`
`UNITED STA TES p A TENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`
`
`
`United States Patent and Trademark Office
`
`
`Address: COMMISSIONER FOR PATENTS
`
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`
`www .uspto.gov
`
`
`
`APPLICATION NO.
`
`ISSUE DATE
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`13/893,225
`
`06/24/2014
`
`8761739
`
`IPHLNZ00510
`
`1035
`
`40518 7590
`
`06/04/2014
`
`LEVINE BAGADE HAN LLP
`2400 GENG ROAD, SUITE 120
`PALO ALTO, CA 94303
`
`ISSUE NOTIFICATION
`
`
`
`
`
`
`
`The projected patent number and issue date are specified above.
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`
`
`
`
`
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is O day(s). Any patent to issue from the above-identified application will include
`
`
`
`
`
`
`
`
`
`
`
`an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`
`
`
`
`
`
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`
`
`
`
`
`
`
`Retrieval (PAIR) WEB site (http://pair.uspto.gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`
`
`
`
`
`
`
`
`
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`
`
`
`
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`
`
`APPLICANT(s)
`
`
`
`
`
`(Please see PAIR WEB site http://pair.uspto.gov for additional applicants):
`
`IP Holdings, Inc., Palo Alto, CA, Assignee (with 37 CFR 1.172 Interest);
`
`
`
`
`Rekha K. Rao, Palo Alto, CA, Legal Representative;
`
`Sunil K. Rao, Palo Alto, CA;
`
`Sanjay K. Rao, Palo Alto, CA;
`
`Raman K. Rao, Palo Alto, CA, Deceased;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`
`
`
`
`
`
`
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`
`
`
`
`
`
`
`
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`
`
`
`
`
`
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`
`
`
`
`
`
`
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.gov.
`
`
`
`IR103 (Rev. 10/09)
`
`

`

`
`
`
`
`
`
`PART B -FEE(S) TRANSMITTAL
`
`
`
`
`
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block I for any change of address)
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`
`(571)-273-2885
`or Fax
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1 through 5 should be completed where
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`
`
`
`
`
`
`
`
`
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`
`maintenance fee notifications.
`
`
`
`
`
`Note: A certificate of mailing can only be used for domestic mailings of the
`
`
`
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`
`
`
`
`
`papers. Each additional paper, such as an assignment or formal drawing, must
`
`
`have its own certificate of mailing or transmission.
`
`40518
`�
`7590
`Levine Bagade Han LLP
`R:ehka Reas
`2400 Geng Rd
`
`3987 }tleniB Drive
`Suite 120
`
`Pale 2�,lte, CA 91391
`Palo Alto. CA 94303
`
`02/27/2014
`
`
`
`
`
`Certificate of Mailing or Transmission
`
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`
`
`
`
`
`
`
`States Postal Service with sufficient postage for first class mail in an envelope
`
`
`
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`
`
`
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`Quyen Nguyen (VIA EFS)
`/Quyen Nguyen/
`
`
`
`(Depositor's name)
`
`(Sign ature)
`
`
`
`APPLICATION NO.
`
`FILING DATE
`
`
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`May 9, 2014
`
`(Date)
`
`05/13/2013
`SunilK. Rao
`13/893,225
`
`
`TITLE OF INVENTION: DYNAMICALLY CONFIGURABLE IP BASED WIRELESS DEVICES AND NETWORKS
`
`H0R8£:,'t
`
`1035
`
`IPHLNZ00510
`
`APPLN. TYPE ENTITY STATUS
`
`nonprovisional SMALL
`
`$480
`
`$0
`
`$0
`
`$480
`
`EXAMINER
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`
`
`
`
`ISSUE FEE DUE PUBLICATION FEE DUE PREV. PAID ISSUE FEE TOTAL FEE(S) DUE
`
`
`
`
`
`DATE DUE
`
`05/27/2014
`
`Number is required.
`
`Use of a Customer
`
`2 ______________ _
`
`3 ______________ _
`
`
`
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the document has been filed for
`
`
`
`
`
`group entity O Government or other private Please check the appropriate assignee category or categories (will not be printed on the patent) : 0 Individual lfil Corporation
`
`455-414100
`2641
`MEHRPOUR, NAGHMEH
`page, listprinting on the patent front
`
`
`
`
`
`
`1. Change of correspondence address or indication of "Fee Address" (37 2. For
`
`
`
`CFR 1.363).
`Levine Bagade Han LLP
`
`
`
`( 1) The names of up to 3 registered patent attorneys
`
`
`
`
`Correspondence address ( or Change of 0 Change of correspondence
`
`or agents OR, alternatively,
`
`
`Address form PTO/SB/122) attached.
`
`
`
`(2) The name of a single firm (having as a member a
`
`
`registered attorney or agent) and the names of up to
`
`
`
`
`Address" Indication form 0 "Fee Address" indication (or "Fee
`
`
`2 registered patent attorneys or agents. If no name is
`
`
`PTO/SB/47; Rev 03-02 or more recent) attached.
`
`
`listed, no name will be printed.
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`
`
`
`
`
`
`
`
`
`
`
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`Palo Alto, CA
`
`IP Holdings, Inc.
`
`
`
`
`
`
`4a. The following fee(s) are submitted:
`
`4b. Payment ofFee(s):
`[fil Issue Fee
`0 A check is enclosed.
`
`
`
`permitted) discount 0 Publication Fee (No small entity
`
`
`lfil Payment by credit card. Funn P::PO 3Q3 8 io etle skoil
`
`
`to charge the rewired fee(s), any deficiency, or credits any lfil The Director is hereby authorized
`
`0 Advance Order -# of Copies _________ _
`
`
`
`
`overpayment, to Deposit Account Number 50-39-/3 tcnclose aft e111e!a @BflS of tkio foi;Ril,�
`5.Change in Entity Status(from status indicated above)
`NOTE: Absent a valid certification of Micro Entity Status (see forms PTO/SB/15A and 15B), issue
`
`
`
`
`
`See 37 CFR 1.29 0 Applicant certifying micro entity status.
`
`
`
`
`
`
`
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`
`
`
`
`See 37 CFR 1.27 status. 0 Applicant asserting small entity
`
`
`
`
`
`
`NOTE: If the application was previously under micro entity status, checking this box will be taken
`
`
`
`to be a notification of loss of entitlement to micro entity status.
`
`
`
`
`fee status. undiscounted 0 Applicant changing to regular
`
`
`
`
`
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`
`entity status, as applicable.
`
`
`
`NOTE: This form must be signed in accordance with 37 CFR 1.31 and 1.33. See 37 CFR 1.4 for signature requirements and certifications.
`
`
`
`(Please first reapply any previously paid issue fee shown above)
`
`
`
`
`
`Authorized Signature
`
`_ I_J_o_h_n_e_y_U _. _H_a_n_l ____________ _
`
`Typed or printed name _J_o_h_n_e_y_U_. _ H_a_n _____________
`
`_
`
`Date May 9, 2014
`R . . N 45,565
`eg1strat1on
`o. ___________ _____ _
`
`Page 2 of3
`
`
`
`PTOL-85 Part B (10-13) Approved for use through 10/31/2013. 0MB 0651-0033
`
`
`
`
`
`
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`

`

`
`
`Attorney Docket No.: IPHLNZ00510
`
`
`
`
`
`I hereby certify that this con-espondence is being electronically transmitted to the USPTO on the date shown below.
`
`
`
`Date: May 9. 2014
`
`Signatnre:
`- - - - - -
`
`�/Q=u�ve=n
`
`
`=rn_' _ _ _ _ _ (Quyen B. Nguyen)
`=B�. N=g=m;�·e
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`13/893,225
`
`Application No.:
`
`1035
`
`Confirmation No.:
`
`
`
`Filing Date:
`
`May 13, 2013
`
`S unil K. Rao et al.
`Inventor(s):
`
`Title:
`
`
`
`Dynamically Configurable IP Based Wireless Devices and Networks
`
`
`
`
`
`Examiner:
`Melody Mehrpour
`
`Group Art Unit: 2641
`
`
`
`RESPONSE TO NOTICE REQUIRING INVENTOR'S OATH OR DECLARATION
`
`Mail Stop Issue Fee
`
`Commissioner for Patents
`
`P.O. Box 1450
`
`Alexandria, VA 22313-1450
`
`Dear Madam:
`
`
`
`
`
`In response to the Notice Requiring Inventor's Oath or Declaration mailed February
`
`
`
`
`
`
`
`
`
`
`
`
`
`27, 2014, and further to Applicants' previous submission on Febrnary 3, 2014, Applicants
`
`
`
`
`
`
`
`
`
`submit the following:
`
`
`
`1.Application Data Sheet
`
`
`
`2.Signed Declaration for Sunil K. Rao and Sanjay K. Rao
`
`
`
`
`
`
`
`
`
`3.Signed Substitute Statement for Raman K. Rao who is deceased.
`
`
`
`
`
`In compliance with 37 CFR 1.63, the Declarations state that the above-identified
`
`
`
`
`
`
`
`application was made or authorized to be made by the named person executing the
`
`
`
`
`
`
`
`Declaration. The documents are being concurrently submitted with payment of the issue fee
`
`
`
`
`
`
`
`
`
`via EFS-Web.
`
`
`
`In the event the appropriate fee and/or petition is not filed herewith and the U.S.
`
`
`
`
`
`
`
`
`
`Patent and Trademark Office determines that an extension and/or other relief is required,
`
`
`
`
`
`
`
`
`
`
`
`
`
`Applicant petitions for any required relief including extensions of time and authorize the
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Commissioner to charge the cost of such petitions and/or other fees due in connection with
`
`
`
`
`
`lof2
`
`

`

`
`
`Application No.: 13/893,225
`
`
`
`Attorney Docket No.: IPHLNZ00510
`
`
`
`
`
`
`
`
`
`
`
`this filing to Deposit Account No. 50-3973 referencing Attorney Docket No.
`
`
`
`
`
`IPHLNZ00510.
`
`However, the Commissioner is not authorized to charge the cost of the
`
`
`
`
`
`
`
`issue fee to the Deposit Account.
`
`
`
`Respectfully submitted,
`
`/Johney U. Han/
`
`Johney U. Han
`
`Registration No. 45,565
`
`Customer No. 40518
`
`
`Levine Bagade Han LLP
`2400 Geng Road, Suite 120
`Palo Alto, CA 94303
`
`Direct: ( 650) 242-4217
`Fax: ( 650) 284-2180
`
`2 of2
`
`

`

`PTO/AIN14 (12-13)
`
`
`
`Approved for use through 01/31/2014. 0MB 0651-0032
`
`
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`
`
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Attorney Docket Number IPHLNZ00510
`
`Application Data Sheet 37 CFR 1.76
`
`Application Number
`
`
`
`
`
`
`
`Devices and Networks Title of Invention Dynamically Configurable IP Based Wireless
`
`
`
`
`
`The application data sheet is part of the provisional or nonprovisional application for which it is being submitted. The following form contains the
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`bibliographic data arranged in a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
`
`
`
`
`
`
`
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
`
`
`
`document may be printed and included in a paper filed application.
`
`Secrecy Order 37 CFR 5.2
`Portions or all of the application associated with this Application Data Sheet may fall under a Secrecy Order pursuant to
`
`
`
`
`
`D
`
`
`37 CFR 5.2 (Paper filers only. Applications that fall under Secrecy Order may not be filed electronically.)
`
`
`Inventor Information:
`Inventor 1
`Legal Name
`Prefix Given Name
`Middle Name
`Family Name
`Sunil
`K.
`Rao
`
`
`Residence Information (Select One) (!) US Residency 0 Non US Residency O Active
`
`I CA I Country of Residence
`I State/Province
`City Palo Alto
`i I US
`
`Suffix
`
`US Military Service
`
`I Remove I
`
`Mailing Address of Inventor:
`
`Address 1
`
`3087 Alexis Drive
`Address 2
`City I Palo Alto
`Postal Code
`1 94304
`Inventor 2
`Legal Name
`Prefix Given Name
`Middle Name
`Family Name
`Sanjay
`K.
`Rao
`
`
`Residence Information (Select One) (!) US Residency 0 Non US Residency O Active
`
`I CA I Country of Residence
`City Palo Alto
`I State/Province
`i I US
`
`I Remove I
`
`Suffix
`
`US Military Service
`
`I State/Province
`I CA
`I Country i 1 us
`
`Mailing Address of Inventor:
`
`Address 1
`
`3087 Alexis Drive
`Address 2
`City I Palo Alto
`Postal Code
`I 94304
`Inventor 3
`Legal Name
`Prefix Given Name
`Middle Name
`Family Name
`Raman
`K.
`Rao
`
`Residence Information (Select One) (!) US Residency 0 Non US Residency O Active
`
`
`
`
`US Military Service
`
`EFS Web 2.2.10
`
`I State/Province
`I CA
`I Country i I us
`
`I Remove I
`
`Suffix
`
`

`

`PTO/AIN14 (12-13)
`
`
`
`Approved for use through 01/31/2014. 0MB 0651-0032
`
`
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`
`
`
`
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`
`
`
`
`
`
`Attorney Docket Number IPHLNZ00510
`
`
`Data Sheet 37 CFR 1.76 Application Application Number
`
`
`
`
`
`
`
`Devices and Networks Title of Invention Dynamically Configurable IP Based Wireless
`
`
`
`
`
`City I Palo Alto
`
`I CA I Country of Residence
`I State/Province
`i I US
`
`Mailing Address of Inventor:
`
`Address 1
`
`3087 Alexis Drive
`Address 2
`I State/Province I CA
`City I Palo Alto
`Postal Code
`I Country i 1 us
`1 94304
`
`
`
`
`All Inventors Must Be Listed -Additional Inventor Information blocks may be
`the Add button.
`
`generated within this form by selecting
`
`I Add I
`
`
`
`Enter either Customer Number or complete the Correspondence Information section below.
`
`
`
`Information of this application. D An Address is being provided for the correspondence
`
`Information:
`Correspondence
`
`
`
`
`For further information see 37 CFR 1.33(a).
`
`
`
`Customer Number 40518
`Email Address Patent@LB
`HIP .com
`
`I I Add Email I !Remove Emaill
`
`Application Information:
`
`Title of the Invention Dynamically
`Configurable IP Based Wireless Devices and Networks
`
`
`
`
`Attorney Docket Number IPHLNZ00510
`
`I Small Entity Status Claimed �
`Application Type
`Nonprovisional
`Subject Matter Utility
`Total Number of Drawing Sheets (if any) I 5
`Filing By Reference:
`Only compete this section when filing an application by reference under 35U.S.C.111 (c) and 37 CFR 1 .57(a). Do not complete this section if
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`application papers including a specification and any drawings are being filed. Any domestic benefit or foreign priority information must be
`
`
`
`
`
`
`
`
`
`provided in the appropriate section(s) below (i.e., "Domestic Benefit/National Stage Information" and "Foreign Priority Information").
`
`
`
`
`
`I Suggested Figure for Publication (if any) I
`
`For the purposes of a filing date under 37 CFR 1.53(b), the description and any drawings of the present application are replaced by this
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`reference to the previously filed application, subject to conditions and requirements of 37 CFR 1.57(a).
`
`
`
`number of the previously Filing date (YYYY-MM-DD)
`Application
`filed application
`
`
`
`Intellectual Property Authority or Country i-
`
`Publication Information:
`
`
`
`at time of Request 37 CFR 1.219) D Request Early Publication (Fee required
`I hereby request that the attached application not be published under
`
`
`
`Request Not to Publish.
`has not and will not be the
`
`
`
`
`application disclosed in the attached � 35 U.S.C. 122(b) and certify that the invention
`
`
`
`
`
`subject of an application filed in another country, or under a multilateral international agreement, that requires
`
`
`publication at eighteen months after filing.
`
`EFS Web 2.2.10
`
`

`

`(12-13)
`PTO/AIN14
`
`
`Approved for use through 01/31/2014. 0MB 0651-0032
`
`
`
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`
`
`
`
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`
`
`
`
`
`
`
`
`Docket Number IPHLNZ00510
`Attorney
`
`Data Sheet 37 CFR 1.76 Application Application Number
`
`
`
`Devices and Networks Title of Invention Dynamically Configurable IP Based Wireless
`
`
`
`
`Representative Information:
`
`Representative information should be provided for all practitioners having a power of attorney in the application. Providing
`
`
`
`
`
`
`
`
`
`
`
`this information in the Application Data Sheet does not constitute a power of attorney in the application (see 37 CFR 1.32).
`
`
`
`
`
`
`
`Either enter Customer Number or complete the Representative Name section below. If both sections are completed the customer
`
`
`Number will be used for the Representative Information during processing.
`
`Number I O US Patent Practitioner
`Please Select One: 0 Customer
`
`Customer Number 105481
`
`
`
`(37 CFR 11.9)10 Limited Recognition
`
`Domestic Benefit/National Stage Information:
`
`
`allows for the applicant to either claim benefit under 35 U.S.C. 119(e), 120, 121, or 365(c) or indicate National Stage
`
`
`
`
`
`
`This section
`
`
`
`
`
`
`entry from a PCT application. Providing this information in the application data sheet constitutes the specific reference required
`
`
`by 35 U.S.C. 119(e) or 120, and 37 CFR 1.78.
`
`
`
`When referring to the current application, please leave the application number blank.
`
`Prior Application Status Patented
`IRemove I
`Issue Date
`Prior Application Filing Date
`Application
`
`Number Continuity Type Number (YYYY-MM-DD) Patent Number (YYYY-MM-DD)
`Continuation of
`
`13615365 2012-09-13 8442501
`2013-05-14
`
`Prior Application Status Patented
`IRemove I
`Issue Date
`Prior Application Filing Date
`Application
`
`Number Continuity Type Number (YYYY-MM-DD) Patent Number (YYYY-MM-DD)
`
`13615365 Continuation of 13287040 2011-11-01 8447289 2013-05-21
`
`
`Prior Application Status Patented
`IRemove I
`Issue Date
`Prior Application Filing Date
`Application
`
`Number Continuity Type Number (YYYY-MM-DD) Patent Number (YYYY-MM-DD)
`
`13287040 Continuation of 13047718 2011-03-14 8090356 2012-01-03
`
`
`Prior Application Status Patented
`IRemove I
`Issue Date
`Prior Application Filing Date
`Application
`
`Number Continuity Type Number (YYYY-MM-DD) Patent Number (YYYY-MM-DD)
`13047718
`Continuation of
`09591381 2000-06-09 7929950 2011-04-19
`
`
`Prior Application Status Patented
`IRemove I
`Issue Date
`Prior Application Filing Date
`Application
`
`Number Continuity Type Number (YYYY-MM-DD) Patent Number (YYYY-MM-DD)
`
`09591381 Continuation in part of 09281739 1999-06-04 6169789 2001-01-02
`
`Prior Application Status Abandoned
`IRemove I
`
`Continuity Type
`
`Prior Application Number Filing Date (YYYY-MM-DD)
`
`
`
`Application Number
`09281739
`
`Continuation in part of
`08764903
`1996-12-16
`
`EFS Web 2.2.10
`
`

`

`(12-13)
`PTO/AIN14
`
`
`Approved for use through 01/31/2014. 0MB 0651-0032
`
`
`
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`
`
`
`
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`
`
`
`
`
`
`
`Application Data Sheet 37 CFR 1.76
`Application Number
`
`
`
`Attorney Docket Number IPHLNZ00510
`
`
`
`
`
`
`
`and Networks Title of Invention Dynamically Configurable IP Based Wireless Devices
`
`Additional Domestic Benefit/National Stage Data may be generated within this form
`
`
`by selecting the Add button.
`
`Add
`
`
`
`
`
`Foreign Priority Information:
`
`This section allows for the applicant to claim priority to a foreign application. Providing this information in the application data sheet
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`constitutes the claim for priority as required by 35 U.S.C. 119(b) and 37 CFR 1.55(d). When priority is claimed to a foreign application
`
`
`
`
`that is eligible for retrieval under the priority document exchange program (PDX) ithe information will be used by the Office to
`
`
`
`
`
`
`
`automatically attempt retrieval pursuant to 37 CFR 1.55(h)(1) and (2). Under the POX program, applicant bears the ultimate
`
`
`
`
`
`
`
`
`
`responsibility for ensuring that a copy of the foreign application is received by the Office from the participating foreign intellectual
`
`
`
`
`
`
`
`
`
`
`property office, or a certified copy of the foreign priority application is filed, within the lime period specified in 37 CFR 1.55(g)(1 ).
`
`Application Number
`
`i
`Country
`
`I Remove I
`Filing Date (YYYY-MM-DD) Access Codei (if applicable)
`
`Additional Foreign Priority Data may be generated within this form by selecting the
`
`
`Add button.
`
`I Add I
`
`Statement under 37 CFR 1.55 or 1. 78 for AIA (First Inventor to File) Transition
`
`
`
`Applications
`
`This application (1) claims priority to or the benefit of an application filed before March 16, 2013 and (2) also
`contains, or contained at any time, a claim to a claimed invention that has an effective filing date on or after March
`16, 2013.
`□
`NOTE: By providing this statement under 37 CFR 1.55 or 1.78, this application, with a filing date on or after March
`
`
`16, 2013, will be examined under the first inventor to file provisions of the AIA.
`
`
`
`Authorization to Permit Access:
`
`
`
`D Authorization to Permit Access to the Instant Application by the Participating Offices
`
`EFS Web 2.2.10
`
`

`

`(12-13)
`PTO/AIN14
`
`
`Approved for use through 01/31/2014. 0MB 0651-0032
`
`
`
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`
`
`
`
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`
`
`
`
`
`
`
`
`Docket Number IPHLNZ00510
`Attorney
`
`Data Sheet 37 CFR 1.76 Application Application Number
`
`
`
`Devices and Networks Title of Invention Dynamically Configurable IP Based Wireless
`
`
`If checked, the undersigned hereby grants the USPTO authority to provide the European Patent Office (EPO),
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`the Japan Patent Office (JPO), the Korean Intellectual Property Office (KIPO), the World Intellectual Property Office (WIPO),
`
`
`
`
`
`
`
`
`and any other intellectual property offices in which a foreign application claiming priority to the instant patent application
`
`
`
`
`is filed access to the instant patent application. See 37 CFR 1.14(c) and (h). This box should not be checked if the applicant
`
`
`
`
`
`
`does not wish the EPO, JPO, KIPO, WIPO, or other intellectual property office in which a foreign application claiming priority
`
`
`
`to the instant patent application is filed to have access to the instant patent application.
`In accordance with 37 CFR 1.14(h)(3), access will be provided to a copy of the instant patent application with respect
`
`
`
`
`
`
`
`
`
`
`to: 1) the instant patent application-as-filed; 2) any foreign application to which the instant patent application
`
`
`
`
`
`
`
`claims priority under 35 U.S.C. 119(a)-(d) if a copy of the foreign application that satisfies the certified copy requirement of
`
`
`
`
`
`
`37 CFR 1.55 has been filed in the instant patent application; and 3) any U.S. application-as-filed from which benefit is
`
`sought in the instant patent application.
`
`
`
`
`
`
`
`
`In accordance with 37 CFR 1.14(c), access may be provided to information concerning the date offiling this Authorization.
`
`
`
`
`
`Applicant Information:
`
`
`
`Providing assignment information in this section does not substitute for compliance with any requirement of part 3 of Title 37 of CFR
`
`
`
`
`
`
`
`
`
`
`
`to have an assignment recorded by the Office.
`
`IRemove I
`Applicant 1
`
`
`
`
`
`
`
`If the applicant is the inventor (or the remaining joint inventor or inventors under 37 CFR 1.45), this section should not be completed.
`
`
`
`
`
`
`The information to be provided in this section is the name and address of the legal representative who is the applicant under 37 CFR
`
`
`
`
`
`1.43; or the name and address of the assignee, person to whom the inventor is under an obligation to assign the invention, or person
`
`
`
`
`
`
`who otherwise shows sufficient proprietary interest in the matter who is the applicant under 37 CFR 1.46. If the applicant is an
`
`
`
`
`
`
`applicant under 37 CFR 1.46 (assignee, person to whom the inventor is obligated to assign, or person who otherwise shows sufficient
`
`
`
`
`
`
`
`proprietary interest) together with one or more joint inventors, then the joint inventor or inventors who are also the applicant should be
`
`identified in this section.
`I Clear I
`0 Assignee
`
`Joint Inventor
`I® Legal Representative under 35 U.S.C. 117
`lo
`0 Person to whom the inventor
`to assign. 10 Person who shows sufficient
`
`proprietary interest
`
`
`If applicant is the legal representative, indicate the authority to file the patent application, the inventor is:
`
`
`
`
`
`is obligated
`
`I
`Name of the Deceased or Legally Incapacitated Inventor :
`
`
`
`If the Applicant is an Organization check here.
`□
`Middle Name
`Prefix
`K.
`
`Given Name
`Rekha
`
`Family Name Suffix
`Rao
`
`I
`
`EFS Web 2.2.10
`
`

`

`(12-13)
`PTO/AIN14
`
`
`Approved for use through 01/31/2014. 0MB 0651-0032
`
`
`
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`
`
`
`
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`
`
`
`
`
`
`Docket Number IPHLNZ00510
`
`Data Sheet 37 CFR 1.76 Application Number
`
`
`
`
`Dynamically Configurable IP Based Wireless Devices and Networks
`Title of Invention
`
`Application
`
`Attorney
`
`
`
`Mailing Address Information:
`
`Address 1
`
`
`
`3087 Alexis Drive
`
`City
`
`Palo Alto
`
`State/Province
`
`Postal Code
`Fax Number
`
`CA
`94304
`
`Address 2
`Country ii us
`Phone Number
`Email Address
`
`
`
`
`
`
`Additional Applicant Data may be generated within this form by selecting the Add button. I Add I
`Applicant 2
`IRemove I
`
`
`
`
`
`
`
`If the applicant is the inventor (or the remaining joint inventor or inventors under 37 CFR 1.45). this section should not be completed.
`
`
`
`
`
`
`
`The information to be provided in this section is the name and address of the legal representative who is the applicant under 37 CFR
`
`
`
`
`
`1.43; or the name and address of the assignee. person to whom the inventor is under an obligation to assign the invention. or person
`
`
`
`
`
`
`
`who otherwise shows sufficient proprietary interest in the matter who is the applicant under 37 CFR 1.46. If the applicant is an
`
`
`
`
`
`
`applicant under 37 CFR 1.46 (assignee, person to whom the inventor is obligated to assign, or person who otherwise shows sufficient
`
`
`
`
`
`
`proprietary interest) together with one or more joint inventors, then the joint inventor or inventors who are also the applicant should be
`
`identified in this section.
`Clear
`I I
`Joint Inventor
`Legal Representative under 35 U.S.C. 117
`
`lo
`lo
`
`
`Person who shows sufficient proprietary interest
`0 Person to whom the inventor is obligated
`lo
`
`
`
`
`
`If applicant is the legal representative, indicate the authority to file the patent application, the inventor is:
`
`I
`
`® Assignee
`
`
`
`to assign.
`
`Name of the Deceased or Legally Incapacitated Inventor : I
`
`
`
`
`
`If the Applicant is an Organization check here. �
`Organization Name
`
`I IP Holdings, Inc.
`
`
`
`Mailing Address Information:
`
`Address 1
`
`
`
`3087 Alexis Drive
`
`City
`
`Palo Alto
`
`State/Province
`
`Postal Code
`Fax Number
`
`CA
`94304
`
`Address 2
`Country ii us
`Phone Number
`Email Address
`
`
`
`
`
`
`Additional Applicant Data may be generated within this form by selecting the Add button. I Add I
`
`EFS Web 2.2.10
`
`

`

`PTO/AIN14 (12-13)
`
`
`
`Approved for use through 01/31/2014. 0MB 0651-0032
`
`
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`
`
`
`
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`
`
`
`
`
`
`Application
`
`Docket Number IPHLNZ00510
`
`Data Sheet 37 CFR 1.76 Application Number
`
`
`
`Devices and Networks Title of Invention Dynamically Configurable IP Based Wireless
`
`
`Attorney
`
`
`
`
`
`
`
`
`
`
`
`Assignee Information including Non-Applicant Assignee Information:
`
`
`
`Providing assignment information in this section does not subsitute for compliance with any requirement of part 3 of Tille 37 of CFR to
`
`
`
`
`
`
`
`
`have an assignment recorded by the Office.
`
`
`Assignee 1
`
`Complete this section if assignee information, including non-applicant assignee information, is desired to be included on the patent
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`application publication . An assignee-applicant identified in the "Applicant Information" section will appear on the patent application
`
`
`
`
`
`
`
`
`publication as an applicant. For an assignee-applicant, complete this section only if identification as an assignee is also desired on the
`
`patent application publication.
`
`If the Assignee or Non-Applicant Assignee is an Organization check here.
`
`
`
`
`
`
`
`Inc. Organization Name I IP Holdings,
`
`IRemove I
`lg]
`
`
`
`
`
`
`
`
`
`Mailing Address Information For Assignee including Non-Applicant Assignee:
`
`
`
`Address 1
`
`Address 2
`
`City
`
`
`
`3087 Alexis Drive
`
`I Palo Alto
`
`Country i I us
`Postal Code
`Phone Number
`Fax Number
`Email Address
`patenl@ipholdings.com
`
`
`
`
`
`Additional Assignee or Non-Applicant Assignee Data may be generated within this form by
`
`selecting the Add button.
`
`State/Province
`
`CA
`94304
`
`IAdd I
`
`Remove
`
`Signature·
`NOTE: This form must be signed in accordance with 37 CFR 1.33. See 37 CFR 1.4 for signature requirements and
`
`
`
`certifications
`Date (YYYY-MM-DD) 2014-05-09
`
`/Johney U. Han/
`First Name Johney
`
`Registration Number 45565
`I Last Name I Han
`
`
`
`
`Additional Signature may be generated within this form by selecting the Add button. IAdd I
`
`
`
`
`
`
`
`
`This collection of information is required by 37 CFR 1.76. The information is required to obtain or retain a benefit by the public which
`
`
`
`
`
`is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This
`
`
`
`
`
`
`
`
`
`
`collection is estimated to take 23 minutes to complete, including gathering, preparing, and submitting the completed application data
`
`
`
`
`sheet form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of lime you require to
`
`
`
`
`
`
`complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`
`
`
`
`
`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR
`COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner
`
`Signature
`
`EFS Web 2.2.10
`
`
`
`for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`
`
`

`

`PTO/AIN14 (12-13)
`
`
`
`Approved for use through 01/31/2014. 0MB 0651-0032
`
`
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`
`
`
`
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`
`
`
`
`
`
`
`Application Data Sheet 37 CFR 1.76
`
`
`
`
`Attorney Docket Number IPHLNZ00510
`
`Application Number
`
`
`
`
`
`Devices and Networks Title of Invention Dynamically Configurable IP Based Wireless
`
`
`
`
`
`EFS Web 2.2.10
`
`

`

`
`
`Privacy Act Statement
`
`to form related of the attached in connection with your submission information The Privacy Act of 1974 (P .L. 93-579) requires that you be given certain
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`a patent application or patent. Accordingly, pursuant to the requirements of the Act, please be advised that: (1) the general authority for the collection
`
`
`
`
`
`
`
`
`
`of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which the information is
`
`
`
`
`
`
`
`used by the U.S. Patent and Trademark Office is to process and/or examine your submission related to a patent application or patent. If you do not
`
`
`
`
`
`
`
`
`furnish the requested information, the U.S. Patent and Trademark Office may not be able to process and/or examine your submission, which may
`
`
`
`
`
`
`result in termination of proceedings or abandonment of the application or expiration of the patent.
`
`
`
`The information provided by you in this form will be subject to the following routine uses:
`
`
`
`
`
`
`
`
`
`1. The information on this form will be treated confidentially to the extent allowed under the Freedom of Information Act (5 U.S.C. 552)
`
`
`
`
`
`
`
`
`
`
`and the Privacy Act (5 U.S.C. 552a). Records from this system of records may be disclosed to the Department of Justice to determine
`
`
`
`
`whether the Freedom of Information Act requires disclosure of these records.
`
`2. A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence to a court, magistrate, or
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`administrative tribunal, including disclosures to opposing counsel in the course of settlement negotiations.
`
`3.
`
`A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitt