`
`UNITED STA.TES PATENT AND 'TRADEMARK OFFICE
`Ul\"TTl':118T;\TF.S Or�PAR1'JIIFNT Of' COM�rnRCF:
`
`United Sw.tes P�nent and Trademark Office
`MdmsCOMMISSIO:lER !'DR P.�TEiNT S
`P.0.Bc'JX 1430
`Akxanma.. V'� ?DB-1450
`w,\--W_mpto_ g.ov
`
`APPLICATION l'ILING or
`
`NUMBER
`37I(c)DATE
`05/11/2016 260
`62/334,706
`
`GRPART
`UNIT PIL FEE REC'D
`
`ATTY.DOCKET.NO
`0203-1891
`
`OT CLAIMS IND CLAIMS
`
`68103
`Jefferson IP Law, LLP
`
`1130 Connecticut Ave., NW, Suite 420
`
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`
`
`Washington, DC 20036
`
`IIIII 11111111 11111111m�1mwm HIIIIII
`
`CONFIRMATION NO. 6608
`FILING RECEIPT
`
`Date Mailed: 05/27/2016
`
`is acknowledged of this provisional patent application. It will not be examined for patentability and will
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`Receipt
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`become abandoned not later than twelve months after its filing date. Any correspondence concerning the application
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`any corrections to this Filing Receipt with your reply to the Notice. When the USPTO processes the reply
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`to the Notice, the USPTO will generate another Filing Receipt incorporating the requested corrections
`
`lnventor(s)
`Anil AGIWAL, Suwon-si, KOREA, REPUBLIC OF;
`
`
`
`Youngbin CHANG, Anyang-si, KOREA, REPUBLIC OF;
`Applicant(s)
`
`
`
`
`Samsung Electronics Co., Ltd., Suwon-si, KOREA, REPUBLIC OF;
`
`
`Power of Attorney:
`
`
`
`
`
`
`
`The patent practitioners associated with Customer Number filliQ.3
`
`Yes
`Permission to Access Application via Priority Document Exchange:
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`
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`
`No
`Permission to Access Search Results:
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`Applicant may provide or rescind an authorization for access using Form PTO/SB/39 or Form PTO/SB/69 as
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`appropriate.
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`The country code and number of your priority application, to be used for filing abroad under the Paris Convention,
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`Granted: 05/26/2016
`If Required, Foreign Filing License
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`is US 62/334,706
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`None, application is not eligible for pre-grant publication
`Projected Publication Date:
`Request: No
`Non-Publication
`No
`Early Publication Request:
`Title
`
`
`
`SYSTEM AND METHOD OF SIGNALING SYSTEM INFORMATION
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`
`
`No
`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition Applications:
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`
`
`
`
`page 1 of 3
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`IPR2022-00468
`Apple EX1012 Page 1
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`

`

`PROTECTING YOUR INVENTION OUTSIDE THE UNITED STATES
`
`Since the rights granted by a U.S. patent extend only throughout the territory of the United States and have no
`effect in a foreign country, an inventor who wishes patent protection in another country must apply for a patent
`in a specific country or in regional patent offices. Applicants may wish to consider the filing of an international
`application under the Patent Cooperation Treaty (PCT). An international (PCT) application generally has the same
`effect as a regular national patent application in each PCT-member country. The PCT process simplifies the filing
`of patent applications on the same invention in member countries, but does not result in a grant of "an international
`patent" and does not eliminate the need of applicants to file additional documents and fees in countries where patent
`protection is desired.
`
`Almost every country has its own patent law, and a person desiring a patent in a particular country must make an
`application for patent in that country in accordance with its particular laws. Since the laws of many countries differ
`in various respects from the patent law of the United States, applicants are advised to seek guidance from specific
`foreign countries to ensure that patent rights are not lost prematurely.
`
`Applicants also are advised that in the case of inventions made in the United States, the Director of the US PTO must
`issue a license before applicants can apply for a patent in a foreign country. The filing of a U.S. patent application
`serves as a request for a foreign filing license. The application's filing receipt contains further information and
`guidance as to the status of applicant's license for foreign filing.
`
`Applicants may wish to consult the USPTO booklet, "General Information Concerning Patents" (specifically, the
`section entitled "Treaties and Foreign Patents") for more information on timeframes and deadlines for filing foreign
`patent applications. The guide is available either by contacting the USPTO Contact Center at 800-786-9199, or it
`can be viewed on the USPTO website at http://www.uspto.gov/web/offices/pac/doc/general/index.html.
`
`For information on preventing theft of your intellectual property (patents, trademarks and copyrights), you may wish
`to consult the U.S. Government website, http://www.stopfakes.gov. Part of a Department of Commerce initiative,
`this website includes self-help "toolkits" giving innovators guidance on how to protect intellectual property in specific
`countries such as China, Korea and Mexico. For questions regarding patent enforcement issues, applicants may
`call the U.S. Government hotline at 1-866-999-HAL T (1-866-999-4258).
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`LICENSE FOR FOREIGN FILING UNDER
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`Title 35, United States Code, Section 184
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`Title 37, Code of Federal Regulations, 5.11 & 5.15
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`GRANTED
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`The applicant has been granted a license under 35 U.S.C. 184, if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED" followed by a date appears on this form. Such licenses are issued in all applications where
`the conditions for issuance of a license have been met, regardless of whether or not a license may be required as
`set forth in 37 CFR 5.15. The scope and limitations of this license are set forth in 37 CFR 5.15(a) unless an earlier
`license has been issued under 37 CFR 5.15(b). The license is subject to revocation upon written notification. The
`date indicated is the effective date of the license, unless an earlier license of similar scope has been granted under
`37 CFR 5.13 or 5.14.
`
`page 2 of 3
`
`IPR2022-00468
`Apple EX1012 Page 2
`
`

`

`This license is to be retained by the licensee and may be used at any time on or after the effective date thereof unless
`it is revoked. This license is automatically transferred to any related applications(s) filed under 37 CFR 1.53(d). This
`license is not retroactive.
`
`The grant of a license does not in any way lessen the responsibility of a licensee for the security of the subject matter
`as imposed by any Government contract or the provisions of existing laws relating to espionage and the national
`security or the export of technical data. Licensees should apprise themselves of current regulations especially with
`respect to certain countries, of other agencies, particularly the Office of Defense Trade Controls, Department of
`State (with respect to Arms, Munitions and Implements of War (22 CFR 121-128)); the Bureau of Industry and
`Security, Department of Commerce (15 CFR parts 730-774); the Office of Foreign AssetsControl, Department of
`Treasury (31 CFR Parts 500+) and the Department of Energy.
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`NOT GRANTED
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`No license under 35 U.S.C. 184 has been granted at this time, if the phrase "IF REQUIRED, FOREIGN FILING
`LICENSE GRANTED" DOES NOT appear on this form. Applicant may still petition for a license under 37 CFR 5.12,
`if a license is desired before the expiration of 6 months from the filing date of the application. If 6 months has lapsed
`from the filing date of this application and the licensee has not received any indication of a secrecy order under 35
`U.S.C. 181, the licensee may foreign file the application pursuant to 37 CFR 5.15(b).
`
`Select USA
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location for
`business investment, innovation, and commercialization of new technologies. The U.S. offers tremendous resources
`and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation works to
`promote and facilitate business investment. SelectUSA provides information assistance to the international investor
`community; serves as an ombudsman for existing and potential investors; advocates on behalf of U.S. cities, states,
`and regions competing for global investment; and counsels U.S. economic development organizations on investment
`attraction best practices. To learn more about why the United States is the best country in the world to develop
`technology, manufacture products, deliver services, and grow your business, visit http://www.SelectUSA.gov or call
`+ 1-202-482-6800.
`
`page 3 of 3
`
`IPR2022-00468
`Apple EX1012 Page 3
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`

`

`PTO/AIA/82A (07-12)
`Approved for use through 11/30/2014. 0MB 0651-0035
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required lo respond to a collection of information unless it displays a valid 0MB control number.
`
`TRANSMITTAL FOR POWER OF ATTORNEY TO ONE OR MORE
`REGISTERED PRACTITIONERS
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`NOTE: This form is to be submitted with the Power of Attorney by Applicant form (PTO/AIA/828 or equivalent) to identify the
`application to which the Power of Attorney is directed, in accordance with 37 CFR 1.5. If the Power of Attorney by Applicant form
`is not accompanied by this transmittal form or an equivalent, the Power of Attorney will not be recognized in the application.
`
`Application Number
`
`Filing Date
`
`First Named Inventor
`
`Title
`
`Art Unit
`
`Examiner Name
`
`May 11, 2016
`AnilAGIWAL
`
`SYSTEM & METHOD OF SIGNALING SYSTEM INFORMATION
`
`Signature
`
`Attorney Docket Number
`
`0203-1891
`SIGNATURE of Applicant or Patent Practitioner
`/Gregory L. CU NTON/
`Gregory L Clinton
`Name
`Registration Number 59,134
`
`Date
`
`May 11, 2016
`Telephone 202-293-2539
`
`NOTE: This form must be signed in accordance with 37 CFR 1.33. See 37 CFR 1.4(d) for signature requirements and certifications.
`
`(cid:143)
`
`"Total of
`
`forms are submitted.
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`This collection of information is required by 37 CFR 1.31, 1.32 and 1.33. The information is required to obtain or retain a benefit by the public which is to file (and
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`U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`If you need assistance in completing the form, call 1-800-PT0-9199 and select option 2.
`
`IPR2022-00468
`Apple EX1012 Page 4
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`

`

`F'TO/A1!V82El(07-12)
`
`
`
`Approved !or \J-te mroogh , ,,301;o, .i. OM€ 0651--0005
`.u.s. DEP;>.RTMEN"!" Of' COMMERCE
`u s. Patent MO Trlldema<>< Offi<:e;
`
`
`U�de,r lhe Pap-!!:r.;.ort R&ductt.'»l Act of 1995. ,,o .persons slre reQuired to reS:pand tb a m41tt� of W1fD.'l'llaCtO?i 1.cn•� t1 dJg.piays a valid 0MB contro,i Nlfflber.
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`I hereby ·revoke au preYiO0S powers of at1orney
`-given-·fr1-tfre· application identified in the attached transmittatletter. j
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`1'ageni(s);·and to'
`
`00 I hereby appoint Practitkini:ir(s} aiisoci8ted ,;,ith ttie foilowin� Custohier Nuhiber'a's myiour -iit:tb'rney{s) 6
`
`
`
`-� transact all business in the United States Patent and Trademark Office connected therewith for the application
`referenced
`:�the attached transmittal letter (form PTOfAIAJ82A or equ
`ivalent)
`! 6 81 Q 3 ---�
`
`
`
`
`ar,.d to transact all business in the attorney(s) or agent(s). named below as my/our 0 I hereby appoint Practitioner(s)
`
`United Sll!ltel!; Patent and Trademark Office connected therewith for the application rMeranced ln the attached
`transmittal letter {form PT0!AIA/82A or equivalent);
`Registrstion
`Registration
`Name
`Name
`Number
`Number
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`D
`
`Please recogmze or change the correspondence address for the application identified in the attached
`
`
`transmrttal :etter to:
`
`fiil The aadrets ase<x:iated wm, the above-mentlone<J Cu1otomer
`Number.
`-------
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`il The add,ess associated wrtti Cvs.torner Number: I
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`_:._ __ _i_rt.lll�idual Name
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`--� -- ----- -- - •·------- ----1
`Telephone
`I Email I
`I am the Applicant:
`D lnventm or Joint Inventor
`OLega! Representative of a Deceased or Legally lncapac-.iiated Inventor
`
`
`[!]Assignee or Person to Whom the Inventor rs. Under en Obligation to Assign
`
`
`OPerson Who Otherwise Shmr,"S Sufficient Proprietary Interest (e.g .. a petition under 37 CFR 1.46(b)(2) was
`
`
`--- oran!ed in the aoolication or is cono..irrentlv beinQ filed with tnls document)
`! Date !2012.1 o. ·11
`Signature
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`i Totopnone I +82-31-279-476;
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`«01I= Slgrmtu.re • This form m� b� si
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`g:1ed by !.he applicant in ar.coma,.,ce wiltl 31 CFP. 1.33. See :n CJ:R 1.-4 !or s
`ceMlfi-::ai..,ns. Submit mUll'ple forms for mora th,a r, one s
`
`ignalu re. ooe below •.
`
`
`. 0 'Tolal of _____ forrms are submllte6
`
`qured to obtal' or nrtllin a t1<1neffl �"I' the Jl'Jl) Hc whk:/i is 10 file (■M Ir/ 1he
`equo-..d lY1 37 CFR 1.31. 1.32 ""d
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`U;:e ,� ·ut urne � requfre � ..:omp:ete this form and;'cr suggestion:s:
`U.S. p·51tiunt 80d
`
`
`1"ra<lionlilr1< om.e, U.S. Oe?$M1 .. nt ol C<l<n,mt,,;a, P.O. fr..JC 1450, Ak»<Maria, VA 2"2313-1�"0. 00 NOT SF.NO FE:F.S OR COMPUffED ;:oRMS TO THI-S
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`ADDRESS. SEF.O TO: Commissioner tor P'1te11ts, P.O. Boa 1450, Al•undrt., VA 22313-1-UiO.
`
`
`rf you ni,oo asi;r�r= in compleling me fl:lm1. ca/11-800-PT0-9199 and seiect op/ion 2.
`
`.,,
`
`SIGNATURE of AQPlicant tor Parent
`
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`IPR2022-00468
`Apple EX1012 Page 5
`
`

`

`
`
`Under the PapeJWO<l( Reduction Act of 1995, no persons are required to respond lo a collection of information ooless it contains a valid 0MB control numt>er.
`
`PTO/AIA/14 (03-13)
`Approved for use 1hrough 01131/2014. 0MB 0651-0032
`
`U.S. Patent and Trademark Office; U.S. DEPARTM ENT OF COMMERCE
`
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`
`Attorney Docket Number 0203-1891
`Appllcatlon Data Sheet 37 CFR 1. 76
`Application Number
`Trtle of Invention I SYSTEM & METHOD OF SIGNALING SYSTEM
`INFORMATION
`
`The application data sheet is part of the provisional or nonprovisional application for which it is being submitted. The following form contains the
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`bibliographic data arranged in a format specified by the Unned States Patent and Trademark Office as outlined in 37 CFR 1. 76.
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`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the
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`
`Secrecy Order 37 CFR 5.2
`Portions or al of the application associated with this Application Data Sheet may fall under a Secrecy Order pursuant to
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`electronically.) D 37 CFR 5.2 (Paper filers only. Applications that fall under Secrecy Order may not be filed
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`Inventor Information:
`Inventor h
`Legal Name
`Middle Name
`Family Name
`Prefix Given Name
`Suffix
`�GIWAL
`�nil
`I
`I I·
`I I ..
`Residence Information (Select One) US Residency
`
`
`on US ResidencyActive US Military Service
`
`Ii country of Residence i lfR
`City !uwon-si
`I
`
`I Remove I
`
`•N
`
`No. 104-1902, 363, Hyowon-ro, Yeongton{Hlu
`
`State/Province
`11
`I
`Countryi I IKR
`I
`
`I Remove I
`
`Mailing Address of Inventor:
`
`
`Address 1
`Address 2
`City I t,uwon-si, Gyeonggi-do
`Postal Code
`11
`Inventor b
`Legal Name
`Suffix
`Prefix Given Name
`Family Name
`Middle Name
`I I· (ioungbin
`�HANG
`I
`I I·
`(Select One) US Residency @ Non US Residency
`
`Active US Military Service
`
`
`Residence Information
`II Country of Residence i
`City �nyang-si
`lfR
`
`I
`
`No.206-1102,40,Dongan4o,Dongan-g u
`
`Mailing Address of Inventor:
`
`
`
`Address 1
`Address 2
`City I tu, yang-sl, Gyeonggi-do
`I State/Province
`11
`Countryi I IKR
`Postal Code
`I
`11
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`
`
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`All Inventors Must Be Listed -Additional Inventor Information
`blocks may be
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`generated within this form by selecting the Add button.
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`I Add
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`Correspondence Information:
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`EFS Web 2.2.6
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`
`IPR2022-00468
`Apple EX1012 Page 6
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`

`

`PTO/AIA/14 (03-13)
`Approved for use 1hrough 01131/2014. 0MB 0651-0032
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
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`Under 1he Pape,worJ; Reduction Act of 1995, no penons are required to respond to a collection of information unless it contains a valid 0MB oonlrol number .
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`Attorney Docket Number 0203-1891
`Application Data Sheet 37 CFR 1.76
`Application Number
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`SIGNALING SYSTEM INFORMATION
`
`Title of Invention ISYSTEM & METHOD OF
`Enter either Customer Number or complete the Correspondence Information section below.
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`
`For further information see 37 CFR 1.33(a).
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`Information of this application.□An Address is being provided for the correspondence
`Customer Number p8103
`Email Address usdock eling@jeffersonip.com
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`I I Add Email I I Remove Email I
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`I Small Entity Status Claimed □
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`Application Information:
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`SYSTEM & METHOD OF SIGNALING SYSTEM INFORMATION
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`Attorney Docket Number
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`Subject Matter
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`Total Number of Drawing Sheets (if any)
`11
`Publication Information:
`
`lication (Fee required at time of Request 37 CFR 1.219)
`D Request Early Pub
`
`0203-1891
`
`Provisional
`
`Utility
`
`
`
`
`
`I Suggested Figure for Publication (if any) 11
`
`T
`
`I hereby request that the attached application not be published under
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`
`Request Not to Publish.
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`35 U.S.C. 122(b) and certify that the invention disclosed in the attached application has not and will not be the
`D
`
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`subject of an application filed in another country, or under a multilateral international agreement, that requires
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`publication at eighteen months after filing.
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`Representative Information:
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`Representative information should be provided for all practitioners having a power of attorney in the application. Providing
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`Either enter Customer Number or complete the Representative Name section below. If both sections are completed the customer
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`Customer Number t>5103
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`National Stage entry from a PCT application. Providing this information in the application data sheet constitutes the
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`specific reference required by 35 U.S.C. 119(e) or 120, and 37 CFR 1.78.
`IRemove I
`IT
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`Prior Application Status
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`Application Number Continuity Type Prior Application Number Filing Date (YYYY -MM-DO)
`IT
`I
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`EFSWeb22.6
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`IPR2022-00468
`Apple EX1012 Page 7
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`

`

`PTO/AIA/14 (03-13)
`Approved for use 1hrough 01131/2014. 0MB 0651-0032
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`
`Under 1he Pape,worJ; Reduction Act of 1995, no penons are required to respond to a collection of information unless it contains a valid 0MB oonlrol number .
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`Attorney Docket Number 0203-1891
`Application Data Sheet 37 CFR 1.76
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`Application Number
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`Title of Invention ISYSTEM & METHOD OF
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`SIGNALING SYSTEM INFORMATION
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`Additional Domestic Benefit/National Stage Data may be generated within this form
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`by selecting the Add button.
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`Add
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`Foreign Priority Information:
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`responsibility for ensuring that a copy of the foreign application is received by the Office from the participating foreign intellectual
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`property office, or a certified copy of the foreign priority application is filed, within the time period specified in 37 CFR 1.55(g)(1 ).
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`IPR2022-00468
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`PTO/AIA/14 (03-13)
`Approved for use 1hrough 01131/2014. 0MB 0651-0032
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`PTO/AIA/14 (03-13)
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