`
`
`
`16/099,390
`Examiner-Initiated Interview Summary
`Examiner
`
`DEENOO et al.
`
`Art Unit
`
`AIA (FITF) Status
`
`
`
`David M OVEISSI
`
`2415
`
`Yes
`
`
`
`Application No.
`
`Applicant(s)
`
`
`
`
`
`
`
`
`
`All participants (applicant, applicant's representative, PTO personnel):
`
`(1)David M. OVEISSI.
`
`(2)David j Edmondson.
`
`(3)_.
`
`(4)_.
`
`
`
`
`
`Date of Interview: 07 October 2020.
`
`Type: � Telephonic D Video Conference
`
`
`
`
`representative] D Personal [copy given to: D applicant D applicant's
`
`Exhibit shown or demonstration conducted: D Yes D No.
`
`
`
`
`If Yes, brief description: __ .
`
`Issues Discussed D 101 D 112 D 102 D 103 D Others
`
`
`
`(For each of the checked box(es) above, please describe below the issue and detailed description of the discussion)
`
`
`
`
`
`
`
`
`
`
`
`Claim(s) discussed: .
`
`
`
`
`
`Identification of prior art discussed: __ .
`
`Substance of Interview
`
`
`
`
`
`
`
`
`
`
`(For each issue discussed, provide a detailed description and indicate if agreement was reached. Some topics may include: identification or clarification of a reference
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`or a portion thereof, claim interpretation, proposed amendments, arguments of any applied references etc ... )
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`See Continuation Sheet.
`
`
`
`
`
`Applicant recordation instructions: It is not necessary for applicant to provide a separate record of the substance of interview.
`
`
`
`
`
`
`
`
`
`
`
`
`
`Examiner recordation instructions: Examiners must summarize the substance of any interview of record. A complete and proper recordation of the
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`substance of an interview should include the items listed in MPEP 713.04 for complete and proper recordation including the identification of the general
`
`
`
`
`
`
`
`
`
`
`thrust of each argument or issue discussed, a general indication of any other pertinent matters discussed regarding patentability and the general results or
`
`
`
`
`
`
`
`outcome of the interview, to include an indication as to whether or not agreement was reached on the issues raised.
`
`D Attachment
`
`/MANSOUR OVEISSI/
`
`Primary Examiner, Art Unit 2415
`
`
`
`U.S. Patent and Trademark Office
`
`
`
`PTOL-413B (Rev. 8/11/2010)
`
`
`
`Interview Summary
`
`Paper No. 20201007
`
`IPR2022-00468
`Apple EX1016 Page 609
`
`

`

`
`
`Continuation Sheet (PTOL-4138)
`
`
`
`Application No. 16/099,390
`
`Continuation of Substance of Interview including description of the general nature of what was agreed
`
`
`
`
`
`
`
`
`
`
`
`to if an agreement was reached, or any other comments: The newly amended limitation" ... wherein
`
`
`
`
`
`
`the one or more communication parameters include a frequency band of the transmission or a quality
`
`
`
`
`
`of a downlink signal ... ", raise new issues that would require further consideration and search.
`
`
`
`
`
`Examiner has found the reference Deng et al. (US 2019/0104549 A1), that examiner believes reads
`
`on the newly amended limitation (see paragraph [0138]).
`
`
`
`
`
`[0138] When an mWTRU camps on an SCmB, it may subsequently receive a system information
`
`
`
`
`
`
`
`broadcast (SIB) specific to the mmW downlink beam configuration parameters that may include but
`
`
`
`
`
`are not limited to the following: mmW sector identity, the number of downlink transmit narrow beams
`
`
`
`
`
`
`per sector, BSRS frequency allocation, BSRS sequence configuration, BSRS periodicity, common
`
`
`
`
`
`PDDCCH transport format, common PDDCCH frequency allocation, common PDCCCH periodicity,
`and the like.
`
`IPR2022-00468
`Apple EX1016 Page 610
`
`

`

`
`
`Application No.
`
`Applicant(s)
`
`AFCP 2.0
`Examiner
`Decision
`
`16/099,390
`
`DEENOO et al.
`
`Art Unit
`AIA (FITF) Status
`
`David M OVEISSI
`
`2415
`
`Yes
`
`
`
`This is in response to the After Final Consideration Pilot request filed 28 September 2020.
`
`
`
`
`
`
`
`
`
`
`
`
`
`improper for the following reason(s) and the after final amendment submitted with
`
`
`
`1.Improper Request -The AFCP 2.0 request is
`
`
`
`
`the request will be treated under pre-pilot procedure.
`document) was not submitted. ( or equivalent D An AFCP 2.0 request form PTO/SB/434
`
`
`
`
`
`
`
`claim was not submitted. D A non-broadening amendment to at least one independent
`
`
`
`
`
`
`
`final most recent to the submitted in response D The request is not the first proper AFCP 2.0 request
`rejection.
`0 Other:
`
`2.Proper Request
`
`The after final amendment cannot be reviewed and a search conducted within the guidelines of the pilot program.
`
`A.After final amendment submitted with the request will not be treated under AFCP 2.0.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`procedure. 0 The after final amendment will be treated under pre-pilot
`
`B.Updated search and/or completed additional consideration.
`
`
`
`
`
`
`
`
`
`
`The examiner performed an updated search and/or completed additional consideration of the after final amendment
`
`
`
`
`
`
`
`
`within the time authorized for the pilot program. The result(s) of the updated search and/or completed additional
`
`consideration are:
`
`
`
`of Allowance is are overcome and a Notice the most recent final Office action 0 1. All of the rejections in
`
`
`
`0 2. The after final amendment would not overcome all of the rejections in the most recent final Office action
`
`
`
`
`
`� 3. The after final amendment was reviewed, and it raises a new issue(s). See attached interview summary
`
`
`
`
`
`
`
`
`
`issued herewith.
`
`
`
`
`
`. See attached interview summary for further details.
`
`
`
`
`
`
`for further details.
`of the rejections in the most recent but would overcome all D 4. The after final amendment raises new issues,
`
`
`
`
`
`
`
`
`
`
`final Office action. A decision on determining allowability could not be made within the guidelines of the
`
`
`
`
`
`
`pilot. See attached interview summary for further details, including any newly discovered prior art.
`05.Other:
`
`
`
`
`
`
`
`
`
`
`
`Examiner Note: Please attach an interview summary when necessary as described above.
`
`U.S.Patent and Trademark Office
`
`PTOL-2323 (Rev. 10-14)
`
`
`
`AFCP 2.0 Decision
`
`
`
`Part of Paper No. 20201007
`
`IPR2022-00468
`Apple EX1016 Page 611
`
`

`

`DO NOT ENTER: /M.O/
`
`10/07/2020
`
`DOCKET NO: l 1574US05
`
`IN THE UNITED ST ATES PA TENT & TRADEMARK OFFICE
`
`
`
`lN REAPPLICATION OF
`
`YUGESW AR DEENOO
`
`EXAMINER: OVEISSL MANSOUR
`
`SERIAL NO: 16/099,390
`
`FILED: NOVEMBER 6, 2018
`
`GROUP ART UNIT: 2415
`
`FOR: DISTRIBUTED CONTROL IN
`
`WIRELESS SYSTEMS
`
`AMENDMENT UNDER 37 C.F.R. § 1.116
`
`COMMISSIONER FOR PA TENTS
`
`ALEXANDRIA, VIRGINIA 22313
`
`Commissioner:
`
`
`
`In response to the Office Action dated August 14, 2020, and pursuant to the AFCP 2.0
`
`
`
`
`
`
`
`
`
`
`
`request filed herewith, the following is submitted in connection with the above--identified
`
`
`
`application.
`
`
`
`Amendments to the claims begin on page 2 of this paper.
`
`
`
`Remarks/arguments begin on page 13 of this paper.
`
`
`
`IPR2022-00468
`Apple EX1016 Page 612
`
`

`

`' "
`
`06Nov 2018
`
`Address to:
`
`Mail Stop RCE
`
`Commissioner for Patents
`P 0. Box 1450
`
`Alexandria, VA 22313-·1450
`
`PTO/SB/30 I 1 1-17'
`
`
`
`
`Approved for use tt,rougll 11/3012020. OMS oesY-003{
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`
`
`
`Under Hie Panerwork Redunion A--t nf , C,, - 1995 no nersons are renuired tn resnm1d - . -· to a col:eclion ol 'n'ormalion unless it ,·critain-..,,_ v ° a valid Ot\/lB control number
`
`
`
`
`
`
`
`
`
`Request __ Application Number 16/099,390
`,r
`for
`
`__ Filing Date
`Examination
`(RCE)
`Continued
`Transmittal First Named Inventor Yugeswar
`
`Art Unit
`
`Examiner Name
`
`Attorney Docket Number ll574US05
`
`This is a Request for Continued Examination (RCE} under 37 CFR 1.114 of the above-identified application.
`
`
`
`
`
`
`Request for Continued Examination (RCE) practice under 37 CFR 1.·114 does not apply to any utility or plant application filed prior to June 8,
`
`
`1995, or to anv desiQn ;ipplication. See !nstruction Sheet for RCEs (not to be submitted to the USPTO) on paqe 2
`
`
`·1. ! Submission required under 37 CFR 1 :I 14l Note: lftt1e RCE is proper, any previously
`filed unentered amendments and
`
`
`
`
`
`amendments enclosed with the RCE will be entered in the order in which they were filed unless applicant instructs otherwise. If
`
`
`
`
`
`
`
`applicant does not wish to have any previously filed unentered amendment(s) entered, applicant must request non-entry of such
`amend1T1ent(s).
`
`
`
`
`a. 0
`
`
`considered as a submission even if this box is not checked.
`
`DEENOO
`
`2415 Confirmation No. 4717
`
`OVEISST, ]Vl!\NSOUR
`
`Previously submitted. If a final Office action is outstanding, any amendments filed after the final Office action may be
`
`i.
`
`
`
`Brief previously filed on
`
`
`□ Consider Uie arguments in the Appeal Brief or Reply
`Ii □ Other
`b.□ Enclosed
`iii.□ Information
`I. □ ,L\mendment/Reply
`ii.
`Affidavit(s)i Declaration{s) iv.
`□ Other
`□
`2.[Miscellaneous]
`Suspension of action on the above-identified application is requested under 37 CFR 1.103(c) for a
`
`
`
`
`
`a.
`period of
`
`
`
`
`
`monttis. (Period of suspension shall not exceed 3 months; Fee under 37 CFR 1 :l7(i) required)
`□
`Other
`b. □
`3.[ Fees) Ttle RCE fee under 37 CFR 1.17(e)
`is required t;y 37 CFR 1.114 when the RCE is filed.
`
`
`
`
`
`is hereby authorized to charge the following fees, any underpayment of fees, or credit any overpayments, to
`a. � The Director
`Deposit Account No. 602325
`i. □ RCE fee required
`under 37 CFR 1.17(e)
`of time fee (37 CFR 1 .136 and 1.17)
`ii. □ Extension
`Other
`iii. □
`enclosed
`Check in the amount of$
`b.□
`enclosed) d. 00 Payment by EFS-Web
`Payment by credit card (Form PTO-2038
`C. □
`
`
`WARNING: lnf"ormation on this form may become public. Credit card information should not be included on this form. Provide credit
`
`
`card information and authorization on PTO-2033.
`
`
`
`Disclosure Statement (IDS)
`
`
`
`SIGNATURE OF APPLICANT, ATTORNEY, OR AGENT REQUIRED
`
`Signature /davidj edmondson/
`Date
`2020-l l-24
`Name (Print/Type)
`
`Registration No. 35,126
`
`DavidJ. Edmondson
`CERTIFICATE OF MAILING OR TRANSMISSION
`I hereby certify that this corresponrlence is being EFS-Web transmitted to the United Stales Patent and Trademark Office (USPTO), deposite(l with the Unite(!
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`States Postal Service witt1 sufficient postage as first class mail in an envelope addressed to: Mail Stop RCE, Commissioner for Patents, P. 0. Box 1450.
`
`
`
`
`Alexandria, VA 22313-1450 or facsimi!e transmitted to the USPTO on the dale shown below.
`Signature !
`I Date
`
`Name (Print/Type) I
`: h,s co:leot,on of ,nformat1on 1s requrnrl by 37 CFR 1.114. The information
`
`
`1s requ1rea to oota1n or reta,n a benefit by the pub!1c which 1s to n:e (and by me USPTO
`
`
`
`
`
`
`
`
`
`
`
`
`lo process) an application. Con!idential,ly is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes lo complete,
`
`
`
`
`
`
`
`
`including gathering, preparing, and submitting the completed application form to the USPTO. Time wiil vary depending upon the individual case. Any comments on
`
`
`
`
`
`
`
`
`
`
`
`tt1e amount of time you require lo complete tiiis form anti/or suggestions for rerJucing tt1is burden, st1ould t;e sent to tile Ct1ief Information Officer-, U.S. Patent anti
`
`
`
`
`Trademark Office, U.S. Department ol Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SE ND FEES OR COMPLETED FORMS TO THIS
`
`
`
`ADDRESS. SEND TO: Mai! Stop RCE, Commissioner for Patents, P"O. Box 1450, Alexandria, VA 223'!3-·!450.
`
`
`
`
`
`If you need assistance in completing the form, ca/11-800-PTO-9'!99 and select option 2.
`
`IPR2022-00468
`Apple EX1016 Page 613
`
`

`

`
`
`Electronic Patent Application Fee Transmittal
`
`
`
`
`
`Application Number:
`
`Filing Date:
`
`16099390
`
`06-Nov-2018
`
`Title of Invention:
`
`
`
`DISTRIBUTED CONTROL IN WIRELESS SYSTEMS
`
`
`
`
`
`First Named Inventor/Applicant Name:
`
`
`
`Yugeswar DEENOO
`
`Filer:
`
`
`
`
`
`Zachary S. Stern/Kelly Elam
`
`
`
`Attorney Docket Number:
`
`11574US05
`
`Filed as Large Entity
`
`
`
`Filing Fees for U.S. National Stage under 35 USC 371
`
`Description
`
`Fee Code
`
`
`
`Quantity Amount
`
`Sub-Total in
`
`USO($)
`
`Basic Filing:
`
`Pages:
`
`Claims:
`
`Miscellaneous-Filing:
`
`Petition:
`
`
`
`Patent-Appeals-and-Interference:
`
`
`
`Post-Allowance-and-Post-Issuance:
`
`
`
`Extension-of-Time:
`
`IPR2022-00468
`Apple EX1016 Page 614
`
`

`

`Description
`
`Fee Code Quantity
`
`Sub-Total in
`Amount
`USO($)
`
`
`
`Extension - 1 month with $0 paid
`
`1251
`
`1
`
`220
`
`220
`
`Miscellaneous:
`
`RCE- 1 ST REQUEST
`
`1801
`
`1
`
`1360
`
`1360
`
`
`
`Total in USO($) 1580
`
`IPR2022-00468
`Apple EX1016 Page 615
`
`

`

`
`
`Electronic Acknowledgement Receipt
`
`EFSID:
`
`41220243
`
`Application Number: 16099390
`
`
`
`
`
`International Application Number:
`
`
`
`Confirmation Number:
`
`4717
`
`Title of Invention:
`
`
`
`DISTRIBUTED CONTROL IN WIRELESS SYSTEMS
`
`
`
`
`
`
`
`
`
`First Named Inventor/Applicant Name: Yugeswar DEENOO
`
`Customer Number:
`
`154930
`
`Filer:
`
`
`
`Zachary S. Stern/Kelly Elam
`
`
`
`Filer Authorized By:
`
`
`
`Zachary S. Stern
`
`
`
`Attorney Docket Number: 11574US05
`
`
`
`Receipt Date:
`
`24-NOV-2020
`
`
`
`Filing Date:
`
`06-NOV-2018
`
`Time Stamp:
`
`19:57:26
`
`Application Type: U.S. National
`Stage under 35 USC 371
`
`Payment information:
`
`
`
`Submitted with Payment
`
`Payment Type
`
`yes
`
`CARD
`
`$1580
`
`
`Payment was successfully received in RAM
`
`
`
`RAM confirmation Number
`
`E2020ANJ57424582
`
`Deposit Account
`
`
`
`Authorized User
`
`602325
`
`Kelly Elam
`
`
`
`
`
`
`
`
`
`The Director of the USPTO is hereby authorized to charge indicated fees and credit any overpayment as follows:
`
`
`
`
`
`37 CFR 1.21 (Miscellaneous fees and charges)
`
`IPR2022-00468
`Apple EX1016 Page 616
`
`

`

`11574US0S_RCE-EOT _signed.
`
`pdf
`
`
`
`
`
`792bd290296191 f574caf1 3b51285909484
`
`1
`
`Warnings:
`
`Information:
`
`File Listing:
`
`Document
`Number
`
`Document Description File Name
`
`Multi Pages
`
`File Size(Bytes}/
`(if appl.)
`Message Digest Part /.zip
`
`265370
`
`yes
`
`2
`
`
`
`Multipart Description/PDF files in .zip description
`
`Document Description
`
`Start
`
`End
`
`7a463
`
`
`
`Extension ofTime
`
`
`
`Request for Continued Examination (RCE)
`
`
`
`2
`
`1
`
`2
`
`1
`
`32678
`
`2
`
`Fee Worksheet (5B06) fee-info.pdf
`
`no
`
`2
`
`
`
`ce 77c3bc30273820a4b2bc1 a2c9749780b4
`
`30338
`
`Warnings:
`
`Information:
`
`Total Files Size (in bytes)
`
`298048
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`
`
`
`
`
`
`
`
`
`
`
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`
`Post Card, as described in MPEP 503.
`
`New Agglications Under 35 U.S.C. 111
`
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`
`
`
`
`
`
`
`
`
`
`
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`
`
`
`
`Acknowledgement Receipt will establish the filing date of the application.
`
`
`
`National Stage of an International Agglication under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`
`
`
`
`
`
`
`
`
`
`
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`
`
`
`
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`
`New International Agglication Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`
`
`
`
`
`
`
`
`
`
`
`
`Application Number of the International an international filing date (see PCT Article 11 and MPEP 181 O), a Notification
`
`
`
`
`
`concerning course, subject to prescriptions and of the International Filing Date (Form PCT/RO/1 OS) will be issued in due
`
`
`
`
`
`
`
`
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`IPR2022-00468
`Apple EX1016 Page 617
`
`

`

`PTOiAIA/22 (10-20)
`
`
`Approved for use through 11/30/2020. 0MB 0651-0031
`
`
`U.S. Paten! anrl Trademark Office; U.S DEPARTMENT OF COMMERCE
`
`
`
`
`
`
`UnrJer-tile Paperwork Reduction Acl. of 1995, no persons are required to resoond to a collection of information unless it displavs a valit1 OMS control numt;er.
`
`
`
`
`
`
`
`
`
`Docket Number (Optional)
`PETITION FOR EXTENSION OF TIME UNDER 37 CFR 1.136(a) 11574US05
`
`I Filed 06 Nov 2 018
`Applic;ition Number 16/099,390
`
`For DISTRIBUTED CONTROL
`SYST E MS
`IN WIRELESS
`I ExaminerQV E ISS l1 MANSOUR
`ArtUnit2 415
`
`
`
`
`
`Tt1is is a request under tt1e provisions of 37 CFR 1.136(a) to extend tt1e period for filing ;i reply in the ;it;ove-identified application.
`
`
`
`
`
`The requested extension and fee are as follows {check time period desired and enter the appropriate fee below):
`
`Small Entity Fee
`
`Micro Entity Fee
`Fee
`$55
`$ 220.00
`$220
`0 One month (37 CFR "1.17(a)(1})
`$ _________ _
`$160
`$320
`$640
`D Two months (37 CFR ·1. 17(a}(2})
`$ _ __ _ ___ _ _
`$370
`$740
`$1,480
`D Three months (37 CFR 1.i 7(;i)(3))
`$ _ __ _ ___ _ _
`$580
`$1,160
`$2,320
`
`D Four montt1s (37 CFR i .17(a)(4))
`$790
`$3,160
`$1.580
`D Five months (37 CFR 1.17(;i)(5})
`$ ________ _
`
`
`
`
`Applicant asserts small entity status. See 37 CFR 1.27.
`□
`
`
`
`
`Applicant certifies micro entity status. See 37 CFR 1.29.
`□
`
`A check in the amount of the fee is enclosed.
`□
`
`
`attached.Payment by credit c;ird. Form PT0-2038 is
`
`□
`to a Deposit Account to charge fees in this application The Director tms already been authorized
`
`
`
`
`
`
`
`
`
`
`to or credit any overpayment, to charge any fees wt1ich may be required, 0 The Director is t1ereby authorized
`□
`
`Deposit Account Number _6_0_2_3_2_5 _________ _
`Payment nmde via EFS-Web.
`
`
`
`Form PTO/S8/15A or B or equivalent must either be enclosed or have been submitted previously.
`
`
`
`
`
`
`
`
`
`WARNING: Information on this form may become public. Credit card information should not be included on this form. Provide
`
`
`
`
`
`
`credit card information and authorization on PT0-2038.
`
`I am tt;e
`D applicant.
`2J attorney or agent of record. Registration number_3_t>_--_, 1_2_' _6
`
`
`__________
`
`
`D attorney or agent acting under 37 CFR ·1 .34. Registration number _____________ _
`
`/david j edmondson/
`2020-11-24
`Signature
`Date
`David J. Edmondson
`571-376-6333
`
`Typed or printed name
`
`Telephone Number
`
`
`
`
`
`
`
`multiple forms if more than one signature is required. see below*.
`2.] * Total of ________ forms are submitted.
`
`NOTE: This form must be signed in accordance with 37 CFR 1.33. See 37 CFR 1.4 for signature requirements and certifications. Submit
`
`Tt1,s collect,on of information ;s required by 37 Cf'R 1.136(a). The information is required to obtain or retam a benefit by the public, wt1,ch is to file (and by tile
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`USPTO to process) 3n appiica!ion. Confidenti3li!y is governed by 35 U,S.C, 122 3nd 37 CFR ·1 :11 and 1 14. Tllis col!ection is eslima!e(l to take 6 minutes to
`
`
`
`
`
`
`
`
`
`complete, including gatt1ering, preparing, anti submitting tt1e completed application form to tt1e USPTO. Time will vary depending upon the indivirJual case. Any
`
`
`
`
`
`
`comments on the amount ol time you require lo complete this form 3nd/or suggestions for reducing this burden shouid be sent to the Chief Information Officer,
`
`
`
`
`
`
`U.S Patent amt Trademark Office, U.S, Department of Commerce, P.O. Box 1450, Aiexanrlria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS
`
`TO THIS ADDRESS. SEND TO: Nlai! Stop PCT, Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313,-1450.
`
`
`
`IPR2022-00468
`Apple EX1016 Page 618
`
`

`

`PTO/SB/06 (09-11)
`
`
`
`Approved for use through 1/31/2014. 0MB 0651-0032
`
`
`
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`
`
`
`
`Under the Paperwork Reduction Act of 1995. no persons are required to respond to a collection of information unless it displays a valid 0MB control number.
`
`
`
`
`
`
`
`
`Substitute for Form PTO-875
`
`
`PATENT APPLICATION FEE DETERMINATION RECORD Application
`1 6/099,390
`
`or Docket Number IFiling Date I
`
`1 1/06/2018
`□To be Mailed
`
`ENTITY: � LARGE D SMALL D MICRO
`
`APPLICATION AS FILED - PART I
`
`(Column 2)
`Column 1)
`NUMBER FILED NUMBER EXTRA
`N/A
`N/A
`
`RATE($)
`N/A
`
`FEE($)
`
`N/A
`
`N/A
`
`X $100 =
`X $460 =
`
`TOTAL
`
`FOR
`LJ BASIC FEE
`
`(37 CFR 1.16(a), (bl, or (cl)
`LJ SEARCH FEE
`(i), or (m))
`(37 CFR 1.16(k),
`
`LJ EXAMINATION FEE
`
`(37 CFR 1.16(0), (o), or /nii
`TOTAL CLAIMS
`(37 CFR 1.16(i))
`
`INDEPENDENT CLAIMS
`(37 CFR 1.16(h))
`
`N/A
`
`N/A
`
`minus 20 = *
`
`N/A
`
`N/A
`
`= *
`minus 3
`If the specification and drawings exceed 100 sheets
`
`
`
`
`SIZE FEE (37 of paper, the application size fee due is $310 ($155
`□APPLICATION
`
`
`for small entity) for each additional 50 sheets or
`CFR 1.16(s))
`
`
`fraction thereof. See 35 U.S.C. 41 (a)(1 )(G) and 37
`CFR 1.16(s).
`0 MULTIPLE DEPENDENT CLAIM PRESENT (37 CFR 1.16(j))
`
`
`*If the difference in column 1 is less than zero, enter "0" in column 2.
`
`APPLICATION AS AMENDED - PART II
`
`/Column 2\
`/Column 1\
`/Column 3
`CLAIMS
`HIGHEST
`NUMBER
`REMAINING
`PRESENT EXTRA
`AFTER
`PREVIOUSLY
`1 1/24/2020
`I-
`PAID FOR
`AMENDMENT
`z
`w Total
`*
`Minus **
`40
`40
`C 137 CFR 1.16"ill
`Minus *** 4
`z Independent
`*4
`w (37 CFR 1.16(h))
`::iii:
`D Application Size Fee (37 CFR 1.16(s))
`
`c(
`
`0 FIRST PRESENTATION OF MULTIPLE DEPENDENT CLAIM (37 CFR
`1.16(j))
`
`RATE($)
`
`X $ 100 =
`X $480 =
`
`=0
`
`=0
`
`
`
`TOTAL ADD'L FEE
`
`
`
`ADDITIONAL FEE($)
`
`0
`
`0
`
`0
`
`(Column 3)
`
`(Column 2)
`(Column 1)
`CLAIMS
`HIGHEST
`NUMBER PRESENT EXTRA
`REMAINING
`AFTER
`PREVIOUSLY
`PAID FOR
`AMENDMENT
`z Total
`Minus **
`*
`::iii: (37 CFR 1.16(i))
`C Independent *
`Minus ***
`z /37 CFR 1.16/hll
`w
`D Application Size Fee (37 CFR 1.16(s))
`
`::iii:
`
`c( lJ FIRST PRESENTATION OF MULTIPLE DEPENDENT CLAIM (37 CFR
`1.16(i))
`
`=
`
`=
`
`RATE($)
`
`
`
`ADDITIONAL FEE($)
`
`X $0 =
`=
`X $0
`
`
`
`TOTAL ADD'L FEE
`
`* If the entry in column 1 is less than the entry in column 2, write "0" in column 3.
`
`
`
`
`
`
`** If the "Hiqhest Number Previously Paid For" IN THIS SPACE is less than 20, enter "20".
`
`
`
`
`
`
`*** If the "Highest Number Previously Paid For" IN THIS SPACE is less than 3, enter "3".
`The "Highest Number Previously Paid For" (Total or Independent) is the highest number found in the appropriate box in column 1.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`This collection of information is required by 37 CFR 1.16. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to
`
`
`
`
`
`
`
`
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete, including gathering,
`
`
`
`
`
`
`preparing, and submitting the completed application form to the US PTO. Time will vary depending upon the individual case. Any comments on the amount of time you
`
`
`
`
`
`
`
`
`
`
`
`require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S.
`
`
`
`
`FEES OR COMPLETED FORMS TO THIS DO NOT SEND Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`
`
`
`ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`
`
`
`
`
`LIE
`
`/PEARLIE A FENNELL/
`
`If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`IPR2022-00468
`Apple EX1016 Page 619
`
`

`

`Doc code: IDS
`
`
`
`Doc description: Information Disclosure Statement (IDS) Filed
`
`
`
`
`
`PTO/SB/0Ba (02-18)
`
`
`
`Approved for use through 11/30/2020. 0MB 0651-0031
`
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`
`
`
`
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid 0MB control number.
`
`
`
`
`
`
`
`Application Number
`
`16099390
`2018-11-06
`
`Filing Date
`
`I !vugeswar DEENOO
`
`First Named Inventor
`INFORMATION DISCLOSURE
`I 2415
`Art Unit
`STATEMENT BY APPLICANT
`
`
`( Not for submission under 37 CFR 1.99)
`I OVEISSI, MANSOUR
`
`
`Examiner Name
`Docket Number I 11574US05
`Attorney
`
`Pages,Columns,Lines where
`Name of Patentee or Applicant
`
`Kind
`Examiner Cite
`
`
`Relevant Passages or Relevant
`
`Initial* No Patent Number Code1 Issue Date of cited Document
`
`Figures Appear
`
`U.S.PATENTS
`
`I Remove I
`
`1
`
`
`
`
`
`If you wish to add additional U.S. Patent citation information please click the Add button. IAdd I
`
`PUBLICATIONS I Remove I U.S.PATENT APPLICATION
`
`
`
`Pages,Columns,Lines where
`
`Examiner Publication Kind Publication Name of Patentee or Applicant
`
`
`
`
`Initial* Cite No Number
`
`
`Passages or Relevant Code1 Date of cited Document Relevant
`
`Figures Appear
`
`1
`
`
`
`20150208443 A1 Ro15-07-23 Jung et al.
`
`
`
`
`
`
`
`
`
`
`
`If you wish to add additional U.S. Published Application citation information please click the Add button.I Add I
`IRemovel
`FOREIGN PATENT DOCUMENTS
`Name of Patentee or Pages,Columns,Lines
`
`Examiner Cite Foreign Document Country Kind Publication
`
`
`
`Applicant of cited where Relevant T5
`
`Initial* No Number3 Code2i Code4 Date
`
`Passages or Relevant
`
`Document Figures Appear
`
`1
`
`2013/086164
`wo
`
`NTERDIGITAL PATENT
`
`A1 2013-06-13
`
`HOLDINGS, INC.
`
`2 )987276 �p
`
`TELEFONAKTIEBOLAG
`
`A1 2016-02-24 ET LM ERICSSON
`PUBL)
`
`3 2419213 RU
`
`C2 2011-05-20 QUALCOMM INC English Translation
`
`attached
`X
`
`EFSWeb2.1.18
`
`IPR2022-00468
`Apple EX1016 Page 620
`
`

`

`Application Number 16099390
`
`2018-11-06
`
`Filing Date
`DISCLOSURE First Named Inventor I Yugeswar
`DEENOO
`INFORMATION
`
`STATEMENT BY APPLICANT Art Unit
`2415
`
`
`( Not for submission under 37 CFR 1.99)
`Name I OVEISSI,
`MANSOUR
`Examiner
`
`Attorney Docket Number 11574US05
`
`4 ,445575 RU
`
`
`
`C2 2012-03-27 SAJBIM INK
`
`English Translation
`
`attached
`[81
`
`5 )254682
`
`Ru
`
`
`English Translation
`C1 2005-06-20 I\IRGAIN, INC.
`attached
`[81
`
`
`
`
`
`If you wish to add additional Foreign Patent Document citation information please click the Add button I Add I
`IRemovel
`
`
`
`
`
`
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`
`
`
`
`
`
`Examiner Cite
`T5
`
`
`
`
`
`
`
`
`number(s), volume-issue catalog, etc), date, pages(s), symposium, journal, serial, Initials* No (book, magazine,
`
`
`publisher, city and/or country where published.
`
`
`
`NON-PATENT LITERATURE DOCUMENTS
`
`
`
`
`
`
`
`1 ::lffice Action issued on August 13, 2020, in corresponding Russian patent Application No. 1811537, 15 pages.
`
`
`
`
`
`
`
`
`
`
`
`
`
`X
`
`I
`Add I
`
`If you wish to add additional non-patent literature document citation information please click the Add button
`
`
`
`
`
`
`
`
`
`
`
`Date Considered 11
`Signature 11 Examiner
`I
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through a
`
`
`
`
`
`
`
`
`
`
`
`citation if not in conformance and not considered. Include copy of this form with next communication to applicant.
`
`EXAMINER SIGNATURE
`
`1 See Kind Codes of USPTO Patent Documents at www.USPTO.GOV or MPEP 901.04. 2 Enter office that issued the document, by the two-letter code (WIPO
`
`
`
`
`
`
`
`
`
`
`
`
`
`Standard ST.3). 3 For Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document.
`
`
`
`
`
`
`
`4 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. 5 Applicant is to place a check mark here i
`
`
`
`English language translation is attached.
`
`EFSWeb2.1.18
`
`IPR2022-00468
`Apple EX1016 Page 621
`
`

`

`
`
`Application Number 16099390
`
`2018-11-06
`Filing Date
`
`DISCLOSURE First Named Inventor I Yugeswar
`INFORMATION
`DEENOO
`STATEMENT BY APPLICANT
`2415
`Art Unit
`
`( Not for submission under 37 CFR 1.99)
`Name I OVEISSI,
`MANSOUR
`Examiner
`11574US05
`
`Attorney Docket Number
`
`
`
`Please see 37 CFR 1.97 and 1.98 to make the appropriate selection(s):
`
`
`
`CERTIFICATION STATEMENT
`
`That each item of information contained in the information disclosure statement was first cited in any communication
`
`
`
`
`
`
`
`
`
`
`
`from a foreign patent office in a counterpart foreign application not more than three months prior to the filing of the
`
`
`
`information disclosure statement. See 37 CFR 1.97(e)(1 ).
`
`OR
`
`That no item of information contained in the information disclosure statement was cited in a communication from a
`
`
`
`
`
`
`
`
`
`
`
`foreign patent office in a counterpart foreign application, and, to the knowledge of the person signing the certification
`
`
`
`
`
`
`
`after making reasonable inquiry, no item of information contained in the information disclosure statement was known to
`
`
`
`
`
`disclosure of the information more than three months prior to the filing D any individual designated in 37 CFR 1.56(c)
`
`statement. See 37 CFR 1.97(e)(2).
`
`
`
`See attached certification statement.
`
`
`
`The fee set forth in 37 CFR 1.17 (p) has been submitted herewith.
`
`herewith. X A certification statement is not submitted
`
`SIGNATURE
`
`
`
`
`
`
`form of the signature.
`
`A signature of the applicant or representative is required in accordance with CFR 1.33, 10.18. Please see CFR 1.4(d) for the
`
`
`
`Signature /david j edmondson/
`
`Date (YYYY-MM-DD) 2020-11-25
`
`Name/Print David J_ Edmondson
`
`
`
`Registration Number
`
`�5,126
`
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the
`
`
`
`
`
`
`
`
`
`
`
`
`public which is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR
`
`
`
`
`
`
`
`1.14. This collection is estimated to take 1 hour to complete, including gathering, preparing and submitting the completed
`
`
`
`
`application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you
`
`
`
`
`
`
`
`
`
`require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S.
`
`
`
`
`
`Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND
`
`
`FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P .O. Box 1450, Alexandria,
`VA 22313-1450.
`
`EFSWeb2.1.18
`
`
`
`
`
`
`IPR2022-00468
`Apple EX1016 Page 622
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your submission of the
`attached form related to a patent application or patent. Accordingly, pursuant to the requirements of the Act, please be advised
`that: (1) the general authority for the collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited
`is voluntary; and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark Office is to
`process and/or examine your submission related to a patent application or patent. If you do not furnish the requested
`information, the U.S. Patent and Trademark Office may not be able to process and/or examine your submission, which may
`result in termination of proceedings or abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1.
`
`2.
`
`3.
`
`4.
`
`5.
`
`6.
`
`7.
`
`8.
`
`The information on this form will be treated confidentially to the extent allowed under the Freedom of Information Act
`(5 U.S.C. 552) and the Privacy Act (5 U.S.C. 552a). Records from this system of records may be disclosed to the
`Department of Justice to determine whether the Freedom of Information Act requires disclosure of these record s.
`
`A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence to a
`court, magistrate, or administrative tribunal, including disclosures to opposing counsel in the course of settlement
`negotiations.
`
`A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a
`request involving an individual, to whom the record pertains, when the individual has requested assistance from the
`Member with respect to the subject matter of the record.
`
`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having need for
`the information in order to perform a contract. Recipients of information shall be required to comply with the
`requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`
`A record related to an International Application filed under the Patent Cooperation Treaty in this system of records
`may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property Organization, pursuant
`to the Patent Cooperation Treaty.
`
`A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes of
`National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C. 218(c)).
`
`A record from this system of records may be disclosed, as a routine use, to the Administrator, General Services, or
`his/her designee, during an inspection of records conducted by GSA as part of that agency's responsibility to
`recommend improvements in records management practices and programs, under authority of 44 U.S.C. 2904 and
`2906. Such d