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` UNITED STATES PATENT AND TRADEMARK OFFICE
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`APPLE INC.,
`Petitioner,
`
`v.
`
`TELEFONAKTIEBOLAGET LM ERICSSON.,
`Patent Owner.
`____________________
`
`Case IPR2022-00648
`Patent No. 9,860,044
`____________________
`
`
`
`PATENT OWNER’S PRELIMINARY RESPONSE
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`
`Case IPR2022-00648
`PATENT OWNER’S PRELIMINARY RESPONSE
`TABLE OF CONTENTS
`
`
`1
`3
`9
`9
`
`Introduction
`I.
`II. Background of the ’044 Patent and the challenged claims
`III. Person of ordinary skill in the art
`IV. Claim construction
`V. The Petition fails to demonstrate that the prior art disclosed or rendered
`obvious receiving on the reserved radio resources recited by limitations
`10
`1.2 and 1.3
`The Petition does not demonstrate that its Grounds meet the reserved
`A.
`resources requirement of limitation 1.2
` 12
`The Petition additionally fails to demonstrate that its Grounds meet
`the reserved resources requirement of limitation 1.3
`
`1. Motorola’s Fig. 4 does not disclose limitation 1.3
`2.
`The Petition does not make a prima facie showing of
`obviousness as to its theory that a BS would ensure that only
`certain UEs would calculate certain “m” values under existing
`TS36.211 Formats 1 and 2
`
`
`
`
` 24
`The Petition’s “alternative” obviousness theory, which involves
`numerous modifications and unspecified new parameters and
`formulas, fails at multiple levels
`
`
`
` 28
`35
`
`B.
`
`22
` 23
`
`3.
`
`VI. Conclusion
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` Case IPR2022-00648
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`PATENT OWNER’S PRELIMINARY RESPONSE
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`
`
`Exhibit No.
`2001
`
`
`EXHIBIT LIST
`
`
`Description
`Declaration of Kayvan B. Noroozi in Support of Motion for
`Admission Pro Hac Vice
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`I.
`
`
`Case IPR2022-00648
`PATENT OWNER’S PRELIMINARY RESPONSE
`
`Introduction
`Although the Petition obfuscates its allegations through a complex series of
`
`details regarding certain aspects of the technical standards, the Petition ultimately
`
`fails to make a prima facie showing of obviousness, and presents no reasonable
`
`likelihood of success as to the unpatentability of any challenged claim.
`
`All challenged claims require a “reserved” first set of radio resources for the
`
`sending of uplink control information from a user terminal receiving downlink
`
`transmissions on only a single downlink carrier (a UE not utilizing carrier
`
`aggregation), see, e.g., claim 1 limitation [1.2], and a “reserved” second set of
`
`radio resources for sending uplink control information from a user terminal
`
`receiving downlink transmissions on multiple downlink carriers (a UE utilizing
`
`carrier aggregation). See, e.g., claim 1 limitation [1.3].1
`
`The Petition does not allege that any prior art it relies upon actually taught
`
`or suggested the use of a set of radio resources reserved for a user terminal based
`
`on whether that user terminal has been scheduled for single carrier or multi-carrier
`
`downlink transmissions, as recited by the challenged claims. Instead, the Petition
`
`presents a convoluted series of allegations as to certain general capabilities
`
`contained within portions of the technical specifications, and then alleges that it
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`1 Limitation 1.3 also covers an alternative implementation not relevant to this
`proceeding.
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` Case IPR2022-00648
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`PATENT OWNER’S PRELIMINARY RESPONSE
`would have been “obvious” to manipulate numerous base station parameters, and
`
`to even add entirely new, previously unspecified parameters and formulas, to arrive
`
`at the invention of the challenged claims.
`
`The Petition, however, provides no plausible reason why an ordinary artisan
`
`would have undertaken the complex series of steps and novel creations the Petition
`
`proposes in order to reconfigure a base station in the precise manner necessary to
`
`achieve the invention of the challenged claims. Indeed, with respect to multiple
`
`aspects of its obviousness theory, the Petition provides no motivation at all, and
`
`thus fails for that reason alone. And while the Petition does allege motivations for
`
`certain other aspects, those motivations are conclusory and generic, and bear no
`
`relationship to the specific modifications the Petition’s theory requires. The
`
`Petition’s obviousness allegations thus fail for lack of evidence of a motivation to
`
`combine. PersonalWeb Techs., LLC v. Apple, Inc., 848 F.3d 987, 991 (Fed. Cir.
`
`2017); In re NuVasive, Inc., 842 F.3d 1376, 1381-82 (Fed. Cir. 2016); In re
`
`Warsaw Orthopedic, Inc., 832 F.3d 1327, 1333-34 (Fed. Cir. 2016); Ariosa
`
`Diagnostics v. Verinata Health, Inc., 805 F.3d 1359, 1364-67 (Fed. Cir. 2015);
`
`ActiveVideo Networks v. Verizon, 694 F.3d 1312, 1328 (Fed. Cir. 2012).
`
`Nor does the Petition provide sufficient evidence to support the conclusion
`
`that an ordinary artisan would have had a reasonable expectation of success in
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`PATENT OWNER’S PRELIMINARY RESPONSE
`undertaking the Petition’s proposed modifications, or that those modifications—
`
`which the Petition admits would require defining entirely new parameters and
`
`formulas undisclosed in any cited prior art—would have been enabled.
`
`
`
`In short, the Petition’s allegations are transparently driven by hindsight bias,
`
`and fail to present a reasonable likelihood that the challenged claims were obvious
`
`at the time of the invention.
`
`
`
`Accordingly, institution should be denied.
`
`II. Background of the ’044 Patent and the challenged claims
`United Stated Patent No. 9,860,044 (the “’044 Patent”), titled PUCCH
`
`resource allocation for carrier aggregation in LTE-advanced,” is directed to carrier
`
`aggregation in a mobile communication system and, more particularly, to an
`
`efficient resource allocation for the physical uplink control channel for carrier
`
`aggregation. See Ex. 1001, Technical Field.
`
`Carrier aggregation is a feature of LTE Release 10 (LTE-Advanced). While
`
`LTE Rel 8 supports bandwidths up to 20 MHz, in LTE-Advanced, bandwidths up
`
`to 100 MHz are supported. To maintain backward compatibility with LTE Rel-8
`
`user terminals, the available spectrum is divided into Rel-8 compatible component
`
`carriers. Id., 1:22-40. The ’044 Patent explains that carrier aggregation “enables the
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`needed bandwidth expansion by allowing user terminals to transmit data over
`
`multiple component carriers comprising up to 100 MHz of spectrum.” Id., 1:33-36.
`
`The ’044 Patent teaches that one important consideration for carrier
`
`aggregation is the appropriate design for transmitting control signals from the user
`
`terminal (UE) on the uplink. Id., 1:55-57. Although this can be done on “multiple
`
`uplink component carriers associated with different downlink component carriers,”
`
`the patent teaches that “this option is likely to result in higher user terminal power
`
`consumption and a dependency on specific user terminal capabilities.” Id., 1:63-67.
`
`The patent further teaches that that approach may cause implementation issues and
`
`lead to higher testing and implementation complexity. Id., 1:67-2:3.
`
`The ’044 Patent describes that in a first approach, a set of shared Physical
`
`Uplink Control Channel (“PUCCH”) resources, in addition to PUCCH resources
`
`according to LTE Rel-8, is allocated for HARQ acknowledgements by user
`
`terminals that receive downlink assignments on multiple downlink component
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`carriers, i.e., UEs utilizing carrier aggregation. The resource set and/or the size of
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`the resource set can be transmitted to the user terminal by Radio Resource Control
`
`(RRC) signaling. With this approach, the UL (Uplink) PCC contains PUCCH
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`resources according to LTE Rel-8 for HARQ acknowledgements from user
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`terminals assigned resources for downlink transmission on a single downlink
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`component carrier associated with the UL PCC. The shared PUCCH resource
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`would be used by user terminals which receive resource assignments for downlink
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`transmission on multiple downlink component carriers. Id., 9:32-39.
`
`According to a second approach, a set of shared PUCCH resources, in
`
`addition to PUCCH resources according to LTE Rel-8, is allocated for HARQ
`
`acknowledgements by user terminals which receive downlink assignments on at
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`least one downlink component carrier other than the downlink component carrier
`
`having associated Rel-8 resources on the UL PCC. The resource set and/or the size
`
`of the resource set can be transmitted to the user terminal by RRC signaling. Id.,
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`9:53-62.
`
`The ’044 Patent teaches that the assignment of PUCCH resources can be
`
`achieved by implicit indication of actual resource block, e.g., utilizing CCE index,
`
`number of the downlink component carriers, RNTI or a combination of these
`
`parameters. Alternatively, reserved PUCCH resources can be indicated explicitly
`
`via signaling to the user terminal (e.g., RRC signaling), or by a combination of
`
`implicit and explicit signaling. Additionally, dynamic indication of PUCCH
`
`resources for HARQ acknowledgements can be done by using additional relative
`
`or explicit dynamic indication to select actual PUCCH resources out of the set of
`
`reserved (e.g., semi-statically reserved) resources. Id., 10:21-47.
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`The ’044 patent, as shown below in FIG 10, thus teaches a method
`
`implemented by a user terminal for transmission of uplink control signaling to a
`
`base station 20. The user terminal 100 receives a radio resource assignment for a
`
`downlink transmission from the base station 20 (block 62). If the user terminal 100
`
`detects assignments of radio resources for a single downlink component carrier, the
`
`user terminal 100 transmits, on a first set of radio resources on an uplink primary
`
`component carrier, uplink control information associated with the downlink
`
`transmissions (block 64). On the other hand, if the user terminal 100 receives
`
`assignments for multiple downlink component carriers, the user terminal 100
`
`transmits, on a second set of radio resources on the uplink primary component
`
`carrier, uplink control information associated with downlink transmissions (block
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`66). Id.,11:34-48.
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`
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`Exemplary claim 1 of the ‘044 Patent thus recites:
`
`Element Claim 1
`
`[1.Pre]
`
`A method implemented by a base station of receiving control
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`information from a user terminal, the method comprising:
`
`[1.1]
`
`scheduling downlink transmissions to a first user terminal only
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`on a single downlink component carrier associated with a
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`primary cell and scheduling downlink transmissions to a second
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`user terminal on multiple downlink component carriers or on a
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`downlink component carrier associated with a non-primary cell;
`
`[1.2]
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`receiving, on a first set of radio resources, control information
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`associated with the downlink transmissions to the first user
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`terminal, wherein the first set of radio resources is reserved for
`
`a user terminal scheduled to receive downlink transmissions
`
`only on a single downlink component carrier associated with
`
`the primary cell; and;
`
`[1.3]
`
`receiving, on a second set of radio resources, control
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`information associated with the downlink transmissions to the
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`second user terminal, wherein the second set of radio resources
`
`is reserved for a user terminal scheduled to receive downlink
`
`transmissions on multiple downlink component carriers or on a
`
`downlink component carrier associated with a non-primary cell,
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`the first and second sets of radio resources being on a same
`
`uplink component carrier associated with the primary cell.
`
`The Petition challenges claims 1-11, 15-27, and 33-41 of the ’044 Patent on
`
`two grounds. In Ground 1, the Petition relies on the combination of Motorola (Ex.
`
`1007) in view of TS36.211 (Ex. 1009) and further in view of TS36.213 (Ex. 1011).
`
`In Ground 2, the Petition relies on the combination of Motorola in view of
`
`TS36.211 and further in view of TS36.213 and TR36.912 (Ex. 1021).
`
`The Petition’s Grounds are summarized in the table below.
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`Ground
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`References
`
` Case IPR2022-00648
`
`PATENT OWNER’S PRELIMINARY RESPONSE
`Basis
`Challenged
`
`Claims
`
`1
`
`Motorola (Ex. 1007) in view of
`
`Pre-AIA 35
`
`1-11, 15-27,
`
`TS36.211 (Ex. 1009) and further in
`
`U.S.C. §§ 103
`
`and 33-41
`
`view of TS36.213 (Ex. 1011)
`
`2
`
`Motorola in view of TS36.211 and
`
`Pre-AIA 35
`
`1-11, 15-27,
`
`further in view of TS36.213 and
`
`U.S.C.§ 103
`
`and 33-41
`
`TR36.912 (Ex. 1021)
`
`III. Person of ordinary skill in the art
`For purposes of this Preliminary Response, Patent Owner does not dispute
`
`the Petition’s proposed level of skill for a person of skill in the art (“POSA”),
`
`because the level of skill in the art is not necessary for addressing any disputes
`
`between the parties.
`
`IV. Claim construction
`The Board does not construe claim terms that are not in dispute. Shenzhen
`
`Liown Electronics Co. v. Disney Enterprises, Inc., IPR2015-01656, Paper 7 at 10
`
`(Feb. 8, 2016) (citing Vivid Techs., Inc. v. Am. Sci. & Eng’g, Inc., 200 F.3d 795,
`
`803 (Fed. Cir. 1999)). The Petition states that “the Board does not need to construe
`
`any terms to resolve the arguments presented herein.” Pet. 9. Patent Owner
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`PATENT OWNER’S PRELIMINARY RESPONSE
`likewise presents no claim construction issues at this time as none are necessary to
`
`resolution of the issues presented in this Preliminary Response.
`
`V. The Petition fails to demonstrate that the prior art disclosed or
`rendered obvious receiving on the reserved radio resources recited by
`limitations 1.2 and 1.3
`Claim 1 limitation 1.2 requires a base station “receiving, on a first set of
`
`radio resources, control information associated with the downlink transmission to
`
`the first user terminal, wherein the first set of radio resources is reserved for a
`
`user terminal scheduled to receive downlink transmissions only on a single
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`downlink component carrier associated with the primary cell.”
`
`Claim 1 limitation 1.3 further requires, in relevant part, “receiving, on a
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`second set of radio resources, control information associated with the downlink
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`transmissions to the second user terminal, wherein the second set of radio
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`resources is reserved for a user terminal scheduled to receive downlink
`
`transmissions on multiple downlink component carriers.”2
`
`
`2 All other independent claims contain the same requirements. See limitations
`17.2.a & 17.2.b, Pet. 66; limitations 18.2 and 18.3, Pet. 71; limitations 33.3.a and
`33.3.b, Pet. 76-77. The Petition’s theory as to those requirements in all the other
`independent claims mirrors and simply cites back to its theories regarding
`limitations 1.2 and 1.3. Id. Accordingly, the argument presented in this section
`regarding claim 1 applies equally to all other independent claims, and demonstrates
`the Petition’s inadequacy to warrant institution as to any challenged claim.
`Moreover, as noted previously, limitation 1.3 recites an alternative implementation
`not relevant to this proceeding and not quoted above or discussed below.
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`Together, the requirements of limitations 1.2 and 1.3 require receiving
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`uplink control information from one UE on a “first” set of radio resources reserved
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`for a UE scheduled to receive downlink transmissions on a single carrier, and
`
`receiving uplink control information from another UE on a “second” set of radio
`
`resources reserved for a UE scheduled to receive downlink transmissions on
`
`multiple carriers.
`
`The requirements of limitations 1.2 and 1.3 were added through prosecution
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`amendments by the patentee during the examination of the parent patent to the
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`‘044 Patent in order to overcome the prior art. Ex. 1005 at 120, 130. In particular,
`
`in response to the Examiner’s rejection based on the Bala reference, the patentee
`
`amended the claims “to clarify that the first set of radio resources is reserved for
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`user terminals scheduled to receive downlink transmissions on the first downlink
`
`component carrier, and that the second set of radio resources is reserved for user
`
`terminals scheduled to receive downlink transmissions on the second downlink
`
`component carrier and/or multiple component carriers.” Ex. 1005 at 131.
`
`As the patentee further explained, “Bala does not state [ ] that different sets
`
`of radio resources are reserved for multi-carrier and single-carrier user terminals,”
`
`and Bala thus did not meet the amended claims. Ex. 1005 at 131.
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`The Petition attempts to meet limitations 1.2 and 1.3 by alleging
`
`obviousness based on the Motorola reference in view of TS36.211 and TS36.213.
`
`Pet. 34-44.3 Under the Petition’s theory, the “first user terminal” is “an LTE Rel-8
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`UE that is not capable of carrier aggregation” or “an LTE-Advanced UE in non-
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`carrier aggregation mode,” Pet. 28 n. 6, such that said first UE could only receive
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`downlink transmissions on a single downlink component carrier. Id. at 28-29. The
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`“second user terminal” is an LTE-Advanced UE “that supports carrier
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`aggregation” and is scheduled by an LTE-Advanced BS to receive downlink
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`transmissions “on multiple DL component carriers.” Pet. 30.
`
`As demonstrated in detail below, however, the Petition’s allegations fail to
`
`meet or render obvious the requirements of limitations 1.2 and 1.3.
`
`A.
`
`The Petition does not demonstrate that its Grounds meet the
`reserved resources requirement of limitation 1.2
`With respect to limitation 1.2’s requirement that “the first set of radio
`
`resources is reserved for a user terminal scheduled to receive downlink
`
`transmissions only on a single downlink component carrier,” the Petition does not
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`rely upon Motorola at all. See Pet. 34-37. Stated otherwise, the Petition makes no
`
`allegation that Motorola teaches or suggests the use of a set of radio resources
`
`
`3 The Petition additionally relies on TR36.912 in its Ground 2 for purposes that are
`not at issue with respect to the relevant aspects of limitations 1.2 and 1.3.
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`PATENT OWNER’S PRELIMINARY RESPONSE
`reserved for uplink control information transmissions from a UE scheduled to
`
`receive downlink transmissions on only a single carrier. See Pet. 34-37.
`
`Nor does the Petition allege that any reference it relies upon—including
`
`TS36.211 and TS36.213—actually taught or suggested the use of a set of radio
`
`resources reserved for a UE scheduled to receive downlink transmissions only on a
`
`single downlink component carrier, as limitation 1.2 requires. The Petition thus
`
`presents no evidence that the requirement of limitation 1.2 was taught or suggested
`
`anywhere in the prior art.
`
`Instead, the Petition presents a convoluted, multi-step obviousness
`
`modification theory that proceeds based on the following allegations:4
`
`1. Under TS36.211 and TS36.213, LTE Rel-8 UEs (which do not support
`
`carrier aggregation) use Physical Uplink Control Channel (PUCCH) radio
`
`resources to send uplink control information to a BS. Pet. 16, 35.
`
`2. To do so, each LTE Rel-8 UE identifies the appropriate physical resource
`
`blocks (PRBs) for its PUCCH for sending the uplink control information. Pet. 16,
`
`35.
`
`
`4 Patent Owner’s summation of the Petition’s allegations below is not an
`expression of any agreement with the substance of those allegations. Rather, Patent
`Owner merely provides the below summary of the Petition’s theory in order to
`demonstrate its shortcomings as it relates to the actual requirements of the
`challenged claims.
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`3. The UE identifies the appropriate PRBs for its PUCCH by calculating an
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`“m” value. The calculated “m” value can be m=0, m=1, m=2, or m=3. Pet. 16-17,
`
`35-36. A UE that calculates an “m” value of m=0 will have a PUCCH that is
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`assigned to the PRBs highlighted in red in the Petition’s annotated figure below. A
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`UE that calculates an “m” value of m=1 will have a PUCCH that is assigned to the
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`PRBs highlighted in blue in the annotated figure below.
`
`4. TS36.211 specifies that the UE calculates the “m” value using one of two
`
`formulas: Format 1 or Format 2. Pet. 17. The Petition provides the below figure to
`
`show the formulas for Formats 1 and 2, and their inputs. Pet. 18, 37.
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`
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`5. The parameters the UE uses to calculate its “m” value under Format 1 and
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`Format 2 are provided to it explicitly or implicitly by the BS. The parameters next
`
`to the green arrows above are those the BS provides explicitly; the one next to the
`
`yellow arrow is provided implicitly. Pet. 18-19.
`
`6. The parameter inputs for Formats 1 and 2 are entirely different from one
`
`another; there is no overlapping parameter. Pet. 19.
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`7. In the case of Format 2, the BS’s assignment of n(2)PUCCH values in the
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`range of 0-11 will result in m=0; n(2)PUCCH values from 12-23 will yield m=1;
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`n(2)PUCCH values from 24-35 result in m=2; and n(2)PUCCH values from 36-47
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`translate to m=3. Pet. 36 n. 8. The Petition does not specifically explain how
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`particular Format 1 inputs will translate to particular “m” values.
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`8. Any UEs with the same “m” values will share the same uplink radio
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`resources (PRBs). Pet. 36. Thus, for example, any UEs that calculate “m” values of
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`m=0 will share the same set of uplink radio resources, regardless of whether those
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`UEs were scheduled to receive downlink transmissions from a single carrier or
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`multiple carriers. Pet. 36.
`
`9. It is the UE itself that selects the appropriate formula (Format 1 or Format
`
`2) to calculate its “m” value. Pet. 18 (“In operation, a UE selects an appropriate
`
`format (e.g., PUCCH Format 1 or Format 2) to calculate the ‘m’ value [ ] that
`
`determines the radio resources used for transmission of its PUCCH.”).
`
`10. According to the Petition’s theory, a BS “would ‘reserve’” radio
`
`resources for certain groups of UEs by “selectively configuring them with
`
`appropriate Format 1 or Format 2 parameters.” As a manufactured example, the
`
`Petition states that a BS could “reserve” the uplink radio resources (PRBs)
`
`corresponding to m=0 for certain UEs for which it provides n(2)PUCCH (the sole
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`input variable to Format 2) values between 0 to 11. Pet. 36. To illustrate, the
`
`Petition provides the following annotated figure from TS36.211. Pet. 35. 5
`
`
`
`The Petition’s discussion of the “reserved” radio resources requirement of
`
`limitation 1.2 ends at this point. Pet. 34-37.
`
`Notably missing from the Petition’s theory, however, is any evidence or
`
`even the allegation that TS36.211, TS36.213, or any other prior art reference
`
`teaches or suggests that a BS actually does “selectively configure[e] [UEs] with
`
`appropriate Format 1 or Format 2 parameters” so that the BS receives uplink
`
`
`5 The Petition’s annotation states that the PRBs in this example are shared by UEs
`that compute m=1, but this appears to be a typo as the highlighted values are m=0
`and the Petition’s discussion of its theoretical example also discuss values of m=0.
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` Case IPR2022-00648
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`PATENT OWNER’S PRELIMINARY RESPONSE
`control information transmissions on radio resources reserved for UEs based on the
`
`uplink component carriers those UEs have been scheduled on.
`
`Stated otherwise, the Petition never even alleges, much less provides
`
`evidence to show, that the prior art taught or suggested a BS specifically
`
`manipulating the six parameter assignments for the Format 1 and Format 2
`
`calculations in order to ensure that certain “groups” of UEs that share some
`
`common criteria will end up calculating the same “m” values and thus share the
`
`same uplink radio resources.6 The Petition’s discussion of limitation 1.2 thus never
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`even alleges, much less proves, that the prior art taught or suggested a BS
`
`specifically assigning certain parameter values to a UE to ensure that that UE
`
`would calculate a specific “m” value and utilize a specific set of uplink radio
`
`resources reserved for UEs that are only scheduled to receive downlink
`
`transmissions on a single carrier, as limitation 1.2 requires.
`
`
`6 Because it is the UE itself that selects the appropriate formula for calculating its
`“m” value (i.e., the UE selects whether to use Format 1 or Format 2), Pet. 18, the
`BS could not simply manipulate the one input for Format 2 to achieve a
`supposedly desired “m” value, but would instead have to manipulate all six of the
`parameter inputs for Format 1 and Format 2 to do so. Thus, although the Petition
`focuses on the n(2)PUCCH parameter in its example, that parameter only relates to
`the Format 2 formula and does not affect the UE’s calculation of an “m” value
`under the Format 1 formula. Since the UE itself decides which formula to use, and
`since the n(2)PUCCH does not play a part in the Format 1 formula, manipulating
`the n(2)PUCCH parameter alone would not suffice to ensure that a UE arrives at
`any specific “m” value.
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`Moreover, the Petition does not provide any explanation as to how the
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`technical specifications and/or any other requirements actually intended for the BS
`
`to set the values for the six parameters that are the inputs to the Format 1 and
`
`Format 2 formulas. In other words, although the Petition identifies the parameters
`
`and formulas for Format 1 and Format 2, it does not explain how those parameters
`
`are supposed to be set in normal operation, what purpose they serve, or how the
`
`Format 1 and Format 2 formulas are intended to affect the UE’s operation. Thus,
`
`although the Petition seems to operate on the assumption that the BS could set
`
`those parameter values in any arbitrary manner without any consequence beyond
`
`manipulating the UE’s “m” value calculation, the Petition provide no evidence or
`
`explanation to support that core assumption.
`
`Nor does the Petition’s discussion of limitation 1.2 provide any allegation
`
`that it would have been obvious for an ordinary artisan to design or program a BS
`
`to specifically manipulate the six parameter values that serve as inputs to the
`
`Format 1 and Format 2 formulas to ensure that UEs that do not support carrier
`
`aggregation would calculate one or more specific “m” values corresponding to
`
`uplink radio resources reserved for such UEs.
`
`Stated otherwise, although the Petition creates an example in which certain
`
`UEs are assigned input parameters that result in their calculating “m” values of
`
`
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`m=0, the Petition’s discussion of limitation 1.2 never demonstrates that any BS
`
`was so configured at the time of the invention, or that it would have been obvious
`
`for an ordinary artisan to configure a BS to ensure that only single-carrier UEs
`
`would calculate m=0 (or any other common “m” value(s)) and thus allegedly use
`
`“reserved” uplink resources as required by limitation 1.2.
`
`The Petition also fails to provide any reason why a POSA would have been
`
`motivated to configure a BS in that highly specific manner. A finding of
`
`obviousness based on a combination or modification of prior art elements cannot
`
`be found without evidence that “a person of ordinary skill in the art would have
`
`been motivated to combine the prior art in the way claimed by the” challenged
`
`claims. PersonalWeb Techs., LLC v. Apple, Inc., 848 F.3d 987, 991 (Fed. Cir.
`
`2017); In re NuVasive, Inc., 842 F.3d 1376, 1381-82 (Fed. Cir. 2016); In re
`
`Warsaw Orthopedic, Inc., 832 F.3d 1327, 1333-34 (Fed. Cir. 2016); Ariosa
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`Diagnostics v. Verinata Health, Inc., 805 F.3d 1359, 1364-67 (Fed. Cir. 2015).
`
`“[G]eneric” evidence of a motivation to combine that “bears no relation to any
`
`specific combination of prior art elements” cannot suffice. ActiveVideo Networks
`
`v. Verizon, 694 F.3d 1312, 1328 (Fed. Cir. 2012) (emphasis added). Rather, a
`
`petitioner must “explain why a person of ordinary skill in the art would have
`
`combined elements from specific references in the way the claimed invention
`
`
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` Case IPR2022-00648
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`does.” Id. (emphasis original) (citing KSR v. Teleflex, 550 U.S. 398, 418 (2007)).
`
`When correctly applied, the requirement of a motivation to combine the prior art
`
`elements in the specific manner alleged “serves to prevent hindsight bias.”
`
`Medichem, S.A. v. Rolabo, S.L., 437 F.3d 1157, 1164 (Fed. Cir. 2006) (internal
`
`citations and quotations omitted).
`
`Here, the Petition provides no motivation for an ordinary artisan to have
`
`configured a BS to “reserve” a first set of uplink radio resources for single carrier
`
`UEs by manipulating the “m” values to be calculated by those UEs. Thus, in
`
`addition to its failure to allege any such obviousness theory at all, the Petition
`
`additionally fails because it provides no motivation for any such theory.
`
`At most, the Petition merely explains how “m” values are calculated, and
`
`that it was allegedly possible to configure a BS to allocate specific parameter
`
`values to certain UEs such that those UEs would arrive at the same “m” values and
`
`thus use the same uplink radio resources (PRBs). That showing is inadequate,
`
`however, as a matter of law. Personal Web Tech. v. Apple, 848 F.3d 987, 993-94
`
`(Fed. Cir. 2017) (“Obviousness concerns whether a skilled artisan not only could
`
`have made but would have been motivated to make the combinations or
`
`modifications of prior art to arrive at the claimed invention.”); Belden v. Berk-Tek,
`
`805 F.3d 1064, 1073 (Fed. Cir. 2015). The question thus is not “what a skilled
`
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`artisan would have been able to do”; instead, it is “what a skilled artisan would
`
`have been motivated to do at the time of the invention.” Polaris Industries, Inc. v.
`
`Arctic Cat, Inc., 882 F.3d 1056, 1068-69 (Fed. Cir. 2018) (emphases original).
`
`Indeed, as the Petition’s own allegations state, any UE could calculate any
`
`possible “m” value. Pet. 36. There is thus no reason why a single-carrier UE would
`
`not share the same uplink radio resources as a multi-carrier UE.
`
`In short, while the Petition seeks to obfuscate through complexity, its theory
`
`as to limitation 1.2 ultimately fails to demonstrate, or even allege, that the details it
`
`presents from the technical specifications with respect to “m” value calculations
`
`map onto the uplink resource reservation requirement of limitation 1.2, or that it
`
`would have been obvious to make modifications to do so.
`
`The Petition thus fails with respect to limitation 1.2 for the same reason the
`
`patentee overcame Bala during examination: the Petition “does not state [ ] that
`
`different sets of radio resources are reserved for multi-carrier and single-carrier
`
`user terminals,” Ex. 1005 at 131, nor does it demonstrate that it would have been
`
`obvious to do so.
`
`B.
`
`The Petition additionally fails to demonstrate that its Grounds
`meet the reserved resources requirement of limitation 1.3
`With respect to limitation 1.3, which requires use of a second set of uplink
`
`radio resources reserved for UEs that are scheduled to receive multi-carrier
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`downlink communications, the Petition’s theory becomes even more complex,
`
`though no more effective.
`
`1. Motorola’s Fig. 4 does not disclose limitation 1.3
`The Petition first alleges that Motorola’s Figure 4 “illustrates the BS
`
`‘reserves’ a second set of radio resources of an LTE-Advanced UE (highlighted
`
`purple).” Pet. 38.
`
`
`
`But as the Petition itself admits, Motorola’s Figure 4 simply relates to a UE
`
`operating in carrier aggr

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