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`Attorney Docket No.
`TRANSMITTAL LETTER TO THE UNITED STATES
`4906P51954US1
`DESIGNATED/ELECTED OFFICE (DO/EO/US)
`U.S. Application No. (if known, see 37 CFR 1.5)
`CONCERNING A SUBMISSION UNDER 35 U.S.C. 371
`International Application No.
`PCT/CN2017/101576
`Tille of Invention
`ON-DEMAND REQUEST FOR SYSTEM INFORMATION
`First Named Inventor
`Rui FAN
`Applicant herewith submits to the United States Designated/Elected Office (D0/EO/US) the following items and other information.
`1. 0 This is an express request to begin national examination procedures (35 U.S.C. 371 (f)). NOTE: The express request under
`35 U.S.C. 371(f) will not be effective unless the requirements under 35 U.S.C. 371(c)(1), (2), and (4) for payment ofthe basic
`national fee, copy of the International Application and English translation thereof (if required), and the oath or declaration of the
`inventor(s) have been received.
`
`I International Filing Date
`
`13 SEPTEMBER 2017
`
`Priority Date Claimed
`04 JANUARY 2017
`
`2. 0 A copy of the International Application (35 U.S.C. 371 (c)(2)) is attached hereto (not required if the International Application was
`previously communicated by the International Bureau or was filed in the United States Receiving Office (RO/US)).
`An English language translation ofthe International Application (35 U.S.C. 371 (c)(2))
`
`3.
`
`4.
`
`a. O is attached hereto.
`b. O has been previously submitted under 35 U.S.C. 154(d)(4).
`a. D is attached.
`b. D was previously filed in the international phase under PCT Rule 4.17(iv).
`
`An oath or declaration of the inventor(s) (35 U.S.C. 371 (c)(4))
`
`Items 5 to 8 below concern amendments made in the international phase.
`
`PCT Article 19 and 34 amendments
`Amendments to the claims under PCT Article 19 are attached (not required if communicated by the International Bureau)
`5. □
`(35 U.S.C. 371(c)(3)).
`English translation of the PCT Article 19 amendment is attached (35 U.S.C. 371(c)(3)).
`6. □
`English translation of annexes (Article 19 and/or 34 amendments only) of the International Preliminary Examination Report is
`7. □
`attached (35 U.S.C. 371 (c)(5)).
`
`Cancellation of amendments made in the international phase
`
`Ba. D Do not enter the amendment made in the international phase under PCT Article 19.
`Bb. D Do not enter the amendment made in the international phase under PCT Article 34.
`
`NOTE: A proper amendment made in English under Article 19 or 34 will be entered in the U.S. national phase application absent a clear
`instruction from applicant not to enter the amendment(s).
`
`The following items 9 to 17 concern a document(s) or information included.
`
`9. D An Information Disclosure Statement under 37 CFR 1. 97 and 1. 98.
`10. 0 A preliminary amendment.
`11. 0 An Application Data Sheet under 37 CFR 1. 76.
`12. D A substitute specification. NOTE: A substitute specification cannot include claims. See 37 CFR 1.125(b).
`13. 0 A power of attorney and/or change of address letter.
`14. D A computer-readable form of the sequence listing in accordance with PCT Rule 13ter.3 and 37 CFR 1.821-1.825.
`15. D Assignment papers (cover sheet and document(s)). Name of Assignee:
`16. D 37 CFR 3.73(c) Statement (when there is an Assignee).
`
`This collection of information Is required by 37 CFR 1.414 and 1.491-1.492. The information Is required to obtain or retain a benefit by the public, which Is to file
`(and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 15
`minutes to complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual
`case. Any comments on the amount of time you require to complete this form and/or suggestions for reducing this burden should be sent to the Chief Information
`Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Mail Stop PCT, Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
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`PTO-1390 (01-17)
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`U.S. APPLN. No. (if known - see 37 CFR 1.5)
`
`INTERNATIONAL APPLICATION No.
`PCT/CN2017/101576
`
`ATTORNEY DOCKET No.
`4906 P51954US 1
`
`17. LJ other items or information:
`
`CALCULATIONS
`
`$280
`
`$ 280.00
`
`The following fees have been submitted.
`18. 0 Basic national fee (37 CFR 1.492(a)) ...............................................
`19. l!'.'.J Examination fee (37 CFR 1.492(c))
`If the written opinion prepared by ISA/US or the international preliminary
`examination report prepared by IPEA/US indicates all claims satisfy provisions of
`$0
`PCT Article 33(1)-(4) ....................................................................
`$720
`All other situations .......................................................................
`20. l!'.'.J Search fee (37 CFR 1.492(b))
`If the written opinion prepared by ISA/US or the international preliminary
`examination report prepared by IPEA/US indicates all claims satisfy provisions of
`$0
`PCT Article 33(1)-(4) ....................................................................
`Search fee (37 CFR 1.445(a)(2)) has been paid on the international application to
`.... $120
`the USPTO as an International Searching Authority ........................
`International Search Report prepared by an ISA other than the US and provided to
`. $480
`the Office or previously communicated to the US by the IB ..................
`. $600
`All other situations .......................................................................
`TOTAL OF 18, 19, and 20 = s 1,600.00
`LJ Additional fee for specification and drawings filed in paper over 100 sheets
`(excluding sequence listing in compliance with 37 CFR 1.821 (c) or (e) in an
`electronic medium or computer program listing in an electronic medium) (37 CFR
`1.492(j)).
`Fee for each additional 50 sheets of paper or fraction thereof ............... $400
`
`$ 720.00
`
`s 600.00
`
`Total Sheets
`
`Number of each addition 50 or fraction
`thereof (round up to a whole number)
`
`Extra Sheets
`I 50 =
`42 -100 =
`Surcharge of $140.00 for furnishing any of the search fee, examination fee, or the oath or
`declaration after the date of commencement of the national stage (37 CFR 1.492(h)).
`
`RATE
`
`x$400
`
`CLAIMS
`
`NUMBER FILED
`NUMBER EXTRA
`- 20 = 3
`• 3 = o
`
`Total claims
`
`23
`Independent claims 3
`MULTIPLE DEPENDENT CLAIM(S) (if applicable)
`
`RATE
`
`x$80
`
`x$420
`
`+ $780
`
`Processing fee of $140.00 for furnishing the English translation later than 30 months from
`the earliest claimed priority date (37 CFR 1.492(i)).
`
`+
`TOTAL OF ABOVE CALCULATIONS=
`
`$
`$
`
`s 240.00
`$
`$
`$
`s 240.00
`
`□ Applicant asserts small entity status. See 37 CFR 1.27. Fees above are reduced by½.
`□ Applicant certifies micro entity status. See 37 CFR 1.29. Fees above are reduced by¾.
`
`Applicant must attach form PTO/SB/1 SA or B or equivalent.
`
`TOTAL NATIONAL FEE=
`
`s 1,840.00
`Fee for recording the enclosed assignment (37 CFR 1.21 (h)). The assignment must be
`$
`accompanied by an appropriate cover sheet (37 CFR 3.28, 3.31). $40.00 per property.
`+
`TOTAL FEES ENCLOSED = s 1,840.00
`Amount to be
`refunded:
`Amount to be
`charged:
`
`[Page 2 of3]
`
`PTO USE ONLY
`
`$
`
`$1,840.00
`
`IPR2022-00468
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`PTO-1390 (01-17)
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`
`to cover the above fees is enclosed.
`
`in the amount of$
`
`to cover the above fees.
`
`a. □ A check in the amount of$
`b. □ Please charge my Deposit Account No.
`C. 0 The Director is hereby authorized to charge additional fees which may be required, or credit any overpayment, to Deposit Account
`i. 0 any required fee.
`ii. □ any required fee except for excess claims fees required under 37 CFR 1.492(d) and (e) and multiple dependent claim fee
`d. 0 Fees are to be charged to a credit card. WARNING:
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`No. 506674
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`required under 37 CFR 1.492(f).
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`Information on this form may become public. Credit card information should not
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`NOTE: Where an appropriate time limit under 37 CFR 1.495 has not been met, a petition to revive (37 CFR 1.137(a) or (b)) must be
`filed and granted to restore the International Application to pending status.
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`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File)Transition Applications
`
`D This application (1) claims priority to or the benefit of an application filed before March 16, 2013, and (2) also contains, or contained at
`
`any time, a claim to a claimed invention that has an effective filing date on or after March 16, 2013.
`NOTE 1: By providing this statement under 37 CFR 1.55 or 1. 78, this application. with a filing date on or after March 16. 2013. will be
`examined under the first inventor to file provisions of the AIA.
`NOTE 2: A U.S. national stage application may not claim priority to the international application of which it is the national phase. The filing
`date of a U.S. national stage application is the international filing date. See 35 U.S.C. 363.
`
`Correspondence Address
`E] The address associated with Customer Number: 131247
`Name I
`
`OR D Correspondence address below
`
`Address
`
`City I
`
`Country
`
`Email
`
`I State I
`
`I Zip Code I
`I Telephone I
`
`Signature I/William W. Kidd; Reg. No. 31,772/
`;~~~Type) I William W. Kidd
`
`[Page 3 of3]
`
`Date 12017-10-20
`Registration No. 131 772
`(Attorney/Agent)
`,
`
`IPR2022-00468
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`PTO/AIN14 (11-15)
`Approved for use through 04/30/2017. 0MB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
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`Application Data Sheet 37 CFR 1. 76
`
`Attorney Docket Number
`
`4906P51954US1
`
`Title of Invention
`
`Application Number
`I ON-DEMAND REQUEST FOR SYSTEM INFORMATION
`
`The application data sheet is part of the provisional or nonprovisional application for which it is being submitted. The following form contains the
`bibliographic data arranged in a fonnat specified by the United States Patent and Trademark Office as outlined in 37 CFR 1. 76.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
`document may be printed and included in a paper filed application.
`
`Secrecy Order 37 CFR 5.2:
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`37 CFR 5.2 (Paper filers only. Applications that fall under Secrecy Order may not be filed electronically.)
`
`Inventor Information:
`~
`Inventor
`Legal Name
`
`Prefix Given Name
`
`I B ~ui
`
`Residence Information (Select One)
`
`I Remove I
`
`Middle Name
`I
`
`US Residency
`
`Family Name
`
`~AN
`
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`
`Active US Military Service
`
`City
`
`!eijing
`
`IICountry of Residence i
`
`l~N
`
`Suffix
`
`I B
`
`I
`
`Mailing Address of Inventor:
`
`Address 1
`
`No. 5 Lize East Street, Chaoyang District
`
`Address 2
`I '3eijing
`City
`Postal Code
`~
`Inventor
`Legal Name
`
`11100102
`
`I State/Province
`I FN
`I Countryi
`
`11
`
`I Remove I
`
`Prefix Given Name
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`
`Mailing Address of Inventor:
`
`Address 1
`
`No. 5 Lize East Street, Chaoyang District
`
`11100102
`
`I State/Province
`I FN
`I Countryi
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`11
`
`I Remove I
`
`Address 2
`I '3eijing
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`PTO/AIN14 (11-15)
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`Application Data Sheet 37 CFR 1. 76
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`Attorney Docket Number
`
`4906P51954US1
`
`Application Number
`I ON-DEMAND REQUEST FOR SYSTEM INFORMATION
`
`Title of Invention
`
`i5I GivenName
`
`f1al
`Residence Information (Select One)
`
`Middle Name
`I
`rRENGER
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`Family Name
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`I
`
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`1Einkoping
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`IICountry of Residence i
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`Mailing Address of Inventor:
`
`Address 1
`
`~nskiflesgatan 8
`
`Address 2
`I l-inl<Oping
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`
`I ISE-583 34
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`PTO/AIN14 (11-15)
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`Application Data Sheet 37 CFR 1. 76
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`Title of Invention
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`Application Number
`I ON-DEMAND REQUEST FOR SYSTEM INFORMATION
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`Attorney Docket Number
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`4906P51954US1
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`D 35 U.S.C. 122(b) and certify
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`Attorney Docket Number
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`4906P51954US1
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`lz017--01-04
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`This application (1) claims priority to or the benefit of an application filed before March 16, 2013 and (2) also
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`PTO/AIN14 (11-15)
`Approved for use through 04/30/2017. 0MB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless It contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1. 76
`
`Application Number
`Title of Invention I ON-DEMAND REQUEST FOR SYSTEM INFORMATION
`
`Attorney Docket Number
`
`4906P51954US1
`
`Authorization or Opt-Out of Authorization to Permit Access:
`
`When this Application Data Sheet is properly signed and filed with the application, applicant has provided written
`authority to permit a participating foreign intellectual property (IP) office access to the instant application-as-filed (see
`paragraph A in subsection 1 below) and the European Patent Office (EPO) access to any search results from the instant
`application (see paragraph B in subsection 1 below).
`
`Should applicant choose not to provide an authorization identified in subsection 1 below, applicant must opt-out of the
`authorization by checking the corresponding box A or B or both in subsection 2 below.
`
`NOTE: This section of the Application Data Sheet is ONLY reviewed and processed with the INITIAL filing of an
`application. After the initial filing of an application, an Application Data Sheet cannot be used to provide or rescind
`authorization for access by a foreign IP office(s). Instead, Form PTO/SB/39 or PTO/SB/69 must be used as appropriate.
`
`1. Authorization to Permit Access by a Foreign Intellectual Property Office(s)
`
`A. Priority Document Exchange (PDX) - Unless box A in subsection 2 (opt-out of authorization) is checked, the
`undersigned hereby grants the USPTO authority to provide the European Patent Office (EPO), the Japan Patent Office
`(JPO), the Korean Intellectual Property Office (KIPO), the State Intellectual Property Office of the People's Republic of
`China (SIPO), the World Intellectual Property Organization (WIPO), and any other foreign intellectual property office
`participating with the USPTO in a bilateral or multilateral priority document exchange agreement in which a foreign
`application claiming priority to the instant patent application is filed, access to: (1) the instant patent application-as-filed
`and its related bibliographic data, (2) any foreign or domestic application to which priority or benefit is claimed by the
`instant application and its related bibliographic data, and (3) the date of filing of this Authorization. See 37 CFR 1.14(h)
`(1 ).
`
`B. Search Results from U.S. Application to EPO - Unless box B in subsection 2 (opt-out of authorization) is checked,
`the undersigned hereby grants the USPTO authority to provide the EPO access to the bibliographic data and search
`results from the instant patent application when a European patent application claiming priority to the instant patent
`application is filed. See 37 CFR 1.14(h)(2).
`
`The applicant is reminded that the EPO's Rule 141 (1) EPC (European Patent Convention) requires applicants to submit a
`copy of search results from the instant application without delay in a European patent application that claims priority to
`the instant application.
`
`2. Opt-Out of Authorizations to Permit Access by a Foreign Intellectual Property Office(s)
`
`A. Applicant DOES NOT authorize the USPTO to permit a participating foreign IP office access to the instant
`D application-as-filed.
`If this box is checked, the USPTO will not be providing a participating foreign IP office with
`any documents and information identified in subsection 1A above.
`
`B. Applicant DOES NOT authorize the USPTO to transmit to the EPO any search results from the instant patent
`D application. If this box is checked, the USPTO will not be providing the EPO with search results from the instant
`application.
`NOTE: Once the application has published or is otherwise publicly available, the USPTO may provide access to the
`application in accordance with 37 CFR 1.14.
`
`EFS Web 2.2.12
`
`IPR2022-00468
`Apple EX1010 Page 9
`
`

`

`PTO/AIN14 (11-15)
`Approved for use through 04/30/2017. 0MB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless It contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1. 76
`
`Title of Invention
`
`Application Number
`I ON-DEMAND REQUEST FOR SYSTEM INFORMATION
`
`Attorney Docket Number
`
`4906P51954US1
`
`Applicant Information:
`
`Providing assignment information in this section does not substitute for compliance with any requirement of part 3 of Title 37 of CFR
`to have an assignment recorded by the Office.
`
`Applicant 11
`If the applicant is the inventor (or the remaining joint inventor or inventors under 37 CFR 1.45), this section should not be completed.
`The information to be provided in this section is the name and address of the legal representative who is the applicant under 37 CFR
`1.43; or the name and address of the assignee, person to whom the inventor is under an obligation to assign the invention, or person
`who otherwise shows sufficient proprietary interest in the matter who is the applicant under 37 CFR 1.46. If the applicant is an
`applicant under 37 CFR 1.46 (assignee, person to whom the inventor is obligated to assign, or person who otherwise shows sufficient
`proprietary interest) together with one or more joint inventors, then the joint inventor or inventors who are also the applicant should be
`identified in this section.
`
`I Remove I
`
`I aear
`
`I
`
`I
`Person to whom the inventor is obligated to assign.
`
`• Assignee
`
`If applicant is the legal representative,
`
`I
`Person who shows sufficient proprietary interest
`
`Joint Inventor
`
`the inventor is:
`
`l·I
`
`Legal Representative under 35 U.S.C. 117
`
`I
`indicate the authority to file the patent application,
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`Name of the Deceased or Legally Incapacitated
`
`Inventor: I
`is an Organization check here.
`~
`I telefonaldiebolaget LM Ericsson (publ)
`Mailing Address Information For Applicant:
`
`If the Applicant
`
`Organization Name
`
`SE-164 83
`
`Stockholm
`
`Address 1
`
`Address 2
`
`City
`
`Country I t,E
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`Phone Number
`
`Email Address
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`State/Province
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`Postal Code
`
`Fax Number
`
`Additional Applicant Data may be generated within this form by selecting the Add button.
`
`I Add
`
`I
`
`Assignee Information including Non-Applicant Assignee Information:
`
`information
`Providing assignment
`37 of CFR to have an assignment
`
`in this section does not substitute
`recorded by the Office.
`
`for compliance with any requirement of part 3 of Title
`
`EFS Web 2.2.12
`
`IPR2022-00468
`Apple EX1010 Page 10
`
`

`

`PTO/AIN14 (11-15)
`Approved for use through 04/30/2017. 0MB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless It contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1. 76
`
`Application Number
`Title of Invention I ON-DEMAND REQUEST FOR SYSTEM INFORMATION
`
`Attorney Docket Number
`
`4906P51954US1
`
`Assignee
`
`~
`
`Complete this section if assignee information, including non-applicant assignee information, is desired to be included on the patent
`application publication. An assignee-applicant identified in the "Applicant Information" section will appear on the patent application
`publication as an applicant. For an assignee-applicant, complete this section only if identification as an assignee is also desired on the
`patent application publication.
`
`If the Assignee or Non-Applicant Assignee is an Organization check here.
`
`Middle Name
`Prefix
`I
`I
`Mailing Address Information For Assignee including Non-Applicant Assignee:
`
`Given Name
`
`I· I
`
`Family Name
`
`I
`
`I Remove I
`□
`Suffix
`I
`
`I·
`
`Address 1
`
`Address 2
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`City
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`Countryi
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`11
`Phone Number
`
`Email Address
`
`11
`
`State/Province
`
`Postal Code
`
`Fax Number
`
`Additional Assignee or Non-Applicant Assignee Data may be generated within this form by
`selecting the Add button.
`
`I Add
`
`I
`
`Signature:
`NOTE: This Application Data Sheet must be signed in accordance with 37 CFR 1.33(b). However, if this Application
`Data Sheet is submitted with the INITIAL filing of the application and either box A or B is not checked in
`subsection 2 of t