`_________________
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_________________
`
`APPLE INC.,
`
`Petitioner
`v.
`TELEFONAKTIEBOLAGET LM ERICSSON,
`
`Patent Owner
`
`_________________
`
`Inter Partes Review Case No. IPR2022-00648
`
`U.S. Patent No. 9,860,044
`
`DECLARATION OF JACOB ROBERT MUNFORD IN SUPPORT OF
`
`PETITION FOR INTER PARTES REVIEW OF U.S. PATENT NO.
`
`9,860,044
`
`IPR2022-00648
`Apple EX1018 Page 1
`
`
`
`1. My name is Jacob Robert Munford. I am over the age of 18, have personal
`
`knowledge of the facts set forth herein, and am competent to testify to the
`
`same.
`
`
`
`2. I earned a Master of Library and Information Science (MLIS) from the
`
`University of Wisconsin-Milwaukee in 2009. I have over ten years of
`
`experience in the library/information science field. Beginning in 2004, I
`
`have served in various positions in the public library sector including
`
`Assistant Librarian, Youth Services Librarian and Library Director. I have
`
`attached my Curriculum Vitae as Appendix A.
`
`
`
`3. During my career in the library profession, I have been responsible for
`
`materials acquisition for multiple libraries. In that position, I have cataloged,
`
`purchased and processed incoming library works. That includes purchasing
`
`materials directly from vendors, recording publishing data from the material
`
`in question, creating detailed material records for library catalogs and
`
`physically preparing that material for circulation. In addition to my
`
`experience in acquisitions, I was also responsible for analyzing large
`
`collections of library materials, tailoring library records for optimal catalog
`
`IPR2022-00648
`Apple EX1018 Page 2
`
`
`
`search performance and creating lending agreements between libraries
`
`during my time as a Library Director.
`
`
`4. I am fully familiar with the catalog record creation process in the library
`
`sector. In preparing a material for public availability, a library catalog record
`
`describing that material would be created. These records are typically
`
`written in Machine Readable Catalog (herein referred to as “MARC”) code
`
`and contain information such as a physical description of the material,
`
`metadata from the material’s publisher, and date of library acquisition. In
`
`particular, the 008 field of the MARC record is reserved for denoting the
`
`date of creation of the library record itself. As this typically occurs during
`
`the process of preparing materials for public access, it is my experience that
`
`an item’s MARC record indicates the date of an item’s public availability.
`
`
`5. Typically, in creating a MARC record, a librarian would gather various bits
`
`of metadata such as book title, publisher and subject headings among others
`
`and assign each value to a relevant numerical field. For example, a book’s
`
`physical description is tracked in field 300 while title/attribution is tracked in
`
`field 245. The 008 field of the MARC record is reserved for denoting the
`
`creation of the library record itself. As this is the only date reflecting the
`
`inclusion of said materials within the library’s collection, it is my experience
`
`IPR2022-00648
`Apple EX1018 Page 3
`
`
`
`that an item’s 008 field accurately indicates the date of an item’s public
`
`availability.
`
`
`6. This declaration is being drafted as of December 2021. Public and university
`
`libraries in my area have been operating for months with restricted access
`
`policies due to the COVID-19 pandemic. In my experience, library catalog
`
`records are accurate descriptions of a library’s collection and my lack of
`
`physical access to libraries at this time creates no doubt in my
`
`determinations of authenticity or availability of the exhibits noted below.
`
`
`7. I have reviewed Exhibit 1017, The UMTS Long Term Evolution: From
`
`Theory to Practice by Stefania Sesia, et. al.
`
`
`8. Attached hereto as Appendix B is a true and correct copy of the MARC
`
`record for The UMTS Long Term Evolution: From Theory to Practice as
`
`held by the Penn State University library. I secured this record myself from
`
`the library’s public catalog. The MARC record contained within Appendix B
`
`accurately describes the title, author, publisher, and ISBN number of The
`
`UMTS Long Term Evolution: From Theory to Practice. In comparing
`
`Exhibit 1017 to Appendix B, it is my determination that Exhibit 1017 is a
`
`IPR2022-00648
`Apple EX1018 Page 4
`
`
`
`true and correct copy of The UMTS Long Term Evolution: From Theory to
`
`Practice by Stefania Sesia, et. al.
`
`
`9. The 008 field of each MARC record in Appendix B indicates the date of
`
`record creation. The 008 field of Appendix B indicates the Penn State
`
`University library first acquired this book as of September 23, 2008.
`
`Considering this information, it is my determination that The UMTS Long
`
`Term Evolution: From Theory to Practice was made available to the public
`
`shortly after its initial acquisition in Fall 2008.
`
`
`10. I have reviewed Exhibit 1015, LTE for UMTS-OFDMA and SC-FDMA
`
`Based Radio Access by Harri Holma and Antti Toskala.
`
`
`11. Attached hereto as Appendix C is a true and correct copy of the MARC
`
`record for The UMTS Long Term Evolution: From Theory to Practice as
`
`held by the University of Michigan library. I secured this record myself from
`
`the library’s public catalog. The MARC record contained within Appendix C
`
`accurately describes the title, author, publisher, and ISBN number of LTE
`
`for UMTS-OFDMA and SC-FDMA Based Radio Access. In comparing
`
`Exhibit 1015 to Appendix C, it is my determination that Exhibit 1015 is a
`
`IPR2022-00648
`Apple EX1018 Page 5
`
`
`
`true and correct copy of LTE for UMTS-OFDMA and SC-FDMA Based
`
`Radio Access by Harri Holma and Antti Toskala.
`
`
`12. The 008 field of each MARC record in Appendix C indicates the date of
`
`record creation. The 008 field of Appendix C indicates the University of
`
`Michigan library first acquired this book as of December 12, 2008.
`
`Considering this information, it is my determination that LTE for UMTS-
`
`OFDMA and SC-FDMA Based Radio Access was made available to the
`
`public shortly its initial acquisition in Winter 2008.
`
`
`13. I have been retained on behalf of the Petitioner to provide assistance in the
`
`above-illustrated matter in establishing the authenticity and public
`
`availability of the documents discussed in this declaration. I am being
`
`compensated for my services in this matter at the rate of $100.00 per hour
`
`plus reasonable expenses. My statements are objective, and my
`
`compensation does not depend on the outcome of this matter.
`
`
`14. I declare under penalty of perjury that the foregoing is true and correct. I
`
`hereby declare that all statements made herein of my own knowledge are
`
`true and that all statements made on information and belief are believed to
`
`be true; and further that these statements were made the knowledge that
`
`IPR2022-00648
`Apple EX1018 Page 6
`
`
`
`willful false statements and the like so made are punishable by fine or
`
`imprisonment, or both, under Section 1001 of Title 18 of the United States
`
`Code.
`
`
`
`
`Dated:
`
`
`
`
`
`
`
`
`
`
`
`Jacob Robert Munford
`
`
`
`
`
`
`
`
`
`12/14/2021
`
`IPR2022-00648
`Apple EX1018 Page 7
`
`
`
`
`Appendix A
`
`
`Appendix A
`
`IPR2022-00648
`Apple EX1018 Page 8
`
`IPR2022-00648
`Apple EX1018 Page 8
`
`
`
`J. Munford
`Curriculum Vitae
`
`Education
`
`University of Wisconsin-Milwaukee - MS, Library & Information Science, 2009
`Milwaukee, WI
`
`
`● Coursework included cataloging, metadata, data analysis, library systems,
`management strategies and collection development.
`● Specialized in library advocacy, cataloging and public administration.
`
`
`Grand Valley State University - BA, English Language & Literature, 2008
`Allendale, MI
`
` ●
`
` Coursework included linguistics, documentation and literary analysis.
`● Minor in political science with a focus in local-level economics and
`government.
`
`
`
`Professional Experience
`
`Researcher / Expert Witness, October 2017 – present
`Freelance ● Pittsburgh, Pennsylvania & Grand Rapids, Michigan
`
`
`● Material authentication and public accessibility determination.
`Declarations of authenticity and/or public accessibility provided upon
`research completion. Experienced with appeals and deposition process.
`
` ●
`
` Research provided on topics of public library operations, material
`publication history, digital database services and legacy web resources.
`
` ●
`
` Past clients include Alston & Bird, Arnold & Porter, Baker Botts, Fish &
`Richardson, Erise IP, Irell & Manella, O'Melveny & Myers, Perkins-Coie,
`Pillsbury Winthrop Shaw Pittman and Slayden Grubert Beard.
`
`Library Director, February 2013 - March 2015
`Dowagiac District Library ● Dowagiac, Michigan
`
`
`● Executive administrator of the Dowagiac District Library. Located in
`
`IPR2022-00648
`Apple EX1018 Page 9
`
`
`
`Southwest Michigan, this library has a service area of 13,000, an annual
`operating budget of over $400,000 and total assets of approximately
`$1,300,000.
`
`● Developed careful budgeting guidelines to produce a 15% surplus during
`the 2013-2014 & 2014-2015 fiscal years while being audited.
`
`
`
` ●
`
` Using this budget surplus, oversaw significant library investments
`including the purchase of property for a future building site, demolition of
`existing buildings and building renovation projects on the current facility.
`
` Led the organization and digitization of the library's archival records.
`
` ●
`
` ●
`
` Served as the public representative for the library, developing business
`relationships with local school, museum and tribal government entities.
`
` ●
`
` Developed an objective-based analysis system for measuring library
`services - including a full collection analysis of the library's 50,000+
`circulating items and their records.
`
`November 2010 - January 2013
`Librarian & Branch Manager, Anchorage Public Library ● Anchorage, Alaska
`
`
`● Headed the 2013 Anchorage Reads community reading campaign
`including event planning, staging public performances and creating
`marketing materials for mass distribution.
`
` ●
`
` Co-led the social media department of the library's marketing team,
`drafting social media guidelines, creating original content and instituting
`long-term planning via content calendars.
`
` ●
`
` Developed business relationships with The Boys & Girls Club, Anchorage
`School District and the US Army to establish summer reading programs for
`children.
`
`
`June 2004 - September 2005, September 2006 - October 2013
`Library Assistant, Hart Area Public Library
`Hart, MI
`
`
`● Responsible for verifying imported MARC records and original MARC
`
`IPR2022-00648
`Apple EX1018 Page 10
`
`
`
`
`
`cataloging for the local-level collection as well as the Michigan Electronic
`Library.
`
`● Handled OCLC Worldcat interlibrary loan requests & fulfillment via
`ongoing communication with lending libraries.
`
`
`
`Professional Involvement
`
`Alaska Library Association - Anchorage Chapter
`● Treasurer, 2012
`
`
`Library Of Michigan
`● Level VII Certification, 2008
`● Level II Certification, 2013
`
`
`Michigan Library Association Annual Conference 2014
`● New Directors Conference Panel Member
`
`
`Southwest Michigan Library Cooperative
`● Represented the Dowagiac District Library, 2013-2015
`
`
`
`Professional Development
`
`Library Of Michigan Beginning Workshop, May 2008
`Petoskey, MI
`● Received training in cataloging, local history, collection management,
`children’s literacy and reference service.
`
`
`Public Library Association Intensive Library Management Training, October 2011
`Nashville, TN
`● Attended a five-day workshop focused on strategic planning, staff
`management, statistical analysis, collections and cataloging theory.
`
`
`Alaska Library Association Annual Conference 2012 - Fairbanks, February 2012
`Fairbanks, AK
`● Attended seminars on EBSCO advanced search methods, budgeting,
`cataloging, database usage and marketing.
`
`IPR2022-00648
`Apple EX1018 Page 11
`
`
`
`Depositions
`
`2019 ● Fish & Richardson
`
`IPR Petitions of 865 Patent, Apple v. Qualcomm (IPR2018-001281 /
`
`39521-00421IP & IPR2018-01282 / 39521-00421IP2)
`
`2019 ● Erise IP
`
`Implicit, LLC v. Netscout Systems, Inc (Civil Action No. 2:18-cv-53-JRG)
`
`2019 ● Perkins-Coie
`
`Adobe Inc. v. RAH Color Technologies LLC (Cases IPR2019-00627,
`
`IPR2019-00628, IPR2019-00629 and IPR2019-00646)
`
`2020 ● O’Melveny & Myers
`
`Maxell, Ltd. v. Apple Inc. (Case 5:19-cv-00036-RWS)
`
`2021 ● Pillsbury Winthrop Shaw Pittman LLP
`
`Intel v. SRC (Case IPR2020-1449)
`
`
`Limited Case History & Potential Conflicts
`
`Alston & Bird
`
`● Nokia (v. Neptune Subsea, Xtera)
`
`Arnold & Porter
`
`● Ivantis (v. Glaukos)
`
`Erise I.P.
`
`● Apple
`
`
`v. Future Link Systems (IPRs 6317804, 6622108, 6807505, and
`
`
`7917680)
`
`
`v. INVT
`
`
`v. Navblazer LLC (Case No. IPR2020-01253)
`
`IPR2022-00648
`Apple EX1018 Page 12
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`v. Qualcomm (IPR2018-001281, 39521-00421IP, IPR2018-01282,
`39521-00421IP2)
`v. Quest Nettech Corp, Wynn Technologies (Case No. IPR2019-
`00XXX, RE. Patent Re38137)
`
`● Fanduel (v CGT)
`
`● Garmin (v. Phillips North America LLC, Case No. 2:19-cv-6301-AB-KS
`Central District of California)
`
`● Netscout
`
`v. Longhorn HD LLC)
`
`v. Implicit, LLC (Civil Action No. 2:18-cv-53-JRG)
` ● Sony Interactive Entertainment LLC
`v. Bot M8 LLC
`v. Infernal Technology LLC
`● Unified Patents (v GE Video Compression, Civil Action No. 2:19-cv-248)
`
`
`Fish & Richardson
`
`● Apple
`
`
`v. LBS Innovations
`
`
`v. Masimo (IPR 50095-0012IP1, 50095-0012IP2, 50095-0013IP1,
`
`
`50095-0013IP2, 50095-0006IP1)
`
`
`v. Neonode
`
`
`v. Qualcomm (IPR2018-001281, 39521-00421IP, IPR2018-01282,
`
`
`39521-00421IP2)
`
`
`
`
`● Dish Network
`
`v. Realtime Adaptive Streaming, Case No 1:17-CV-02097-RBJ)
`
`IPR2022-00648
`Apple EX1018 Page 13
`
`
`
`v. TQ Delta LLC
`
` Huawei (IPR 76933211)
`
` Kianxis
`
`
`
` ●
`
` ●
`
` ●
`
` LG Electronics (v. Bell Northern Research LLC, Case No. 3:18-cv-2864-
`CAB-BLM)
`
` ●
`
` ●
`
` Samsung (v. Bell Northern Research, Civil Action No. 2:19-cv-00286-
`JRG)
`
` Texas Instruments
`
` ●
`
`
`Irell & Manella
`
`● Curium
`
`O’Melveny & Myers
`
`● Apple (v. Maxell, Case 5:19-cv-00036-RWS)
`
`Perkins-Coie
`
`● TCL Industries (v. Koninklijke Philips NV, PTAB Case Nos. IPR2021-
`
`00495, IPR2021-00496, and IPR2021-00497)
`
`Pillsbury Winthrop Shaw Pittman
`
`● Intel (v. FG SRC LLC, Case No. 6:20-cv-00315 W.D. Tex)
`
` Metaswitch
`
` MLC Intellectual Property (v. MicronTech, Case No. 3:14-cv-03657-SI)
`
` Realtek Semiconductor
`
` Quectel
`
` ●
`
` ●
`
` ●
`
`IPR2022-00648
`Apple EX1018 Page 14
`
`
`
`
`Appendix B
`
`
`Appendix B
`
`IPR2022-00648
`Apple EX1018 Page 15
`
`IPR2022-00648
`Apple EX1018 Page 15
`
`
`
`PennState
`
`screenshot-catalog.libraries.psu.edu-2021.12.11-05_46_02
`hitps://catalog.libraries.psu.edu/catalog/5284 1 76/marc_view
`11.12.2021
`
`J) neem ecu Catalog
`
`
`
`
`
`Keyword *|Search... Advanced search Start Over
`
`MARC View
`
`LEADER 01348cam a22003614a 4500
`
`
`001 5284176
`
`003 SIRSI
`
`005 20151215132757.0
`008 080923s2009 enkab b 001 0 eng
`
`010
`a| 2008041823
`
`015
`a| GBA8B8655 2| bnb
`
`016 7
`a| 014777239 2| Uk
`
`019
`a| MARS
`
`020
`a| 9780470697160(cloth)
`020
`a| 0470697164(cloth)
`
`035
`a|
`(OCoLC)246887507
`
`040
`a| DLC c| DLC d| BTCTAd| UKM d| YDXCP d| BWKUK d| BWK d| CDX d| UtOrBLW
`049
`a| UPMM
`050 0
`0 al TK5103.4883 b|
`.S47 2009
`
`082 0
`0 al 621.3845/6 2| 22
`
`100 1
`a| Sesia, Stefania.
`245 1
`0 al LTE, the UMTS long term evolution : b| from theoryto practice / c| Stefania Sesia, Issam Toufik, Matthew Baker.
`246 3
`a| Long-term evolution, the Universal Mobile Telecommunications System long term evolution
`
`264
`1
`a| Chichester, U.K. : b| Wiley, c| 2009.
`
`300
`a| xxv, 611 pages : b| illustrations, maps ; c| 26 cm
`336
`a|
`text b| txt 2| rdacontent
`337
`a| unmediated b| n 2| rdamedia
`
`338
`a| volume b| nc 2| rdacarrier
`
`504
`a|
`Includes bibliographical references and index.
`650
`0 al Universal Mobile Telecommunications System.
`700 1
`a| Baker, Matthew q| (MatthewP.J.)
`700 1
`a| Toufik, Issam.
`949
`a| TK5103.4883.S47 2009 w| LC c|
`BOOK u| 4/30/2009
`
`
`
`i] 000066087632 d| 12/18/2017 e| 12/13/2017 || STACKS-EG m| UP-ENGIN n| 12 r| Ys] Yt|
`
`1
`
`ro) PennState
`
`The Penna
`6
`re
`CeeuTS
`[roscoeNTC RONURS MALe)
`
`=
`
`rl
`
`a
`
`UNIVERSITY LIBRARIES
`
`PoaEy
`RSITYLIBRARIES
`
`o
`
`CONNECT WITH
`PENNSTATE
`
`IPR2022-00648
`Apple EX1018 Page 16
`
`IPR2022-00648
`Apple EX1018 Page 16
`
`
`
`J) University Libraries|Catalog
`
`PennState
`
`screenshot-catalog.libraries.psu.edu-2021.12.11-05_45_41
`https://catalog.libraries.psu.edu/catalog/6284176
`11.12.2021
`
`
`
`
`
`Keyword *|Search... Advanced search Start Over
`
`LTE, the UMTSlong term evolution : from theory to
`practice / Stefania Sesia, Issam Toufik, Matthew
`
`Baker Author:
`
`AdditionalTitles:
`Published:
`
`Sesia, Stefania
`Long-term evolution, the Universal Mobile Telecommunications System long term evolution
`Chichester, U.K. : Wiley, 2009.
`
`Physical Description:
`Additional Creators:
`
`xxv, 611 pages: illustrations, maps ; 26 cm
`Baker, Matthew (MatthewP.J.) and Toufik, Issam
`
`Availability
`
`Engineering Library (UP) (1 item)
`Call number
`
`TK5103.4883.S47 2009
`
`Material
`
`Book
`
`Location
`
`Engineering, 325 HammondBldg.- General Collection
`
`@
`ASIN “1
`
`PW Bsa
`
`| WantIt
`
`Subject(s):
`Universal Mobile Telecommunications System
`
`ISBN:
`
`9780470697160(cloth) and 0470697164 (cloth)
`Bibliography Note:
`Includes bibliographical references and index.
`
`View MARCrecord| catkey: 5284176
`
`ro) Sere
`
`;
`
`Syne
`
`Oemers
`
`UNIVERSITY LIBRARIES
`HAS
`
`PENN STATE
`UNIVERSITY LIBRARIES
`
`IPR2022-00648
`Apple EX1018 Page 17
`
`IPR2022-00648
`Apple EX1018 Page 17
`
`
`
`
`Appendix C
`
`
`Appendix C
`
`IPR2022-00648
`Apple EX1018 Page 18
`
`IPR2022-00648
`Apple EX1018 Page 18
`
`
`
`screenshot-search.lib.umich.edu-2021.12.11-05_47_04
`https://search.lib.umich.edu/catalog/racord/990068064780106381 ?query=LTE+fortUMTS+%3A+OFDMA+and+SC-
`FDMAt+basedtradiot+access&library=Alltlibraries%27
`11.12.2021
`
`UNIVERSITY OF MICHIGAN LIBRARY
`
`MeeYA
`LTE for UMTS : OFDMA and SC-FDMAbased radio access
`
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`Recordinfo:
`Format
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`@ Book
`
`Long Term Evolution for Universal Mobile Telecommunications Systems
`OFDMA and SC-FDMAbasedradio access
`Holma,Harri,1970-
`Toskala,Antti.
`Chichester, U.K. : Wiley, 2009
`English
`xxv, 433 p.: ill. ; 26. cm.
`Includes bibliographical references and index.
`0470745487
`9780470745489
`9780470994016
`0470994010
`288985600
`246886822
`Universal Mobile Telecommunications System.
`Wireless communication systems-- Standards.
`Mobile communication systems-- Standards.
`
`Global system for mobile communications.
`
`Engineering > Electrical Engineering
`Social Sciences > Information Science » Human ComputerInteraction
`
`Contributors
`
`Published/Created
`Language
`Physical Description
`Bibliography
`ISBN
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`Availableat:
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`B Offsite Shelving - litem
`Aboutlocation
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`
`MARCData
`
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`Call Number
`TK5103.4883 .L78 2009
`
`a Aska Librarian
`
`“@
`
`LDR
`a1
`
`ees
`
`008
`
`@35
`
`ee
`
`e16
`a19
`
`Q@000cam a2200409 a 4500
`990068064780106381
`
`20170418134426.0
`
`@8121252009 enka b 001 @ eng
`
`Ja (MiU)e@68e6478MIUe1
`
`7
`
`la 2008052792
`
`la 014857680 |2 Uk
`la 746886877
`
`IPR2022-00648
`Apple EX1018 Page 19
`
`IPR2022-00648
`Apple EX1018 Page 19
`
`
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`628
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`
`BIB
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`852
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`974
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`0470745487 |@ (uri) http: //www.isbnsearch.org/isbn/@470745487
`
`9780470745489 |® (uri) http://www. isbnsearch. org/isbn/9780470745489
`
`la
`le
`
`la
`le
`
`la
`le
`le
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`9786470994016 |q (cloth : alk. paper)
`(uri) http://www. isbnsearch.org/isbn/9780470994016
`
`479994010 |q (cloth : alk. paper)
`(uri) http://www. isbnsearch.org/isbn/047e994010
`
`(OCoLC) 288985608 |z (OCoLC)246886822
`(uri) http://www.worldcat.org/oclc/288985600
`(uri) http://www.worldcat.org/oclc/246886822
`
`(coutts )cts010682501
`
`DLC |c DLC |d BTCTA |d UKM |d YDXCP |d BWKUK |d BWK |d OCLCQ |d CDX |d CaONFIC
`
`TK5103.4883 |b .L78 2009
`
`|b OFDMA and SC-FDMA based radio access /
`LTE for UMTS :
`edited by Harri Holma and Antti Toskala.
`
`Ic
`
`Long Term Evolution for Universal Mobile Telecommunications Systems
`OFDMA and SC-FDMA based radio access
`
`a Aska Librarian
`
`“@
`
`Chichester, U.K.
`
`:
`
`|b Wiley,
`
`|c 2009.
`
`xxv, 433 p.
`
`:
`
`|b ill. ;
`
`|e 26 cm.
`
`Includes bibliographical references and index.
`
`Universal Mobile Telecommunications System.
`(uri) http://id. loc. gov/authorities/subjects/sh2002008737
`
`Wireless communication systems |x Standards.
`(uri) http://id.loc.gov/authorities/subjects/sh92006740
`
`Mobile communication systems |x Standards.
`(uri) http://id.loc.gov/authorities/subjects/sh85086371
`
`Global system for mobile communications.
`(uri) http://id.loc.gov/authorities/subjects/sh96011791
`
`|@ (uri) http://id.loc.gov/authorities/names/n@0000789
`|d 1970-
`Holma, Harri,
`(uri) http://viaf.org/viaf/sourceID/LC|n0@0e0789
`
`pM Aska Librarian «
`
`|@ (uri) http://id.loc.gov/authorities/names/n@0000788
`Toskala, Antti.
`(uri) http: //viaf.org/viaf/sourceID/LC|n@e0ee788
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