DASG S2i-cv-DO3T1-N Document Filed O2/i2/21 Page Lofi PagelD 402
`AO 120 (Rev. 08/10)
`
`TRADEMARK
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`Northern District of Texas, Dallas Division
`on the following
`L] Trademarks or
`[MW Patents.
`( (] the patent action involves 35 U.S.C. § 292.):
`3:21-XY.-00311-G
`2/11/2021
`Northern District of Texas, Dallas Division
`
`DATEFILED
`
`U.S. DISTRICT COURT
`
`DEFENDANT
`
`Unicorn Global Inc etal
`
` CLERK
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`L] Amendment
`
`M Answer
`
`C] Cross Bill
`
`L] Other Pleading
`
`Es
`Es
`aDs
`
`a I
`
`n the above—entitled case, the following decision has been rendered or judgmentissued:
`DECISION/JUDGMENT
`
`Joint STIPULATION OF DISMISSALWith Prejudice.
`
`Karen Mitchell
`
`(BY) DEPUTY CLERK
`
`s/ Y. Lehnert
`
`DATE
`
`9/2/2021
`
`Copy 1—Uponinitiation of action, mail this copy to Director©Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Uponfiling document adding patent(s), mail this copy to Director Copy 4—Casefile copy
`
`DGL Exhibit 1002
`Page 0001
`
`DOCKET N
`
`PLAINTIFF
`
`Golabs Inc
`
`DATE INCLUDED
`
`3/3/2021
`
`DGL Exhibit 1002
`Page 0001
`
`

`

`
`i
`i
`:
`‘
`A
`:
`x Ai a s
`
`AO 120 (Rey. 08/10}
`
`TO:
`:
`
`Mail Step 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1456
`
`i ACTION REGARDING A PATENT GR
`
`REPORTON THE
`FILING OR DETERMINATION OF AN
`
`TRADEMARK
`
`in Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 vou are hereby advised that a court action has been
`filed inthe U.S. District Court
`EASTERN DISTRICT OF NEW YORK -- BROOKLYN
`on the following
`
`C] Frademarks or A Patents.
`
`( £3 the patent action involves 35 U.S.C. § 292.3:
`
`DOCKET NO.
`1:24-cev-1436
`PLAINTIFF
`
`DATE FILED
`W1B/2021
`
`U8. DISTRICT COURT
`EASTERN DISTRICT OF NEW YORK -- BROOKLYN
`DEFENDANT
`
`Unicom Global, inc. et al & Hangzhou Chic intelligent
`Technology Co., Ltd.
`
`Jetson Electric Bikes LLC
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER
`OF PATEN
`RADEMARK
`HOLDER OF PATENT OR TRADEMARK
`
`[|] Other Pleading
`
`DATE INCLUDED
`
`PATENTOR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`[i Cross Bill
`
`in the above---entitied case, the following decision las been rendered or judgement issued:
`DECISIONJUDGEMENT
`
`[ Christine Rocco 3/18/2021
`
`CLERK
`
`Douglas C. Palmer
`
`BY) DEPUTY CLERK
`
`Copy 1-—Upon initiation of action, mail this copy te Director Copy 3--Upon termination of action, mail this capy te Birector
`Copy 2--Upon filing document adding patent(s}, mail this copy to Birector Copy 4-—Case fle capy
`
`DGL Exhibit 1002
`Page 0002
`
`DGL Exhibit 1002
`Page 0002
`
`

`

`
`
`
`
`AO 126 (Rev. 08/10}
`
`TO:
`:
`
`Mail Step 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1456
`
`i
`
` ACTION REGARDING A PATENT GR
`
`REPORTON THE
`FILING OR DETERMINATION OF AN
`
`TRADEMARK
`
`in Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 vou are hereby advised that a court action has been
`filed inthe U.S. District Court
`EASTERN DISTRICT OF NEW YORK -- BROOKLYN
`on the following
`
`C] Frademarks or A Patents.
`
`( £3 the patent action involves 35 U.S.C. § 292.3:
`
`DOCKET NO.
`1:24-cev-1436
`PLAINTIFF
`
`DATE FILED
`W1B/2021
`
`U8. DISTRICT COURT
`EASTERN DISTRICT OF NEW YORK -- BROOKLYN
`DEFENDANT
`
`Unicom Global, inc. et al & Hangzhou Chic intelligent
`Technology Co., Ltd.
`
`DGL Group, Lid.
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER
`OF PATEN
`RADEMARK
`HOLDER OF PATENT OR TRADEMARK
`
`[|] Other Pleading
`
`DATE INCLUDED
`
`PATENTOR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`[i Cross Bill
`
`in the above---entitied case, the following decision las been rendered or judgement issued:
`DECISIONJUDGEMENT
`
`[ Christine Rocco S/1 9/202 1
`
`CLERK
`
`Douglas C. Palmer
`
`BY) DEPUTY CLERK
`
`Copy 1-—Upon initiation of action, mail this copy te Director Copy 3--Upon termination of action, mail this capy te Birector
`Copy 2--Upon filing document adding patent(s}, mail this copy to Birector Copy 4-—Case fle capy
`
`DGL Exhibit 1002
`Page 0003
`
`DGL Exhibit 1002
`Page 0003
`
`

`

`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRADEMARK
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`Northern District of Texas, Dallas Division
`onthe following
`_] Trademarks or
`[7 Patents.
`( (] the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`3:21-cv-00311-G
`PLAINTIFF
`
`Golabs Inc
`
`DATEFILED
`2/11/2021
`
`U.S. DISTRICT COURT
`Northern District of Texas, Dallas Division
`DEFENDANT
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARKNO.
`
`L] Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`L] Answer
`
`C] Cross Bill
`
`L] Other Pleading
`
`Unicorn Global Inc etal
`HOLDER OF PATENT OR TRADEMARK
`2/12/2021
`
`In the above—entitled case, the following decision has been rendered or judgementissued:
`DECISION/JUDGEMENT
`
`CLERK
`
`Karen Mitchell
`
`(BY) DEPUTY CLERK
`
`s/ O. Hernandez
`
`DATE
`
`Copy 1—Uponinitiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Uponfiling document adding patent(s), mail this copy to Director Copy 4—Casefile copy
`
`DGL Exhibit 1002
`Page 0004
`
`DGL Exhibit 1002
`Page 0004
`
`

`

`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRADEMARK
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`Northern District of Texas, Dallas Division
`onthe following
`_] Trademarks or
`[7 Patents.
`( (] the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`3:20-cv-02023-B
`PLAINTIFF
`
`DATEFILED
`7/30/2020
`
`U.S. DISTRICT COURT
`Northern District of Texas, Dallas Division
`DEFENDANT
`
`Unicorn Global Inc et al
`
`Golabs Inc et al
`
`PATENT OR
`
`DATE OF PATENT
`
`1 10,167,036
`
`2 10,597,107
`
`1/1/2019
`
`3/24/2020
`
`Hangzhou ChicIntelligent Technology Co Ltd
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARKNO.
`
`L] Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`L] Answer
`
`C] Cross Bill
`
`L] Other Pleading
`
`Hangzhou Chic Intelligent Technology Co Lid
`HOLDER OF PATENT OR TRADEMARK
`7/30/2020
`
`In the above—entitled case, the following decision has been rendered or judgementissued:
`DECISION/JUDGEMENT
`
`CLERK
`
`Karen Mitchell
`
`(BY) DEPUTY CLERK
`
`s/H. Leal
`
`Copy 1—Uponinitiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Uponfiling document adding patent(s), mail this copy to Director Copy 4—Casefile copy
`
`DGL Exhibit 1002
`Page 0005
`
`DGL Exhibit 1002
`Page 0005
`
`

`

`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and TrademarkOffice
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`16/658,020
`
`ISSUE DATE
`
`03/24/2020
`
`23990
`
`7590
`
`03/04/2020
`
`DOCKET CLERK
`P.O. DRAWER 800889
`DALLAS, TX 75380
`
`PATENT NO.
`
`ATTORNEY DOCKETNO.
`
`CONFIRMATIONNO.
`
`10597107
`
`HANGO1-10008
`
`6585
`
`ISSUE NOTIFICATION
`
`The projected patent numberandissue date are specified above.
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 0 day(s). Any patent to issue from the above-identified application will include
`an indication of the adjustmenton the front page.
`
`If a Continued Prosecution Application (CPA) wasfiled in the above-identified application, the filing date that
`determines Patent Term Adjustmentis the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEBsite (http://pair-uspto. gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office
`of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee payments
`should be directed to the Application Assistance Unit (AAU) of the Office of Data Management (ODM) at
`(571)-272-4200.
`
`APPLICANT(s) (Please see PAIR WEBsite http://pair.uspto.gov for additional applicants):
`
`Hangzhou ChicIntelligent Technology Co., Ltd., Hangzhou, CHINA;
`Jiawei YING, Hangzhou, CHINA;
`Shaojun CAO, Hangzhou, CHINA;
`
`The United States represents the largest, most dynamic marketplace in the world andis an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`worksto encourage andfacilitate business investment. To learn more about why the USAis the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA. gov.
`IR103 (Rev. 10/09)
`DGL Exhibit 1002
`Page 0006
`
`DGL Exhibit 1002
`Page 0006
`
`

`

`UNITED STATES PATENT AND TRADEMARK OFFIGE
`
`UNITTED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`Q. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`
`
`
`FILING OR 371(C) DATE
`
`
`
`APPLICATION NUMBER
`
`FIRST NAMED APPLICANT
`
`ATTY. DOCKET NO./TITLE
`
`16/658,020
`
`10/18/2019
`
`Tiawei YING
`
`HANGOI-10008
`CONFIRMATIONNO. 6585
`
`23990
`DOCKET CLERK
`
`P.O. DRAWER 800889
`
`DALLAS, TX 75380
`
`PUBLICATION NOTICE
`
`INOUEAA000000
`
`704208
`
`Title: ELECTRIC VEHICLE
`
`Publication No.US-2020-0047839-A1
`Publication Date:02/13/2020
`
`NOTICE OF PUBLICATION OF APPLICATION
`
`The above-identified application will be electronically published as a patent application publication pursuant to 37
`CFR 1.211, et seq. The patent application publication number and publication date are set forth above.
`
`The publication may be accessed through the USPTO's publically available Searchable Databasesvia the
`Internet at www.uspto.gov. The direct link to access the publication is currently http:/Awww.uspto.gov/pattt/.
`
`The publication process established by the Office does not provide for mailing a copy of the publication to
`applicant. A copy of the publication may be obtained from the Office upon paymentof the appropriate fee set
`forth in 37 CFR 1.19(a)(1). Orders for copies of patent application publications are handled by the USPTO's
`Public Records Division. The Public Records Division can be reached by telephone at (571) 272-3150 or (800)
`972-6382, by facsimile at (571) 273-3250, by mail addressed to the United States Patent and Trademark Office,
`Public Records Division, Alexandria, VA 22313-1450 or via the Internet.
`
`In addition, information on the status of the application, including the mailing date of Office actions and
`the dates of receipt of correspondencefiled in the Office, may also be accessed via the Internet through
`the Patent Electronic Business Center at www.uspto.gov using the public side of the Patent Application
`Information and Retrieval (PAIR) system. The directlink to access this status information is currently
`https ://portal.uspto.gov/pair/PublicPair. Prior to publication, such status information is confidential and may only
`be obtained by applicant using the private side of PAIR.
`
`Further assistance in electronically accessing the publication, or about PAIR, is available by calling the Patent
`Electronic Business Center at 1-866-217-9197.
`
`
`
`Office of Data Managment, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`page 1 of 1
`
`DGL Exhibit 1002
`Page 0007
`
`DGL Exhibit 1002
`Page 0007
`
`

`

`Complete and sendthis form, together with applicable fee(s), by mail or fax, or via EFS-Web.
`
`PARTB - FEE(S) TRANSMITTAL
`
`
`
`By mail, sendto: By fax, send to:—(571)-273-2885Mail Stop ISSUE FEE
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATIONFEE(if required). Blocks 1 through 5 should be completed where appropriate. All
`further correspondenceincluding the Patent, advance orders and notification of maintenancefees will be mailed to the current correspondence addressas indicated unless corrected
`below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or(b) indicating a separate "FEE ADDRESS"for maintenancefee notifications.
`Note: A certificate of mailing can only be used for domestic mailings of the
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`papers. Each additional paper, such as an assignment or formal drawing, must
`have its own certificate of mailing or transmission.
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being transmitted to
`the USPTO via EFS-Weborby facsimile to (571) 273-2885, on the date below.
`(Typed or printed name)
`
`CURRENT CORRESPONDENCE ADDRESS(Note: Use Block 1 for any change of address)
`
`7590
`23990
`DOCKET CLERK
`P.O. DRAWER800889
`DALLAS, TX 75380
`
`02/05/2020
`
`(Signature) (Date)
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKETNO.
`
`CONFIRMATIONNO.
`
`16/658,020
`
`10/18/2019
`
`Jiawei YING
`
`HANGO1-10008
`
`6585
`
`TITLE OF INVENTION: ELECTRIC VEHICLE
`
`
`
`
`
`
`
`APPLN. TYPE PUBLICATION FEE DUE|PREV. PAID ISSUE FEEENTITY STATUS ISSUE FEE DUE TOTAL FEE(S) DUE DATE DUE
`
`
`
`
`
`nonprovisional
`
`SMALL
`
`$500
`
`$0.00
`
`$0.00
`
`$500
`
`05/05/2020
`
`EXAMINER
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`HURLEY, KEVIN
`
`3611
`
`180-218000
`
`1. Change of correspondenceaddressor indication of "Fee Address” (37
`CFR 1.363).
`
`(I Change of correspondence address (or Change of Correspondence
`Address form PTO/SB/122) attached.
`
`
`
`[I "Fee Address" indication (or "Fee Address" Indication form PTO/
`SB/47; Rev 03-09 or more recent) attached. Use of a Customer
`Numberis required.
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT(printor type)
`PLEASE NOTE: Unlessan assigneeis identified below, no assignee data will appear on the patent. If an assigneeis identified below, the document must have been previously
`recorded,orfiled for recordation, as set forth in 37 CFR 3.11 and 37 CFR 3.81(a). Completion of this form is NOTa substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE:(CITY and STATE OR COUNTRY)
`
`2. For printing on the patent front page,list
`(1) The namesof up to 3 registered patent attorneys
`or agents OR,alternatively,
`(2) The nameofa single firm (having as a member a
`registered attorney or agent) and the names of upto
`2 registered patent attorneys or agents. If no nameis
`listed, no namewillbe printed.
`
`
`
`
`
`1
`
`=—-_2
`
`
`
`
`
`Hangzhou Chic Intelligent Technology Co., Ltd.
`
`Hangzhou, China
`
`(LV individual 4 Corporation or other private group entity (_] Government
`Please check the appropriate assignee category or categories (will not be printed on the patent) :
`4a. Fees submitted:
`issue Fee
`publication Fee (if required)
`(VAdvance Order- # of Copies
`4b. Method of Payment: (Please first reapply any previously paidfee shown above)
`4% Electronic Payment via EFS-Web
`(LI Enclosed check
`(LI Non-clectronic paymentby credit card (Attach form PTO-2038)
`4% The Director is hereby authorized to charge the required fee(s), any deficiency, or credit any overpayment to Deposit Account No. 50-0208
`
`5. Changein Entity Status (from status indicated above)
`(I Applicantcertifying micro entity status. See 37 CFR 1.29
`(I Applicantasserting small entity status. See 37 CFR 1.27
`(I Applicant changing to regular undiscounted fee status.
`
`
`
`Authorized Signature
`
`NOTE:Absenta valid certification of Micro Entity Status (see forms PTO/SB/15A and 15B), issue
`fee paymentin the micro entity amountwill not be accepted at the risk of application abandonment.
`NOTE:If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`
`NOTE:Checking this box will be takento be a notification of loss of entitlement to small or micro
`entity status, as applicable.
`NOTE: This form must be signed in accordance with 37 CFR 1.31 and 1.33. See 37 CFR 1.4 for signature requirements and certifications.
`
`/Neil G. Ferrari/
`Date February 7, 2020
`Typed or printed name Neil G. Ferrari Registration No. 61,484
`
`
`
`PTOL-85 Part B (08-18) Approved for use through 01/31/2020
`
`Page 2 of 3
`OMB 0651-0033
`
`DGL Exhibit 1002
`USS. Patent and Trademark Office; U.S. PPBageO00gr COMMERCE
`
`DGL Exhibit 1002
`Page 0008
`
`

`

`DOCKET NO.: HANGO1-10008
`CUSTOMERNO.: 23990
`
`PATENT
`
`IN THE UNITED STATES PATENT AND TRADEMARKOFFICE
`
`In re application of
`
`Jiawei YING,etal.
`
`Application No.
`
`16/658,020
`
`Filed
`
`For
`
`Art Unit
`
`Examiner
`
`:
`
`:
`
`October 18, 2019
`
`ELECTRIC VEHICLE
`
`3611
`
`Kevin Hurley
`
`Confirmation No.
`
`6585
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`COMMENTSON STATEMENT OF REASONS FOR ALLOWANCE
`
`In response to the Notice of Allowance dated February 5, 2020, the Applicant provides the
`
`following in response to the Statement of Reasons for Allowance. The Applicant believes that the
`
`claims and description of the invention are adequately described and set forth in the specification
`
`such that Applicant’s claimed invention, and terms and features described therein, are readily
`
`understood by those of ordinary skill
`
`in the art as set forth in the allowed claims. While the
`
`Applicant appreciates the Examiner’s reasons for allowance,
`
`the Applicant believes that other
`
`reasons for allowance exist. The Applicant reserves the nght to raise these other reasons if ever
`
`necessary.
`
`Date:_February 7, 2020
`
`P.O. Drawer 800889
`Dallas, Texas 75380
`Phone: (972) 628-3600
`Fax: (972) 628-3616
`Email: nferrari@munckwilson.com
`
`Respectfully submitted,
`
`MUNCK WILSON MANDALA, LLP
`
`/Neil G. Ferrari/
`Neil G. Ferrari
`Registration No. 61,484
`
`DGL Exhibit 1002
`Page 0009
`
`DGL Exhibit 1002
`Page 0009
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Title of Invention:
`
`ELECTRIC VEHICLE
`
`a
`
`
`
`Filing Fees for Utility under 35 USC 111(a)
`
`Description
`
`Fee Code
`
`Quantity
`
`Sub-Total in
`
`USD(S)
`
`Basic Filing:
`
`Miscellaneous-Filing:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-Issuance:
`
`DGL Exhibit 1002
`Page 0010
`
`DGL Exhibit 1002
`Page 0010
`
`

`

`Extension-of-Time:
`
`Total in USD ($)
`
`Miscellaneous:
`
`DGL Exhibit 1002
`Page 0011
`
`DGL Exhibit 1002
`Page 0011
`
`

`

`Title of Invention:
`
`ELECTRIC VEHICLE
`
`Electronic AcknowledgementReceipt
`
`Application Number:
`
`16658020
`
`International Application Number:
`
`Confirmation Number:
`
`6585
`
`
`
`ee
`
`Paymentinformation:
`
`
`
`Deposit Account
`
`500208
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpaymentas follows:
`
`37 CFR 1.16 (National application filing, search, and examination fees)
`
`37 CFR 1.19 (Documentsupply fees)
`
`DGL Exhibit 1002
`Page 0012
`
`DGL Exhibit 1002
`Page 0012
`
`

`

`37 CFR 1.21 (Miscellaneous fees and charges)
`
`File Listing:
`
`Pages
`Multi
`File Size(Bytes)/
`DocumentDescription
`Document
`
`
`
`Number Message Digest|Part/.zip|P (if appl.)
`101255
`
`Issue Fee Payment (PTO-85B)
`
`HANG01-10008-Issue-Fee-
`Transmittal pdf
`
`334d3227de1a029f1 7da4f205e8a1f48e848}
`e8a0
`
`Information:
`
`Information:
`
`Post Allowance Communication -
`
`HANGO1-10008-Comments-on-
`
`Incoming
`
`Allowance.pdf
`
`459316461 36345d4651a8343aaabd5e089)
`72c3
`
`Fee Worksheet (SB06)
`
`fee-info.pdf
`
`4a32a1942cd8838207d04107b23cfb87Iba
`8588
`
`the application.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsfora filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownonthis
`AcknowledgementReceiptwill establish the filing date of the application.
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903indicating acceptanceof the application as a
`national stage submission under35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105)will be issued in due course, subject to prescriptions concerning
`national security, and the date shownon this AcknowledgementReceiptwill establish the international filing date of
`
`Information:
`
`Total Files Size (in bytes)
`
`226255
`
`This AcknowledgementReceipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable.It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`DGL Exhibit 1002
`Page 0013
`
`DGL Exhibit 1002
`Page 0013
`
`

`

`
`ges=tiex
`
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARKOFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and TrademarkOffice
`Address; COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`NOTICE OF ALLOWANCEAND FEE(S) DUE
`
`DOCKET CLERK
`P.O. DRAWER800889
`
`HURLEY,KEVIN
`
`3611
`
`DATE MAILED: 02/05/2020
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKETNO.
`
`CONFIRMATIONNO.
`
`16/658,020
`
`10/18/2019
`
`Jiawei YING
`
`HANGO1-10008
`
`6585
`
`TITLE OF INVENTION: ELECTRIC VEHICLE
`
`
`
`
`
`
`
`APPLN. TYPE PUBLICATION FEE DUE|PREV. PAID ISSUE FEEENTITY STATUS ISSUE FEE DUE TOTAL FEE(S) DUE DATE DUE
`
`
`
`
`
`nonprovisional
`
`SMALL
`
`$500
`
`$0.00
`
`$0.00
`
`$500
`
`05/05/2020
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCEIS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATIONFEE (IF REQUIRED) MUSTBE PAID WITHIN THREE MONTHS FROM THE MAILING
`
`DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED. THIS STATUTORY PERIOD
`CANNOT BE EXTENDED. SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES NOT REFLECT A CREDIT
`FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION. IF AN ISSUE FEE HAS PREVIOUSLY BEEN PAID IN
`THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM WILL BE CONSIDERED A REQUEST
`TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THEISSUE FEE NOW DUE.
`
`HOW TO REPLYTO THIS NOTICE:
`
`I. Review the ENTITY STATUSshownabove.If the ENTITY STATUSis shown as SMALL or MICRO, verify whether entitlement to that
`entity status still applies.
`
`If the ENTITY STATUS is the same as shown above, pay the TOTAL FEE(S) DUE shownabove.
`
`If the ENTITY STATUS is changed from that shown above, on PART B - FEE(S) TRANSMITTAL,complete section number5 titled
`"Changein Entity Status (from status indicated above)”.
`
`For purposesof this notice, small entity fees are 1/2 the amount of undiscounted fees, and micro entity fees are 1/2 the amountof small entity
`fees.
`
`II. PART B - FEE(S) TRANSMITTAL,orits equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATIONFEE(if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Fee(s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur dueto the difficulty in recognizing
`the paper as an equivalent of Part B.
`
`II. All communications regarding this application must give the application number. Please direct all communicationsprior to issuance to Mail
`Stop ISSUE FEEunless advisedto the contrary.
`
`IMPORTANT REMINDER:Maintenancefeesare duein utility patents issuing on applicationsfiled on or after Dec. 12, 1980.
`It is patentee's responsibility to ensure timely payment of maintenance fees when due. Moreinformationis available at
`www.uspto.gov/PatentMaintenanceFees.
`
`PTOL-85 (Rev. 02/11)
`
`Page 1 of 3
`
`DGLExhibit 1002
`Page 0014
`
`DGL Exhibit 1002
`Page 0014
`
`

`

`Complete and sendthis form, together with applicable fee(s), by mail or fax, or via EFS-Web.
`
`PARTB - FEE(S) TRANSMITTAL
`
`
`
`By mail, sendto: By fax, send to:—(571)-273-2885Mail Stop ISSUE FEE
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATIONFEE(if required). Blocks 1 through 5 should be completed where appropriate. All
`further correspondenceincluding the Patent, advance orders and notification of maintenancefees will be mailed to the current correspondence addressas indicated unless corrected
`below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or(b) indicating a separate "FEE ADDRESS"for maintenancefee notifications.
`Note: A certificate of mailing can only be used for domestic mailings of the
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`papers. Each additional paper, such as an assignment or formal drawing, must
`have its own certificate of mailing or transmission.
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being transmitted to
`the USPTO via EFS-Weborby facsimile to (571) 273-2885, on the date below.
`(Typed or printed name)
`
`CURRENT CORRESPONDENCE ADDRESS(Note: Use Block 1 for any change of address)
`
`7590
`23990
`DOCKET CLERK
`P.O. DRAWER800889
`DALLAS, TX 75380
`
`02/05/2020
`
`(Signature) (Date)
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKETNO.
`
`CONFIRMATIONNO.
`
`16/658,020
`
`10/18/2019
`
`Jiawei YING
`
`HANGO1-10008
`
`6585
`
`TITLE OF INVENTION: ELECTRIC VEHICLE
`
`
`
`
`
`
`
`APPLN. TYPE PUBLICATION FEE DUE|PREV. PAID ISSUE FEEENTITY STATUS ISSUE FEE DUE TOTAL FEE(S) DUE DATE DUE
`
`
`
`
`
`nonprovisional
`
`SMALL
`
`$500
`
`$0.00
`
`$0.00
`
`$500
`
`05/05/2020
`
`EXAMINER
`
`ART UNIT
`
`CLASS-SUBCLASS
`
`HURLEY, KEVIN
`
`3611
`
`180-218000
`
`1. Change of correspondenceaddressor indication of "Fee Address” (37
`CFR 1.363).
`
`(I Change of correspondence address (or Change of Correspondence
`Address form PTO/SB/122) attached.
`
`
`
`
`
`2. For printing on the patent front page,list
`(1) The namesof up to 3 registered patent attorneys
`or agents OR,alternatively,
`(2) The nameofa single firm (having as a member a
`registered attorney or agent) and the names of upto
`2 registered patent attorneys or agents. If no nameis
`listed, no namewillbe printed.
`
`
`
`
`
`1
`
`=—-_2
`
`
`
`[I "Fee Address" indication (or "Fee Address" Indication form PTO/
`SB/47; Rev 03-09 or more recent) attached. Use of a Customer
`Numberis required.
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT(printor type)
`PLEASE NOTE: Unlessan assigneeis identified below, no assignee data will appear on the patent. If an assigneeis identified below, the document must have been previously
`recorded,orfiled for recordation, as set forth in 37 CFR 3.11 and 37 CFR 3.81(a). Completion of this form is NOTa substitute for filing an assignment.
`(A) NAMEOF ASSIGNEE
`(B) RESIDENCE:(CITY and STATE OR COUNTRY)
`
`(LV individual LJ Corporation or other private group entity (_] Government
`Please check the appropriate assignee category or categories (will not be printed on the patent) :
`4a. Fees submitted:
`(Llissue Fee
`(Ipublication Fee (if required)
`(VAdvance Order- # of Copies
`4b. Method of Payment: (Please first reapply any previously paidfee shown above)
`(I Electronic Payment via EFS-Web
`(LI Enclosed check
`(LI Non-clectronic paymentby credit card (Attach form PTO-2038)
`
` (I The Directoris hereby authorized to charge the required fee(s), any deficiency, or credit any overpaymentto Deposit Account No.
`
`5. Changein Entity Status (from status indicated above)
`(I Applicantcertifying micro entity status. See 37 CFR 1.29
`(I Applicantasserting small entity status. See 37 CFR 1.27
`(I Applicant changing to regular undiscounted fee status.
`
`
`
`NOTE:Absenta valid certification of Micro Entity Status (see forms PTO/SB/15A and 15B), issue
`fee paymentin the micro entity amountwill not be accepted at the risk of application abandonment.
`NOTE:If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`
`NOTE:Checking this box will be takento be a notification of loss of entitlement to small or micro
`entity status, as applicable.
`NOTE: This form must be signed in accordance with 37 CFR 1.31 and 1.33. See 37 CFR 1.4 for signature requirements and certifications.
`
`Date
`
`Registration No.
`
`Authorized Signature
`
`Typed or printed name
`
`PTOL-85 Part B (08-18) Approved for use through 01/31/2020
`
`Page 2 of 3
`OMB 0651-0033
`
`DGL Exhibit 1002
`USS. Patent and Trademark Office; U.S. PEBageO01oF COMMERCE
`
`DGL Exhibit 1002
`Page 0015
`
`

`

`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and TrademarkOffice
`Address; COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKETNO.
`
`CONFIRMATIONNO.
`
`16/658,020
`
`10/18/2019
`
`Jiawei YING
`
`HANGOI1-10008
`
`6585
`
`23990
`
`7590
`
`02/05/2020
`
`DOCKET CLERK
`P.O. DRAWER800889
`
`HURLEY,KEVIN
`
`3611
`
`DATE MAILED: 02/05/2020
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(Applications filed on or after May 29, 2000)
`
`The Office has discontinued providing a Patent Term Adjustment (PTA)calculation with the Notice of Allowance.
`
`Section 1(h)(2) of the AIA Technical Corrections Act amended 35 U.S.C. 154(b)(3)(B)(i) to eliminate the requirement
`that the Office provide a patent term adjustment determination with the notice of allowance. See Revisions to Patent
`Term Adjustment, 78 Fed. Reg. 19416, 19417 (Apr. 1, 2013). Therefore, the Office is no longer providing an initial
`patent term adjustment determination with the notice of allowance. The Office will continue to provide a patent term
`adjustment determination with the Issue Notification Letter that is mailed to applicant approximately three weeks prior
`to the issue date of the patent, and will include the patent term adjustmenton the patent. Any request for reconsideration
`of the patent term adjustment determination (or reinstatement of patent term adjustment) should follow the process
`outlined in 37 CFR 1.705.
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office of
`Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee payments should be
`directed to the Customer Service Center of the Office of Patent Publication at 1-(888)-786-0101 or (571)-272-4200.
`
`PTOL-85 (Rev. 02/11)
`
`Page 3 of 3
`
`DGLExhibit 1002
`Page 0016
`
`DGL Exhibit 1002
`Page 0016
`
`

`

`OMB Clearance and PRA Burden Statement for PTOL-85 Part B
`
`The Paperwork Reduction Act (PRA) of 1995 requires Federal agencies to obtain Office of Management and Budget
`approval before requesting most types of information from the public. When OMB approves an agency request to
`collect information from the public, OMB (i) provides a valid OMB Control Numberand expiration date for the
`agency to display on the instrumentthat will be used to collect the information and (i) requires the agency to inform
`the public about the OMB Control Number’s legal significance in accordance with 5 CFR 1320.5(b).
`
`The information collected by PTOL-85 Part B is required by 37 CFR 1.311. The information is required to obtain
`or retain a benefit by the public which