IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`1n re Application of Faxer
`
`Serial No.: 15/105648
`
`Filed: June 17, 2016
`
`For: Codebook Subset Restriction Signaling
`
`Attornefs Docket No: 401S-95951P45698•US2
`
`Examiner: TBO
`
`Group Art Un1t TBD
`
`Confirmation No.: 5548
`
`MS AMENDMENT
`Commissioner
`for Patents
`P.O. Box 1450
`Alexandria VA 22313-1450
`
`INFORMATION DISCLOSURE STATEMENT
`In accordance with 37 C.F.R. 1.56. counsel wishes to make of record the attached items
`of information for the Examiner's consideration in connection with this applicatlon. Also attached
`is Form PTO/SB/OBA for the Examiner's convenience in making such consideration of record.
`Inclusion herein of any particular item of information is not to be construed as an admission that
`same is prior art. Each item of information contained in the information disclosure statement:
`D was first cited in any communication
`from a patent office in a counterpart foreign or
`international application or from the Office, and this communication was not received by
`an individual designated in §1.56(c) more than thirty days prior lo the filing of the
`information disclosure statement; or
`D is a communication
`that was issued by a patent office in a counterpart foreign or
`international application or by the Office, and this communication was not received by
`any individual designated in § t .56(c) more than thirty days prior to the filing, of the
`information disclosure statement
`[8J No statement re Patent Term Adjustment (PTA).
`
`The Commissioner is hereby authorized to charge any tees that may be required
`or credit any overpayment to Deposit Account 18-1167.
`
`Respectfully submitted
`COATS & BENNETT, P.L.L.C.
`
`Dated: August 2, 2016
`
`Justin J, Leonard
`Registration No.: 60986
`(919) 854· i 844
`Telephone:
`
`Samsung Ex. 1002
`289 of 409
`
`IPR2022-00464
`Apple EX1002 Page 289
`
`

`

`PATENT APPLICATION FEE DETERMINATION RECORD
`Subsli1ute for Form PT0-875
`
`Applicatron or Docket Number
`15/105,648
`
`APPLICATION
`
`AS FILED· PART I
`(Column 2l
`(Cotuonn 11
`
`Sly)ALL ENTITY
`
`OR
`
`OTHER THAN
`SMALL ENTITY
`
`FOR
`
`BASIC FEE
`\37 CFR 1 16(a). lb). er (cl\
`SEARCH PEE
`(37 CFR U6ik)
`(1) or /m))
`EXAMINATION FEE
`\37 CFR 1 16/o), (p) or(q))
`TOTAL CLAIMS
`(37 CFll I 16(•1)
`INDEPENDENT CLAIMS
`{31Cf'R l.l6(h))
`
`APPLICATION SIZE
`FEE
`/37 CFR i 16(s))
`
`NUMBER FILED
`NIA
`NIA
`N/A
`
`NUMBER
`l:XTRA
`N/A
`N/A
`NIA
`
`-
`.
`
`12
`
`minus20:z:
`
`m1nus3 ..
`
`32
`4
`1
`If the specification and drawirtgs exceed 100
`sheets or paper, the application size lee due ,ts
`$310 ($155 for small emity) for each addit1onal
`50 sheets or1raction thereat See 35 U.S.C.
`41(a)(1)(G) and 37 CFR 1.16(s).
`
`{Colurun 11
`CLAIMS
`REMAINING
`AFTEF<
`AMENDMENT
`
`<(
`I-
`z
`w
`Total
`~ (l1 CfR U51i\l
`0
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`Independent
`fl7CFR U6(hJI
`LU
`~ App1ica11011 Sli:e Fee ('37 CFR 1 1S(sJ)
`<(
`
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`
`/0,,twnn2)
`HIGHEST
`PRESE'NT
`NUMBER
`PREVIOUSLY EXTTCA
`PAID FOR
`..
`....... ...
`
`JColumn '3)
`
`z
`
`.
`
`FIAS'T PRESENTATION OF MULTIPLE DEPENDENT CLAIM /37 CFR 1 16(1)1
`
`MULTIPLE DEPENDENT CLAIM PRESENT (37 CFJ!l 1.16G))
`
`• II the difference m column 1 is less than ,era, emer "0" in oolvmn 2-
`
`TOTAL
`
`TOTAL
`
`APPLICATION
`
`AS AMENDED·
`
`PART 11
`
`FEE($)
`
`RATE($)
`NIA
`
`NIA
`NIA
`
`RATE($)
`N/A
`NIA
`N/A
`100
`460
`
`C
`
`C
`
`OR
`
`•
`
`~
`
`FEE($)
`
`300
`
`520
`
`760
`
`1200
`460
`
`0.00
`
`0,00
`
`3240
`
`SMALL ENTITY
`
`OR
`
`OTHER THAN
`SMALL ENTITY
`
`RATE($)
`
`AODITIDNAl
`FlcE($)
`
`RATE(SI
`
`ADDITIONAL
`FEElSJ
`
`..
`
`~
`
`TOTAL
`ADD'L FEE
`
`RAT~($)
`
`2
`
`-
`
`.
`-
`
`OR
`
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`
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`
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`
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`TOTAL
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`
`ADDITIONAL
`FE.E(SI
`
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`
`ADDITIONAL
`FEE(S)
`
`.
`
`C
`
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`
`;,
`
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`
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`
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`TOTAL
`ADD'LFEE
`
`{Column H
`CLAIMS
`REMAINING
`AFIER
`AMENDMENT
`
`(ColUJT1112) (Column 3)
`HIGHEST
`PRESENT
`NUMBER
`PREVIOUSLY EXTRA
`PAID FOR
`
`Total
`(370flitt
`161i})
`lndeper1dent
`(37 OfR ! 161),Jt
`,\pplieatlcn s,,e Fee (37 CFA 1.16(s)J
`
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`
`FIRST PRESENTAllON OF MULTIPLE DE'P'ENDENT CLAIM (3? CFR 1, 16(0)
`
`TOTAL
`ADD1tFEE
`• It lhe er,try ir, coturnn 1 1s less than the en,ry •11 column 2. write •o• in column 3.
`•• 11\he "Highest Number Previously Paid For" IN THIS SPACE.is less lhai, ,10, emer "20"_
`••• If the "Highest Number Previously Paid For' IN THIS SPACE is less than .'l, ,moor "3".
`Tn• "H19.h""' Number Prl!lriousl)I Paid For (TotaJ 01 lndooondentl 10 Ii\• h19neslf0UJ1d in 1110 =rcpnal•
`
`b<>k ,n column 1.
`
`IPR2022-00464
`Apple EX1002 Page 290
`
`

`

`IJNI'l'EU STATC:S PxmNT ANU TAADEMARH. 0FflCE
`
`U.S. APPLIC.. TION NUMDI:R NO.
`15/ I 05.648
`
`24112
`COATS & BENNETT, PLLC
`1400 Crescent Green, Suite 300
`Cary, NC 27518
`
`EfRST NA,_\,ffiD [NVENTOR
`
`llP.P· RTIIIF.liTOl'('()llf~mR\'F,
`Ul'l'ITl''.THiT\'rF.S
`,,ml Tmiten".rll OIDre
`U ulr,ed Sllues r.,teJli
`1<l4t<-. C(>MMISSLO.'IEr, FOR l' I\ rem$
`P B!--x:l,1.$
`!:) I )~l-6C>
`Akx.tudriit.. Vi@l"ila
`i,l'\IIW:l»itla,,g!)''
`
`ATTY. DOCKET '0.
`4015-9595 / P45698-US2
`INTERNATIONAL AI'PUCATLON NO.
`PCl'/SE2016/050009
`I' IUC!RITY DA TI!
`I.. XILTNG DA Th
`01/11/2016
`Ol/14/2015
`
`CONFIRMATION NO, 5548
`371 ACCEPTANCE LETTER
`
`11111111 IIIIIIH rum ~!~! !)I
`
`111111111110
`
`Date Mailed: 01/31/2018
`
`NOTICE OF ACCEPTANCE OF APPLICATION UNDER 35 U.S.C 371 AND 37 CFR 1.495
`
`The applicant is hereby advised that the United States Patent and Trademark Office, in its capacity as a
`Designated I Elected Office (37 CFR 1.495}, has ACCEPTED the above identified international application for
`national patentability examination in the United States Patent and Trademark Office.
`
`The United States Application Number assigned to the application is shown above. A Filing Receipt will be
`issued for the present application in due course. THE DATE APPEARING ON THE FILING RECEIPT AS THE
`"FILING DATE or 371(c) DATE" IS THE DATE ON WHICH THE LAST OF THE 35 U.S.C. 371 (c)(1) and (c)(2)
`REQUIREMENTS HAS BEEN RECEIVED IN THE OFFICE. THIS DATE IS SHOWN BELOW. The filing date of
`the above identified application is the international filing date of the international application (Article 11 (3) and 35
`u,s.c, 363)
`
`06/17/2016
`DATE OF RECEIPT OF 35 U.S.C"
`371(c)(1) and (c)(2) REQUIREMENTS
`
`The following items have been received:
`
`• Copy of the International Application filed on 06/1712016
`• Copy ofthe International Search Report filed on 06/17/2016
`• Copy of· IPE Report filed on 06/17/2016
`• Preliminary Amendments filed on 06/17/2016
`• Information Disclosure Statements filed on 06/17/2016
`• Inventor's Oath or Declaration filed on 06/1712016
`• Request for Immediate Examination filed on 06117/2016
`• U.S. Basic National Fees filed on 06/17/2016
`• Assignment filed on 06/17/2016
`• Authorize Access to Search Results flied on 06/17/2016
`• Priority Documents filed on 06/17/2016
`• Power of Attorney filed on 06/17/2016
`• Authorization to Permit Access filed on 06/17/2016
`• Application Data Sheet (37 CFR 1.76} filed on 06/17/2016
`
`FORM i>OT,OOIEC'903 (371 llooeptaooe Notice)
`
`page 1 of~
`
`Samsung Ex. 1002
`291 of 409
`
`IPR2022-00464
`Apple EX1002 Page 291
`
`

`

`Applicant is reminded that any communications to the United Stales Patent and Trademark Office must be mailed
`to the address given in the heading and include the U.S. application no. shown above (37 CFR 1.5)
`
`CHUR.RJE M UA YWOOD
`
`T lepllon : (703) 756-1144
`
`Ft>"RM PCTOO/e0/903 (371 Acceplanoo Nolloel
`
`page2 012
`
`IPR2022-00464
`Apple EX1002 Page 292
`
`

`

`MU.L'UPLE DEPENDENT CLAIM
`.FEE CALCULATl.O SHEET
`
`Su!Jsliiute for Form TIO- l360
`(For LISt' wilh Focm PTO/SB/06)
`
`;\pplu;:.su,;,o NU11wer
`
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`
`Samsung Ex. 1002
`293 of 409
`
`IPR2022-00464
`Apple EX1002 Page 293
`
`

`

`IJNI'l'EU STATC:S PxmNT ANU TAAm:11wtK 0FflCE
`
`APPLICt\'rION
`N _ BER
`15/105,648
`
`.f'!L1NG or
`371\cl DNrE
`O(-i/17/2016
`
`'T
`GRP
`UNIT
`
`FE... FEE RE 'D
`2860
`
`24112
`COATS & BENNEri, PLLC
`1400 Crescent Green, Suite 300
`Gary, NC 27518
`
`'"°"''"
`
`Ul'l'ITl''.THiT \'rF.S ll P.P · llTMFNT OV f'Ollf~m R \'I\
`ll ulr,ed Sllues r.,teJli ""'I Tmslmi•t.rll Clllice
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`
`·
`
`'I'OTCLA1MS IN!'.>GLAJMS
`ATTY.bOCJ..."E'T.NO
`32
`4
`401.5-9595 / P45698-US2
`CONFIRMATION NO. 5548
`FILING RECEIPT
`
`
`11111111 11111111 m~1g1,111111 1111111
`
`Date Mailed: 01/31/2018
`
`Receipt is acknowledged ot this non-provisional patent application. The application will be taken up for examinatlon
`in due course. Applicant will be notified as to the results of the examination. Any correspondence concerning the
`application must include the following identification information: the U.S. APPLICATION NUMBER, FILING DATE,
`NAME OF APPUCANT, and TITLE OF INVENTION. Fees transmitted by check or draft are subject to collection.
`Pl'ease verify the accuracy of the data presented on this receipt. If an error is noted on this Filing Receipt, please
`submit a written request for a FIiing Receipt Correction. Please provide a copy of this Flllng Receipt with the
`changes noted thereon. It you received a "Notice fo FIie Missing Parts" for this application, please submit
`any corrections to this Flllng Receipt with your tepty to the Notice. When the USPTO processes the reply
`to the Notice, the USPTO will generate another Filing Receipt incorporating the requested corrections
`
`lnventor(s}
`
`Appllcant(s)
`
`Sebastian Faxer, Jarfalla, SWEDEN:
`Mattias Frenne, Uppsala, SWEDEN;
`Sfmon Jarmyr, Skarpnack, SWEDEN;
`George Jongren, Sundbyberg, SWEDEN;
`Niklas Wernersson, Solna, SWEDEN;
`
`Telefonaktiebolaget LM Ericsson (publ), Stockholm, SWEDEN;
`
`Power of Attorney: The patent practrtioners associated with Customer Number 24112
`
`Domestic Priority data as claimed by applicant
`This application is a 371 ot PCT/SE2016/050009 01/1 ~/2016
`which claims benefit of 62/103,101 01/14/2015
`
`Foreign Applications for which priority is claimed jYou may be eligible to benefit from the Patent Prosecution
`Highway program at the USPTO .. Please see http://www,uspto.gov for more information.) - None.
`Foreign application information must be provided in an Application Data Sheet in order to constitute a olaim to
`foreign priority. See 37 CFR 1.55 and 1. 76.
`
`Permission to Access Application via Priority Document Exchange: Yes
`
`Permission to Access Search Results: Yes
`
`Applicant may provide ot rescind an authorization for access usi.ng Form PTO/SB/39 or Form PTO/SB/69 as
`appropriate_
`
`page 1 of 3'
`
`Samsung Ex. 1002
`294 of 409
`
`IPR2022-00464
`Apple EX1002 Page 294
`
`

`

`If Required, Foreign Filing License Granted: 01/30/2018
`
`The country code and number of your priority application, to be used for filing abroad under the Paris Conventio11.
`is US 15/105,648
`
`Projected Publication Date: 05/10/2018
`
`Non-Publication Request: No
`
`Early Publication Request: No
`Title
`
`Codebook Subset Restriction Signaling
`
`Preliminary Class
`
`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to FIie) Transition Applications: No
`
`PROTECTING YOUR INVENTION OUTSIDE THE UNITED STATES
`
`Since the rights granted by a U.S. patent extend only throughout the territory of the United States and have no
`effect in a foreign country. an inventor who wfshes patent protection in another country must apply for a patent
`in a specific country or in regional patent offices. Applicants may wish to consider the tiling of an international
`application under the Patent Cooperation Treaty (PCT). An international (PCT) application generally has the same
`effect as a regular national patent application in each PCT-member country. The PCT process simplifies the filing
`of patent applicatibns on the same 1nvention 1n member countrres. but does not result in a grant of "an international
`patent" and does not eliminate the need of applicants to file additional documents and fees in countries where patent
`protection Js desired.
`
`Almost every country has its own patent law, and a person desiring a patent in a particular country must make an
`application for patent in that country in accordance with its particular laws. Since the laws of many countries differ
`in various respects from the patent law of the United States, applicants are advised to seek guidance from specific
`foreign countries to ensure that patent rights are not lost prematurely.
`
`Applicants also are advised that fn the case of Inventions made in the United States, the Director of the USPTO must
`issue a license before applicants can apply for a.patent in a foreign country. The filing of a u.s·. patent application
`serves as a request for a foreign filing license. The application's filing receipt contains further information and
`guidance as to the status of applicant's license for foreign filing.
`
`Applicants may wish to consult the USPTO booklet, ''General Information Concerning Patents" (specifically, the
`section entitled "Treaties and Foreign Patents") for more information on timeframes and deadlines for filing foreign
`patent applications. The guide is available either by contacting the USPTO Contact Center at 800-786-9199, or It
`can be viewed on the USPTO website at http://www.uspto.gov/web/offices/pac/doc/general/index.html.
`
`For Information on, preventing theft of your intellectual property (patents, trad.emarks and copyrights), you may wish
`to consult the U.S. Government website, http://www.stopfakes.gov. Part of a Department of Commerce initiative,
`this website includes self-help ''toolkits" giving innovators guidance on how to protect intellectual property in specific
`countries such as China. Korea and Mexico. For questions regarding patent enforcement issues, applicants may
`call the U.S. Government hotline at 1-866-999-HAL T (1-866-999-4258).
`
`page 2 of 3
`
`IPR2022-00464
`Apple EX1002 Page 295
`
`

`

`LICENSE FOR FOREIGN FILING UNDER
`
`Title 35, United States Code, Section 184
`
`Title 37, Code of Federal Regulations, .5.11 & 5.15
`
`GRANTED
`
`The appl1cant t1as been granted a license Under 35 U.S.C. 184, If the- phrase ''IF REQUIRED, FOREIGN FILING
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`37 CFR 5.13 or 5.14.
`
`This license is to be retained by the licensee and may be used at any time on or after the effective date thereof unless
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`

`Espac.enet • Bibliographic data
`
`Page 1 of2
`
`E.spacenet
`
`'rRANSMlSSION USING COMMON ANO DEDICATED· PlLOTS
`
`lnventor(s):
`
`KOD.DAPA AapoH, : IOl/1 AYH-WeHb , 53flAlll MoXaMMaAXaAtJ1,;
`MA L\3'1Hfl3~
`
`Applicant{s):
`
`POKCTAP 6.111,[(KO nn
`
`Classification:
`
`Application
`numbar:
`
`- internationaJ:H04B1/76
`~ coc>petative: H04L5/005; H04L5/0051; H0487 /0417;
`H04B7/0478; H04B7/0639; H0487/06.8
`RU20110140068 20100316
`
`Priority number
`(s):
`
`US20090160452'P 20090316; US20090244185P 20090921;
`W02010CA00376 20100316
`
`Al~o published BRPl1012727 (A2) CA2755571161l. CA2755574 (C)
`CN102484501 (A), CN102484501 (B) more
`as:
`
`Abstract not available for RU20'11140068 {A}
`Abstract tJf co1>rf)Sf'Onding dQcvment: WOZO'i 01-0:5~45 tA 1}
`
`A method, system, base station Md wireless terminal are provided ror tram;mission of
`,a set ot mi.><ed pilots that includes both common and dG)di.catM pilots ihe method
`inclLides select1ng a number D of dedicat(~d pllofa hav1ng regard to performance of the
`communication hnK D = 0, selecting a fir'St pr-e~coder for pre-codlt1g O dedicated pUots
`based on some criteria, performing a first pre-coding of the D dedicated pilots with the
`first pre.ceder to produce a set of pre-coded dedlc~ted pilots. performing a second pre(cid:173)
`coding of U\e s.et of pre--coded dedicated pilots .and a set of common piiots to produce a
`set of mixed pilots, and transmitting data from the. transmltter on the communication fink
`with the se.t of n1i:<ed pilc1ts.
`
`htlps://worldwide .espace . .net.com/pu!JlicationDt:tailstbih.l i,)'?lT '-'0&-r-{D=J&adjaccnt""'1rnc&l... 3/ l 3/lOJ 8
`
`Samsung Ex.1002
`301 of 409
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`

`E. pacrnet - Bibliographic data
`
`Page2 of2
`
`ht1J)s://-worldwide .espaecnet.com/publ !CationDe.ails/biblio?II '"0&NI)=3&adJact·nt='tnic&l ... 3/13J2018
`
`Samsung Ex. 1002
`302 of 409
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