PTO/SB/44 (09-07)
`Approved for use through 01/31/2020. 0MB 0651-0033
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid 0MB control number.
`(Also Form PTO-1050)
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`
`9,499,629 B2
`
`APPLICATION NO.: 13/992,622
`
`ISSUE DATE
`
`November 22, 2016
`
`Page_1_of_1_
`
`INVENTOR(S)
`
`Carl H. June, Bruce L. Levine, David L. Porter, Michael D. Kalos and Michael C. Milone
`
`It is certified that an error appears or errors appear in the above-identified patent and that said Letters Patent
`is hereby corrected as shown below:
`On column 1, lines 21-25, of the specification, after the "STATEMENT REGARDING FEDERALLY
`SPONSORED RESEARCH OR DEVELOPMENT", please replace the following paragraph:
`-- This invention was made with government support under grant number K24 CA 117879, R01 CA 120409, R01
`CA 105216 and R01 AI057838 awarded by the National Institutes of Health. The government has certain rights
`in the invention. --
`
`MAILING ADDRESS OF SENDER (Please do not use Customer Number below):
`Kathryn Doyle, Ph.D., J.D., Saul Ewing Arnstein & Lehr LLP
`Centre Square West, 1500 Market Street, 38th Floor
`Philadelphia, PA 19102
`This collection of information is required by 37 CFR 1 .322, 1 .323, and 1 .324. The information is required to obtain or retain a benefit by the public which is to file
`(and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 1.0 hour to
`complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any
`comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer,
`U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Attention Certificate of Corrections Branch, Commissioner for Patents, P.O. Box 1450, Alexandria,
`VA 22313-1450.
`
`ff you need assistance in completing the form, ca/11-800-PTO-9199 and select option 2.
`
`Ex 3002
`IPR2022-00853
`0001
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
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`and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. If you do
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`abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the
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`CFR 1.14, as a routine use, to the public if the record was filed in an application which
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`9. A record from this system of records may be disclosed, as a routine use, to a Federal, State,
`or local law enforcement agency, if the USPTO becomes aware of a violation or potential
`violation of law or regulation.
`
`Ex 3002
`IPR2022-00853
`0002
`
`

`

`UNITED STA TES p A TENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www .uspto.gov
`
`APPLICATION NO.
`
`13/992,622
`
`ISSUE DATE
`
`11/22/2016
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`9499629
`
`046483-6001 US1(00168)
`
`1082
`
`11/02/2016
`
`7590
`78905
`Saul Ewing LLP (Philadelphia)
`Attn: Patent Docket Clerk
`Centre Square West
`1500 Market Street, 38th Floor
`Philadelphia, PA 19102-2186
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 225 day(s). Any patent to issue from the above-identified application will
`include an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto.gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT(s) (Please see PAIR WEB site http://pair.uspto.gov for additional applicants):
`
`Carl H. June, Merion Station, PA;
`Bruce L. Levine, Cherry Hill, NJ;
`David L. Porter, Springfield, PA;
`Michael D. Kalas, Philadelphia, PA;
`Michael C. Milone, Cherry Hill, NJ;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.gov.
`
`IR103 (Rev. 10/09)
`
`Ex 3002
`IPR2022-00853
`0003
`
`

`

`ELECTRO NI CALLY FILED
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`PATENT
`
`In re:
`
`Patent Application Of
`Carl H. June, et al.
`
`Serial No.:
`
`13/992,622
`
`Filed:
`
`July 9, 2013
`
`Group Art Unit:
`1633
`
`Examiner:
`Burkhart, Michael D.
`
`Confirmation No. 1082
`
`For: USE OF CHIMERIC ANTIGEN RECEPTOR(cid:173)
`MODIFIED T-CELLS TO TREAT CANCER
`
`Attorney Docket No.:
`046483-6001US1 (00168)
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`RESPONSE TO NOTICE TO
`FILE CORRECTED APPLICATION PAPERS
`(Notice of Allowance Mailed)
`
`In response to the Notice to File Corrected Application Papers dated July 29,
`
`2016, Applicant submits herewith replacement drawings for all figures consisting of Twenty (26)
`
`sheets. No new matter has been added.
`
`No fee is believed due for the filing of this Response. Please charge any fee that
`
`may be due, and credit any overpayment, to deposit account no. 50-4364.
`
`Ex 3002
`IPR2022-00853
`0004
`
`

`

`Response to Notice to File Corrected Application Papers dated July 29, 2016
`U.S. Patent Application No. 13/992,622
`Attorney Docket No. 046483-6001US1(00168)
`
`PATENT
`
`Favorable examination and allowance of the claims is hereby requested.
`
`Dated: September 23, 2016
`
`Kathryn Doyle, Ph.D., J.D.
`Registration No. 36,317
`
`Saul Ewing LLP
`Centre Square West
`1500 Market Street, 3 8th Floor
`Philadelphia, PA 19102
`Telephone:
`(215) 972-7734
`Fax:
`(215) 972-1818
`Email: kdoyle@saul.com
`Attorney for Applicant
`
`2
`
`Ex 3002
`IPR2022-00853
`0005
`
`

`

`~-~
`
`tif9Si!,B UNITED ST ATES p A TENT AND TRADEMARK OFFICE
`M
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`13/992,622
`
`07/09/2013
`
`Carl H. June
`
`046483-6001US1(00168)
`
`1082
`
`07/29/2016
`7590
`78905
`Saul Ewing LLP (Philadelphia)
`Attn: Patent Docket Clerk
`Centre Square West
`1500 Market Street, 38th Floor
`Philadelphia, PA 19102-2186
`
`EXAMINER
`
`BURKHART, MICHAEL D
`
`ART UNIT
`
`PAPER NUMBER
`
`1633
`
`NOTIFICATION DA TE
`
`DELIVERY MODE
`
`07/29/2016
`
`ELECTRONIC
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the
`following e-mail address(es):
`patents@saul.com
`
`PTOL-90A (Rev. 04/07)
`
`Ex 3002
`IPR2022-00853
`0006
`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Commissioner for Patents
`United States Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`\I\N\/W.uspto.gov
`
`Application No. : 13992622
`Applicant : June
`Filing Date : 07/09/2013
`Date Mailed : 07/29/2016
`
`NOTICE TO FILE CORRECTED APPLICATION PAPERS
`
`Notice of Allowance Mailed
`
`This application has been accorded an Allowance Date and is being prepared for issuance. The
`application, however, is incomplete for the reasons below.
`
`Applicant is given two (2) months from the mail date of this Notice within which to respond. This
`time period for reply is extendable under 37 CFR 1.136(a) for only TWO additional MONTHS.
`
`The informalities requiring correction are indicated in the attachment(s). If the informality pertains to the
`abstract, specification (including claims) or drawings, the informality must be corrected with an
`amendment in compliance with 37 CFR 1.121 (or, if the application is a reissue application, 37 CFR
`1.173). Such an amendment may be filed after payment of the issue fee if limited to correction of
`informalities noted herein. See Waiver of 3 7 CFR 1. 312 for Documents Required by the Office of Patent
`Publication, 1280 Off. Gaz. Patent Office 918 (March 23, 2004). In addition, if the informality is not
`corrected until after payment of the issue fee, for purposes of 35 U.S.C. 154(b)(l)(iv), "all outstanding
`requirements" will be considered to have been satisfied when the informality has been corrected. A
`failure to respond within the above-identified time period will result in the application being
`ABANDONED.
`
`See attachment(s).
`
`A copy of this notice MUST be returned with the reply. Please address response to
`"Mail Stop Issue Fee, Commissioner for Patents,
`P.O. Box 1450, Alexandria, VA 22313-1450".
`
`/Chris Harmon/
`Publication Branch
`Office of Data Management
`(571) 272-4200
`
`Ex 3002
`IPR2022-00853
`0007
`
`

`

`Application No. 13992622
`
`Drawings filed: 06/07/2013
`
`IDENTIFICATION OF DRAWING DEFICIENCIES
`
`There is a hole or the image thereof within the illustration. FIG(s)
`
`□
`□
`
`The illustration is penetrated or traversed by a solid or broken line that is not intended to be part of the
`drawing, such as a dark line caused by a flaw in the copying process. FIG(s)
`
`□
`□
`
`An ink stamp or the image thereof obscures part of the illustration. FIG(s)
`
`The drawing is marred by black smudges, obliterations, or fax/copier marks (for example, speckles or dots
`in a substantial portion of the drawing). FIG(s)
`
`Figure numbers are duplicated or missing. FIG(s)
`
`Drawing sheet or figure is missing. FIG(s)
`
`□
`□
`□
`
`Numbers, letters, or reference characters in the drawing have been crossed out or are illegibly handwritten.
`FIG(s)
`
`[Kl
`□
`
`The character of the lines, numbers, and letters is poor. FIG(s) 1A,5A,6, 7,9,11
`
`The drawing's background shows that the original drawing was made on graph paper or other paper with a
`pattern or decoration. FIG(s)
`
`□
`□
`
`The FIG. number label is placed in a location that causes the drawing to be read upside down. FIG(s)
`
`Data, a reference number, or part of the drawing is truncated or missing, or a lead line has no reference
`number. FIG(s)
`
`□
`□
`
`The drawing and/or the FIG. label contain(s) foreign language. FIG(s)
`
`This utility application contains a photograph of a view that is capable of being illustrated as a line drawing.
`FIG(s)
`
`□
`
`A petition under 37 CFR l .84(a)(2) to accept color drawings has been granted, but the brief description of
`the drawings in the specification does not contain (or has not been amended to contain) the paragraph
`required by 37 CFR l.84(a)(2)(iii).
`
`□
`□
`
`This reissue application contains added and/or amended drawings that are not labeled as "New" or
`"Amended" or "Canceled" as required by 37 CFR l.173(b)(3). FIG(s)
`
`This Design reissue application contains a drawing that is labeled as "Canceled" but is not surrounded by
`brackets, or a drawing that is surrounded by brackets but is not labeled as "Canceled." See 3 7 CFR
`1. l 73(b )(3). FIG(s)
`
`OTHER:
`
`□
`□
`
`COMMENTS:
`
`Ex 3002
`IPR2022-00853
`0008
`
`

`

`UNITED ST ATES PA TENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`13/992,622
`
`07/09/2013
`
`Carl H. June
`
`046483-6001US1(00168)
`
`1082
`
`07/29/2016
`7590
`78905
`Saul Ewing LLP (Philadelphia)
`Attn: Patent Docket Clerk
`Centre Square West
`1500 Market Street, 38th Floor
`Philadelphia, PA 19102-2186
`
`EXAMINER
`
`BURKHART, MICHAEL D
`
`ART UNIT
`
`PAPER NUMBER
`
`1633
`
`NOTIFICATION DA TE
`
`DELIVERY MODE
`
`07/29/2016
`
`ELECTRONIC
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`Notice of the Office communication was sent electronically on above-indicated "Notification Date" to the
`following e-mail address(es):
`patents@saul.com
`
`PTOL-90A (Rev. 04/07)
`
`Ex 3002
`IPR2022-00853
`0009
`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Commissioner for Patents
`United States Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`\I\N\/W.uspto.gov
`
`Application No. : 13992622
`Applicant : June
`Filing Date : 07/09/2013
`Date Mailed : 07/29/2016
`
`NOTICE TO FILE CORRECTED APPLICATION PAPERS
`
`Notice of Allowance Mailed
`
`This application has been accorded an Allowance Date and is being prepared for issuance. The
`application, however, is incomplete for the reasons below.
`
`Applicant is given two (2) months from the mail date of this Notice within which to respond. This
`time period for reply is extendable under 37 CFR 1.136(a) for only TWO additional MONTHS.
`
`The informalities requiring correction are indicated in the attachment(s). If the informality pertains to the
`abstract, specification (including claims) or drawings, the informality must be corrected with an
`amendment in compliance with 37 CFR 1.121 (or, if the application is a reissue application, 37 CFR
`1.173). Such an amendment may be filed after payment of the issue fee if limited to correction of
`informalities noted herein. See Waiver of 3 7 CFR 1. 312 for Documents Required by the Office of Patent
`Publication, 1280 Off. Gaz. Patent Office 918 (March 23, 2004). In addition, if the informality is not
`corrected until after payment of the issue fee, for purposes of 35 U.S.C. 154(b)(l)(iv), "all outstanding
`requirements" will be considered to have been satisfied when the informality has been corrected. A
`failure to respond within the above-identified time period will result in the application being
`ABANDONED.
`
`See attachment(s).
`
`A copy of this notice MUST be returned with the reply. Please address response to
`"Mail Stop Issue Fee, Commissioner for Patents,
`P.O. Box 1450, Alexandria, VA 22313-1450".
`
`/Chris Harmon/
`Publication Branch
`Office of Data Management
`(571) 272-4200
`
`Ex 3002
`IPR2022-00853
`0010
`
`

`

`Application No. 13992622
`
`Drawings filed: 06/07/2013
`
`IDENTIFICATION OF DRAWING DEFICIENCIES
`
`There is a hole or the image thereof within the illustration. FIG(s)
`
`□
`□
`
`The illustration is penetrated or traversed by a solid or broken line that is not intended to be part of the
`drawing, such as a dark line caused by a flaw in the copying process. FIG(s)
`
`□
`□
`
`An ink stamp or the image thereof obscures part of the illustration. FIG(s)
`
`The drawing is marred by black smudges, obliterations, or fax/copier marks (for example, speckles or dots
`in a substantial portion of the drawing). FIG(s)
`
`Figure numbers are duplicated or missing. FIG(s)
`
`Drawing sheet or figure is missing. FIG(s)
`
`□
`□
`□
`
`Numbers, letters, or reference characters in the drawing have been crossed out or are illegibly handwritten.
`FIG(s)
`
`[Kl
`□
`
`The character of the lines, numbers, and letters is poor. FIG(s) 1A,5A,6, 7,9,11
`
`The drawing's background shows that the original drawing was made on graph paper or other paper with a
`pattern or decoration. FIG(s)
`
`□
`□
`
`The FIG. number label is placed in a location that causes the drawing to be read upside down. FIG(s)
`
`Data, a reference number, or part of the drawing is truncated or missing, or a lead line has no reference
`number. FIG(s)
`
`□
`□
`
`The drawing and/or the FIG. label contain(s) foreign language. FIG(s)
`
`This utility application contains a photograph of a view that is capable of being illustrated as a line drawing.
`FIG(s)
`
`□
`
`A petition under 37 CFR l .84(a)(2) to accept color drawings has been granted, but the brief description of
`the drawings in the specification does not contain (or has not been amended to contain) the paragraph
`required by 37 CFR l.84(a)(2)(iii).
`
`□
`□
`
`This reissue application contains added and/or amended drawings that are not labeled as "New" or
`"Amended" or "Canceled" as required by 37 CFR l.173(b)(3). FIG(s)
`
`This Design reissue application contains a drawing that is labeled as "Canceled" but is not surrounded by
`brackets, or a drawing that is surrounded by brackets but is not labeled as "Canceled." See 3 7 CFR
`1. l 73(b )(3). FIG(s)
`
`OTHER:
`
`□
`□
`
`COMMENTS:
`
`Ex 3002
`IPR2022-00853
`0011
`
`

`

`UNITED STA IBS p A IBNT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria., Virginia 22313-1450
`www.uspto.gov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`78905
`7590
`07/20/2016
`Saul Ewing LLP (Philadelphia)
`Attn: Patent Docket Clerk
`Centre Square West
`1500 Market Street, 38th Floor
`Philadelphia, PA 19102-2186
`
`EXAMINER
`
`BURKHART, MICHAEL D
`
`ART UNIT
`
`PAPER NUMBER
`
`1633
`
`DATE MAILED: 07/20/2016
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`13/992,622
`
`07/09/2013
`
`Carl H. June
`
`046483-6001US1(00168)
`
`1082
`
`TITLE OF INVENTION: Use of Chimeric Antigen Receptor-Modified T-Cells to Treat Cancer
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`UNDISCOUNTED
`
`$960
`
`$0
`
`$0
`
`$960
`
`10/20/2016
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED. THIS
`STATUTORY PERIOD CANNOT BE EXTENDED. SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`IF AN ISSUE FEE HAS
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLY TO THIS NOTICE:
`
`I. Review the ENTITY STATUS shown above. If the ENTITY STATUS is shown as SMALL or MICRO, verify whether entitlement to that
`entity status still applies.
`If the ENTITY STATUS is the same as shown above, pay the TOTAL FEE(S) DUE shown above.
`If the ENTITY STATUS is changed from that shown above, on PART B - FEE(S) TRANSMITTAL, complete section number 5 titled
`"Change in Entity Status (from status indicated above)".
`For purposes of this notice, small entity fees are 1/2 the amount of undiscounted fees, and micro entity fees are 1/2 the amount of small entity
`fees.
`
`IL PART B - FEE(S) TRANSMITTAL, or its equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE (if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Fee(s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficulty in recognizing
`the paper as an equivalent of Part B.
`
`III. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FEE unless advised to the contrary.
`
`IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
`maintenance fees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`PTOL-85 (Rev. 02/11)
`
`Page 1 of 3
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`Ex 3002
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`0012
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`

`

`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`(571)-273-2885
`
`or Fax
`
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks I through 5 should be completed where
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block I, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block I for any change of address)
`
`78905
`7590
`07/20/2016
`Saul Ewing LLP (Philadelphia)
`Attn: Patent Docket Clerk
`Centre Square West
`1500 Market Street, 38th Floor
`Philadelphia, PA 19102-2186
`
`Note: A certificate of mailing can only be used for domestic mailings of the
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`papers. Each additional paper, such as an assignment or formal drawing, must
`have its own certificate of mailing or transmission.
`
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`
`(Depositor's name)
`
`(Signature)
`
`(Date)
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`13/992,622
`
`07/09/2013
`
`Carl H. June
`
`046483-6001 USl(00168)
`
`1082
`
`TITLE OF INVENTION: Use of Chimeric Antigen Receptor-Modified T-Cells to Treat Cancer
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`UNDISCOUNTED
`
`$960
`
`$0
`
`$0
`
`$960
`
`10/20/2016
`
`EXAMINER
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`BURKHART, MICHAEL D
`
`1633
`
`424-093210
`
`I. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`0 Change of correspondence address ( or Change of Correspondence
`Address form PTO/SB/122) attached.
`0 "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Number is required.
`
`2. For printing on the patent front page, list
`(I) The names of up to 3 registered patent attorneys
`or agents OR, alternatively,
`(2) The name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`listed, no name will be printed.
`
`2 ______________ _
`
`3 ______________ _
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the document has been filed for
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) : 0 Individual O Corporation or other private group entity O Government
`
`4a. The following fee(s) are submitted:
`0 Issue Fee
`0 Publication Fee (No small entity discount permitted)
`0 Advance Order - # of Copies _________ _
`
`4b. Payment ofFee(s): (Please first reapply any previously paid issue fee shown above)
`0 A check is enclosed.
`0 Payment by credit card. Form PTO-2038 is attached.
`0 The director is hereby authorized to charge the required fee( s ), any deficiency, or credits any
`( enclose an extra copy of this form).
`overpayment, to Deposit Account Number
`
`5. Change in Entity Status (from status indicated above)
`0 Applicant certifying micro entity status. See 37 CFR 1.29
`0 Applicant asserting small entity status. See 37 CFR 1.27
`0 Applicant changing to regular undiscounted fee status.
`
`NOTE: Absent a valid certification of Micro Entity Status (see forms PTO/SB/15A and 15B), issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`NOTE: If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`entity status, as applicable.
`
`NOTE: This form must be signed in accordance with 37 CFR 1.31 and 1.33. See 37 CFR 1.4 for signature requirements and certifications.
`
`Authorized Signature _______________________ _
`
`Date ____________________ _
`
`Typed or printed name ______________________ _
`
`Registration No. ________________ _
`
`PTOL-85 Part B (10-13) Approved for use through 10/31/2013.
`
`0MB 0651-0033
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Page 2 of3
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`

`UNITED STA IBS p A IBNT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria., Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`13/992,622
`
`07/09/2013
`
`Carl H. June
`
`046483-6001US1(00168)
`
`1082
`
`78905
`7590
`07/20/2016
`Saul Ewing LLP (Philadelphia)
`Attn: Patent Docket Clerk
`Centre Square West
`1500 Market Street, 38th Floor
`Philadelphia, PA 19102-2186
`
`EXAMINER
`
`BURKHART, MICHAEL D
`
`ART UNIT
`
`PAPER NUMBER
`
`1633
`
`DATE MAILED: 07/20/2016
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(Applications filed on or after May 29, 2000)
`
`The Office has discontinued providing a Patent Term Adjustment (PTA) calculation with the Notice of Allowance.
`
`Section l(h)(2) of the AIA Technical Corrections Act amended 35 U.S.C. 154(b)(3)(B)(i) to eliminate the
`requirement that the Office provide a patent term adjustment determination with the notice of allowance. See
`Revisions to Patent Term Adjustment, 78 Fed. Reg. 19416, 19417 (Apr. 1, 2013). Therefore, the Office is no longer
`providing an initial patent term adjustment determination with the notice of allowance. The Office will continue to
`provide a patent term adjustment determination with the Issue Notification Letter that is mailed to applicant
`approximately three weeks prior to the issue date of the patent, and will include the patent term adjustment on the
`patent. Any request for reconsideration of the patent term adjustment determination ( or reinstatement of patent term
`adjustment) should follow the process outlined in 37 CPR 1.705.
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office of
`Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee payments should be
`directed to the Customer Service Center of the Office of Patent Publication at 1-(888)-786-0101 or (571 )-272-4200.
`
`PTOL-85 (Rev. 02/11)
`
`Page 3 of 3
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`Ex 3002
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`

`0MB Clearance and PRA Burden Statement for PTOL-85 Part B
`
`The Paperwork Reduction Act (PRA) of 1995 requires Federal agencies to obtain Office of Management and
`Budget approval before requesting most types of information from the public. When 0MB approves an agency
`request to collect information from the public, 0MB (i) provides a valid 0MB Control Number and expiration
`date for the agency to display on the instrument that will be used to collect the information and (ii) requires the
`agency to inform the public about the 0MB Control Number's legal significance in accordance with 5 CFR
`1320.5(b).
`
`The information collected by PTOL-85 Part B is required by 37 CFR 1.311. The information is required to obtain
`or retain a benefit by the public