`FOR THE WESTERN DISTRICT OF TEXAS
`WACO DIVISION
`
`SCRAMOGE TECHNOLOGY LTD.,
`
`v.
`
`APPLE INC.,
`
`Plaintiff,
`
`Defendant.
`
`§
`§
`§
`§
`§
`§
`§
`§
`§
`
`Civil Action No. 6:21-cv-01071-ADA
`
`DEMAND FOR JURY TRIAL
`
`APPLE INC.’S PRELIMINARY INVALIDITY CONTENTIONS
`
`Scramoge Technology Ltd.
`Ex. 2009 - Page 1
`
`
`
`I.
`
`INTRODUCTION
`
`Defendant Apple Inc. (“Apple”) hereby makes the following Preliminary disclosure of
`
`Invalidity Contentions (“Preliminary Invalidity Contentions”) to Plaintiff Scramoge
`
`Technology Ltd. (“Scramoge”).
`
`These contentions address only the claims of U.S. Patent Nos. 9,490,652 (“the ’652
`
`Patent”), 7,825,537 (“the ’537 Patent”), and 10,193,392 (“the ’392 Patent”) (collectively, the
`
`“Asserted Patents”) asserted in Plaintiff’s Preliminary Disclosure of Asserted Claims and
`
`Infringement Contentions to Defendant Apple Inc. (“Infringement Contentions”) served on
`
`January 28, 2022.
`
`Scramoge has asserted the following claims (collectively, the “asserted claims”) against
`
`Apple:
`
` The ’652 Patent: Claim 1.
`
` The ’537 Patent: Claims 1, 2, 3, 4, 5, 9, 10, 11, 12, 13, 14, 15, 16 and 22.
`
` The ’392 Patent: Claims 1, 2, 4, 6, 7, and 8.
`
`With respect to each asserted claim and based on its investigation to date, Apple hereby:
`
`(a) identifies each item of prior art that anticipates and/or renders obvious each asserted claim;
`
`(b) specifies whether each such item of prior art anticipates each asserted claim and/or renders
`
`it obvious, and, if it renders it obvious, explains why the prior art renders the asserted claim
`
`obvious and identifies any combinations of prior art showing obviousness; (c) submits a chart
`
`identifying where specifically in each item of prior art each limitation of each asserted claim is
`
`found; (d) identifies the grounds of invalidity based on 35 U.S.C. § 112; and (e) identifies the
`
`claims that are directed to patent-ineligible subject matter under 35 U.S.C. § 101.
`
`In addition, pursuant to the Standing Order Governing Patent Proceedings, and based on
`
`- 1 -
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`Scramoge Technology Ltd.
`Ex. 2009 - Page 2
`
`
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`its investigation to date, Apple has produced or is producing documents concurrently with these
`
`Preliminary Invalidity Contentions.
`
`II.
`
`RESERVATIONS
`
`
`
`Apple reserves the right to amend these Preliminary Invalidity Contentions. The
`
`information and documents that Apple produces are based on information available to date and
`
`are subject to further revision. Apple expressly reserves the right to amend these disclosures
`
`and the accompanying document production should Scramoge provide any additional
`
`information that it failed to provide in its Infringement Contentions.
`
`Further, because discovery (including discovery from third parties) has not yet begun,
`
`Apple reserves the right to revise, amend, and/or supplement the information provided herein,
`
`including identifying and relying on additional references, should Apple’s further search and
`
`analysis yield additional information or references, consistent with the Standing Order
`
`Governing Patent Cases and the Federal Rules of Civil Procedure. Apple reserves the right to
`
`rely on additional prior art; further analysis of prior art; application of prior art to new or
`
`different claims; depositions and discovery from prior art sources and authors; analysis of prior
`
`art products; combinations of references; expert opinion and/or testimony; evidence supporting
`
`invalidity of any asserted claim; and any additional relevant information that may result from
`
`its further investigation and discovery. Additionally, Apple reserves the right to rely on
`
`additional information, testimony, and/or analysis concerning operation of prior art systems.
`
`Moreover, Apple reserves the right to revise its ultimate contentions concerning the invalidity
`
`of the asserted claims, which may change depending upon the Court’s construction of the
`
`asserted claims, any findings as to the priority or invention date of the asserted claims, and/or
`
`positions that Scramoge or its expert witness(es) may take concerning claim construction,
`
`infringement, and/or invalidity issues.
`
`- 2 -
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`Scramoge Technology Ltd.
`Ex. 2009 - Page 3
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`
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`Prior art not included in this disclosure, whether known or unknown to Apple, may
`
`become relevant. In particular, Apple is currently unaware of the extent, if any, to which
`
`Scramoge will contend that limitations of the asserted claims are not disclosed in the prior art
`
`identified by Apple, or will contend that any of the identified references do not qualify as prior
`
`art. The identification of any patent or patent publication shall be deemed to include any
`
`counterpart patent or application filed, published, or issued anywhere in the world.
`
`The information and documents that Apple produces are based on Apple’s present
`
`understanding of Scramoge’s infringement theories as advanced by Scramoge in its
`
`Infringement Contentions. Scramoge’s Infringement Contentions are deficient in numerous
`
`respects. For example, Scramoge has failed to specifically identify where each element of each
`
`Asserted Claim is found within each accused instrumentality, and does not identify a specific
`
`mapping from components of the accused instrumentalities to the elements of the asserted
`
`claims. Scramoge has also failed to present any contentions for infringement under the
`
`doctrine of equivalents. Scramoge has not provided detailed infringement contentions that
`
`identify each specific claim limitation allegedly infringed under the doctrine of equivalents and
`
`its alleged equivalent element in the accused instrumentalities, or the basis for purported
`
`insubstantial differences between each such limitation and its alleged equivalent. If Scramoge
`
`attempts or is permitted to cure such deficiencies, doing so may lead to further grounds for
`
`invalidity, and thus Apple specifically reserves the right to modify, amend, or supplement its
`
`contentions. Apple has provided notice to Scramoge regarding the deficiencies in its
`
`Infringement Contentions. It has failed to cure the deficiencies and has not undertaken
`
`reasonable efforts to prepare preliminary contentions to put Apple on notice of its theories of
`
`infringement. Thus, it no longer has the opportunity to amend as of right under the Court’s
`
`- 3 -
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`Scramoge Technology Ltd.
`Ex. 2009 - Page 4
`
`
`
`Order Governing Proceedings in Patent Cases (“OGP”) 3.5, unless “the amendment is based on
`
`material identified after those preliminary contentions were served.” OGP 3.5 at 8 n.7.
`
`However, if it is granted leave to amend its contentions, or other additional information
`
`regarding Scramoge’s infringement theories becomes available, Apple anticipates that it will
`
`provide corresponding invalidity contentions which establish that, under Scramoge’s
`
`interpretation of the claim scope as set forth in its Infringement Contentions, the asserted
`
`patents read on the prior art.
`
`Further, Scramoge has not produced prior art known to it, including regarding any
`
`known prior art products. As discovery in this action provides Apple with additional
`
`information, Apple may serve subpoenas on third parties believed to have knowledge,
`
`documentation, and/or corroborating evidence relating to invalidity and/or prior art. It is
`
`therefore likely that Apple will discover additional prior art pertinent to the invalidity of the
`
`asserted claims and Apple reserves the right to supplement these contentions after becoming
`
`aware of additional prior art or information. Apple further reserves the right to introduce and
`
`use such supplemental materials at trial.
`
`Apple’s claim charts in Exhibits A-C cite particular teachings and disclosures of the
`
`prior art as applied to features of the asserted claims. However, persons having ordinary skill
`
`in the art may view an item of prior art generally in the context of other publications, literature,
`
`products, and understanding. Accordingly, the cited portions are only exemplary, and Apple
`
`reserves the right to rely on uncited portions of the prior art references and on other
`
`publications and expert testimony as aids in understanding and interpreting the cited portions,
`
`as providing context thereto, and as additional evidence that a claim limitation is known or
`
`disclosed. Citations to figures are inclusive of all discussion of those figures. Apple further
`
`- 4 -
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`Scramoge Technology Ltd.
`Ex. 2009 - Page 5
`
`
`
`reserves the right to rely on uncited portions of the prior art references, other publications,
`
`documents explicitly or implicitly incorporated by reference, and testimony, to establish bases
`
`for combinations of certain cited references that render the asserted claims obvious. Further,
`
`for any combination, Apple reserves the right to rely additionally on information generally
`
`known to those skilled in the art and/or common sense.
`
`The references discussed herein and in the claim charts in Exhibits A-C, or elsewhere
`
`identified, may disclose the elements of the asserted claims explicitly and/or inherently, and/or
`
`they may be relied upon to show the state of the art in the relevant timeframe. The exemplary
`
`obviousness combinations are provided in the alternative to Apple’s anticipation contentions
`
`and are not to be construed to suggest that any reference included in the combinations is not
`
`itself anticipatory.
`
`Apple further reserves the right to assert that the asserted claims are invalid under 35
`
`U.S.C. § 102(f) in the event that discovery reveals that the named inventor of the asserted
`
`patents did not invent (either alone or in conjunction with others) the subject matter recited in
`
`the asserted claims. If Apple asserts invalidity under Section 102(f), Apple will provide the
`
`name of the person(s) from whom, and the circumstances under which, the invention or any
`
`part of it was derived.
`
`Apple further intends to rely on inventor admissions concerning the scope of the
`
`asserted claims or of the prior art relevant to the asserted claims found in, inter alia: the patent
`
`prosecution history and/or reexamination history for the asserted patents and related patents
`
`and/or patent applications; any deposition testimony of a named inventor of the asserted
`
`patents; and the papers filed and any evidence submitted by Scramoge in conjunction with this
`
`litigation. Apple reserves the right to contend that the asserted claims are invalid for failure to
`
`- 5 -
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`Scramoge Technology Ltd.
`Ex. 2009 - Page 6
`
`
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`name the correct inventor(s), and/or to contend that Scramoge lacks standing to bring this
`
`litigation with respect to such patents.
`
`Furthermore, nothing stated herein shall be treated as an admission or suggestion that
`
`Apple agrees with Scramoge regarding either the scope of any asserted claim or the claim
`
`constructions Scramoge advances in its Infringement Contentions or anywhere else. To the
`
`extent that Apple’s Preliminary Invalidity Contentions reflect constructions of claim limitations
`
`consistent with or suggested by Scramoge’s Infringement Contentions, no inference is intended
`
`nor should any be drawn that Apple agrees with Scramoge’s claim constructions. Nor shall
`
`anything in these Preliminary Invalidity Contentions be treated as an admission that Apple’s
`
`accused products meet any limitation of any asserted claim. Apple denies that it infringes any
`
`claim of the asserted patents. To the extent that any prior art reference identified by Apple
`
`contains a claim element that is the same as or similar to an element in an accused product,
`
`based on a claim construction inferred from Scramoge’s Infringement Contentions, inclusion of
`
`that reference in Apple’s Preliminary Invalidity Contentions shall not be deemed a waiver by
`
`Apple of any claim construction or noninfringement position. Apple expressly reserves the
`
`right to contest any claim construction asserted by Scramoge and expressly reserves all
`
`noninfringement arguments.
`
`Depending on the Court’s construction of the asserted claims of the asserted patents,
`
`and/or positions that Scramoge or its expert witness(es) may take concerning claim
`
`interpretation, infringement, and/or invalidity issues, the charted prior art references in Exhibits
`
`A-C, or otherwise identified herein, may be of greater or lesser relevance, and different
`
`combinations of these references may be implicated. Given this uncertainty, the charts may
`
`reflect alternative applications of the prior art against the asserted claims. Nothing stated
`
`- 6 -
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`Scramoge Technology Ltd.
`Ex. 2009 - Page 7
`
`
`
`herein shall be construed as an admission or a waiver of any particular construction of any
`
`claim term.
`
`Apple understands that Scramoge proposes to rely on the following priority dates for
`
`the Asserted Claims of the Patents based on their priority applications:
`
` The ’652 Patent: July 24, 2013.
`
` The ’537 Patent: November 14, 2008.
`
` The ’392 Patent: January 8, 2014.
`
`Though Apple’s investigation is ongoing, at least the Asserted Claims of the ’652 Patent
`
`should not be entitled to their earliest claimed priority date, e.g., July 24, 2013. Instead,
`
`Applicant should be afforded an effective priority date no earlier than January 7, 2014, which is
`
`the first date that Applicant's application included support for the claims issued in the ’652
`
`Patent. As an example, Korean application 10-2013-0087400 fails to disclose all elements of
`
`the Asserted Claim of the ’652 Patent.
`
`Further, the Asserted Claims of the ’392 Patent should not be entitled to their earliest
`
`claimed priority date, e.g., January 8, 2014. Instead, Applicant should be afforded an effective
`
`priority date no earlier than January 7, 2015, which is the first date that Applicant's application
`
`included support for the claims issued in the ’392 Patent. As an example, Korean applications
`
`10-2014-0002327 and 10-2014-0009243 fail to disclose all elements of the Asserted Claims of
`
`the ’392 Patent.
`
`Apple reserves the right to challenge any other alleged date of conception earlier than
`
`the filing date of the asserted patents. Apple further reserves the right to seek discovery
`
`regarding any alleged conception and reduction to practice dates, as appropriate, and to
`
`demonstrate earlier invention by other parties under 35 U.S.C. § 102(g), public use and/or the
`
`- 7 -
`
`Scramoge Technology Ltd.
`Ex. 2009 - Page 8
`
`
`
`on-sale bar under 35 U.S.C. § 102(b), and/or applicants’ failure to comply with 35 U.S.C. §
`
`112.
`
`In addition to these Preliminary Invalidity Contentions and the prior art identified
`
`herein, Apple hereby relies on and incorporates by reference in their entirety and expressly
`
`reserves the right to rely upon invalidity expert reports, including all invalidity positions,
`
`invalidity charts and all prior art cited therein, as well as invalidity contentions presented by
`
`any present or former defendant in any of Scramoge’s or its predecessors’ lawsuits or by
`
`potential or actual licensees to the asserted patents, including any reexamination or other post-
`
`grant review, involving the asserted patents or any patents that claim priority to, claim priority
`
`from, or are the basis for a claim of priority in the asserted patents (collectively, “related
`
`patents”). In particular, Apple incorporates by reference any invalidity contentions, invalidity
`
`charts, and invalidity positions in:
`
`Scramoge Technology Ltd., v. Google LLC, WDTX 6:21-cv-01138-ADA, Scramoge
`
`Technology Ltd., v. Samsung Electronics Co., Ltd. et al, WDTX 6:21-cv-00902, Scramoge
`
`Technology Ltd. v. Mophie Inc., CDCA 2:21-cv-08004-DOC-ADS, Scramoge Technology Ltd.
`
`v. Belkin International, Inc., CDCA 2:21-08035-DOC-ADS, Scramoge Technology Ltd. v.
`
`Anker Innovations Ltd. et al, CDCA 5:21-cv-01712-DOC-ADS, Fantasia Trading LLC d/b/a
`
`Ankerdirect v. Scramoge Technology Limited, IPR2022-00499, Apple Inc. v. Scramoge
`
`Technology Limited, PTAB-IPR2022-00529, Apple Inc. v. Scramoge Technology Limited,
`
`PTAB-IPR2022-00532.
`
`Nothing in Apple’s disclosures should be regarded as necessarily reflecting the proper
`
`interpretation of the claims or an interpretation of the claims Apple agrees with or proposes.
`
`Nothing herein should be construed as an admission that Apple agrees with Scramoge’s express
`
`- 8 -
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`Scramoge Technology Ltd.
`Ex. 2009 - Page 9
`
`
`
`or implied claim constructions or that Scramoge has proposed any discernible constructions for
`
`claims and/or claim terms in its Infringement Contentions. Apple disputes Scramoge’s apparent
`
`claim interpretations and will propose alternative constructions to those proposed by Scramoge
`
`in its Infringement Contentions at the appropriate time. Nothing herein should be interpreted as
`
`reflecting Apple’s proposed claim construction positions. Apple expressly reserves the right to
`
`propose alternative constructions to those that have been or may be advocated by Scramoge.
`
`III.
`
`PRIOR ART DISCLOSURES
`
`In addition to the references cited on the face of the asserted patents and related patents,
`
`the admitted prior art references in the specifications of the asserted patents and related patents,
`
`the prosecution histories of the asserted patents and related patents, the references cited in any
`
`reexaminations, reissue proceedings, or other post-grant proceedings in the U.S. Patent Office
`
`of the asserted patents and related patents, and the references cited in any invalidity contentions
`
`or expert reports submitted in any action or proceedings involving the asserted patents or
`
`related patents, Apple below identifies the following prior art that anticipates each asserted
`
`claim or renders it obvious. Apple has set forth in detail in the accompanying claim charts the
`
`particular claims that are anticipated under 35 U.S.C. § 102 and/or rendered obvious under 35
`
`U.S.C. § 103 by the particular reference.
`
`A.
`
`Prior Art Patents
`
`Patent or Publication Number Country of Origin
`
`Filing Date
`
`CA2794703 A1 (Zhu)
`CA2794703 C (Zhu)
`CN101540554A (Zhao et al)
`CN102738869(A) (Zhang)
`CN103078365 B (Xia et al)
`CN103151812 B (Zhang)
`
`Canada
`Canada
`China
`China
`China
`China
`
`11/13/2012
`11/13/2012
`5/12/2009
`7/3/2012
`12/26/2012
`1/29/2013
`
`Date of Issue or
`Publication
`1/16/2013
`12/20/2016
`9/23/2009
`10/17/2012
`12/23/2015
`3/4/2015
`
`- 9 -
`
`Scramoge Technology Ltd.
`Ex. 2009 - Page 10
`
`
`
`Patent or Publication Number Country of Origin
`
`Filing Date
`
`CN103211376 A (Zhang)
`CN202405842 U (Ye)
`CN203326734U (Wei et al)
`JP2002101578 (Abe Hideaki)
`JP2002320347 (Ishiguro et al)
`JP2002354711 (Okuno et al)
`JP2006230032 (Daiho)
`JP2007336788A (Hoshino
`Masaru)
`JP2008125198
`JP2008206327 (Onishi et al)
`JP20100233364
`JP2010074894
`JP2010098861 A (Shoichi
`Toya)
`JP2011035964A (Aoki)
`JP2013106490
`JP2014007924 A (Norihiko
`Shirogane)
`JP3178882U
`JP3179782 U
`JP3427663B2 (Susumu et al)
`JP3692541 B2 (Nagai et al)
`JPH10-228337 (Shinozaki
`Kunio et al)
`KR100819753B1 (Jung)
`KR101162221 (Jung)
`KR101197078 (Chung)
`KR101393852 B1
`KR10-2012999 B1
`KR10-20130087400
`KR1554605 B1 (Kim et al)
`KR20030045545 (Lee)
`KR20070014804 (Min)
`
`3/26/2013
`12/19/2011
`6/21/2013
`9/26/2000
`4/18/2001
`5/22/2001
`2/15/2005
`6/19/2006
`
`11/9/2006
`2/21/2007
`3/27/2009
`9/16/2008
`10/16/2008
`
`7/30/2009
`11/16/2011
`6/27/2012
`
`7/24/2012
`9/7/2012
`3/12/1997
`2/3/1998
`2/17/1997
`
`9/12/2007
`12/29/2010
`5/9/2011
`4/6/2012
`6/27/2013
`7/24/2013
`5/6/2013
`12/4/2001
`7/29/2005
`
`China
`China
`China
`Japan
`Japan
`Japan
`Japan
`Japan
`
`Japan
`Japan
`Japan
`Japan
`Japan
`
`Japan
`Japan
`Japan
`
`Japan
`Japan
`Japan
`Japan
`Japan
`
`Republic of Korea
`Republic of Korea
`Republic of Korea
`Republic of Korea
`Republic of Korea
`Republic of Korea
`Republic of Korea
`Republic of Korea
`Republic of Korea
`
`- 10 -
`
`Date of Issue or
`Publication
`7/24/2013
`8/29/2012
`12/4/2013
`4/5/2002
`10/31/2002
`12/6/2002
`8/31/2006
`12/27/2007
`
`5/29/2008
`9/4/2008
`10/14/2010
`4/2/2010
`4/30/2010
`
`2/17/2011
`5/30/2013
`1/16/2014
`
`9/12/2012
`10/24/2012
`7/22/2003
`9/7/2005
`8/25/1998
`
`4/8/2008
`7/5/2012
`11/7/2012
`5/2/2014
`8/14/2019
`7/9/2014
`9/22/2015
`6/11/2003
`2/1/2007
`
`Scramoge Technology Ltd.
`Ex. 2009 - Page 11
`
`
`
`Patent or Publication Number Country of Origin
`
`Filing Date
`
`KR20090055630 (Kasai)
`KR20130067338 (Song)
`
`Republic of Korea
`Republic of Korea
`
`Republic of Korea
`United States
`
`United States
`United States
`United States
`United States
`
`KR20130130191A (Bae)
`US Provisional Application
`61/019411 (Baarman et al)
`US10014721 (Singh et al)
`US10065510 (Murayama et al)
`US10090884 (Ettes et al)
`US10199877 B2 (Van Den
`Brink et al)
`United States
`US10250083 (Taylor et al)
`United States
`US10326309 (Lee et al)
`United States
`US10355525 (Singh et al)
`United States
`US10493853 B2 (Widmer et al)
`United States
`US10523276 B2 (Stone et al)
`US10693299 B2 (Petersen et al) United States
`US11063635 (Kozakai et al)
`United States
`US20010015697 (Wuidart)
`United States
`US20040070994 A1 (Takagi)
`United States
`US20040130915 (Baarman)
`United States
`US20040130916 (Baarman)
`United States
`US20040218406 (Jang et al)
`United States
`US20070182367 A1 (Partovi)
`United States
`US20070182368 A1 (Yang)
`United States
`US20070212596 A1 (Nebrigic)
`United States
`US20070279002 (Partovi)
`United States
`US20080197711 A1 (Kato et al) United States
`US20080211455 A1 (Park et al) United States
`US2008049372 (Loke)
`United States
`US2008061733A1 (Toya)
`United States
`US2008079392 (Baarman et al)
`United States
`US20090001941 (Hsu)
`United States
`
`10/12/2007
`12/13/2011
`Published:
`06/24/2013
`3/19/2012
`1/7/2008
`
`01/09/2015
`12/1/2015
`6/10/2015
`6/21/2017
`
`3/14/2013
`5/14/2012
`06/29/2018
`2/3/2017
`4/18/2012
`5/11/2018
`8/20/2019
`1/26/2001
`9/16/2003
`10/20/2003
`10/20/2003
`5/1/2003
`1/30/2007
`1/30/2006
`3/21/2007
`6/1/2007
`2/12/2008
`5/22/2008
`8/23/2007
`8/10/2007
`9/14/2007
`6/29/2007
`
`Date of Issue or
`Publication
`6/2/2009
`6/24/2013
`
`12/2/2012
`
`07/03/2018
`9/4/2018
`10/2/2018
`2/5/2019
`
`4/2/2019
`6/18/2019
`07/16/2019
`12/3/2019
`12/31/2019
`6/23/2020
`7/13/2021
`8/23/2001
`4/15/2004
`7/8/2004
`7/8/2004
`11/4/2004
`8/9/2007
`8/9/2007
`9/13/2007
`12/6/2007
`8/21/2008
`9/4/2008
`2/28/2009
`3/13/2008
`4/3/2008
`1/1/2009
`
`- 11 -
`
`Scramoge Technology Ltd.
`Ex. 2009 - Page 12
`
`
`
`Patent or Publication Number Country of Origin
`
`Filing Date
`
`Date of Issue or
`Publication
`4/16/2009
`9/17/2009
`4/16/2009
`7/9/2009
`3/4/2010
`
`5/6/2010
`6/24/2010
`9/9/2010
`3/18/2010
`8/18/2011
`9/8/2011
`10/6/2011
`10/27/2011
`
`10/27/2011
`2/16/2012
`4/12/2012
`5/24/2012
`6/21/2012
`
`5/7/2008
`9/11/2008
`5/7/2008
`6/7/2009
`11/13/2009
`
`10/31/2008
`5/13/2008
`3/2/2010
`6/11/2008
`2/15/2010
`12/13/2010
`1/7/2011
`8/27/2010
`
`4/27/2010
`10/25/2011
`10/12/2010
`11/17/2011
`12/16/2011
`
`11/16/2010
`
`8/9/2012
`
`11/4/2011
`2/6/2012
`4/19/2011
`5/27/2011
`
`12/15/2011
`7/28/2011
`
`8/23/2012
`9/13/2012
`10/25/2012
`11/29/2012
`
`12/27/2012
`1/31/2013
`
`7/27/2012
`
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