`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Doc Code: N572
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`www.spto,
`Alexandsic,ipnie 22313-1450
`
`APPLICATION NUMBER
`
`61/744,564
`
`FILING DATE
`
`09/28/2012
`
`FIRST NAMED APPLICANT
`
`ATTY. DOCKET NO/TITLE
`
`Kirk E. Sanford
`
`50735
`
`CONFIRMATION NO. 9546
`
`OCMnont
`*OC000000065407905
`
`22929
`Sue Z. Shaper —
`1800 WEST LOOP SOUTH
`SUITE 350
`HOUSTON, TX 77027
`
`cc: ULMER & BERNE, LLP
`ATTN: DIANE BELL
`600 VINE STREET
`SUITE 2800
`CINCINNATI, OH 45202-2409
`
`Date Mailed: 12/06/2013
`
`DENIAL OF REQUEST FOR POWER OF ATTORNEY
`
`The request for Powerof Attorneyfiled 14-26-2013 is acknowledged. However, the request cannot
`granted at this time for the reason stated below.
`
`L) The Powerof Attorney you provided did not comply with the new Powerof Attorney rules that became
`effective on June 25, 2004. See 37 CFR 1.32.
`
`LJ The revocation is not signed by the applicant, the assignee of the entire interest, or one particular
`principal attorney having the authority to revoke.
`L) The Powerof Attorney is from an assignee and the Certificate required by 37 CFR 3.73(c) has not been
`received.
`
`C) The personsigning for the assignee has omitted their empowermentto sign on behalf of the assignee.
`
`LJ The inventor(s) is without authority to appoint attorneys since the assignee hasintervened as provided
`by 37 CFR 3.71.
`
`, a co-inventorin this application, has been omitted. The Powerof
`CL} The signature(s) of
`Attorney will be entered upon receipt of confirmation signed by said co-inventor(s).
`
`LJ The person(s) appointedin the Powerof Attorney is not registered to practice before the U.S. Patent and
`Trademark Office.
`
`Q) Only one Customer Numbercan be designated for the Powerof Attorney in an application. The
`”
`Customer Numberthat was capturedis the first Customer Number provided on the Powerof Attorney
`document.
`
`EVERI EX. 1004; Page 1
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`EVERI EX. 1004; Page 1
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`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Doc Code: N572
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`10.
`x
`Address: COMMISSIONER FOR PATENTS
`Alexandria, Virginia 22313-1450
`WWW.Uspto.gov
`
`Cia request under 37 CFR1.48 to add an inventor was granted in this application, however, no powerof
`attorney consistent with the powerof attorney granted by the originally named inventive entity has been
`received. Thus, the addition of the inventor has resulted in the loss of powerof attorney in the
`
`/..... See 37 CFR 1.32(e)
`
`The powerof attorney has not been accepted becausethe party whois giving powerof attorney has not -
`been identified. Power of attorney may only be signed by the applicant for patent (37 CFR 1.42) orthe
`patent owner. A patent owner who was notthe applicant must appoint any power of attorneyin
`compliance with 37 CFR 3.71 and 3.73. See 37 CFR 1.32(b)(4).
`
`Q) The powerof attorney from the inventors has not been accepted becauseit is a copy from a prior
`national application for which benefit is claimed and the continuing application names an inventor who
`was not named as an inventorin the prior application.
`
`L) The powerof attorney from the inventors has not been accepted because the powerof attorney must be
`igned by the applicant for patent. See 37 CFR 1.32(b)(4).
`
`Any request to correct or update the nameof the applicant must include an application data sheet (ADS)
`in compliance with 37 CFR 1.76 specifying the correct or updated nameofthe applicantin the applicant
`information section. Any request to change the applicantafter an original applicant has been specified
`under 37 CFR 1.46(b) must include a new ADSin compliance with 37 CFR 1.76 specifying the applicant
`in the applicant information section and comply with 37 CFR 3.71 and 3.73. See 37 CFR 1.46(c).
`
`Anyinquiries regarding this notice should be directed to the Application Assistance Unit at 571-272-4200.
`
`Sy uous
`
`Application Assistance Unit
`571-272-4200
`
`EVERI EX. 1004; Page 2
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`EVERI EX. 1004; Page 2
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`

`

`RE
`
`CENTRALaySENTER
`NOV 2 6 2013
`
`Certificate of Facsimile Transmission
`
`| hereby cartify that this corraspondence Is being
`facsimile transmitted to the U.S, Patent and Trademark
`Office (Fax No. (571) 273-8300 on November 26, 2013.
`Lucas
`igh
`
`Signature: _JLucas V. Haugh!
`
`IN THE UNITED STATES PATENT & TRADEMARK OFFICE
`
`Applicant:
`
`Kirk E. Sanford et al.
`
`Docket No. 35777-0119
`
`Seriai No.
`
`61/744,564
`
`Filed:
`
`September 28, 2012
`
`For: DUAL PREPAID/LOYALTY CARD FOR GAMING
`
`SUBMISSION OF POWER OF ATTORNEY AND
`STATEMENT UNDER 37 CFR3.73(c)
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`.
`
`Dear Madam:
`
`Attached, please find the following documents to be filed with the United States
`Patent andTrademark Office for the above-referenced application:
`
`Power of Attorney to Prosecute ‘Applications Before the USPTO (Form
`1)
`PTO/AIA/80); and
`‘
`2)
`Statement Under 37 CFR 3.73(c).
`
`Please charge any fees required, or credit any overpayment, to Deposit Account No.
`
`50-1884.
`
`Respectfully submitted,
`
`By:
`
`/Lucas V. Haugh/
`Lucas V. Haugh
`Registration No. 60,795
`Attomey for Applicant(s)
`ULMER & BERNE LLP
`600 Vine Street, Suite 2800
`Cincinnati, Ohio 45202
`(543) 698-5126
`
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`EVERI EX. 1004; Page 3
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`

`

`.
`
`.
`
`.
`
`RECEIVED
`CENTRAL FAX CENTER
`NOV 2 6 2013
`
`FTOPAINSO (075321
`Appraved for use Haugh 11/30/2014, OMS 0651-0035
`U.S, Patent and Tradamack Often: U.S OBFARTMENT OF COMMERCE
`Undurihe Paperwork Reducuon Aci of (B85, no pensons ore taunted to respond to # collectan of untormnaiion urlass itReplays 8 valld OMB control nurntiar.
`
`POWER OF ATTORNEY TO PROSECUTE APPLICATIONS BEFORE THE USPTO
`
`hereby revoke all previous pawersof attomey given in the application identified in the attached statement
`under 37 CFR 3.73c
`| hereby appoint:
`
`onassocipiedwithCusiomerNumber: 69082
`f] Prectivonen(s) narred batow{if more than (en palant prectioners ave co be named, Mens customer number must be used
`Registration
`Registration
`himiber
`
`Number
`
`Aa attornay(s) or agent(s) {a repragant the undersigned bafare the Linited Slates Patent and Trademark Gtiee (USPTO}in connection wilh
`any and af patent applications anuigned grity to {he undersigned according to the USPTO assignment records or assignments documents
`aleched (¢ this (orn ti accordance with 37 CPR 3.73(c).
`
`Pissed change tha carespandenes address for the apoiicalian |dentifted in the attachsd atatament under 37 CFR 3.73(6} lo:
`
`Tha individual whose signgture and te is supplied below is authorized to acl on behalf of tne assignee
`
`: {al The eddrassassotistadwihCustomer Number|ROQRD
`
`aR
`
`;
`
`tnaividuatName
`
`Assignee Name and Addrags: VANTIV, LUC
`8800 Governarn Mill Orher
`Cincinnati, Ohio «5249
`
`A copyof this form, together with a stafamiant under 37 CFR 3,73(c) (Form PTO/ALA36 or equivatent) fs required te ba
`Filed in each applkeation in which thls form ia used. The séstement under 37 CFR 3,73{c} may be completed by ono of
`q The practitioners appointed in this form, and must identify the application in which this Power of Attomey is to be filed.
`SIGNATURE of Assignee of Record
`
`sorarehut hadiostte 1 ZO1S
`Name
`ThomasE. Raffarty
`Telephone 866-622-2880
`
`Vice President, Chief [P Counsel
`
`
`TNS CBG OF Informebon is requircd by 37 CEA 1,33, Ladd and
`1,03.
`The
`lnfiunaton a required t bhlaM OF felon a bene Dy ne publ Which & 2 Tie Card
`by die USPTO to pcana) an soplicatian, Confidentadity
`is govimad by 35 U.S.C. 122 aint 37 CFR 3.13 and 1.74, This cottonon ot spina 10 take 3 minyren
`to comptata,Inctuchng aamhenng preparing, and submuting te compltind epplicavan form to de MEPTO. Tw We) vary Sapancing upon ti fKevidunl case, Any
`cOMMmeNss On the amaunt of lina you taquize to Complete tye farm and/or suggestions for reducing tis burden. should be gentto the Clefinformation Oifoes,
`u&, Potent and Tosdgraork Ceo, u.%, Dasanmtent of Commerce, P.O. Box1450. Alssandtic, VA22513-1450 DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ABDHESS. SEND TO: Canmleatonurfor Patents, P.O. Bas 2450, Atawandria’ VA 2224201480,
`
`it you need ansistance m completng the form, call 1-B00-FTO-0189 and select option 2.
`
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`

`

`Privacy Act Statement
`
`,
`
`‘The Privacy Act of 1974 (P.L. 93-579} requires that you be given cartain information in connection with your
`submission of the attached form retated to a patent application of patent Accordingly, pursuantto tha
`ragquirements of the Act, please be advised that (1) the general authority forthe collection of this information is 35
`U.S.C, 2(b)(2); (2) fumishing of the infarmation sallcited is voluntary, and (3) the principal purposefor which the
`information is used by the U.S, Patent and Trademark Cffice fs to process and/or examine your submission
`related to a patent application or patent. ff you do not furnish tne requested information, the U5, Patent and
`Trademark Office may not be able to precass and/or examine your submission, which may result in termination af
`proceedings of abandonment of the application or axpiratian of the patent
`The information provided by yau in this farm will be subject ta the faitowing routine uses:
`
`-
`
`‘4. The Information on this form will ba treated confidentially to the extent allowed underthe Freedom of
`Information Act (5 U.S.C, 552) and the Privacy Act (5 U.S.C 552a). Records from this systam of records
`may be disclosed to the Department of Justica to determine whether disclosure of these records is
`required by the Freedom ofInformation Act.
`2. Avrecord from this system of records may be disclosed, as a routine use,in the course of preseming
`evidence to a court, magistrate, or administrative tribunal, including disclosures to opposing counsel in
`the course of settiement negotiations.
`3. Arecortin this system af raconds may be disclosed, as a routine use, to 4 Member of Congress
`submitting 3 request involving an individual, to whom the racord pertains, when the individual has
`requested assistance from the Member with respect to the subject matter of the recard.
`4. Arecord In this system of records may ba disclosed, as a routine use, to a contractor of the Agency
`having need for the information in orderto perform a contract, Recipients of information shall be required
`ta comply with the requirements of the Privacy Act of 1974, as amanded, pursuant to § U.S.C. 552a(m}.
`5. Arvecord related ta an Intemational Application filed under the Patent Cooperation Treaty in this system of
`records may be disclosed, aS a routina use,to the intemetlonal Bureau of thé Ward intellectual Property
`Orgenization, pursuant to the Patent Cooperation Treaty.
`_
`6. Arecordin this system of records may be disclosed, as a routine usa, to another federal agency for
`' purposes of National Security review (35 U.S.C. 164) and for review pursuantto the Atomic Energy Act
`(42 U.S.C, 218(c)).
`7. Arecord fom this system of records may be disclosed, as a routine use,to the Administrator, General
`Services, or his‘her designee, during an Inspaction of records conducted by GSA as part of that agency's
`rasponsibliity fo racommend Improvements in records management prociices and programs, under
`authority of 44 U.S.C, 2804 and 2906. Such disctosure shall be made in accordance with tha GSA
`reguiations governing inspection of recordsfor this purpose, and any other relavant(f.6., GSA or
`Commerce) diractive, Such disclosure shall not be used to make detsnminations about individuais.
`8. Aracard from this systam of records may be disclosed, as a routine usa,to the public after elther
`publication ofthe application pursuant to 35 U.S.C. 122(b) of issuance of a patent pursuant to 35 U.S.C.
`151. Further, 9 racord may be disclosed, subjectto tha limitations of 37 GFR 1.14, a5 a toutine use, to the
`Public If the record was filed in an application which became abandoned or in which the proceedings were
`terminated and which application is referenced by aither a published application, an application open to
`public inspection or an issued patent.
`$. Arecord fromm this system of racards may ba disclosed, as a routine uge, to a Federal, State, or local law
`enforcemant agency,if the USPTO becomes aware of a victationor potential Violation of law or
`reguiaten,
`,
`
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`
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`
`EVERI EX. 1004; Page 5
`Everi v. Sightline IPR2022-00614
`
`

`

`Lo
`
`RECEIVED
`CENTRAL FAX CENTER |
`NOV 2 6 2013
`
`PTO/AIA/96 (08-12)
`Approved for uea Inrough 01/91/2018, OMB 0651-00314
`.
`U8. Patant and Trademark Officg; U.S. DEPARTMENT OF COMMERCE
`ersons are required to respond to a collection of information Uniess i displays a vals O68 control numyer,
`
`STATEMENT UNDER 37 CFR 3.73{c) Applicant/Patent Qwnar: Yantiv LLC
`
`Application No./Patent No.: 61/744,564
`Titled, DUAL PREPAID/LOYALTY CARD FOR GAMING
`Vantiv LLC
`a Limited Liability Company
`(Name of Assignsa)
`(Typo of Assignee, @.9., corporatian, partnership, university, government agency, ett.)
`States that for the patent application/patentidentitied abave,It Is (choose one of options 1, 2, 3 or 4 balow):
`1.
`Xe assignee of the entire right, te, and interest.
`
`Filed/issua Date: September 28, 2012
`
`2. LC] An assigneeof less than tha entlre right, tite, and interest (chack applicable box):
`|_| The extent (oy percentage)of its ownership interestis
`%,. Additlonal Statement(s) by the ownere
`hokiing the balanceof the {nterast must be submitted to account far 100% of the ownership interest.
`() There are unspecified parcentages of ownership. The other parties, including Inventors, who together own the entire
`tight,title and interest are:
`:
`
`Additional Statement(s) by the owner(s) holding the balanceof the Interestmusl_besubmitted to accountfar ihe antire
`right,thle, and Interest.
`.
`(1) The assignee of an undivided interest in the entirety {a complete assignment from oneofthe joint Inventors was made).
`3.
`The otherparties, including inventors, who together own the entire right, tlle, and interest are:
`.
`
`Additional Statement(s) by the owner(s) holding the balanceof the Interast must be submitted to accountfor the entire
`right, tite, and interest.
`
`4. O The recipient, via. a court proceeding orthe like (@.g., bankruptcy, probate), of an undivided interest in the antiraty (a
`complete transfer of ownership interest was made). The certifiad document(s) showing the transfer Is attached.
`Theinterest identified In option 1, 2 or 3 above(not option 4)is evidenced by alther (choose oneof options A ar B below):
`A. [[] An essignmentfrom the inventor(s) of the patent application/patentidentified above. The agelgnmentwas recordedin
`the United States Patent and Trademark Offices at Reel
`Frame
`, or for which a copy
`thereofIs attached.
`
`B.
`
`A chain oftitte from the inventor(s), of tha patent application/patent klentified above,to the current assignee asfalicws:
`1.From: KIKkE.Sanfordetal Ta: Sightline Interactive LLC
`The document was recorded in tha United States Patent and Trademark Office at
`Reel 031198
`, Frame n921
`, or far which a copy thereotis attached.
`2 From: Sightline Interactive
`To: Vantiv LLC et al.
`The dacument was recerdad in the United States Patant and Trademark Ottics at
`Rea! 031199
`, Frame 0398
`, or for which a copy thereof is attached.
`(Page 1 of 2]
`This coltection af information ts sequined by 87 GFF 3.73(b). The information is required to obtain or retain a benefit by the public wnich ta to file {and by the USPTOto
`process) an application. Confidentiality i governed by 35 U.6.C, 122 and 47 CFR 1.11 and 1.14, This collection& estimated to take 42 minutes to complete, Including
`gathering, preparing, and submitting the completed application form to the USPTO. Time wil vary depending vpn ihe individuatcase. Any comments on tne amount
`of time you requir to complete this farm and/or suggestions for reducing (hia burden, ahould be sent to the Chiat tatormation Officer, U.S. Patent and Trademark
`Office, U.S. Departmentof Commarce, P.O, Box 1450, Alexandria, VA 22319-1450, DO NOT SEND FEES OR COMPLETED FORMS TO THI6 ADDRESS. SEND
`TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`Ifyou need assistance in completing theform, call 1-800-PTO-9199 and select option 2.
`
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`

`

`PTOVAIAI9S (08-12)
`Approved for use through 01/41/2013. OMB 0651-0031
`u.S. Patent and Trademark Gitica; U.S. GEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Art of 1996, no peraons ara raquited to raspond to 8 collection ol Information unteaa k displeya a vaikd OM control number.
`
`CT
`The document was recordad in the United States Patent and Trademark Office at
`Reel, Frame
`, or for which a copy thereofis attached.
`To:
`
`‘The donument was recorded in the United States Patent and Trademark Office at
`Reel
`, Frame
`, of for which a copy thereof is attached.
`To:
`
`The document was recordad in the United States Patent and Trademark Office at
`
`ReelCs Frame
`
`or for which a copy thereofIs attached.
`Ta:
`
`The document was recorded In the United States Patent and Tredemark Office at
`
`Ree!
`
`, Frame
`
`, Or for which a copy thereofis attached.
`
`O Additional documentsIn the chain oftile are fisted on a supplemental sheet(s).
`
`| As required by 87 GFR 3.73{c}(1)(i), the documentary evidence ofthe chain oftile from the origina! ownerto the
`assigns was, or concurrantlyis baing, submitted for recordation pursuant to 37 GFR 3.11.
`[NOTE: A separate copy(i.¢., a true copy of the original assignment document(s)) must be submitted to Assignment
`Division In accordance with 37 CFR Part 3, to record the assignmentin the records of the USPTO. See MPEP 302.08]
`
`.
`
`STATEMENT UNDER 37 CFR 3.73(¢)
`
`The undarsigned {whosetitle is supplied below) Is authorized to act on behalf of the assignee.
`Lucas V. Haugh
`November 26, 2013
`Signature
`Data
`{Lucas V. Haugh/
`Attorney - 60,795
`Printed or Typed Nama
`Title or Registration Number
`
`;
`
`{Page 2 of 2]
`
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`Everi v. Sightline IPR2022-00614
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`EVERI EX. 1004; Page 7
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`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 99-579) requires that you be given certain Information in connactian with your
`submission of the attachad form related to a patent application or patent. Accordingly, pursuantto the
`requirements of the Act, please be advised that: (1) the generalauthority for the collaction af this information is 35
`U.S.C. 2(b)(2); {2} furnishing of the infarmation solicited is voluntary; and (3) the principal purpose for which the
`information is used bythe U.S. Patent and Trademark Offica is to process and/or examine your submission related
`io a patent application or patent.
`If you do not furnish the requested information, the U.S. Patent and Trademark
`Offica may not be able to process and/or examina your submission, which may result in termination of proceedings
`or abandonmentof the application or expiration of the patent.
`
`Theinformation provided by you in this forma will be subject to the following routine uses:
`
`1. The Information on this form will be treated confidentially to tha extent allowed under the Freedom of
`Information Act (5 U.S.C. 552) and tha Privacy Act (5 U.S.C 552a). Records from this system of recorde
`may be disclosed to the Department of Justice to determine whetherdisclosure of these recordsIs
`required by the Freedom of information Act.
`2. Arecord from this system of records may be disclosed, as 4 routina use,in the course of presenting
`evidence to 4 coun, magistrate, or administrative tribunal, including disclosures ta opposing counselin the
`course of settlement negotiations.
`:
`3. Arecordin this system of records may be disclosed, as a routine use, to a Member of Congress
`submitting a requestinvolving an Individual, to wham the record pertains, whenthe individual has
`requasted assistance from the Memberwith respact to the subject matter of the record.
`4. Arecord in this system of records may de disclosed, as 8 routine use, to a contractor of the Agency
`having needfor the information in orderto perfarm a contract. Rectplents of information shall be required
`to comply with the requirements of the Privacy Act of 1974, as amended,pursuantto § U.S.C. 552a(m).
`5. Avracord related to an International Application filed under the Patent Cooperation Treaty in this system of
`records may be disclosad, as a routine use,to the International Bureauof the World Intellectual Property
`Organization, pursuant to the Patent Cocperation Treaty.
`6. A record in this system of records may bedisclosed, as a routine use, to another federal agency for
`purposes of Nationa! Security review (35 U.S.C. 181) and for review pursuantto the Atomic Energy Act
`{42 U.S.C, 219(¢)).
`7. Arecord from this system of records may be disclosed,as a routine use, to the Administrator, General
`Services, or hisfher dasignge, during an inspection of racords conducted by GSA as part of that agency’s
`responsibility to recommend improvements in records managementpractices and programs, under
`authority of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the GSA
`regulations governing inspection of records for this purpose, and any other relevant (e., GSA ar
`Commerce) directive. Such disclosure shall not be used to make determinations about individuals.
`8, Aracord from this system of records maybe disclosed, as a routine usa, to the public after either
`publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuantto 35 U.S.C.
`151. Further, arecord may be disclosed, subjectto thelimitations of 37 CFR 1.14, as a routine use,to the
`public if the record wasfiled in an application which bacame abandonedorin which the proceadings were
`terminated and which application is raferenced byeither a published application, an application open to
`public inspection or an issued patent.
`9, A racord from this system of records may bedisclosed, as 4 routine use, to a Federal, State, or local law
`enforcement agency,if the USPTO becomes awareof a violation or potential violation of law or regulation.
`
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`

`
`‘ulmer|berne Ilp Nov76 28
`
`
`;
`
`ATTORNEYS
`
`DUKE HAUGH
`diract 513.696.5126
`diract fax 513,698,5127
`dhaugh@ulmer.cam
`
`RECEIVED
`CENTRAL FAX CENTER
`
`|
`
`26
`
`203
`
`November 26, 2013
`
`fax cover sheet
`
`USPTO
`- Ta:
`5712738300
`Fax#:
`
`From: Duke HaughTN
`You will be receiving 7 page(s) including this cover sheet. The original of this document
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`lf you have any transmission problems,pleasecall 51 3-698-5939.
`USnnNOTOa
`MESSAGE:
`U.S. Serial No. 61/744,564
`Filing Date September 28, 2012
`
`Please see the attached documents to be filed with the USPTO for the above-
`referenced action.
`
`Respectfully submitted,
`Lucas V. Haugh
`
`If you
`Unless otherwise indicated, the Information in this transmittal is confidential and intended only for the recipientlisted abova.
`are neither the Intended recipient nor a parson responsible for delivering this transmittal to the intended recipient, you are hereby
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`If you received this transmitial in error, please Immediately
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`PAGE 17*RCVDAT 112620134:17:04 PM Ease Standard Tine]? SVRIW-PTOFAX-0001* DNE:2738900*CSID;*OURATION (nmesspOt-4S
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE,
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`PO Bax 14450
`Alexandria, Virginia 22313-1450
`wwwuspto gov
`
`APPLICATION
`FILING or
`GRP AR’
`
`NUMBER
`371(¢) DATE
`UNIT
`FIL FEE REC'D
`ATTY.DOCKET.NO
`TOT CLAIMSIND CLAIMS
`61/744,564
`09/28/2012
`150
`50735
`
`22929
`Sue Z. Shaper
`
`1800 WEST LOOP SOUTH
`
`SUITE 1450
`HOUSTON, TX 77027
`
`CONFIRMATION NO. 9546
`
`UPDATED FILING RECEIPT
`
`IAAAEYA
`
`Ore
`
`Date Mailed: 11/21/2012
`
`It will not be examined for patentability and will
`Receipt is acknowledged of this provisional patent application.
`become abandonednotlater than twelve monthsafter its filing date. Any correspondenceconcerning the application
`mustinclude the following identification information: the U.S. APPLICATION NUMBER, FILING DATE, NAME OF
`APPLICANT, and TITLE OF INVENTION. Feestransmitted by checkor draft are subject to collection. Please verify
`the accuracy of the data presented on this receipt. If an error is noted on this Filing Receipt, please submit
`a written request for a Filing Receipt Correction. Please provide a copy of this Filing Receipt with the
`changesnoted thereon. If you received a "Notice to File Missing Parts" for this application, please submit
`any corrections to this Filing Receipt with your reply to the Notice. When the USPTO processesthe reply
`to the Notice, the USPTO will generate another Filing Receipt incorporating the requested corrections
`
`Inventor(s)
`
`Applicant(s)
`
`Kirk E. Sanford, Las Vegas, NV;
`Thomas M. Sears, Henderson, NV;
`Omer Sattar, Las Vegas, NV;
`
`Kirk E. Sanford, Las Vegas, NV;
`Thomas M. Sears, Henderson, NV;
`Omer Sattar, Las Vegas, NV;
`
`Power of Attorney:
`Sue Shaper--31663
`
`If Required, Foreign Filing License Granted: 10/19/2012
`
`The country code and number of your priority application, to be used for filing abroad under the Paris Convention,
`is US 61/744,564
`
`Projected Publication Date: None, application is not eligible for pre-grant publication
`
`Non-Publication Request: No
`
`Early Publication Request: No
`** SMALL ENTITY **
`
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`Title
`
`Dual prepaid/Loyalty card for gaming
`
`PROTECTING YOUR INVENTION OUTSIDE THE UNITED STATES
`
`Since the rights granted by a U.S. patent extend only throughout the territory of the United States and have no
`effect in a foreign country, an inventor who wishes patent protection in another country must apply for a patent
`in a specific country or in regional patent offices. Applicants may wish to consider the filing of an international
`application under the Patent Cooperation Treaty (PCT). An international (PCT) application generally has the same
`effect as a regular national patent application in each PCT-member country. The PCT process simplifies the filing
`of patent applications on the same invention in member countries, but does not result in a grant of “an international
`patent” and does not eliminate the need of applicants to file additional documents and fees in countries where patent
`protection is desired.
`
`Almost every country hasits own patent law, and a person desiring a patent in a particular country must make an
`application for patent in that country in accordance with its particular laws. Since the laws of many countriesdiffer
`in various respects from the patent law of the United States, applicants are advised to seek guidance from specific
`foreign countries to ensure that patent rights are not lost prematurely.
`
`Applicants also are advised that in the case of inventions madein the United States, the Director of the USPTO must
`issue a license before applicants can apply for a patentin a foreign country. The filing of a U.S. patent application
`serves as a request for a foreign filing license. The application's filing receipt contains further information and
`guidance asto the status of applicant's license for foreign filing.
`
`Applicants may wish to consult the USPTO booklet, "General Information Concerning Patents" (specifically, the
`section entitled "Treaties and Foreign Patents") for more information on timeframes and deadlinesfor filing foreign
`patent applications. The guide is available either by contacting the USPTO Contact Center at 800-786-9199, or it
`can be viewed on the USPTO website at http:/Awww.uspto.gov/web/offices/pac/doc/general/index.html.
`
`For information on preventing theft of your intellectual property (patents, trademarks and copyrights), you may wish
`to consult the U.S. Government website, http:/Avww.stopfakes.gov. Part of a Department of Commerceinitiative,
`this website includes self-help "toolkits" giving innovators guidance on howto protectintellectual property in specific
`countries such as China, Korea and Mexico. For questions regarding patent enforcementissues, applicants may
`call the U.S. Governmenthotline at 1-866-999-HALT (1-866-999-4158).
`
`LICENSE FOR FOREIGN FILING UNDER
`
`Title 35, United States Code, Section 184
`
`Title 37, Code of Federal Regulations, 5.11 & 5.15
`
`GRANTED
`
`The applicant has been granted a license under 35 U.S.C. 184, if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED"followed by a date appears on this form. Such licenses are issuedin all applications where
`the conditions for issuance of a license have been met, regardless of whether or not a license may be required as
`set forth in 37 CFR 5.15. The scope andlimitations of this license are set forth in 37 CFR 5.15(a) unless anearlier
`license has been issued under 37 CFR 5.15(b). The license is subject to revocation upon written notification. The
`
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`date indicated is the effective date of the license, unless an earlier license of similar scope has been granted under
`37 CFR 5.13 or 5.14.
`
`This license is to be retained by the licensee and may be usedat any time on or after the effective date thereof unless
`itis revoked. This license is automatically transferred to any related applications(s)filed under 37 CFR 1.53(d). This
`license is not retroactive.
`
`The grantof a license does not in any way lessen the responsibility of a licensee for the security of the subject matter
`as imposed by any Government contract or the provisions of existing laws relating to espionage and the national
`security or the export of technical data. Licensees should apprise themselves of current regulations especially with
`respect to certain countries, of other agencies, particularly the Office of Defense Trade Controls, Department of
`State (with respect to Arms, Munitions and Implements of War (22 CFR 121-128)); the Bureau of Industry and
`Security, Department of Commerce (15 CFR parts 730-774); the Office of Foreign AssetsControl, Departmentof
`Treasury (31 CFR Parts 500+) and the Departmentof Energy.
`
`NOT GRANTED
`
`No license under 35 U.S.C. 184 has been granted at this time, if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED" DOES NOTappear on this form. Applicant maystill petition for a license under 37 CFR 5.12,
`if a license is desired before the expiration of 6 months from thefiling date of the application. If 6 months has lapsed
`from thefiling date of this application and the licensee has not received any indication of a secrecy order under 35
`U.S.C. 181, the licensee may foreign file the application pursuant to 37 CFR 5.15(b).
`
`
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