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`TTY. DOCRiiT N'O ITflU
`4015-95951 P45698-U '2
`CONFIRMATION NO. 5548
`PUBLICATION NOTICE
`
`110111 11111111 ~mi
`
`~wuutvi,11111111111111111111
`
`l\l'PL,lCI\TION'l'."u1'U<ER
`15/ I 05,648
`
`Fil
`
`,31i(C1T>ATE
`'GO
`OG/17/2016
`
`24112
`COATS & BENNETT, PLLC
`1400 Crescent Green, Suite 300
`Cary. NC 27518
`
`Tltle:Codebook Subset Restriction Signallng
`
`Publication No.US-2018-0131420-A 1
`Publication Date:05110/2018
`
`NOTICE OF PUBLICATION OF APPLICATION
`
`The above-identified application will be electronically published as a patent application publication pursuant to 37
`CFR 1,211, et seq. The patent application publication nurnber and publication date are set forth above.
`The publication may be accessed through the USPTO's publically available Searchable Databases via the
`Internet at www.uspto.gov. The direct link to access the publication is currently http://www.uspto.gov/patft/_
`
`The publication process established by the Office does not provide for mailing a copy of the publication to
`applicant. A copy of the publication may be obtained from the Office upon payment of the appropriate fee set
`forth in 37 CFR 1.19(a)(1), Orders for copies of patent application publications are handled by the USPTO's
`Public Records Division. The Public Records Division can be reached by telephone at (571} 272-3150 or (800)
`972-6382, by facslmile at (571) 273-3250 1 by mail addressed to the United States Patent and Trademark Office,
`Publlc Records Division, Alexandria, VA 22313-1450 or vra the Internet.
`
`In addition, information on the status of the application, including the mailing date of Office actions and
`the dates of receipt of correspondence filed in the Office, may also be accessed via the Internet through
`the Patent Electronic Business Center at www.usptO•,gov using the public siae of the Patent Application
`Information and Retrieval {PAIR) system. The direct link to access this status information is currentry
`https://port~.uspto . .9ov/pairlPvblicPair. Prlor to publication, such status informaUon is confidential and may only
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`Office of Data Managmenl~ Applicntion Assisrnace Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`page 1 of 1
`
`Samsung Ex. 1002
`342 of 409
`
`IPR2022-00464
`Apple EX1002 Page 342
`
`

`

`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re Apprication of Faxer, et al.
`
`Serial No.: 15/105648
`
`Piled: June 17, 2016
`
`For: Codebook Subset Restriction Signaling
`
`Docket No: 4015-9595 / P45698-US2
`
`Examiner: Brian D. Nguyen
`
`Group Art Unit: 2472
`
`Confirmation No.: 5548
`
`Mail Stop Amendment
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`RESPONSE TO OFFICE ACTION
`
`This paper is being filed in response to the Office Action malled April 13, 2018, having a
`
`reply due date of July 13, 2018. Reconsideration is respectfully requested in light of the
`
`remarks below. The Office is hereby authorized to charge any fees required for entry of this
`
`paper to Deposit Account 18-1167
`
`IPR2022-00464
`Apple EX1002 Page 343
`
`

`

`Application Ser. No. 15/105648
`Attorney Docket No. 401,5-9595
`Client Docket No. P45698-US2
`
`1-38.
`
`(Cancelled)
`
`CLAIMS LISTING
`
`39.
`
`(Currently Amended) A method implemented by a network node for signaling to a
`
`wireless communication device Which precoders in a codebook are restricted from being used,
`
`the method ·characterized by;
`
`generating codebook subset restriction signaling that, for each of one or more groups of
`
`precoders, jointly restricts the precoders in the group by restricting a certain
`
`component that the precoders in the group have in common, wherein the
`
`codebook subset restriction signaling is rank-agnostic signaling that jointly
`
`restricts the precoders in a group without regard to the precoders' transmission
`
`rank; and
`
`sending the generated signaling from the network node to the wireless communication
`
`device.
`
`40.
`
`(Cancelled)
`
`41.
`
`(Previously Presented) The method of claim 39, wherein a precoder comprising one or
`
`more beam precoders is restricted if at least one of its one or more beam precoders is
`
`restricted.
`
`42.
`
`(Previously Presented) The method of claim 39, where.in the certain component
`
`comprises a beam precoder.
`
`2 of9
`
`IPR2022-00464
`Apple EX1002 Page 344
`
`

`

`Application Ser. No. 15/105648
`Attorney Docket No. 401.5-9595
`Client Docket No. P45698-US2.
`
`43.
`
`(Previously Presented) The method of claim 42, wherein a beam precoder is a
`
`Krohecker product of different beamforming vectors associated with different dimensions of a
`
`multi-dimensional antenna array.
`
`44.
`
`(Previously Presented) The method of claim 43, Wherein the different beamforming
`
`vectors comprise Discrete Fourier Transform (OFT) vectors.
`
`45.
`
`(Previously Presented) The method of claim 42, wherein a beam precoder is a
`
`beamforming vector used to transmit on a particular layer of a multi-layer transmission, wherein
`
`different scaled versions of that beamforming vector are transmitted on different polarizations:
`
`46.
`
`(Previously Presented) The method of claim 39, wherein a beam precoder is a
`
`Kronecker product of first and second beamforming vectors with first and second indices,
`
`wherein the first and second beamforming vectors are associated with different dimensions of a
`
`multi-dimensional antenna array, and wherein the codebook subset restriction signaling jointly
`
`restricts the precoders in a group of precoders that have the same pair of values for the first and
`
`second indices.
`
`47.
`
`(Currently Amended) A method implemented by a wireless communication device for
`
`decoding signaling from a network node indicating which precoders in a codebook are restricted
`
`from being used, the method characterized by:
`
`receNing codebook subset restriction signaling that, for each of one or more groups of
`
`precoders, jolntly restricts the precoders in the group by restricting a certain
`
`component that the precoders in the group have in common, wherein the
`
`codebook subset restriction signafing is rank-agnostic signaling that jointly
`
`3 ot9
`
`IPR2022-00464
`Apple EX1002 Page 345
`
`

`

`Application Ser, No. 15/105648
`Attorney Docket No. 401.5-9595
`Client Docket No. P45698-US2
`
`restr.icts the precoders 1n a group Without regard to the precoders' transmission
`
`rank; and
`
`decoding the received signaling as jointly restricting precoders in each of the one or
`
`more groups of precoders.
`
`48.
`
`(Cancelled)
`
`49.
`
`(Previously Presented) The·rnethod of claim 47, wherein a precoder comprising one or
`
`more beam precoders is restricted if at least one of its one or more beam precoders is
`
`restricted.
`
`50.
`
`(Previously Presented) The method of claim 47, wherein the certain component
`
`comprises a beam precoder,
`
`51,
`
`{Previously Presented) The method of claim 50 1 wherein a beam precoder is a
`
`Kronecker product of different beamforming vectors associated with different dimensions of a
`
`multi-dimensional antenna array,
`
`52.
`
`{Previously Presented) The method of claim 51, wherein the different beamforming
`
`vectors comprise Discrete Fourier Transform (OFT) vectors.
`
`53.
`
`(Previously Presented) The method of claim 50, wherein a beam precoder Is a
`
`beamforming vector used to transmit on a partlcular layer of a multi-layer transmissfon, wherein
`
`different scaled versions of that beamforming vector are transmitted on different polarizations;
`
`4 of9
`
`IPR2022-00464
`Apple EX1002 Page 346
`
`

`

`Application Ser. No. 1'5/105648
`Attorney Docket No. 401.5-9595
`Client Docket No. P45698-US2.
`
`54.
`
`(Previously Presented) The method of claim 47, wherein a beam precoder is a
`
`Krohecker product of first and second beamforming vectors with first and second indices,
`
`wherein the first and second beamforming vectors are associated with d1fferent dimensions of a
`
`multi-dimensional antenna array, and wherein the codebook subset restriction signaling jointly
`
`restricts the precoders in a group of precoders that have the same pair of values for the first and
`
`second indices.
`
`55.
`
`(Currently Amended) A network node for signaling to-a wireless communication device
`
`which precoders in a codebook are restricted from being used, the network node comprising:
`
`a processor and a memory, the memory containing instructions executable by the
`
`processor Whereby the network node is configured to:
`
`generate codebook subset restriction signaling that, for each of one or
`
`more groups of precoders, jointly restricts the precoders in the
`
`group by restricting a certain component that the precoders in the
`
`group have in commoni wherein the codebook subset restriction
`
`signaling is rank-agnostic signaling that jointly restricts the
`
`precoders in a group without regard to the precoders' transmission
`
`rank; and
`
`send the generated signaling from the network node to the wireless
`
`communication device.
`
`56.
`
`(Cancelled)
`
`5of9
`
`IPR2022-00464
`Apple EX1002 Page 347
`
`

`

`Application Ser. No. 15/105648
`Attorney Docket No. 401.5-9595
`Client Docket No. P45698-US2.
`
`57.
`
`(Previously Presented) The network node of claim 55, wherein a precoder comprising
`
`one or more beam precoders ls restricted if at least one of its one or more beam precoders is
`
`restricted.
`
`58.
`
`(Previously Presented) The network node of claim 55, wherein the certain component
`
`comprises a beam precoder.
`
`59.
`
`(Previously Presented) The -network node of claim 58, wherein a beam preceder is a
`
`Kronecker product of different beamforming vectors associated with different dimensions of a
`
`multi-dimensional antenna array.
`
`60.
`
`(Previously Presented) The network node of claim 59, wherein the different beamforming
`
`vectors comprise Discrete Fourier Transform (OFT) vectors.
`
`61,
`
`(Previously Presented) The network node of claim 58, where.in a beam precoder is a
`
`beamforming vector used to transmit on a particular layer of a multi-layer transmission, wherein
`
`different scaled versions of that beamforming vector are transmitted on different polarizations;
`
`62.
`
`(Previously Presented) The network node of claim 55, wherein a beam precoder is a
`
`Kronecker product of first and second beamforming vectors with first and second indices,
`
`wherein the first and second beamforming vectors are associated with different dimensions of a
`
`multi-dimensional antenna array, and wherein the codebook subset restriction signaling jointly
`
`restricts the precoders in a group of precoders that have the same pair of values for the first and
`
`second indices.
`
`6of9
`
`IPR2022-00464
`Apple EX1002 Page 348
`
`

`

`Application Ser. No. 15/105648
`Attorney Docket No. 401.5-9595
`Client Docket No. P45698-US2.
`
`63.
`
`(Currently Amended) A wireless communication deVice for decoding signaling from a
`
`network node Indicating which precoders in a codebook are restricted from being used, the
`
`wireless communication devtce comprising:
`
`a processor and a memory, the memory containing instructions executable by the
`
`processor Whereby the wireless communication device is configured to:
`
`receive codebook subset restriction signaling that, for each of one or
`
`more ·groups of precoders, jointly restricts the precoders in the
`
`group by restricting a certain component that the precoders in-the
`
`group have in common, wherein the codebook subset restriction
`
`signaling is rank-agnostic signaling that jointly restricts the
`
`precoders in a group without regard to the precoders' transmission
`
`rank: and
`
`decode the received signaling as jointly restricting precoders in each of
`
`the one or more groups of precoders.
`
`64.
`
`(Cancelled)
`
`65.
`
`(Previously Presented) The wireless communication device of claim 63, wherein a
`
`precoder comprising one or more beam precoders is restricted if at least one of its one or more
`
`beam precoders is restricted.
`
`66.
`
`(Previously Presented) The wireless communication device of claim 63, wherein the
`
`certatn component comprises a beam precoder.
`
`7 of9
`
`IPR2022-00464
`Apple EX1002 Page 349
`
`

`

`Application Ser. No. 15/105648
`Attorney Docket No. 401.5-9595
`Client Docket No. P45698-US2
`
`67.
`
`(Previously Presented) The wireless communication device of claim 66, wherein a beam
`
`precoder is a Krohecker product of different beamforming vectors associated With different
`
`dimensions of a multi-dimensional antenna array.
`
`68.
`
`(Previously Presented) The wireless communication device of claim 67, wherein the
`
`different beamforming vectors comprise Discrete Fourier Transform (OFT} vectors.
`
`69.
`
`(Previously Presented) The wireless communication device of claim 66, wherein-a beam
`
`precoder is a beamforming vector used to transmit on a particular layer of a multi-layer
`
`transmission; wherein different scaled versions of that beamforming vector are transmitted on
`
`different polarizations;
`
`70.
`
`(Previously Presented) The wireless communication device of claim 63, wherein a beam
`
`precoder is a Kronecker product of first and second beamforming vectors with first and second
`
`indices, wherein the first and second beamforming vectors are associated with different
`
`dimensions of a multi-dimensional antenna array, and wherein the codebook subset restriction
`
`signaling jointly restricts the precoders in a group of precoders that have the same pair of values
`
`for the first and second indices.
`
`8of9
`
`IPR2022-00464
`Apple EX1002 Page 350
`
`

`

`Application Ser. No. 1'5/105648
`Attorney Docket No. 401,5-9595
`Client Docket No. P45698-US2
`
`REMARKS
`
`Applicant appreciates the Examiner indicating that claims 40, 45-46, 48, 53-54, 56, 61-
`
`62, 64, and 69-70 are allowable if rewritten into independent form including all the limitations of
`
`their base claim and any intervening claims. Applicant amends independent claims 39, 47, 55,
`
`and 63 to incorporate the affowable subject matter of dependent claims 40, 48, 56, and 64,
`
`respectively. Claims 40, 48, 56, and 64 have therefore been canceled.
`
`Independent claims 39, 47, 55 and 63 stand rejected under 35 U.S.C. §102 as being
`
`anticipated by U.S. Patent Application· Publication No. 2013/0163687 to Jing· et al. '("Jing").
`
`VVhile Applicant disagrees with the rejections, Applicant has, in the interest of expedited
`
`prosecution 1 amended the independent claims to include the allowable subject matter. Such
`
`amendments render moot any further discussion of Jing, Applicant submits that the
`
`independent claims, and their respective dependent claims, define over the cited art for at least
`
`the reasons indicated in the Action.
`
`For the forgoing reasons, it is respectfully urged that the present application is in
`
`condition for allowance and notice to such effect is respectfully requested.
`
`Dated: July 111 2018
`
`Respectfully submitted,
`COATS & BENNETT, P.L.LC.
`
`/Brandee N. Woolard/
`Brandee N. Woolard
`Registration No.: 68,795
`Telephone: (919) 854-1844
`
`9ot9
`
`IPR2022-00464
`Apple EX1002 Page 351
`
`

`

`Electronic Acknowledgement Receipt
`
`EFS ID:
`
`Application Number:
`
`33151 87
`
`15105648
`
`International Application Number:
`
`Confirmation Number:
`
`5548
`
`Title of Invention:
`
`Codebook Subset Restriction Signaling
`
`First Named Inventor/Applicant Name:
`
`Sebastian Faxer
`
`Customer Number:
`
`24112
`
`Filer:
`
`Brandee N. Wool¥d/Lesl e Ruckdeschel
`
`Filer Authorized By:
`
`Brandee N. Woolard
`
`Attorney Docket Number:
`
`4015-9595 / P45698-US2
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
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`l HUL-2018
`
`7 7-.JUN-2016
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`16:46:50
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`U.S. National Stage under 35 USC 371
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`Response_OA.pdf
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`yes
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`9
`
`6fflll1D~0066o1~1t1t.,;,,)l,2S""'~ll1I
`le6h
`
`IPR2022-00464
`Apple EX1002 Page 352
`
`

`

`Multipart Description/PDF files in .zip desecription
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`Document Description
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`Amendment/Req. Reconsideration-After Non-Final Reject
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`Claims
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`Applicant Arguments/Remarks Made rn an Amendment
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`IPR2022-00464
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`DTRADEM
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`UNITED ST.ATES DEPARTME!'il' OF Cff\'IMERCE
`United States rateut a1td 'J'radem~.dr OfJiee
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`NOTICE OF ALLOWANCE AND FEE(S) DUE
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`O~/J 1/201~
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`ETI, PLLC
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`EXAMINER
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`NGUYEN, BRCAr D
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`AP.PUCA 110N NO.
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`PI_L 'G DATE
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`CONFfRMATlON NO
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`
`06/l 7f.!016
`
`Sebastian Fa,xer
`
`4()1 ~-9.595 I N5698-IJS2
`
`5548.
`
`llTLli OF [NVENTJON: Codebook Subset Re rriction Signalil\g
`
`APPLN', TYPE
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`Page 1 of3
`
`Samsung Ex.1002
`354 of 409
`
`IPR2022-00464
`Apple EX1002 Page 354
`
`

`

`PART B · FEE(S) TRANSMITTAL
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`Complete and end this form, together with applicable fee(s), to: Mail Mail Stop rSSUE FEE
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`(571)-273-2885
`
`: Thi, fonn should lie used or t.rnnsmilling the lSSliEFEE-and PUBLl ATIO FEE (if required). Blods I lhrough.:, shuultl be rompkled where µppropriau,, All
`CTION
`~STR
`inclodiag Lht: l'aknt, ad an«< orders and amificatioa of mainleaaucc r.,.,, wilJ lie mailed Lo lhe cum,al com,spoadeace addn:ss a,, iadicactd unless com::cred
`limhcrcom,spoadenct:
`hctow or dire,1ed mh.:,rwise ln Blot\
`I. hv (n l specifying n new eorrespandence addn.• s: ond/or (bl intlica1.ing a ,epanue "FEE ADDRESS" for maintenance fee nmificaLions.
`Nole: A certificalc of" mailing can ouly be used for domestic mailings of lhe
`Fee(~) Tran,mi11al. This ccrrificaLe rnn,101 be u;;ed forany other accompanying
`papers. Each :iddiliooal paper. such as an a.ssignn.1on1 or formal dJ".1wi1,1g, must
`hove iL< own ccrtifirote of malling or t.mnsmlssh n.
`
`OJRR
`
`7590
`(}9/1 ll"-018
`~4112
`COATS & BENNETT, PLLC
`1400 Crescent Green. Sujte 300
`Cary, NC 27518
`
`ion
`Certificnlc or l\lailiog o, 'J'roosmi
`I b.erehy 1t:tity tJ-,a1 tbi FectsJ Transmittal
`i b~ini du,,o,itcd with 1.hc ·ni1~d
`Simes Poslal Service with sufficiem postage for rim class mail ia an eavelope
`11ddres ed l
`lSSUI:'. PEE addre~s ub<lve. or being fa~~imile
`the ~'iail Stop
`(571) 273-2885. oa Lhe date iadicated below.
`lrnnsrnill.ed to !he ·srTO
`
`i Dcpo:Rtor's U;Jil1e
`
`1S1gnn.1lJre
`
`Al'J>JJ
`
`l'lON NO.
`
`HLINC. DAI,
`
`l'lll T N.A;';!BIJ INV £N1 OR
`
`15/105.648
`
`06/17t10l6
`
`Sebasli:i.n f10<er
`
`5548
`
`TITLE Of INVENTION, Codebook ubset Resrriction Signaling
`
`noonro\!isiorml
`
`f'RIW. ~AIJ) IS llE EB
`
`DLIE
`
`OATF,l)llli.
`
`.. 0.00
`
`11/1112018
`
`ART 'NIT
`
`Cl.ASS-SUBCLASS
`
`D
`
`2472
`
`70-328000
`
`I. ChMge ol correspondence adclre or iadicauon of"Fee Address·· (37
`CrR 1.363).
`
`[I
`.uldre s (or hangc of Corre,11ondeoct:
`hauge of com:spoodcocc
`Address form PTO/SB/ 122) aua,·hcld.
`Cl "Fee Address" iadic:uioa (or "f-ee Address" Indication fonn JTl'O/
`or more recent) attached. Use of a Customer
`
`:!. For priming- on the patenr from page, list
`( I l The q;uuc, of up u,i J registered pment a11orucy
`or agems OR, alceraulivdy,
`(2J Tbc 11amc 9f ~ ~inglc fir111 (h~ving a. a n1c1J1ber a
`registered auoraey or a2eatj snd U1e names of up to
`'.! regi t.ere!I p~t..:m Ultomey or agents. if no name i
`lis1ed. no name will be printed.
`
`2~-------------
`3 _____________
`
`_
`
`PL SU NOTE: nll'SS ;il) assigucc js id~n!ifiu<l below. no as&igncc dula will appear on the pa1e111.,. Ir ;u, lll,Signec i. idcniificd below, 1hc dt>eU1\1c11L
`
`has bcun filed for rccord11tin11
`-0 • .CL forth in 37 CPR ~.11. C mplcthin of this form i~ NOT a uhsliturc for filing, :,.n assignm.,n1,
`(A) NA.M.£ OF A SIG EE
`
`(l:ll RESIDE.
`
`E: (Ol'Y and STATE OR O
`
`'TRY\
`
`Pleru,e thed.: lhe npprQpriau, a.<signee eai.egory or .-meg, ries (will nor be prinl.ed on the patent) : Cl Individual Cl Corporation or other rmva1" gr u1> emi1y O Govemment
`4b, l'aymem of f'ee(s):
`4a. TI1e followtng fee(~) are ubmiued:
`fl'INl~c first rropply any prc,-iously puid issue frc shown allo,•t'[
`lJ ls>t1 e .f--ce
`Cl Publictui n Pee (No ~llllill en tic discount ri •rrniu dl
`U Ad van cc
`
`C) A check is enclosed.
`Q PaymcnLby credit uird. l'orm 1'1'0-2038 is aitat·h~d.
`J The Jirec1or is hcn:b.v auLhoritcd 10 charge 1he required t"cc(s , uny deticicney, or credit~ nny
`(endosl! an exiru o• py of tl1u fonnl.
`overpaylllent. tO Deposit Ac-count Number
`
`rdcr • # of opfc~
`
`in l!:ntity Swtus I from stulus indicated abovel
`5. Changr
`Cl A1,rllrnn1 ci,rtifying n1ino cnlity sratu'-. Sec 37 CPR l.'.!9
`Cl Applk·ant as cnin_g small cnlity 1~1u •. cc 37 CPR 1,17
`Cl Applkrun
`
`thanging lo regulur undi ·counted foe tmu ,
`
`OTE, Absent a valid certilicalion or Micro Entily S1atus see torms PTO/ 8115A and l 5131. issue
`tee payment in the mit'ro entity amount will not be accer,t~d -al 1hc ri,\
`f pplfcntlon nbandonmcnt.
`, O'fll, Ir U1c applic:itioo wa, previously under micro entity ,null$. cheddag
`tl1is box will he taken
`10 hen notifk.iiion of l.o~~, f cn1.l1lemcnL 10 micro entity SIAlllS.
`~ Che.:king Ll1is boll will be taken 10 be a notificaiion of loss of ~ntitlement 10 ·mall or micro
`entity status. as appLi~able.
`
`NOTil, This foan must be ·i,mct.l in accordance wilh 37 CPR 1.31 and 1. 3. Sec 7 CPR l .4 for
`ulh rited Sign111ure _______________________
`
`ignuture rcquireJll.CllL~ and ccrtiikul.i n.s.
`Date ___________________
`
`f"yred or primed name _____________________
`
`_
`
`Registration No. _______________
`
`_
`
`_
`
`PTOL-S" Part B (10-13) Approved for use through 10/ 112013.
`
`Page 2 of .1
`0MB 0651-00. 3
`
`.S. Pat~nt and Trademark Ol'fl c: U.S. DHPART~IENT OP COMMERCE
`
`IPR2022-00464
`Apple EX1002 Page 355
`
`

`

`U ITEDSTAT.ESPATENT
`
`DTRADEM
`
`.RK0FFICE
`
`APPUCA TION NO.
`
`AW G DATE
`
`PIRST NAMED LNVENTOR
`
`15/105.(>48
`
`IJ6/1712016
`
`Sebasliao .Fa;\er
`
`7590
`O~/J 1/201~
`:NJ 12
`£TT, PLLC
`COATS & BE
`l400 Crescent Green, Su.ite 300
`Cary, NC 27518
`
`UNITED ST.ATES DEPARTME!'il' OF Cff\'IMERCE
`United States rateut a1td 'J'radem~.dr OfJiee
`.,dtl=sc COMM1SSLONE.R FOK l'A'l'ENTS
`PO Bo~ 1450
`AkK:mdn11, VlrQU.Ull .1'l3U-U3U
`W"'rW,\L!lpto.gov
`
`CONF.lR!vlA TION NO.
`
`·548
`
`EXAMINER
`
`NGUYEN, BR[A.i" D
`
`ART IINff
`
`247.2
`
`PAJ'ER NUMBER
`
`DATE MAJLl1D. 09/1112018
`
`Determination of Patent Term Adjushnent under 35 U.S.C. 154 (b)
`(AppUcatiol'ls filed on or after May 29. 2000)
`
`The Office has discontinued providing a Pat·enl Term Adjustment (PT A) calculation with the otice of Allowance.
`
`Section 1 (h)(2) of the AJA TechnicaJ Con-ections Act amended ~5 U .S .C. 154(b)(3)(B )(i) to elimfoate the requiremen1
`lhat the Office provide a patent term adjustmenl dctennination with the notice of allowance, Sec Revision~ lo Patent
`Tem1 Adjustment, 78 Fed. Reg. 19416. 19417 (Apr. L 2013). Therefore. the Office i no longer prnviding an initi-al
`patent lerrn adjustment determination with the notice of allowance. The Office will continue to provide a patent term
`adjustment determination with tl1e Issue Notification Letter that is mailed to applicant approximately
`tlu-ee weeks prior
`to the issue date of the patent. and will include the pate11t term adjoi-,Lmenl on the patent. Any request for reconsideration
`of the patent le1m adjustmenl detennination (or reinstatement of patent term adjustmenl) should follow 1he prncess
`oullined in 37 CFR 1.705,
`
`Any questions regarding the Patent Teim Ex ten ion or Adju 'tmcnt dctermi.na1ion should be directed 10 the Office of
`Patent Legal Administration at (571)-272- 7702. Question
`relating to issue and publication fee payments should be
`directed Lo the Customer Service Center of the Office of Patent Publication al l-(888)-786-0101 or (571)-272~4200.
`
`PTOL-85 (Rev,02/1 I)
`
`Page 3 of3
`
`Samsung Ex. 1002
`356 of 409
`
`IPR2022-00464
`Apple EX1002 Page 356
`
`

`

`0MB Clearance and PAA Burden Statement for PTOL-85 Part B
`
`The Paperwork Reduction Act (PRA) of 1995 reouirc.s federal agencies to obtain Oflice of Management and Budget
`approval before requesting most type:, of information from the pub}jc_ When 0MB approves an agency request LO
`collect information from the public, 0MB (i) pmvides a valid 0MB Cont.rol Number and expiration date for the
`agency to display on lhe instrument that will be used lo collect the information and (ii) requires lhe agency lo inform
`the public about the 0MB Control Number's legal significance in accordance with 5 CPR J320.5(b).
`
`The information collected by PTOL-85 Part 8 is required by 37 CFR 1.31 l. The infommtion is required to obtain
`or retain a benefit by the public which is lo file (and by the USPTO to process) an application. Confidentiality is
`governed by 35 U.S.C. I 22 and 37 CFR l.14. This collection is estimated to take 12 nlinutes to complete. including
`gathering. preparing, and submitting the completed application fo1111 to lhe USPTO. Time will vary depending upon
`the individual case. Any commenL~ on the amount of time you require to complete this form and/or suggestions
`for reducing this burden. should be sent to the Chief Information Officer, U.S. Patent ,Ind Trademark Office,
`U.S. Department of Conwcrce, P.O. Box 1450, Alexandria. Virginia 22313-1450. 00 NOT SEND fEES OR
`COMPLETED FORMS TO TH]S ADDRESS. SEND TO: Commissioner for Patents. P.O. Box 1450, Alexandria,
`Virgi11ia 22313-1450. Under lhe Paperwork Reduction Act of 1995, no persons are required to respond to a collection
`of informa1ion unJcss it displays a valid 0MB control number.
`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires lhal you be given cc.rtain information in connection with your
`submission of the attached form related to a patent application or patent. Accordingly, pursuant to tbe requirements
`of the Ac1, please be advised that: ( 1) the genera.I authority for the collection of this information is 35 U.S£. 2(b)
`(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which the infom1ation
`is used by the U.S. Patent -:1nd Trademark Office is Lo process and/or examine your submission related 10 u patent
`application or patent. If you do not (umish 1he requt:sted infom1a1ion, the U.S. Patent and Trademark Office may not
`be able to process und/or examine your submission, which may result in termination of proceedings or abandonment
`of the application or expi.ration of the patent,
`
`The infom1atio11 provided by you in this form will be subject to I.be following routine uses:
`I. The information on this form will be treated confidentially to the extent allowed under the Freedom of
`Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of records may
`be disclosed to the Department of .Justice to detennine whether disclosure of these records is required by the
`freedom or Information Act.
`2. A recor-d from lb.is :,ystem of records may be disclosed, as a rouliue use, in !be course of presenting evidence
`to a court, magistrate, or administrative tribunal. including disclosures lo opposing counsel in the course of
`settlement negotiations.
`3. A record in this sygtem of records may be disclosed, as a routine use, to a Member of Congres:, submitting
`a request involving an individuaJ, 10 whom the record pertains, wben the individual bas requested assistaJ1ce
`from lhe Member with respect lo the subjec.r matter ofthc record.
`4. A record in lhis system of records may be disclosed, as a routine use. to a contractor of the Agency having
`need for tJ1c in.formation in order to perform a contract. Recipients ofinfotmation shall be required to comply
`with the requirements of Lht! Privacy Act oi 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`5. A record

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