Europiisches
`Patentamt
`
`European
`Patent Office
`
`Offic:e e1,1ropl!en
`
`des brevets
`
`European Patent Office
`
`80298 MUNICH
`GERMANY
`
`?
`Questions about this communication
`
`
`
`
`Contact Customer Services at www.epo.org/contact
`
`111111111111 1111111111 11111
`
`
`
`
`
`
`
`
`1111111111 IIIII 1111111111111
`
`Grunecker Patent- und Rechtsanwalte
`PartG mbB
`Leopoldstral3e 4
`80802 Munchen
`ALLEMAGNE
`
`30.10.19
`
`IA
`
`pplication No./Patent No.
`
`
`
`
`13305740.6 - 1203 / 2811646
`
`Reference
`EP108730
`
`Applicant/Proprietor
`
`
`
`Telefonaktiebolaget LM Ericsson (publ)
`
`
`
`Communication regarding the expiry of the time limit within which notice of opposition may be
`
`
`
`
`filed
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`
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`You are hereby informed that on expiry of the nine-month time limit from the publication of the mention of
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`
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`
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`the grant of European patent No. 2811646 no notice of opposition had reached the files.
`
`
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`
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`The entry in the Register of European Patents will be automatically generated by the electronic data
`
`
`
`
`
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`
`
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`processing system.
`
`EPO Form 2057 12.07
`
`page 1 of 1
`
`EPPU 02: 26.12.18 1203
`
`IPR2022-00716
`Apple EX1003 Page 1
`
`

`

`Europiisches
`Patentamt
`
`European
`Patent Office
`
`Offic:e e1,1ropl!en
`
`des brevets
`
`European Patent Office
`
`80298 MUNICH
`GERMANY
`
`?
`Questions about this communication
`
`
`
`
`Contact Customer Services at www.epo.org/contact
`
`111111111111 1111111111 11111
`
`
`
`
`
`
`
`
`1111111111 IIIII 1111111111111
`
`Grunecker Patent-und Rechtsanwalte
`
`PartG mbB
`
`Leopoldstral3e 4
`80802 Munchen
`ALLEMAGNE
`
`26.02.19
`
`IA
`
`
`
`pplication No./Patent No.
`
`
`13305740.6 - 1203 / 2811646
`
`Reference
`EP108730
`
`Applicant/Proprietor
`
`
`
`Telefonaktiebolaget LM Ericsson (publ)
`
`Co m mun icati o n
`
`
`
`
`
`
`
`
`
`concerning the registration of amendments relating to
`
`6a' a transfer (R. 22 and 85 EPC)
`
`
`
`
`
`
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`
`
`
`
`(R. 143(1 )(f) EPC) the applicant/ the proprietor D entries pertaining to
`
`As requested, the entries pertaining to the applicant of the above-mentioned European patent application
`
`
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`
`
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`
`
`I to the proprietor of the above-mentioned European patent have been amended to the following:
`
`AL AT BE BG CH CY CZ DE DK EE ES Fl FR GB GR HR HU IE IS IT LI LT LU
`
`
`
`LV MC MK MT NL NO PL PT RO RS SE SI SK SM TR
`
`
`Telefonaktiebolaget LM Ericsson (publ)
`
`164 83 Stockholm/SE
`
`
`
`
`
`The registration of the changes has taken effect on 11.02.19.
`
`In the case of a published application/ a patent, the change will be recorded in the European Patent
`
`
`
`
`
`
`
`
`
`
`
`
`
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`Register and published in the European Patent Bulletin (Section 1.12 / 11.12).
`
`Your attention is drawn to the fact that, in the case of the registration of a transfer, any automatic debit
`
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`
`
`
`
`
`
`
`
`order only ceases to be effective from the date of its express revocation (cf. point 14(c) of the
`
`
`
`
`
`
`
`Arrangements for the automatic debiting procedure, Supplementary publication 5 - OJ EPO 2017).
`
`
`
`
`
`Receiving Section I For the Examining Division / For the Opposition Division / For the Legal Division *)
`
`
`
`
`"es Patent
`-�,sC
`"7t
`
`
`
`
`
`
`
`c1
`
`(�)
`� P/4 �
`
`,:,vi.
`v0
`'o
`0(/.
`0Jna a�\nO.
`*) See note.
`
`-
`
`
`
`EPO Form 2544 03.14 (21/02/19)
`
`page 1 of 2
`
`SV01794
`
`IPR2022-00716
`Apple EX1003 Page 2
`
`

`

`Date
`
`Application No. 13305740.6
`
`Note
`This communication is issued by/for the department with whom responsibility lies. The Legal Division is
`responsible for the registration of transfers, changes of name (Articles 71, 72 and 74 EPC and Rules 22
`and 85 EPC) as well as for the rectification of the designation of the inventor (Rule 21 EPC) (see Decision
`of the President of the EPO, OJ EPO 2013, 600). In all other cases, the Receiving Section, the Examining
`Division or the Opposition Division is responsible, depending on the stage in proceedings.
`
`EPO Form 2544 03.14
`
`(21/02/19)
`
`page 2 of 2
`
`IPR2022-00716
`Apple EX1003 Page 3
`
`

`

`PATENT ASSIGNMENT AGREEMENT
`
`This PATENT ASSIGNMENT AGREEMENT ("Agreement"), dated as of August 31, 2016 (the
`"Effective Date"), is by and between:
`
`ST-ERICSSON SA, en liquidation (formerly known as ST-Ericsson SA), a Swiss
`(i)
`corporation having its registered office and place of business at 39 Chemin du Champ-des-Filles,
`1228 Plan Jes Ouates, Geneva, Switzerland (the "Assignor"); and
`
`INTERNATIONAL LIMITED, an Irish
`OCT CIRCUIT TECHNOLOGIES
`(ii)
`company limited by shares, having its principal office and place of business at Unit 32, the Hyde
`Building, The Park, Carrickmines, Dublin 18 Ireland (the "Assignee").
`
`W I TN E S S E T H:
`
`WHEREAS, Assignor and Assignee, among others, entered into a Master Sale Agreement, dated
`as of August 31, 2016 (the "Master Sale Agreement");
`
`WHEREAS, under the Master Sale Agreement, Assignor agreed to transfer its rights in the
`Assigned OCT Circuit Patents (as defined below) to Assignee;
`•
`
`WHEREAS, pursuant to the Master Sale Agreement, Assignor, Assignee and an affiliate of
`Assignee entered into a Patent Sale and Grant-Back License and Sub-License Agreement, dated as of
`August 31, 2016 (the "Transfer Agreement"), whereby Assignor assigned its right, title and interest in
`and to the Assigned OCT Circuit Patents to Assignee; and
`
`WHEREAS, Assignor now wishes to confirm its assignment of the Assigned OCT Circuit Patents
`to Assignee as provided in the Transfer Agreement as further set forth below.
`
`NOW, THEREFORE, in consideration of the foregoing and the mutual promises and agreements
`contained in this Agreement, and for other good and valuable consideration the receipt and sufficiency of
`which are hereby acknowledged, the parties hereby agree as follows:
`
`Assignment. Pursuant and subject to the terms and conditions of the Transfer Agreement,
`1.
`Assignor hereby transfers, assigns and conveys to Assignee its right, title, and interest throughout the
`world (under any and all laws and in any and all jurisdictions) in and to all of the patents, patent
`applications and provisional patent applications listed in Appendix 1 attached hereto (collectively, the
`"Assigned OCT Circuit Patents"), in each case, subject to all Existing Encumbrances (as defined in the
`Master Sale Agreement). Pursuant to the foregoing assignment, each of the Assigned OCT Circuit
`Patents shall hereafter be for Assignee's own use and enjoyment, and for the use and enjoyment of
`Assignee's successors and assigns, as fully and entirely as the same would have been held and enjoyed by
`the applicable Assignor if this Agreement had not been made. The foregoing assignment includes, without
`limitation, the rights of Assignor, if any, to (A) register or apply in all countries and regions for patents,
`utility models, design registrations and like rights of exclusion and for inventors' certificates for its
`Assigned OCT Circuit Patents; (B) prosecute, maintain and defend its Assigned OCT Circuit Patents
`before any public or private agency, office or registrar includfag by filing reissues, re-examinations,
`
`Page 1
`
`IPR2022-00716
`Apple EX1003 Page 4
`
`

`

`divisions, continuations, continuations-in-part, substitutes, extensions and all other applications and post
`issue proceedings included in its Assigned OCT Circuit Patents; (C) claim priority based on the filing
`dates of any of the Assigned OCT Circuit Patents under the International Convention for the Protection of
`Industrial Property,
`the Patent Cooperation Treaty, the European Patent Convention,
`the Paris
`Convention, and all other treaties of like purposes; and (D) sue and recover damages or other
`compensation for past, present or future infringements thereof, the right to sue and obtain equitable relief,
`including injunctive relief, in respect of such infringements, and the right to fully and entirely stand in the
`place of the applicable Assignor in all matters related to its Assigned OCT Circuit Patents.
`
`Authorization. Assignor also hereby expressly authorizes the respective patent office or
`2.
`governmental agency in each and every jurisdiction worldwide (including the Commissioner of Patents
`and Trademarks in the United States Patent and Trademark Office, and the corresponding entities or
`agencies in any applicable foreign countries or multinational authorities) (the "Applicable IP Offices")
`to: (A) issue any and all patents or certificates of invention or equivalent which may be granted upon any
`of the Assigned OCT Circuit Patents in the name of Assignee, as the assignee to Assignor's interest
`therein; and (B) record Assignee as the assignee of the Assigned OCT Circuit Patents and to deliver to
`Assignee, and to Assignee's attorneys, agents, successors or assigns, all official documents and
`communications as may be warranted by this Agreement.
`
`Limited Power of Attorney. Assignor hereby grants to Assignee and its successors, legal
`3.
`representatives and assigns a limited power-of-attorney to execute, file and record documents, including
`any additional assignments or transfers related to the Assigned OCT Circuit Patents, in the name of
`Assignor, but only to the extent necessary to effectuate the transfer and/or recordation of its respective
`Assigned OCT Circuit Patents to Assignee in any governmental office in the world.
`
`Further Assurances. Each party hereby agrees to execute and deliver to the other party all
`4.
`necessary documents and take all necessary actions reasonably requested by such party from time to time
`to confirm or effect the assignments set forth in this Agreement, or otherwise to carry out the purposes of
`this Agreement, including, without limitation, by providing executed originals of short-form assignment
`agreements entered into by Assignor and Assignee on the Effective Date for filing or otherwise
`evidencing the assignments set forth in this Agreement with the Applicable IP Offices; provided,
`however, that nothing contained herein shall obligate Assignor to incur any cost or pay any expense in
`connection therewith.
`
`5.
`
`Governing Law. This Agreement shall be governed by the laws of Delaware.
`
`General Provisions. This Agreement tnay be executed in any number of counterparts,
`6.
`each of which shall be deemed to be an original, and all of which together shall constitute one and the
`same instrument. Delivery of an executed counterpart of a signature page to this Agreement by facsimile
`or electronic mail shall be as effective as delivery of a manually executed counterpart of this Agreement.
`This Agreement may not be supplemented, altered, or modified in any manner except by a writing signed
`by all parties hereto. The failure of any party to enforce any terms or provisions of this Agreement shall
`not waive any of its rights under such terms or provisions. In the event of a conflict between the terms and
`conditions of this Agreement-and the terms and conditions of the Master Sale Agreement or any of the
`Ancillary Agreements (as defined in the Master Sale Agreement; provided that for purposes of this
`Agreement such term shall exclude this Agreement), the terms and conditions of the Master Sale
`Agreement (or applicable Ancillary Agreement) shall govern.
`
`[ Signature page follows]
`
`Page 2
`
`IPR2022-00716
`Apple EX1003 Page 5
`
`

`

`IN WJl·NESS W.1:1 t{lHtQF; Assignor n11'd Assig1,1e"'
`
`!o ,_be q:.:ecJ1tcd l:iy
`this :insfr1in11~nt
`lmvc ·c~tt1sed
`their respective .d(1ly ittilhorizeff1'eprcseniativ~ n.s nfthc ~~ftectivo Dat~.
`
`. .
`. .
`By,
`Nhtn'c: Pe '. O.~c.n.r:s~cnt
`t1tl.e: A:i1tlieiri•zecl
`
`Date: . Attgll~L31,: 20:16
`
`l~cpresr:mfoti.ve ·
`
`Qy:.~, ------,-----------
`
`Name.: Ca1•k, Femi
`Title., :J.\uth<;>rized·Represi:11)1.ntivc
`bat~: At;gu~O J, 20J6· • • ••
`
`.OCT Cih:uit Tc.chn9logi~'I 1:nt<!i'.ltlitional Lhuitec!
`
`By;;
`N'n'ilie::Ma-x
`·ok>:fason
`Title.':: b.frec:itw ,, '
`Date: AugL~<;J :n, .20 L6.
`
`Piige.3
`
`IPR2022-00716
`Apple EX1003 Page 6
`
`

`

`IN \VITNl~SS WHEREOF, As~ignor and Assignee have ca.used this instrument to be execqtcd QY
`their respective duly nuthorized representative as of the Effective bate.
`
`ST-Ericsso11 SA, c11 Uquidntioil
`(formerly known .as ST-Ericsson SA)
`
`By: __________
`Name: Per Oscarss6n
`Title: Authorized Representative
`Date: August 31, 2016
`
`_
`
`By:-~~~l,CJ.~~~--(cid:173)
`Name: C, ) Femi
`Title:
`'uthorizcd Representative
`Date: August 3 I, 20 I 6
`
`OCT Circuit'fcchnologics International LinHtcd
`
`By: _________
`Name: Max Olofsson
`Title: Director
`Date: August 31, 2016
`
`_
`
`Page 3
`
`IPR2022-00716
`Apple EX1003 Page 7
`
`

`

`IN WITNESS WHEREOF; Assignor and Assignee have caused this-instrument to be executed by
`their respective duly 1mthorized representative as of the Effective Date.
`
`"ST-Ericsson SA, en liquidation.
`(formerly known as ST-Ericsson SA)
`
`By: __________
`Name: Per Oscarsson
`Title: Authorized Representative
`Date: August 31, 2016
`
`_
`
`By: ________
`Name: Carlo Ferro
`Title: Authorized Representative
`Date: August 31, 2016
`
`__,...--
`
`OCT Cko;r:hnologie,/
`
`lnt,rnotloo. al Limited
`
`t ,Olb .
`
`By.
`Name: Max ·Olofsson
`Title: .Director
`Date: August31,2016'
`
`Page 3
`
`IPR2022-00716
`Apple EX1003 Page 8
`
`

`

`C01297-EP1
`C01298-EP1
`C01299-EP1
`C01300-EP1
`C01304-EP1
`C01305-EP1
`C01306-EP1
`C01308-EP1
`C01310-EP1
`C01311-EP1
`C01312-EP1
`C01313-EP1
`C01314-EP2
`C01315-EP1
`C01316-EP1
`C01746-EP1
`C02001-EP1
`C02002-EP1
`C02005-EP1
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`C02014-EP1
`C02021-EP1
`C02027-EP1
`C02028-EP1
`C02034-EP1
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`C02133-EP1
`C02137-EP1
`C02140-EP2
`C02156-EP3
`C02160-EP1
`C02170-EP1
`C02175-EP1
`
`EP
`EP
`EP
`EP
`EP
`EP
`EP
`EP
`EP
`EP
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`EP
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`EP
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`
`09368052.8
`08254186.3
`09368053.6
`10800943.2
`10368009.6
`10368010.4
`10368011.2
`10305115.7
`10368013.8
`10368014.6
`10368015.3
`10305234.6
`11707843.6
`10368018.7
`10305287.4
`11767733.6
`10702647.8
`08875499.9
`09166986.1
`09804189.0
`11701783.0
`11705834.7
`10790916.0
`11707636.4
`11705838.8
`10162949.1
`10796343.1
`10161688.6
`10305374.0
`10166689.9
`11754679.6
`10798530.1
`10788270.6
`10816332.0
`10164421.9
`10798028.6
`@"272~9_0_8_:~J
`10305790.7
`10164466.4
`10169422.2
`10250718.3
`11704948.6
`10305788.1
`10191115.4
`10177292.9
`10305930.9
`10368034.4
`11734160.2
`11701447.2
`11794732.5
`10168542.8
`11305525.5
`
`2337231
`
`2341647
`2520017
`
`2348652
`
`2360882
`2360837
`2362597
`EP2365714
`2545735
`
`2630573
`
`2377026
`
`2386078
`
`2333954
`
`2614581
`EP2514084
`
`EP2517113
`2391023
`EP2513657
`
`EP2391024B 1
`
`2372485
`EP2532144
`2408113
`EP2360611
`
`EP2596679
`EP2524429
`EP2649726
`
`2521091
`
`21-Dec-09
`30-Dec-08
`30-Dec-09
`28-Dec-10
`26-Jan-10
`26-Jan-10
`26-Jan-10
`04-Feb-10
`15-Feb-10
`15-Feb-10
`15-Feb-10
`08-Mar-10
`09-Mar-11
`19-Mar-10
`23-Mar-10
`12-Oct-11
`27-Jan-10
`19-Dec-08
`31-Jul-09
`08-Dec-09
`20-Jan-11
`07-Feb-11
`03-Dec-10
`01-Mar-11
`10-Feb-11
`17-May-10
`14-Dec-10
`30-Apr-10
`09-Apr-10
`21-Jun-10
`09-Sep-11
`10-Dec-10
`23-Nov-10
`24-Dec-10
`31-May-10
`10-Dec-10
`01-Jun-12
`16-Jul-10
`31-May-10
`13-Jul-10
`01-Apr-10
`02-Feb-11
`16-Jul-10
`12-Nov-10
`17-Sep-10
`31-Aug-10
`26-Aug-10
`22-Jul-11
`07-Jan-11
`12-Dec-11
`06-Jul-10
`03-May-11
`
`Page 47
`
`IPR2022-00716
`Apple EX1003 Page 9
`
`

`

`PATENT ASSIGNMENT AGREEMENT
`
`This PATENT ASSIGNMENT AGREEMENT ("Ag1·eement")1 dated as ofNovember 30, 2018
`(the "Effective Date"), is by and between:
`
`TELEFONAKTillBOLAGET LM ERICSSON (PUBL), reg. no. 556016-0680, a
`(i)
`limited liability company incorporated under the laws of Sweden, and having its registered office
`at SE-164 83 Stockholm, Sweden (the "Assignee"); and
`
`OCT CIRCUIT TECHNOLOGIBS INTERNATIONAL LIMITED, an Irish
`(ii)
`company limited by shares, having its principal office and place of business at Unit 32, the Hyde
`Building, The Park, Carrickmines, Dublin 18 Il'eland (the "Assignor").
`
`WITNESSETH:
`
`WHEREAS, Assignor and Assignee, among others, entered into a Patent Sale Agreement, dated
`as of November 30, 2018 (the "Transfer Agreement"), whereby Assignor assigned its right, title and
`interest in and to the Assigned OCT Circuit Patents (as defined below) to Assignee; and
`
`WHEREAS, Assignor now wishes to confirm its assignment of the Assigned OCT Circult Patents
`to Assignee as provided in the Transfer Agreement as fmiher set forth below.
`
`NOW, THEREFORE, in consideration of the foregoing and the mutual promises and agreements
`contained in this Agreement, and fol' othe1· good and valuable consideration the receipt and sufficiency of
`which are hereby acknowledged, the parties hereby agree as follows:
`
`Assignment. Pursuant and subject to the tei-ms and conditions of the Transfet· Ag1·eeme11t,
`1.
`Assignor hereby transfers, assigns and conveys to Assignee its right, title, and interest throughout the
`world (under any and all laws and in any and all jmlsdictions) in and to all of the patents, patent
`applications and provisional patent applications listed in Appendix 1 attached hereto (collectively, the
`"Assigned OCT Cil'cnlt Patents"), in each case, subject to all Existing Encumbrances (as defined in the
`Transfer Agreement). Pursuant to the foregoing assignment, each of the Assigned OCT Circuit Patents
`shall hereafter be for Assignee's own use and enjoyment, and for the use and enjoyment of Assignee's
`successors and assigns, as fully and entirely as the same would have been held and enjoyed by the
`Assignor if this Agreement had not been made. The foregoing assignment includes, without limitation,
`the rights of Assignor, if any, to (A) register or apply in all countries and regions for patents, utility
`models, design registrations and like rights of exclusion and for inventors' certificates for its Assigned
`OCT Circuit Patents; (B) prosecute, maintain and defend its Assigned OCT Circuit Patents before any
`public or private agency, office or registrar including by filing reissues, re-examinations, divisions,
`continuations, continuations-i11-pa1t, substitutes, extensions and all other applications and post issue
`proceedings included in its Assigned OCT Circuit Patents; (C) claim priority based on the filing dates of
`any of the Assigned OCT Circuit Patents under the lntemational Convention fo1· the Protection of
`Industrial Property, the Patent Cooperation Treaty, the European Patent Convention, the Paris
`Convention, and all other treaties of like purposes; and (D) sue and recover damages or other
`compensation for past, present 01· futlll'e infringements thereof, the l'ight to sue and obtain equitable relief,
`
`Page 1
`
`J....:/
`·,])
`
`IPR2022-00716
`Apple EX1003 Page 10
`
`

`

`including injunctive relief, in respect of such infringements, and the right to fully and entirely stand in the
`place of the Assignor in all matters related to its Assigned OCT Circuit Patents.
`
`A11thot'ization. Assignor also hereby expressly authorizes the respective patent office 01·
`2.
`governmental agency in each and every jurisdiction worldwide (including the Commissioner of Patents
`and Trademarks in the United States Patent and Trndemark Office, and the corresponding entities or
`agencies in atty applicable foreign c01111tries or multinational authorities) (the "Applicable IP Offices")
`to: (A) issue any and all patents or certificates of invention or equivalent which may be granted upon any
`of the Assigned OCT Circuit Patents in the name of Assignee, as the assignee to Assigno1·'s interest
`therein; and (B) record Assignee as the assignee of the Assigned OCT Circuit Patents and to deliver to
`Assignee, and to Assignee's attorneys, agents, successors or assigns, all official documents and
`communications as may be wmrnnted by this Agreement.
`
`Limited Powel' of Attorney. Assignor hereby grants to Assig1,ee and its successors, legal
`3.
`representatives and assigns a limited power•of•attorney to execute, file and record documents, including
`any additional assignments or tl'ansfers related to the Assignee! OCT Circuit Patents, in the name of
`AssignOI', but only to the extent necessa1y to effectuate the transfer and/or recordation of its respective
`Assigned OCT Circuit Patents to Assignee in any governmental office in the world.
`
`Further Assurances. Bach patty hereby agrees to execute and deliver to the other party all
`4.
`necessaty documents and take all necessary actions reasonably requested by such party from time to time
`to confirm or effect the assignments set forth in this Agreement, or otherwise to carry out the purposes of
`this Agreement, including, without limitation, by providing executed originals of short.form assignment
`agreements entered into by Assignor and Assignee on the Effective Date for filing or otherwise
`evidencing the assignments set forth in this Agreement with the Applicable lP Offices; provided,
`however, that nothing contained herein shall obligate Assignor to it1cur any cost or pay any expense in
`connection therewith.
`
`S.
`
`- Goveming Law. This Agreement shall be governed by the laws of Delaware.
`
`General Provisions. This Agreement may be executed in any number of counterparts,
`6.
`each of which shall be deemed to be an original, and all of which together shall constitute one and the
`same instrument. Delivery of au executed counterpait of a signature page to this Agreement by facsimile
`or electronic mail shall be as effective as delivery of a manually executed counterpart of this Agreement
`This Agreement may not be supplemented, altel'ed, 01· modified in any manner except by a writing signed
`by all patties hereto, The failure of any pii.t'ty to enforce aity terms or provisions of this Agreement shall
`not waive any of its rights under such terms or provisions. In the event of a conflict between the terms and
`conditions of this Agreement and the terms and conditions of the Transfer Agreement, the terms and
`conditions of the Transfer Agreement shall govern.
`
`[Signature page follows]
`
`Page2
`
`IPR2022-00716
`Apple EX1003 Page 11
`
`

`

`IN WITNESS WHEREOF, Assignor and Assignee have caused this instrument to be executed by
`their respective duly authorized representative as of the Effective Date,
`
`Telcfonaktiebolngct LM Ericsson
`(publ)
`
`By: wt~
`
`Name: ~tr M_ohanim
`Title· Vice Pmsrdent and
`Date; Jbim-i%fil~6?~@t::S-
`Flnance
`
`OCT Circuit Technologies International Limited
`
`By: __________
`Name:
`Title:
`Date; November 30, 2018
`
`_
`
`Page 3
`
`IPR2022-00716
`Apple EX1003 Page 12
`
`

`

`IN WITNESS WHEREOF, Assignor and Assignee have caused this instrument to be execute4 by
`their respective duly authorized representative as of the Effective Date,
`
`Telefonaktiebolaget LM Ericsson
`(publ)
`
`By: __________
`Name:
`Title:
`Date: November 30, 2018
`
`By:. __________
`Name:
`Title:
`Date: November 30, 2018
`
`_
`
`_
`
`OCT Circuit Technologies International Limitccl
`
`By: ~~(jl
`
`Name: g ~ r-raJ
`Title: 01'2.a,o~
`Date: November 30, 2018
`
`Page3
`
`IPR2022-00716
`Apple EX1003 Page 13
`
`

`

`Appendix 1
`
`Assigned OCT Circuit Patents
`
`See attached
`
`IPR2022-00716
`Apple EX1003 Page 14
`
`

`

`:Pater:i~;Reference\\(.Fam~Y-Reference!,\;;;;ciiuntr.v,'·.·v;:·· :>;,,,·.·~f,::f[::;"'s~tus:y,\·~>:·,i,>\·.,F,ledpa1e].;'yA.PP)•cation.N11mber;·.wp1,1ijl!cation;D.ate-:rpu1:i!1cati<>.n'Nuintii:r·,.~•·:Granfa.a~'.tP.,a~en(~~~l:ii!f' .... ··.,.··
`
`'fi
`
`
`
`QE1002DE1
`QE1002
`Germany (Federal Republic Granted
`2010-10-27 10014040.9
`2012-05-02
`EP2448114
`2012-12-12 2448114
`QE1002GB1
`QE1002
`United Kingdom
`Granted
`2010-10-27 10014040.9
`2012-05-02
`EP2448114
`2012-12-12 2448114
`QE1003EP1
`QE1003
`European Patent
`Published
`2010-12-30 10306S38.9
`2012-07--04
`2472973
`QE1007CN1
`QE1007
`China
`Granted
`2012-02-07 2012800063283
`2013-09-25
`CN103329432A
`QE1007DE1
`QE1007
`Germany (Federal Republic Granted
`2011-02-08 11305127.0
`2012-08-08
`2485393
`QE1007FR1
`QE1007
`France
`Granted
`2011-02-08 11305127.0
`2012-08-08
`EP248S393
`QE1007HU1
`QE1007
`Hungary
`Granted
`2011-02-08 11305127.0
`2012-08-08
`EP2485393
`QE1007NL1
`QE1007
`Netherlands
`Granted
`2011-02-08 11305127.0
`2012-08-08
`EP2485393
`QE10080El
`QE1008
`Germany (Federal Republic Granted
`2011-02·24 11155775.7
`2012-08-29
`2492788
`QE1008FR1
`QE1008
`France
`Granted
`2011-02-24 11155775.7
`2012-08-29
`EP2492788
`QE1008HU1
`QE10D8
`Hungary
`Granted
`2011-02-24 11155775.7
`2012-08-29
`EP2492788
`QE1009CN1
`QE1009
`China
`Granted
`2011-10-14 201180060803.0
`2013-08-21
`103262061A
`QE1009DE1
`QE1009
`Germany (Federal Republic Granted
`2011-10-14 11772934.3
`2012--04-19
`2628087
`QE1009FR1
`QE1009
`France
`Granted
`2011-10-14 11772934.3
`2013-08-21
`EP2628087
`QE1009GB1
`QE1009
`United Kingdom
`Granted
`2011-10-14 11772934.3
`2013-08-21
`EP2628087
`QE1016DE1
`QE1016
`Germany (Federal Republic Granted
`2011-08-02 11749370.0
`QE1016FR1
`QE1016
`France
`Granted
`2011-08-02 11749370.0
`QE1016GB1
`QE1016
`United Kingdom
`Granted
`2011-08-02 11749370.0
`QE1017CN1
`QE1017
`China
`Granted
`2011-12-02 201180066668
`QE1017DE1
`QE1017
`Germany (Federal Republic Granted
`2010-12-02 10425368.7
`QE1017FR1
`QE1017
`France
`Granted
`2010-12-02 10425368.7
`QE1017GB1
`QE1017
`United Kingdom
`Granted
`2010-12-02 10425368.7
`QE1020CN1
`QE1020
`China
`Granted
`2011-09-30 201180046727.8
`QE10200El
`QE1020
`Germany (Federal Republic Granted
`2011-09-30 11770727.3
`QE102DFR1
`QE1020
`France
`Granted
`2011-09-30 11770727.3
`QE1020GB1
`QE1020
`United Kingdom
`Granted
`2011-09-30 11770727.3
`QE1021CN1
`QE1021
`China
`Granted
`2011-09-28 201180046584.0
`QE1031EP2
`QE1031
`European Patent
`Published
`2012-03-16 12713903.8
`QE1033CN1
`QE1033
`China
`Granted
`2011-09-28 201180047465.7
`QE1033DE1
`QE1033
`Germany (Federal Republic Granted
`2011-09-28 11766950.7
`QE1033FR1
`QE1033
`France
`Granted
`2011-09-28 11766950.7
`QE1033GB1
`QE1033
`United Kingdom
`Granted
`2011-09-28 11766950.7
`QE1034CN1
`QE1034
`China
`Granted
`2011-09-28 201180047188.X
`QE10340El
`QE1034
`Germany (Federal Republic Granted
`2011-09-28 11770073.2
`QE1034FR1
`QE1034
`France
`Granted
`2011-09-28 11noo73.2
`QE1034GB1
`QE1034
`United Kingdom
`Granted
`2011-09-28 11770073.2
`QE1037DE1
`QE1037
`Germany (Federal Republic Granted
`2011-03-01 11156379.7
`QE1037FRl
`QE1037
`France
`Granted
`2011-03-01 11156379.7
`QE1037GB1
`QE1037
`United Kingdom
`Granted
`2011-03-01 11156379.7
`QE1039CN1
`QE1039
`China
`Granted
`2012-05-18 201280024325.2
`QE1039DE1
`QE1039
`Germany (Federal Republic Granted
`2011-05-19 11368020.1
`QE1039FR1
`QE1039
`France
`Granted
`2011-05-19 11368020.1
`QE1039GB1
`QE1039
`United Kingdom
`Granted
`2011-05-19 11368020.1
`QE1039JP1
`QE1039
`Japan
`Granted
`2012-05-18 2014-510694
`QE1040EP1
`QE1040
`European Patent
`Allowed
`2011-01-27 11368002.9
`QE1042CN1
`QE1042
`China
`Granted
`2011-10-31 201180052349.4
`QE10420El
`QE1042
`Germany (Federal Republic Granted
`2011-10-31 11776450.6
`QE1042FR1
`QE1042
`France
`Granted
`2011-10-31 11776450.6
`QE1042GB1
`QE1042
`United Kingdom
`Granted
`2011-10-31 11776450.6
`QE10480E1
`QE1048
`Germany (Federal Republic Granted
`2011-11-09 11306463.8
`QE1048FR1
`QE1048
`France
`Granted
`2011-11-09 11306463.8
`QE1048GB1
`QE1048
`United Kingdom
`Granted
`2011-11-09 11306463.8
`QE1056DE1
`QE1056
`Germany (Federal Republic Granted
`2011-10-24 11306373.9
`
`2016-02-03 CN103329432B
`2014-05-14 EP2485393
`2014-05-14 EP2485393
`2014-05-14 EP2485393
`2014-05-14 EP2485393
`2016-04-20 EP2490492
`2015-07-15 EP2492788
`2015-07-15 EP2492788
`2015-12-16 CN103262061B
`2015-04-22 EP2628087
`2015-04-22 EP2628087
`2015-04-22 EP2628087
`2017-12-06 2601745
`2017-12-06 2601745
`2017-12-06 2601745
`2016-03-30 CN103348556B
`2017-02-22 2461457
`2017-02-22 2461457
`2017-02-22 2461457
`2015-01-21 CN1032016978
`2015-11-18 2622427
`2015-11-18 2622427
`2015-11-18 2622427
`2016-01-20 CN1031250208
`
`2013-10-09
`
`103348556A
`
`2013-07-17
`2012--04-05
`2013-08-07
`2013-08-07
`2013-05-29
`2014-01-22
`2013-06-05
`
`103201697 A
`2622427
`2622427
`2622427
`103125020A
`2686965
`CN103141030A
`
`2013-06-05
`2012-04-05
`2013-08-07
`2013-08-07
`
`CN103141029A
`EP2622742
`EP2622742
`EP2622742
`
`2014-01-29
`2012-11-21
`2012-11-21
`2012-11-21
`2014-06-30
`2012-08-01
`2013-07-10
`
`103548310
`EP2525537
`EP2525537
`EP2525537
`JP2014515568A
`2482449
`103201729
`
`2013-05-15
`2013-05-15
`2013-05-15
`2013-05-01
`
`2592754
`2592754
`2592754
`2587676
`
`2016-01-20
`2017-11-01
`2017-11-01
`2017-11-01
`2016-01-20
`2014-09-03
`2014-09-03
`2014-09-03
`2017-05-03
`2017-05-03
`2017-05-03
`2017-02-15
`2014-11-19
`2014-11-19
`2014-11-19
`2017-02-17
`
`CN1031410308
`602011042939.6
`2622741
`2622741
`CN1031410298
`EP2622742
`EP2622742
`EP2622742
`602011037481.8
`2495872
`2495872
`ZL 201280024325.2
`EP2525537
`EP2525537
`EP2525537
`6092193
`
`2015-12-16
`2017-10-04
`2017-10-04
`2017-10-04
`2015-08-12
`2015-08-12
`2015-08-12
`2014-06-11
`
`103201729
`2633418
`2633418
`2633418
`2592754
`2592754
`2592754
`EP2587676
`
`1 of 14
`
`IPR2022-00716
`Apple EX1003 Page 15
`
`

`

`~
`
`2017-03-22 ZL201280050525.5
`2017-08-09 502011040335.4
`2017-08-09 2582050
`2017-08-09 2582050
`
`1/30/2015
`BR1120130301007 A2
`2719226
`2719226
`2719226
`2719226
`2719226
`2719226
`2719226
`
`2016-01-06
`2016-01-06
`2016-01-06
`2016-01-06
`2016-01-06
`2016-01-06
`2016-01-06
`
`2719226
`2719226
`2719226
`2719226
`2719226
`2719226
`2719226
`
`2015-01-30
`2014-05-13
`2012-11-29
`2014-04-16
`2014-04-16
`2014-04-16
`2014-04-16
`2014-04·16
`2014-04-16
`
`';'·>:_-:~_) ··•·,s~ttis-' ', ···n /i\··_;FiledP.ateJ·•· AppJication'_l)lum.ber;<'Pul:iijcation Dat¢'/\P11tiJlc~tion_lllµmtier','.;"_Gra'.nt Date:,gatent' N,iim~l>j!f;'~"'-",
`'"'·':'fouritry;;_ .,,_._.;:":,,
`;Pa~e!lt,Refereiice····t··.Fam.lty;Refer:er:ice
`QE1056FR1
`QE1056
`France
`Granted
`2011-10-24 11306373.9
`2013-05-01
`2587676
`2014-06-11 EP2587676
`QE1056GB1
`QE1056
`United Kingdom
`Granted
`2011-10-24 11306373.9
`2013-05-01
`2587676
`2014-06-11 EP2587676
`QE1056MK1
`QE1056
`Macedonia
`Granted
`2011-10-24 11306373.9
`2013-05-01
`2587676
`2014-06-11 2587676
`QE1057DE1
`QE1057
`Germany (Federal Republic Granted
`2011-06-10 11305739.2
`2012-12-12
`2533131
`2014-11-26 EP2533131
`QE1057FR1
`QE1057
`France
`Granted
`2011-06-10 11305739.2
`2012-12-12
`2533131
`2014-11-26 EP2533131
`QE1057GB1
`QE1057
`United Kingdom
`Granted
`2011-06-10 11305739.2
`2012-12-12
`2533131
`2014-11-26 EP2533131
`QE1057HU1
`QE1057
`Hungary
`Granted
`2011-06-10 11305739.2
`2012-12-12
`2533131
`2014-11-26 2533131
`QE1061DE1
`QE1061
`Germany (Federal Republic Granted
`2011-05-03 11305522.2
`2012-11-07
`2521406
`2014-12-31 EP2521406
`QE1061FR1
`QE1061
`France
`Granted
`2011-05-03 11305522.2
`2012-11-07
`2521406
`2014-12-31 EP2521406
`QE1061GB1
`QE1061
`United Kingdom
`Granted
`2011-05-03 11305522.2
`2012-11-07
`2521406
`2014-12-31 EP2521406
`QE1061HU1
`QE1061
`Hungary
`Granted
`2011-05-03 11305522.2
`2012-11-07
`2521406
`2014-12-31 EP2521407
`QE1065EP1
`QE1065
`European Patent
`Published
`2011-08-05 11176724.0
`2013-02-06
`2555430
`QE10651Nl
`QE1065
`India
`Published
`2012-08-02 1430/DELNP/2014
`2015-01-30
`1/30/2015
`QE1069CN1
`QE1069
`China
`Granted
`2012-10-08 2012800505255
`2014-06-18
`103875184A
`QE1D69DE1
`QE1069
`Germany (Federal Republic Granted
`2011-10-13 11185107.7
`QE1D69FR1
`QE1069
`France
`Granted
`2011-10-13 11185107.7
`QE1D69GB1
`QE1069
`United Kingdom
`Granted
`2011-10-13 11185107.7
`QE10711Nl
`QE1071
`India
`Published
`2012-05-11 10107/0ELNP/2013
`QE1D72BR1
`QE1072
`Brazil
`Published
`2012-05-23 1120130301007
`QE1072DE1
`QE1072
`Germany (Federal Republic Granted
`2012-05-23 12724601.5
`QE1D72FR1
`QE1072
`France
`Granted
`2012-05-23 127246015
`QE1D72GB1
`QE1072
`United Kingdom
`Granted
`2012-05-23 12724601.5
`QE1072HU1
`QE1072
`Hungary
`Granted
`2012-0S-23 127246015
`QE1072NU
`QE1072
`Netherlands
`Granted
`2012-05-23 12724601.5
`QE1072R01
`QE1072
`Romania
`Granted
`2012-05-23 12724601.5
`QE1072511
`QE1072
`Slovenia
`Granted
`2012-05-23 12724601.5
`QE1082DE1
`QE1082
`Germany (Federal Republic
`Instructed
`2011-10-11 11306315.0
`QE1082EP1
`QE1082
`European Patent
`Allowed
`2011-10-11 11306315.0
`QE1082FR1
`QE1082
`France
`Instructed
`2011-10-11 11306315.0
`QE1082GB1
`QE1082
`United Kingdom
`Instructed
`2011-10-11 11306315.0
`QE1085DE1
`QE1085
`Germany (Federal Republic
`Instructed
`2011-09-06 11306108.9
`QE108SEP1
`QE1085
`European Patent
`Allowed
`2011-09-06 11306108.9
`QE1085FR1
`QE1085
`France
`Instructed
`2011-09-06 11306108.9
`QE1085GB1
`QE1085
`United Kingdom
`Instructed
`2011-09-06 11306108.9
`QE1086DE1
`QE1086
`Germany (Federal Republic Granted
`2011-11-03 11306421.6
`QE1088DE1
`QE1088
`Germany (Federal Republic Granted
`2011-11-15 11306496.8
`QE1088FR1
`QE1088
`France
`Granted
`2011-11-15 11306496.8
`QE1088GB1
`QE1088
`United Kingdom
`G