INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1 .99)
`
`Application Number
`
`Filing Date
`
`15105648
`
`2016-06-17
`
`First Named Inventor
`
`Faxer
`
`Art Unit
`
`Examiner Name
`
`Attorney Docket Number
`
`4015-9595 / P45698-US2
`
`Please see 37 CFR 1.97 and 1.98 to make the appropriate selection(s)'.
`
`CERTIFICATION STATEMENT
`
`That each item of tnfonnation contained in the infonnation disclosure statement was first cited tn any communtcation
`foreign application not more than three months prior to the filing of the
`from a fore1gn patent office in a counterpart
`information disclosure statement. See 37 CFR 1.97(e)(1 ).
`
`OR
`
`That no rtem of it1formation contained
`from a
`in the information dis<:losur-e statement was cited in a communication
`forefgn patent office In a counterpart foreign application, and, to the knowledge of the person signing the certification
`after making reasonable rnqufry, no item of Information. contained in the information disclosure statement was known to
`D any indtvidual designated in 37 CFR 1.56(c) more than three months prior to the filing of the information disclosure
`statement. See :37 CFR 1.97(e)(2).
`
`See attached certification statement.
`
`in 37 CFR 1.17 (p) has been submitted herewith.
`The fee setforth
`X A certification statemenUs not submitted herewith.
`
`SIGNATURE
`A signature of the applicant or representative is requ1red in accorclance with CFR 1.33, 10.18. Please see CFR 1.4(d) for the
`form of the signature.
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`Signature
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`Name/Print
`
`/ Justin J. Leonard I
`
`Justin Leonard
`
`Date (YYYY-MM-DD)
`
`2018---03--21
`
`Registration Number
`
`~0986
`
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the
`public which is to file (and by the US PTO to process) an application. Confidentiality· is governed by 35 U.S.C. 122 and 37 CFR
`1.14. This collection is estimated to ta'ke 1 hour to complete, including gathering, preparing and submitting the completed
`application form to the USPTO. Time will vary depending upon the individual case. Any commen,ts on the amount of time you
`require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S.
`Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND
`FEES OR COMPLETED FORMS TO THIS ADDRESS_ SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria,
`VA 22313-1450.
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`Re<:eipt date:
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`process and/or examine your submission related to a patent application or patent. If you do not furnish the requested
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`A record related to an lntemafional Application filed under the Patent Cooperation Treaty in this system o( records
`may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property Organization, pursuant
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`A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes of
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`A record from this system of records may be disclosed, as a routine use, to the Administrator, General Services, or
`his/her designee, during an inspection of records conducted by GSA as part of that agency's responsibility to
`recommend lmprovements in records management practices and programs, under authority of 44 U.S.C. 2904 and
`2906. Such disclosure shall be made in accordance with the GSA regulations governing inspection of records for this
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`may be disclosed, subject to the limitations of 37 CFR 1.14 as a routine use, to the public if the record was filed in
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`referenced by either a published application, an application open to public inspections or an issued patent.
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`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
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`08/02/2016
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`PTO/SB/08a (03-15)
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`lJ.S. Patent ana Traaemarlt Office; ll.$, DEPARTMENT OF COMMERCE
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`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
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`Attorney Docket Number
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`,
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`2
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`4
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`R0130163687
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`A1
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`~13-06-27
`
`~ing etal.
`
`R0140016549
`
`A1
`
`Ro14-01-1e Novlan elal.
`
`Ro13022sgao
`
`A1
`
`rzo 1 3-09:05
`
`Wernersson et ar.
`
`I ~o, 00223237
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`A1
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`~010-00-02
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`Mishra el aL
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`INFORMATION DISCLOSURE
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`
`Application Number
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`Filing Date
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`15105648
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`2016-06-17
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`rs
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`1
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`2
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`~LAMELOEEN, A., et al., "Frequent Pattern Compression; A Significance-Based Col'T!pffissiQn Scherne for L2
`Caches", Technir.a! Report:#1500, 2004-05-01, pp 1-15, University ofWisoonsih
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`THOMAS, M. el al., "8emenls of Information Theory", Chapier 3, Asymplolic Equipartition Property', 2006-01-01, pp.
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`03/28/2018
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`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1 .99)
`
`Application Number
`
`Filing Date
`
`15105648
`
`2016-06-17
`
`First Named Inventor
`
`Faxer
`
`Art Unit
`
`Examiner Name
`
`Attorney Docket Number
`
`4015-9595 / P45698-US2
`
`Please see 37 CFR 1.97 and 1.98 to make the appropriate selection(s)'.
`
`CERTIFICATION STATEMENT
`
`That each item of tnfonnation contained in the infonnation disclosure statement was first cited tn any communtcation
`from a fore1gn patent office in a counterpart foreign application not more than three months prior to the filing of the
`information disclosure statement. See 37 CFR 1.97(e)(1 ).
`
`OR
`
`That no rtem of it1formation contained in the information dis<:losur-e statement was cited in a communication
`from a
`forefgn patent office In a counterpart foreign application, and, to the knowledge of the person signing the certification
`after making reasonable rnqufry, no item of Information. contained in the information disclosure statement was known to
`D any indtvidual designated
`in 37 CFR 1.56(c) more than three months prior to the filing of the information disclosure
`statement. See :37 CFR 1.97(e)(2).
`
`See attached certification statement.
`
`in 37 CFR 1.17 (p) has been submitted herewith.
`The fee setforth
`X A certification statemenUs not submitted herewith.
`
`SIGNATURE
`A signature of the applicant or representative is requ1red in accordance with CFR 1.33, 10.18. Please see CFR 1.4(d) for the
`form of the signature.
`
`Signature
`
`Name/Print
`
`/Juslin J. Leonai:d, Reg. No. 60986/
`
`Date (YYYY-MM-DD)
`
`2016---08--02
`
`JusOn Leonard
`
`Registration Number
`
`~0986
`
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the
`public which is to file (and by the US PTO to process) an application. Confidentiality· is governed by 35 U.S.C. 122 and 37 CFR
`1.14. This collection is estimated to ta'ke 1 hour to complete, including gathering, preparing and submitting the completed
`application form to the USPTO. Time will vary depending upon the individual case. Any commen,ts on the amount of time you
`require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S.
`Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND
`FEES OR COMPLETED FORMS TO THIS ADDRESS_ SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria,
`VA 22313-1450.
`
`EFS We~2.U7
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /B.D.N/
`
`Samsung Ex. 1002
`325 of 409
`
`IPR2022-00464
`Apple EX1002 Page 325
`
`

`

`Re<:eipt date: OB/02/2016
`
`15/105,648
`
`- GAO: 2472
`
`Privacy Act Statement
`
`The Privacy Act of 1974 IP.L 93-579) requires that you be given certain information in connection with your submission of the
`attached form related to a patent application or patent. Accordingly, pursuant to the requirements of the Act, please be advised
`that: (1) the general authority for the collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited
`s voluntary: and (3) the principal purpose for wh ch the information is used by the U.S. Patent and Tradematk Office is to
`process and/or examine your submission related to a patent application or patent. If you do not furnish the requested
`information, the U.S. Patent and Trademark Office may not be able to process and/or examine your submission, which may
`,result in termination of proceedings or abandonment of the application or expiration of the patent.
`
`The fnformation provided by you ln this form wlll be subject to the following routine uses;
`
`1.
`
`2.
`
`3.
`
`4.
`
`5.
`
`6.
`
`7.
`
`The Information on this form will be treated confidentially to the extent allowed under the Freedom of Information Act
`(5 U.S.C. 552) and the Privacy Act (5 U.S.C. 552a). Records from this system of records may be disclosed to the
`Department of Justice to determine whether the Freedom of Information Act requires disclosure of these records.
`
`A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence to a
`court, magistrate, or administrative tribunal, including disclosures to opposing counsel in the course of settlement
`negotiations.
`
`A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a
`request invoMng an individual, to whom the record pertains, when the individual has requested assistance from the
`Member with respect to the subject matter of the record.
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`A record in this system of records may be disclosed, as a routtne use, to a contractor of the Agency having need for
`the information in order to perform a contract. Recipients of information shall be required to comply with the
`requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`
`A record related to an lntemafional Application filed under the Patent Cooperation Treaty in this system o( records
`may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property Organization, pursuant
`to the Patent Cooperation Treaty.
`
`A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes of
`National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C. 218(c)).
`
`A record from this system of records may be disclosed, as a routine use, to the Administrator, General Services, or
`his/her designee, during an inspection of records conducted by GSA as part of that agency's responsibility to
`recommend lmprovements in records management practices and programs, under authority of 44 U.S.C. 2904 and
`2906. Such disclosure shall be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not be used to make
`determinations about individuals.
`
`8.
`
`A record from th s system of records may be disclosed, as a routine use, to the pu·blic after e.ither publfcation of
`the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C. 151. Further, a record
`may be disclosed, subject to the limitations of 37 CFR 1.14 as a routine use, to the public if the record was filed in
`an application which became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspections or an issued patent.
`
`9.
`
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency 1 if the USPTO becomes aware of a violation or potential violation of law or regulation.
`
`EFS Web2.1.17
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`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /B.D.~/
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`IPR2022-00464
`Apple EX1002 Page 326
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`

`

`06/17/2016
`
`- GAO: 2472
`date:
`Receipt
`PTO/SB/08a (03-15)
`Doe-code: IDS
`,o.pproveo for use thllllJQh 07131120111. 0MB 0557 -0031
`Doo description: lnfom,ation Disclosure Statement (IDS) Filed
`l.J.s. Patent ana Traaemark. Office; ll.$, DEPARTMENT OF COMMERCE
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`15/105,648
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`INFORMATION DISCLOSURE
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`I
`Attorney Docket Number
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`4015-9595 { P45698-US2
`
`Examiner Cite
`Initial•
`No
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`Patent Number
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`Kind
`Code 1
`
`Issue Date
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`Name of Patentee or Applicant
`of cited Document
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`Pages,Colutnns,Unes Where
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`I t2.o, ,0243098
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`A1
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`t2.011-f1-06
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`Koivisto et al.
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`2
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`t2.0130163687
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`T5
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`1
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`2
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`~RICSSON, "Remaining Details of Codebook Subset Restriction«, 3GPP TSG-R,AN WG1 #83, Anaheim, USA,,
`2015-11-15, pp. 1--6, R1-157203.3GPP
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`11.T&T, "WF on class A and class B CSI reporting for Rel.13 EB FD-MIMO", 3GPP TSG RAN WG1 Meeting #82bis,
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`1 See Kind COCles of USPTO Patent Documents at WWW. USPTO. GOV or MPEP 901.04. 2 Enter office-that ISSlled the document, by the two-letter code (WIPO
`Stand'a,rd ST.3). 3 FoF Japanese patent documents, lhe indication of the year of lhe reign of the Emperor must precede the serial number of the patent document
`4 KiM of dQCument by ttie approprta\e symbols as Indicated on the document under WIPO Standard SL16 If PQSSlble. ~ Applican!is
`to place a checl< mark here i
`English language translalicm Is attached.
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`Samsung Ex. 1002
`328 of 409
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`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
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`Attorney Docket Number
`
`4015-9595 / P45698-US2
`
`Please see 37 CFR 1.97 and 1.98 to make the appropriate selection(s)'.
`
`CERTIFICATION STATEMENT
`
`That each item of tnfonnation contained in the infonnation disclosure statement was first cited tn any communtcation
`from a fore1gn patent office in a counterpart foreign application not more than three months prior to the filing of the
`information disclosure statement. See 37 CFR 1.97(e)(1 ).
`
`OR
`
`That no rtem of it1formation contained
`from a
`in the information dis<:losur-e statement was cited in a communication
`forefgn patent office In a counterpart foreign application, and, to the knowledge of the person signing the certification
`after making reasonable rnqufry, no item of Information. contained in the information disclosure statement was known to
`D any indtvidual designated
`in 37 CFR 1.56(c) more than three months prior to the filing of the information disclosure
`statement. See :37 CFR 1.97(e)(2).
`
`See attached certification statement.
`
`in 37 CFR 1.17 (p) has been submitted herewith.
`The fee setforth
`X A certification statemenUs not submitted herewith.
`
`SIGNATURE
`A signature of the applicant or representative is requ1red in accorclance with CFR 1.33, 10.18. Please see CFR 1.4(d) for the
`form ol the signature.
`
`Signature
`
`Name/Print
`
`/ Justin J. Leonard I
`
`JusOn J. Leonard
`
`Date (YYYY-MM-DD)
`
`2016---06--17
`
`Registration Number
`
`~0986
`
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the
`public which is to file (and by the US PTO to process) an application. Confidentiality· is governed by 35 U.S.C. 122 and 37 CFR
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`require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S.
`Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND
`FEES OR COMPLETED FORMS TO THIS ADDRESS_ SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria,
`VA 22313-1450.
`
`EFS We~2.U7
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /B.D.N/
`
`Samsung Ex. 1002
`329 of 409
`
`IPR2022-00464
`Apple EX1002 Page 329
`
`

`

`Re<:eipt date:
`
`06/17/2016
`
`15/105,648
`
`- GAO: 2472
`
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`The fnformation provided by you ln this form wlll be subject to the following routine uses;
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`The Information on this form will be treated confidentially to the extent allowed under the Freedom of Information Act
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`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
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`EFS Web2.1.17
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH. /B.D.~/
`
`IPR2022-00464
`Apple EX1002 Page 330
`
`

`

`Application/Control No.
`
`Index of Claims
`
`15105648
`
`I I Examiner
`II I I 1111111
`
`BRIAN D NGUYEN
`
`Appllcant(s)/Patent Under
`Reexamination
`FAXER ET AL.
`
`Art Unit
`
`2472
`
`Rejected
`
`Cancelled
`
`N Non-Elected
`
`=
`
`Allowed
`
`Restricted
`
`Interference
`
`A
`
`0
`
`Appeal
`
`Objected
`
`D Claims renumbered In the same order as presented by applicant
`
`□ CPA
`
`□ T.D.
`
`D R.1.47
`
`CLAIM
`Final
`Original
`1
`2
`3
`4
`
`5
`6
`7
`8
`9
`
`10
`11
`
`12
`13
`14
`15
`16
`17
`18
`
`19
`
`20
`
`21
`22
`23
`24
`25
`26
`27
`28
`29
`30
`31
`32
`33
`34
`35
`36
`
`04/12/2018
`.
`.
`
`DATE
`
`.
`
`.
`.
`.
`-
`
`.
`.
`-
`
`.
`
`.
`
`.
`.
`
`.
`
`.
`.
`
`-
`.
`.
`.
`
`.
`.
`
`lJ S Patsn1 ,rnd T rads/Tl ark Office
`
`P~rt of Paper No : 201-80412
`
`Samsung Ex. 1002
`331 of 409
`
`IPR2022-00464
`Apple EX1002 Page 331
`
`

`

`Application/Control No.
`
`Index of Claims
`
`15105648
`
`I I Examiner
`II I I 1111111
`
`BRIAN D NGUYEN
`
`Appllcant(s)/Patent Under
`Reexamination
`FAXER ET Al.
`
`Art Unit
`
`2472
`
`Rejected
`
`Cancelled
`
`N Non-Elected
`
`=
`
`Allowed
`
`Restricted
`
`Interference
`
`A
`
`0
`
`Appeal
`
`Objected
`
`D Claims renumbered In the same order as presented by applicant
`
`□ CPA
`
`□ T.D.
`
`D R.1.47
`
`DATE
`
`CLAIM
`Final
`Orlglnal
`37
`38
`39
`40
`
`41
`42
`43
`44
`45
`46
`47
`48
`49
`
`50
`
`51
`
`52
`
`63
`54
`55
`
`56
`
`57
`
`58
`
`59
`
`60
`61
`62
`
`63
`64
`65
`
`66
`
`67
`
`68
`
`69
`
`70
`
`04/12/2018
`-
`-
`✓
`
`=
`✓
`
`✓
`
`✓
`
`-=
`=
`
`✓
`
`=
`
`✓
`
`✓
`
`✓
`
`✓
`=
`=
`
`✓
`
`=
`✓
`
`✓
`
`✓
`
`✓
`
`=
`=
`
`✓
`
`=
`✓
`
`✓
`
`✓
`
`✓
`
`=
`=
`
`l,J S P:aten1 3.nci Trademark Office
`
`P~rt of Paper No : 201-80412
`
`Samsung Ex. 1002
`332 of 409
`
`IPR2022-00464
`Apple EX1002 Page 332
`
`

`

`Application/Control No.
`
`Search Notes
`
`15105648
`
`111 I I I II Ill I Examiner
`
`BRIAN D NGUYEN
`
`Appllcant(s)/Patent Under
`Reexamination
`FAXER ET AL.
`
`Art Unit
`
`2472
`
`H04B7/0469
`H04B7/0478
`H04B7/0639
`H03M7/3068
`H03M7l3082
`
`CPC-SEARCHED
`
`Symbol
`
`Date
`4/12/18
`4/12/18
`4/12/18
`4/12/18
`4/12/18
`
`Examiner
`BN
`BN
`BN
`BN
`BN
`
`CPC COMBINATION SETS - SEARCHED
`
`Symbol
`
`Date
`
`I
`I
`
`I Examiner
`I
`
`US CLASSIFICATION SEARCHED
`
`Class
`
`I
`I
`
`Subclass
`
`Date
`
`I
`I
`
`I Examiner
`I
`
`• See search history prlntout included with this form or the SEARCH NOTES box below to determine
`the scope of the search.
`
`Search Notes
`text and symbols limfted by date search
`
`I
`I
`
`Date
`4/12/18
`
`I Examiner
`I bn
`
`SEARCH NOTES
`
`INTERFERENCE SEARCH
`
`US Class/
`CPC Svmbol
`
`US Subclass / CPC Group
`
`Date
`
`Examiner
`
`U ,S, Paten and Trademark Otlioo
`
`Part ot Paper No. , 20t80412
`
`Samsung Ex. 1002
`333 of 409
`
`IPR2022-00464
`Apple EX1002 Page 333
`
`

`

`UNl'J'JJD STATES PATENT AND TRADEMARK Of· lCE
`
`BIB DATA SHEET
`
`Page~ of 1
`
`l!Nl1'EO STA TES DE// R'l'MENT OP COMMERCE.
`Unlrcd States Paleoh,11d Tl".tdenull'k Office
`Aillres., t'O MfSSIONE.R L"b PA'l'EN'IS
`P 0. Box 1450
`Aft;,..wdLlih V-1rtliri:U-1-1J_:;. 14..ffi
`\\'\W1llli-J'HVf.tJ\l
`
`CONFIRMATION NO. 5548
`
`SERIAL NUMBER
`
`15/105,648
`
`FILING or 371 (c)
`DATE
`06/17/2016
`RULE
`
`CLASS
`370
`
`GROUP ART UNIT ATTORNEY DOCKET
`NO.
`4015-9595 /
`P45698-US2
`
`2472
`
`APPLICANTS
`Telefonaktiebolaget LM Et·lcsson (publ), Stockholm, SWEDEN:
`INVENTORS
`Sebastian Faxer, Jarfalla, SWEDEN:
`Mattias Frenne, Uppsala, SWEDEN;
`Simon Ja.rmyr, Skarpnack, SWEDEN;
`George Jongren, Sundbyberg, SWEDEN;
`Niklas Wernersson, Solna, SWEDEN;
`•• CONTINUING DATA.,...,.,...., ... ,..,.,..-,,.,..,.,. .......
`This application is a 371 of PCT/SE2016/050009 01/11/2016
`which claims 'benefit of 62/103, 101 01/14/2015
`*'fl FOREIGN APPLICA TtONS .. _.,,.,,,..,,...,H*~"uu ...... ;,,;,
`** IF REQUIRED, FOREIGN FIL