3GPP TS 36.213 V1.2.0 (2007-05)
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`Technical Specification
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`3rd Generation Partnership Project;
`Technical Specification Group Radio Access Network;
`Physical layer procedures
`(Release 8)
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`
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`The present document has been developed within the 3rd Generation Partnership Project (3GPP TM) and may be further elaborated for the purposes of 3GPP.
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`
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`The present document has not been subject to any approval process by the 3GPP Organisational Partners and shall not be implemented.
`This Specification is provided for future development work within 3GPP only. The Organisational Partners accept no liability for any use of this Specification.
`Specifications and reports for implementation of the 3GPP TM system should be obtained via the 3GPP Organisational Partners' Publications Offices.
`
`Exhibit 1013
`IPR2022-00726
`U.S. Patent 8,077,594
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`Release 8
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`3GPP TS 36.213 V1.2.0 (2007-05)
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`Keywords
`UMTS, radio, layer 1
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`3GPP
`
`Postal address
`
`
`3GPP support office address
`650 Route des Lucioles - Sophia Antipolis
`Valbonne - FRANCE
`Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16
`
`Internet
`http://www.3gpp.org
`
`Copyright Notification
`
`No part may be reproduced except as authorized by written permission.
`The copyright and the foregoing restriction extend to reproduction in all media.
`
`© 2007, 3GPP Organizational Partners (ARIB, ATIS, CCSA, ETSI, TTA, TTC).
`All rights reserved.
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`3GPP
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`3GPP TS 36.213 V1.2.0 (2007-05)
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`Contents
`Foreword............................................................................................................................................................. 4
`1
`Scope ........................................................................................................................................................ 5
`2
`References ................................................................................................................................................ 5
`3
`Definitions, symbols, and abbreviations .................................................................................................. 5
`3.1
`Definitions ......................................................................................................................................................... 5
`3.2
`Symbols ............................................................................................................................................................. 5
`3.3
`Abbreviations ..................................................................................................................................................... 6
`4
`Synchronisation procedures ..................................................................................................................... 6
`4.1
`Cell search ......................................................................................................................................................... 6
`4.2
`Timing synchronisation ..................................................................................................................................... 6
`4.2.1
`Synchronisation primitives ........................................................................................................................... 6
`4.2.2
`Radio link monitoring .................................................................................................................................. 6
`4.2.3
`Inter-cell synchronisation ............................................................................................................................. 6
`4.2.4
`Transmission timing adjustments ................................................................................................................. 6
`5
`Power control ........................................................................................................................................... 7
`5.1
`Uplink power control ......................................................................................................................................... 7
`5.1.1
`Physical uplink shared channel .................................................................................................................... 7
`5.1.1.1
`UE behaviour .......................................................................................................................................... 7
`5.1.1.2
`eNodeB behaviour .................................................................................................................................. 7
`5.1.2
`Physical uplink shared control channel ........................................................................................................ 7
`5.1.2.1
`UE behaviour .......................................................................................................................................... 7
`5.1.2.2
`eNodeB behaviour .................................................................................................................................. 7
`5.2
`Downlink power allocation ................................................................................................................................ 7
`5.2.1
`UE behaviour ............................................................................................................................................... 7
`5.2.2
`eNodeB behaviour ........................................................................................................................................ 7
`5.2.3
`Downlink channel subcarrier transmit power offset ..................................................................................... 7
`6
`Random access procedure ........................................................................................................................ 8
`6.1
`Physical non-synchronized random access procedure ....................................................................................... 8
`6.1.1
`Timing .......................................................................................................................................................... 8
`6.1.1.1
`Synchronized .......................................................................................................................................... 8
`6.1.1.2
`Unsynchronized ...................................................................................................................................... 8
`6.1.2
`Preamble Sequence selection ....................................................................................................................... 8
`7
`Physical downlink shared channel related procedures ............................................................................. 8
`7.1.
`UE procedure for receiving physical downlink shared channel ......................................................................... 8
`7.2
`UE procedure for reporting channel quality indication (CQI) ........................................................................... 9
`7.2.1
`Channel quality indicator (CQI) definition .................................................................................................. 9
`7.3
`UE procedure for reporting MIMO feedback (MF) ........................................................................................... 9
`7.3.1
`MIMO feedback (MF) definition ................................................................................................................. 9
`8
`Physical uplink shared channel related procedures .................................................................................. 9
`8.1
`eNodeB procedure for receiving physical uplink shared channel ...................................................................... 9
`8.2
`UE sounding procedure ..................................................................................................................................... 9
`8.2.1
`Sounding definition ...................................................................................................................................... 9
`8.3
`UE procedure for ACK/NACK detection .......................................................................................................... 9
`9
`Physical downlink control channel procedures ........................................................................................ 9
`9.1
`UE procedure for determining physical downlink control channel assignment ................................................. 9
`Annex A (informative): Change history ....................................................................................................... 10
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`3GPP
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`3GPP TS 36.213 V1.2.0 (2007-05)
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`Foreword
`This Technical Specification (TS) has been produced by the 3rd Generation Partnership Project (3GPP).
`
`The contents of the present document are subject to continuing work within the TSG and may change following formal
`TSG approval. Should the TSG modify the contents of this present document, it will be re-released by the TSG with an
`identifying change of release date and an increase in version number as follows:
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`Version x.y.z
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`where:
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`x
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`the first digit:
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`1 presented to TSG for information;
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`2 presented to TSG for approval;
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`3 or greater indicates TSG approved document under change control.
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`y
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`the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections,
`updates, etc.
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`z
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`the third digit is incremented when editorial only changes have been incorporated in the document.
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`Scope
`1
`The present document specifies and establishes the characteristics of the physicals layer procedures in the FDD and
`TDD modes of [Evolved UTRA].
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`References
`2
`The following documents contain provisions which, through reference in this text, constitute provisions of the present
`document.
`
`• References are either specific (identified by date of publication, edition number, version number, etc.) or
`non-specific.
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`• For a specific reference, subsequent revisions do not apply.
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`• For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document
`(including a GSM document), a non-specific reference implicitly refers to the latest version of that document in
`the same Release as the present document.
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`[1]
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`[2]
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`[3]
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`[4]
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`[5]
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`3GPP TR 21.905: "Vocabulary for 3GPP Specifications".
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`3GPP TS 36.201: "LTE Physical Layer – General Description ".
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`3GPP TS 36.211: "Physical channels and modulation".
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`3GPP TS 36.212: "Multiplexing and channel coding".
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`3GPP TS 36.214: "Physical layer – Measurements".
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`3
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`Definitions, symbols, and abbreviations
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`Definitions
`3.1
`For the purposes of the present document, the terms and definitions given in TR 21.905 [1] and the following apply. A
`term defined in the present document takes precedence over the definition of the same term, if any, in TR 21.905 [1].
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`Definition format
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`<defined term>: <definition>.
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`example: text used to clarify abstract rules by applying them literally.
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`Symbols
`3.2
`For the purposes of the present document, the following symbols apply:
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`Symbol format
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`<symbol>
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`<Explanation>
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`Abbreviations
`3.3
`For the purposes of the present document, the abbreviations given in TR 21.905 [1] and the following apply. An
`abbreviation defined in the present document takes precedence over the definition of the same abbreviation, if any, in
`TR 21.905 [1].
`
`ACK
`BCH
`CCPCH
`CQI
`CRC
`DL
`DTX
`EPRE
`NACK
`PDSCH
`PUSCH
`QoS
`RE
`RS
`SIR
`SINR
`TA
`TTI
`UE
`UL
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`Acknowledgement
`Broadcast Channel
`Common Control Physical Channel
`Channel Quality Indicator
`Cyclic Redundancy Check
`Downlink
`Discontinuous Transmission
`Energy Per Resource Element
`Negative Acknowledgement
`Physical Downlink Shared Channel
`Physical Uplink Shared Channel
`Quality of Service
`Resource Element
`Reference Signal
`Signal-to-Interference Ratio
`Signal to Interference plus Noise Ratio
`Time alignment
`Transmission Time Interval
`User Equipment
`Uplink
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`4
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`Synchronisation procedures
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`Cell search
`4.1
`Cell search is the procedure by which a UE acquires time and frequency synchronization with a cell and detects the
`physical layer Cell ID of that cell. E-UTRA cell search supports a scalable overall transmission bandwidth
`corresponding to 72 sub-carriers and upwards.
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`The following signals are transmitted in the downlink to facilitate cell search: the primary and secondary
`synchronization signals, and the downlink reference signals.
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`4.2
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`Timing synchronisation
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`4.2.1
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`Synchronisation primitives
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`4.2.2
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`Radio link monitoring
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`Inter-cell synchronisation
`4.2.3
`[For example, for cell sites with a multicast physical channel]
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`Transmission timing adjustments
`4.2.4
`On receiving a random access burst from a UE the network determines if the UE needs a TA adjustment and if so
`signals to the UE a TA indicator which is a multiple of 0.52 µs and is applied as a 1 step adjustment relative to the
`random access channel preamble transmit timing.
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`A UE receives TA indications as determined by the network to maintain its time alignment. A TA indicator received by
`the UE will be a multiple of 0.52 µs and is applied as a 1 step adjustment relative to current uplink timing.
`
` 5
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`Power control
`
`Power control determines the energy per resource element (EPRE). The term resource element energy denotes the
`energy prior to CP insertion. The term resource element energy also denotes the average energy taken over all
`constellation points for the modulation scheme applied.
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`
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`Uplink power control
`5.1
`Uplink power control consists of open and closed loop components and controls energy per resource element applied
`for a UE transmission. For intra-cell uplink power control the closed loop component adjusts a set point determined by
`the open loop power control component.
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`Upon reception of an a-periodic transmit power command in an uplink scheduling grant the UE shall adjust its transmit
`EPRE accordingly.
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`EPRE is set in the UE.
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`A cell wide overload indicator (OI) is exchanged over X2 for inter-cell power control.
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`[Note: Above line regarding OI and X2 to be moved to an appropriate RAN3 spec when it becomes available]
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`5.1.1
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`Physical uplink shared channel
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`5.1.1.1
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`5.1.1.2
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`UE behaviour
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`eNodeB behaviour
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`5.1.2
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`Physical uplink shared control channel
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`5.1.2.1
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`5.1.2.2
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`UE behaviour
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`eNodeB behaviour
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`Downlink power allocation
`5.2
`The eNodeB determines the downlink transmit energy per resource element.
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`
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`5.2.1
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`UE behaviour
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`5.2.2
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`eNodeB behaviour
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`Downlink channel subcarrier transmit power offset
`5.2.3
`[Definition of and restrictions on the subcarrier transmit power offset for each downlink channel type]
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`Random access procedure
`6
`Prior to initiation of the non-synchronized physical random access procedure, Layer 1 shall receive the following
`information from the higher layers:
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`1. Random access channel parameters (number, frequency position, time period, and timing offset)
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`2. Available preamble formats and preamble sequence set. Available root Zadoff-Chu (ZC) sequence indices
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`3. Preamble transmission power
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`Physical non-synchronized random access procedure
`6.1
`From the physical layer perspective, the L1 random access procedure encompasses the transmission of random access
`preamble and random access response. The remaining messages are scheduled for transmission by the higher layer on
`the shared data channel and are not considered part of the L1 random access procedure. A random access channel
`occupies 6 resource blocks in a subframe or set of consecutive subframes reserved for random access preamble
`transmissions.
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`The following steps are required for the L1 random access procedure:
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`1. Layer 1 procedure is triggered upon request of a preamble transmission by higher layers.
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`2. A preamble sequence is then determined from the preamble sequence set.
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`3. A single preamble transmission then occurs using the selected preamble sequence, and the parameters
`indicated by higher layers.
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`4.
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`5.
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`If no response corresponding to the transmitted preamble sequence is detected then the L1 status ("No
`acknowledgment on non-synchronized random access") is passed to the higher layers and the physical random
`access procedure is exited.
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`If a response corresponding to the transmitted preamble sequence is detected, then the L1 status ("ACK on
`non-synchronized random access received") is passed to the higher layers and the physical random access
`procedure is exited.
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`6.1.1
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`Timing
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`6.1.1.1
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`6.1.1.2
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`Synchronized
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`Unsynchronized
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`6.1.2
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`Preamble Sequence selection
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`Physical downlink shared channel related procedures
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` 7
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`7.1.
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`UE procedure for receiving physical downlink shared
`channel
`[For persistent and non-persistent scheduling, Includes pertinent aspects of downlink HARQ procedure and link
`adaptation procedure including any related signalled parameters to eNodeB and UE, ACK/NACK or CQI repetition
`procedure, eNodeB ACK/NACK detection procedure, handling of multiple HARQ processes for MIMO, etc]
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`UE procedure for reporting channel quality indication (CQI)
`7.2
`[Includes CQI reporting needed to support frequency domain scheduling at eNodeB, CQI bin bandwidth, selection of
`CQI MCS, repetition, etc]
`
`Channel quality indicator (CQI) definition
`7.2.1
`[Includes definition of CQI information needed for frequency domain scheduling, may define different CQI MCS]
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`7.3
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`UE procedure for reporting MIMO feedback (MF)
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`7.3.1 MIMO feedback (MF) definition
`[…]
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`8
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`Physical uplink shared channel related procedures
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`8.1
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`eNodeB procedure for receiving physical uplink shared
`channel
`[For persistent and non-persistent scheduling, includes pertinent aspects of uplink HARQ and link adaptation procedure
`including any related signalled parameters to eNodeB and UE, repetition, SR procedure, and any uplink reference signal
`sequence assignment procedure]
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`8.2
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`UE sounding procedure
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`8.2.1
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`Sounding definition
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`8.3
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`UE procedure for ACK/NACK detection
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`9
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`Physical downlink control channel procedures
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`9.1
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`UE procedure for determining physical downlink control
`channel assignment
`[includes determining ACK/NACK, CQI, SR physical uplink shared control channel assignments which maybe
`implicitly based on downlink L1/L2 control channel assignments or explicitly signalled]
`
`A UE is required to monitor a set of control channel candidates as often as every sub-frame. The number of candidate
`control channels in the set and configuration of each candidate is configured by the higher layer signaling.
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`3GPP TS 36.213 V1.2.0 (2007-05)
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`Release 8
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`Annex A (informative):
`Change history
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`Change history
`New
`Old
`TSG Doc. CR Rev Subject/Comment
`TSG #
`Date
`0.0.0
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`Draft version created
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`2006-09
`0.0.0 0.1.0
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`Endorsed by RAN1
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`2006-10
`0.1.0 0.1.1
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`
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`Inclusion of decisions from RAN1#46bis and RAN1#47
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`2007-01
`0.1.1 0.2.0
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`
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`Endorsed by RAN1
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`2007-01
`0.2.0 0.2.1
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`
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`Inclusion of decisions from RAN1#47bis
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`2007-02
`0.2.1 0.3.0
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`Endorsed by RAN1
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`2007-02
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`Editor’s version including decisions from RAN1#48 & RAN1#47bis 0.3.0 0.3.1
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`2007-02
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`Updated Editor’s version
`0.3.1 0.3.2
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`2007-03
`2007-03 RAN#35 RP-070171
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`For information at RAN#35
`0.3.2 1.0.0
`2007-03
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`
`
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`Random access text modified to better reflect RAN1 scope
`1.0.0 1.0.1
`2007-03
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`Updated Editor’s version
`1.0.1 1.0.2
`2007-03
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`
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`Endorsed by RAN1
`1.0.2 1.1.0
`2007-05
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`Updated Editor’s version
`1.1.0 1.1.1
`2007-05
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`Updated Editor’s version
`1.1.1 1.1.2
`2007-05
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`
`
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`Endorsed by RAN1
`1.1.2 1.2.0
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`3GPP
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