`FOR THE NORTHERN DISTRICT OF ILLINOIS
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`Case No. 1:21-cv-02753
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`JURY TRIAL DEMANDED
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`HIGH ENERGY OZONE LLC d/b/a
`FAR-UV STERILRAY and
`S. EDWARD NEISTER,
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` Plaintiffs,
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`v.
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`EDEN PARK ILLUMINATION, INC.
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` Defendant.
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`PLAINTIFFS’ INITIAL INFRINGEMENT CONTENTIONS
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`Pursuant to Local Patent Rule 2.2, Plaintiffs High Energy Ozone LLC d/b/a Far-UV
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`Sterilray (“HEO3”) and S. Edward Neister (“Mr. Neister”) (collectively, “Plaintiffs”), submit their
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`Initial Infringement Contentions as to U.S. Patent Nos. 9,700,642 (the “’642 Patent”) and
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`8,975,605 (the “’605 Patent”) (collectively, the “Asserted Patents”), on Defendant Eden Park
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`Illumination, Inc. (“Eden Park”).
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`The following Initial Infringement Contentions are based upon the information reasonably
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`available to and located by Plaintiffs to date. This case has only just begun. The pleadings are still
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`open, and Plaintiffs have not yet completed their investigation of the facts relating to this case.
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`Discovery has not yet started and the Court has not construed any claim of any patent. Plaintiffs
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`expressly reserve the right to amend, supplement, or otherwise modify these disclosures as
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`additional information becomes available through discovery, resulting from any Order of this
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`Court construing any relevant claim terms, or any other relevant bases.
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`(a)
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`Asserted Claims
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`Based on presently available information, Plaintiffs contend that Eden Park infringes at
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`least the following claims (collectively, “Asserted Claims”) of the Asserted Patents.
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`1
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`EXHIBIT 1024
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`U.S. Patent No.
`8,975,605
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`Asserted Claims
`1
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`Applicable Statutory Subsection(s)
`35 U.S.C. §§ 271(a)-(c)
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`9,700,642
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`1, 5, 7, 9, 12, 15, 17
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`35 U.S.C. §§ 271(a)-(c)
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`(b)
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`Accused Instrumentality
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`Based on presently available information, Plaintiffs contend that the following apparatus,
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`product, device, process, method, act, or other instrumentality, (the “Accused Instrumentality”),
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`infringe the Asserted Claims (see Exhibits A-B for corresponding descriptions identifying the
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`Accused Instrumentality).
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`U.S. Patent No.
`8,975,605
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`Asserted Claims
`1
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`Accused Product
`Eden Park Thin 222 nm UV Lamp
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`9,700,642
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`1, 5, 7, 9, 12, 15, 17
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`Eden Park Thin 222 nm UV Lamp
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`Plaintiffs do not intend for the product names in this table of Accused Products, or in the
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`appended infringement charts in Exhibits A-B, to be an exhaustive or conclusive list. By
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`identifying product names, Plaintiffs intend to include all model numbers and configurations for
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`each identified Accused Instrumentality.
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`(c)
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`Infringement Charts
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`For each of the Asserted Patents, Plaintiffs have attached a corresponding claim chart (see
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`Exhibits A-B) specifically identifying where each element of each Asserted Claim is found within
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`each Accused Instrumentality. The Asserted Claims do not include any means-plus-function
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`language governed by 35 U.S.C. § 112 ¶ 6. To the extent Eden Park or the Court interpret any
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`Asserted Claim to include such language, Plaintiffs expressly reserve the right to include
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`contentions to support such interpretation.
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`These charts are based on information currently available to and located by Plaintiffs.
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`Plaintiffs have not completed their investigation of the facts relating to this case, have not
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`completed discovery in this action, and have not completed preparation for trial. Therefore,
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`Plaintiffs expressly reserve the right to amend, supplement, or otherwise modify these charts and
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`infringement contentions as additional information becomes available through discovery.
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`(d)
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`Literal Infringement and/or Doctrine of Equivalents
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`Based on the information currently available, Plaintiffs contend that the Accused
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`Instrumentality literally infringes each of the Asserted Claims. To the extent any claim limitations
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`are not literally infringed, Plaintiffs contend the limitations are infringed under the doctrine of
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`equivalents because (a) the identified features of the Accused Instrumentality are insubstantially
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`different from the literal claim elements, for example because they perform substantially the same
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`function in substantially the same way to achieve substantially the same result; and (b) there are
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`only insubstantial differences between the Asserted Claims and the processes performed by the
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`Accused Instrumentalities, if any.
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`(e)
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`Indirect Infringement
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`Plaintiffs intend to assert only process claims against Eden Park, and Eden Park is a
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`manufacturer and or distributor of goods (the Accused Instrumentality) that are specifically
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`designed and intended by Eden Park to infringe the Asserted Claims of the Asserted Patents. Nor
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`do the Accused Instrumentality have any substantial non-infringing uses. Thus, Plaintiffs contend
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`that Eden Park is liable for indirectly infringing the Asserted Patents under 35 U.S.C.
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`§§ 271(b) and (c). Plaintiffs will provide additional evidence to support their claims of indirect
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`infringement as discovery progresses.
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`(f)
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`Priority Date
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`Plaintiffs assert that the Asserted Patents are entitled to a priority date of April 12, 2000,
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`when inventor Mr. Neister conceived of the claimed methods and documented them in his lab
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`3
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`notebook. Mr. Neister diligently reduced them to practice, as evidenced in the filing of U.S.
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`Provision Patent Application No. 60/593,626 on January 31, 2005, PCT/US2006/003393 on
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`January 31, 2006, and U.S. Pat. App. No. 11/837,667 that matured into U.S. Patent No. 8,753,575
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`(“the ’575 patent”). The ’642 patent is a continuation of the ’575 patent. This is further evidenced
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`in the prosecution of the Asserted Patents and two other patents not asserted here (the ’575 patent
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`and U.S. Patent No. 8,481,985 (“the ’985 patent”)), including the filing of PCT/US2009/032392
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`on January 29, 2009 and U.S. Pat. App. No. 13/145,663 that matured into the ’605 patent. Plaintiffs
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`will produce documents reflecting this conception and development work during discovery.
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`(g) Willful Patent Infringement
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`Plaintiffs intend to seek a factual finding of willful infringement and seek enhanced
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`damages against Eden Park because Eden Park knew of the Asserted Patents since at least June
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`2018 when Eden Park president Cy Herring inspected the HEO3 products at a trade show and
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`Plaintiffs sent a notice letter to Eden Park identifying and attaching the Asserted Patents. Eden
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`Park admits that it received this letter. Nonetheless, it proceeded to make, use, offer to sell, and
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`sell the Accused Instrumentality. These acts were malicious, deliberate, consciously wrongful, and
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`done in bad faith to support a factual finding of willful infringement to support enhanced damages
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`under 35 U.S.C. § 284.
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`(h) HEO3’s Products that Practice the Patented Methods
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`Plaintiffs intend to rely upon the fact that their own apparatus, product, device, process,
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`method, act, or other instrumentality practices the claimed inventions, according to the following
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`chart.
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`U.S. Patent No.
`8,975,605
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`Asserted Claims
`1
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`9,700,642
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`1, 5, 7, 9, 12, 15, 17
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`HEO3’s Practicing Products
`Excimer Wave Sterilray Luminaire,
`MicrobeBuster Surface Unit, Disinfection
`Wand, Air Surface Disinfection Unit
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`U.S. Patent No.
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`Asserted Claims
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`HEO3’s Practicing Products
`(ASDU), Autonomous Disinfection Vehicle
`(ADV), and GermBuster-Air Canister
`(Model 4000).
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`* * * * *
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`Plaintiffs have not completed their investigation of the facts relating to this case and have
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`not yet started discovery in this action. Furthermore, Eden Park has not set forth its bases for non-
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`infringement of the asserted claims, nor has the Court construed any term of any asserted claim.
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`Accordingly, Plaintiffs reserve the right to amend, supplement, or otherwise modify these Initial
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`Infringement Contentions as additional information becomes available through discovery,
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`including the right to further articulate their contentions with regards to infringement under the
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`doctrine of equivalents.
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`Dated: October 26, 2021
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` /s/ Brent P. Ray
`Brent P. Ray
`(IL Bar No. 6291911)
`KING & SPALDING LLP
`110 N. Wacker Drive
`Suite 3800
`Chicago, IL 60606
`Phone: (312) 995-6333
`Email: bray@kslaw.com
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`Abby L. Parsons
`(IL Bar No. 6297018)
`KING & SPALDING LLP
`1100 Louisiana Street, Ste. 4100
`Houston, TX 77002
`Phone: (713) 751-3294
`Email: aparsons@kslaw.com
`Attorneys for Plaintiffs,
`High Energy Ozone LLC
`d/b/a Far-UV Sterilray
`and S. Edward Neister
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`CERTIFICATE OF SERVICE
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`I hereby certify that on October 26, 2021, I served the foregoing document with
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`attachments on counsel of record for Defendant Eden Park Illumination, Inc. via electronic mail.
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`/s/ Brent P. Ray
`Brent P. Ray
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