owner’s Response, Samsung Electronics Co., Ltd. et al
`v. Smart Mobile Technologies LLC, IPR2022-00766 for U.S.
`Patent No. 8,824,434
`
`U.S. Patent No. 7,584,330 to Arthur C. McKinney, et al.
`
`U.S. Patent No. 7,895,587 to Boris A. Babaian, et al.
`
`U.S. Patent No. 7,587,581 to William N. Joy, et al.
`
`Dictionary definition of “block diagram” (A Dictionary of
`Computing, Fourth Edition, Oxford University Press, 1997)
`Dictionary definition of “block diagram” (Newton’s Telecom
`Dictionary, Telecom Books, 14th Updated & Expanded
`Edition, 1998)
`Dictionary definition of “block diagram” (Modern Dictionary
`of Electronics, Seventh Edition, 1999)
`Dictionary definition of “block diagram” (IEEE 100 The
`Authoritative Dictionary of IEEE Standards Terms, Seventh
`Edition, 2000)
`Robert Landry, et al., Multiple Processors vs. A Single
`Processor In Attribute Measurement Systems, Los Alamos
`National Laboratory, available at
`https://www.nti.org/wpcontent/uploads/2021/09/Landry_Gratt
`on_MacArthur_2002_Multiple_processors_vs_single_processe
`r_in_AMSs.pdf (retrieved June 30, 2023)
`Single Processor Systems, tutorialspoint, available at
`https://www.tutorialspoint.com/Single-Processor-Systems
`(retrieved June 30, 2023)
`U.S. Patent No. 6,600,734 to Alex Gernert, et al. (“Gernert”)
`5
`
`
`
`EX-1064
`
`EX-1065
`
`EX-1066
`EX-1067
`EX-1068
`
`EX-1069
`
`EX-1070
`
`EX-1071
`
`EX-1072
`
`EX-1073
`EX-1074
`EX-1075
`EX-1076
`EX-1077
`EX-1078
`EX-1079
`
`Proceeding No. IPR2022-01004
`Attorney Docket No. 39843-0128IP1
`U.S. Patent No. 5,479,479 to Michael F. Braitberg, et al.
`
`Certified Copy of Deposition Transcript of Patent Owner’s
`Expert, Dr. Todor V. Cooklev, June 1, 2023 in Samsung
`Electronics Co., Ltd. et al v. Smart Mobile Technologies LLC,
`PTAB-IPR2022-01005 for U.S. Patent No. 9,084,291
`U.S. Patent No. 6,728,520 to Phil Coan
`U.S. Patent No. 5,649,316 to Dennis C. Prudhomme
`U.S. Patent No. 6,055,575 to Gaige B. Paulsen, et al.
`(“Paulsen”)
`British Patent Application Publication No. GB2282730A
`(App. No. 9320814.8) to John Byrne, et al. (“Byrne-730”)
`British Patent Application Publication No. GB2282731A
`(App. No. 9320815.5) to John Byrne, et al. (“Byrne-731”)
`British Patent Application Publication No. GB2285198A
`(App. No. 9326169.1) to John Daniel Byrne (“Byrne-198”)
`Paul Ferguson, et al., What is a VPN?, April 1998, available at
`https://www.potaroo.net/papers/1998-3-vpn/vpn.pdf (retrieved
`on July 6, 2023)
`U.S. Patent No. 4,897,874 to William P. Lidinsky, et al.
`U.S. Patent No. 6,633,571 to Kenichi Sakamoto, et al.
`U.S. Patent No. 4,352,952 to Charles A. Boone, et al.
`U.S. Patent No. 6,144,848 to Joseph F. Walsh, et al.
`U.S. Patent No. 5,771,022 to Rodney Vaughan, et al.
`U.S. Patent No. 7,746,886 to Christopher J. Hansen, et al.
`Chun-Ning Zhang, et al., A Low Complexity Antenna
`Diversity Receiver Suitable for TDMA Handset
`Implementation, 1997 IEEE 47th Vehicular Technology
`Conference, Phoenix, AZ, USA, pp. 1753-1757, vol. 3, 4-7,
`May 1997
`
`6
`
`
`
`EX-1080
`
`EX-1081-1098
`
`EX-1099
`
`Proceeding No. IPR2022-01004
`Attorney Docket No. 39843-0128IP1
`Petitioner’s Demonstratives
`
`RESERVED
`
`Claim Construction Order issued in Smart Mobile
`Technologies LLC v. Samsung Electronics America, Inc. et
`al.; Case No. 6-21-cv-00701 (WDTX).
`
`
`
`7
`
`
`
`Proceeding No. IPR2022-01004
`Attorney Docket No. 39843-0128IP1
`
`
`
`Pursuant to the email authorization dated Thursday, September 14, 2023,
`
`Petitioners hereby submit, as Exhibit 1099, a true and correct copy of the Claim
`
`Construction Order issued in Smart Mobile Technologies LLC v. Samsung
`
`Electronics America, Inc. et al.; Case No. 6-21-cv-00701 (WDTX).
`
`Petitioner also submits the demonstratives (Exhibit 1080) for the oral hearing
`
`scheduled for September 15, 2023.
`
`
`
`
`
`Respectfully submitted,
`
`Dated: September 14, 2023
`
`
`
`
`
`
`
`
`
`/Jeremy J. Monaldo/
`Jeremy J. Monaldo, Reg. No. 58,680
`
`Attorney for Petitioner
`
`
`
`
`
`8
`
`
`
`Proceeding No. IPR2022-01004
`Attorney Docket No. 39843-0128IP1
`
`
`
`CERTIFICATE OF SERVICE
`
`Pursuant to 37 CFR §§ 42.6(e)(1) and 42.6(e)(4)(iii), the undersigned
`
`certifies that on September 14, 2023, a complete and entire copy of this Petitioner’s
`
`Authorized Filing of Exhibit and Exhibits 1080 and 1099 were provided by email
`
`to the Patent Owner by serving the email correspondence addresses of record as
`
`follows:
`
`Rex Hwang
`Todd Martin
`Steven J. Udick
`SKIERMONT DERBY LLP
`633 West 5th Street, Suite 5800
`Los Angeles, CA 90071
`Philip J. Graves
`Greer N. Shaw
`GRAVES & SHAW LLP
`355 S. Grand Ave., Suite 2450
`Los Angeles, CA 90071
`
`Email: rhwang@skiermontderby.com
`tmartin@skiermontderby.com
`sudick@skiermontderby.com
`pgraves@gravesshaw.com
`gshaw@gravesshaw.com
`
`
`
`
`
`/Diana Bradley/
`
`Diana Bradley
`Fish & Richardson P.C.
`60 South Sixth Street, Suite 3200
`Minneapolis, MN 55402
`(858) 678-5667
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`9
`
`
`
`
`
`
`
`
`
`
`
`
`