Attorney Docket No.4015-9595
`Client Reference No.P45698-US2
`
`REMARKS
`
`The foregoing claim amendments are submltted prior to examination on the mer,its. The
`
`amendments cancel claims 1-38, and add new claims 39-70. New claims 39-70 are similar to
`
`selected ones of now canceled claims 1-38, but are written to eliminate multiple dependent
`
`claims, and to better comport the language of the claims with U.S. practice. No new matter has
`
`been added, and the amendments are not submitted for reasons related to patentabil.ity over
`
`any prior art.
`
`Entry ot the amendments is requested prior to examination on the merits.
`
`Respectfully submitted,
`COATS & BENNETT P.L.LC.
`
`Date: June 17. 201.6
`
`Justin J. Leonard
`Registration No. 60,986
`Telephone: (919) 854-1844
`
`8 of 8
`
`Samsung Ex. 1002
`82 of 409
`
`IPR2022-00464
`Apple EX1002 Page 82
`
`

`

`OeCLARAT!QN.(37 CfR U13) FOR UTJl.JTY QR T ____ ,. _______ -T•p1sc~;>s1)i~.!"--'.~_:/j;~!l~_
`
`:
`i
`. DESIG~fAPPLtCATION USING AN
`; ~~tumeyDocket j P456.98W01
`L.~---·····--:
`
`APPLIC~ TION DAT A SH!Si;;Ifil£Eft1..:.?~J. ___ )__~m~~~r
`. T~::n~~on
`!. co-;;;;~; SUB_SET RESTRic~~;;
`
`SIG~JAL~NG
`
`A$ the befow named inventor., ! hereby declara that
`
`This declaration
`. is directed to:
`I
`.
`
`\:;:+_.;,
`~-
`
`□
`
`Tf'le attach€:d appiic-ation. or
`
`s
`Unlted, tales appiication or PCTinterMtion.a1
`
`applfcatlo--11-rwmoer PCT/SE2016/0.50000, filed
`on Jar1uary 11, 201,6
`
`I.
`' ~
`!
`!
`l The atx:>ve-identiMd a'pplicafam was made or authorized to be madei by ri1e
`
`I beHeve that I am the original fnventor or an original joint inventor of a ·claimed inventiort f
`!
`in the a~pltcatlon.
`-
`i
`i
`I have revtewed an<i understand the c;Qntents of Jhe al?ove: identitiect application, l
`l
`inttuding the ctaitns; .as amende.d by any arnenclm.ent specificaJty referred to &hnv$
`i t am aware-ot the duty to qtsolo$e information which is rnateri~1 .to patentabi!ity as
`in 37 CFR 1..56,, J11cludrng for contihuation•'in-pali applicati,ons, matenaf
`defined
`information which became ava-Uable between ihe filing date ,of the ptlor a:ppl.ication &t:'"ld
`the 11ationa1 or PCT i'ntemstional filing qate of tne continuation-in-part application_
`
`I hereby aokn-o,v!e-dge that any wiHful false statement rY,ade in this declaration is
`
`i punishable-under 18 U,S,C, 100'! oy fine or irnptisonmenl of·not n-;:ore thanftve (5}
`~S;~_,or b_9th,
`_, .. ,, ___ -_, ______
`.. , .. ,, .. --.. -----~---~
`l l:EGAL NAME: Q'F (NYENl'bR
`I rr,venlo,;
`
`Niklas Werne.rsson
`,
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`
`Samsung Ex.1002
`83 of 409
`
`IPR2022-00464
`Apple EX1002 Page 83
`
`

`

`1 As the below named ihventor, I hereby declare that
`IT.
`d
`.
`! hrs ecia1at101
`
`I
`
`l is direoted. to:
`
`The attached ilPPlication, or
`
`Unit~d States. application or PCT inlernatianat
`appHcation nurnber PCTtSE2(tiGf050009., filed
`on ,January l 1. '20-1$
`
`TI1e above•ide.ntifled appllc~flon was rnade. or atllhcrized to be-made by me.
`
`\ t !;reil-evi& that I am the original lnventor or an orlginaf 1oinf tnvel'ttor of a. c/a-i'med uwenHon
`I in the appllcat1on.
`! I hav~ revt~wed .and underst~md the cont(mts of the above
`ider\tl.fled applklafiot1, i
`j inc!Udif·HJ the claims, as amencfed by any amendment spedficaUy referred to ab.ove
`.
`1
`.
`.
`t. f .an,: awate of the dLity to disclose inf:om¼ltlon w11ich is material. to pate1"tabt:lity as 1
`! defined
`in 37 CFR 1,56,
`indudlng -for contlm:atl◊h•in,part applications, material 1
`! infotmatia11 which became avai_!able between the fmn.g_ date of the pdor applicaiion anti !
`i
`ti'\€ national or PCT lntemational tiling dqtf.! of th~ continuati<m-in.-µ:.:ut application.
`I
`i
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`
`Samsung Ex.1002
`84 of 409
`
`IPR2022-00464
`Apple EX1002 Page 84
`
`

`

`·~-tafe~oT : co6fsooi< susijtf°·RcsrRtcTiot~--si(fN°Ai7No·
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`i As tlie below naJned inventor, t hereby declare that
`/
`:
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`i This declarij}ion
`11s tMeded to:
`
`.'.1
`
`1
`'
`
`I
`I
`
`l · t T!1e attached app!icat\on, Of
`
`~ United Stales application ot PCT mterr1ational
`c,:1ppfo:;ation number PCT/St201610-50O09. frl~d
`on Jam.lat)' 11. 2016
`
`The above•ider,tjfjed appHcafort Vv'.as n1ade m autt'Kiri:zed ·to be mad~vby rtie.
`
`t 1 believe that I ~m the original inventor or an of1ginaJ Join:t inventor of l::l cfatn,ed invention
`] in the .app!1cation,
`I ! t1av~ revie•.ve~l anti ut:id~rstand the co11terHs of the .~b<:We Identified ~pplttatkm, j
`} moluding !he claims. as amer1ded by any arrendment specifically rnfermd to above.
`
`t am aware of the duty lD disdose lt1for111ation V1h1ch is materi.al to patenta-tWty a5 \
`jn 37 C-FR 1.5:6, 'incklding for con.UrH:J¢lticn-in-part applfcatioi:is.
`rnateriaJ :
`defin~d
`infom atlon which became available beb.-·ve-@ u,e fiHng date of !he pnor appHc.ation and ;
`t.he national or PCT interncitional fila1g cta-te .of lhe contintmtion-in--part ar,p!icahon.
`l
`
`~
`
`·1
`
`i
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`\ I Mereby acknowfedge ft'1at any wH!ful false stat~tnent made ln this declaraticn is
`t punishable unoer 18 U,S,C. rno1 by ffne or imprisonment of not rnore.th.nn flv:e i5)
`1 year$. or both,
`
`I.F.GAL NAME OF INVENTOR
`
`•
`S:ebaslian F axer
`_,_-
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`
`Samsung Ex.1002
`85 of 409
`
`IPR2022-00464
`Apple EX1002 Page 85
`
`

`

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`J C""'DEBQO•t;• su·BSET R·esTRI ~r10N· S ... ALING
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`[ As th& below named lf\Ventor, l hereby ded$f'e that
`!
`I l This c!e-cl;:;rration
`
`n
`L .. J
`
`The attached appHc.afon, or
`
`□
`
`United States a-ppHcalion or PCT internationaf
`appHc~tion number PCT/SE.20.16/05O{;O9,
`filed
`on January 1r, 20·10
`
`i
`
`•
`
`l
`
`I i~: directed to:
`~ :
`l
`l I
`i i i
`I
`f
`l The above-id<arHifled appi1icatlon was made or au1hortzecl. to be made by me.
`' f
`: I believe that ! am the original rnve-ntor or an original joint inventor of a. claimed .nventio11 !
`I tn the application.
`the contents of the above identified appl!cgtion,
`\ I have revim,11(.1;d ~no understand
`l in.clu!'.Hng the chaims, as.amended by any .amendment specifically refe,rred to above,
`i 1 arr aware of the duty to disclose inforrnaHon which "s matetfal to pat~ntab!nty a
`! 'defined
`in 37 CFR ~ .59,
`including for conttnuation-in-part
`appiic.ations, material
`j infom1atfon w:hictt became available between the· filing dat~ of the prior application ancl 1
`\ ihe nation.at.or PCT internaflon-al flling date of the continuation-in-part application.
`[
`;
`.
`i
`!
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`! i hereby acknow!e-d_ge that ~ny willful false. stet:emer·1t made rn this de:cla:rntion is
`I
`I
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`!
`I
`
`\ punishable under 18 U.S.C, 1001 by fine or imprisonment of not more than five {5)
`\ .. l'.~~L..!-2L~pth ........................
`
`. ....... ·-····· .. ·--.. -········~----·----~
`
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`j LEGAL NAMl:-OF INVENTOR
`
`D.at~ (Op:i(ll\,Hf
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`Samsung Ex. 1002
`86 of 409
`
`! inventor:
`I Si<;)!1<!'1Ui'e, -,t;j..------
`
`~
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`
`.,,,,.
`
`George Jbng:ten
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`IPR2022-00464
`Apple EX1002 Page 86
`
`

`

`,=. , ........
`•~-1,~
`=·--~~·''·-·1
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`
`{37 CFR 1.s. ~}FOR t.ifT.tffy·
`~t:,:,,.ia-::.:.....~:t,r(!tA;:.A."'i
`bt:CLARATtON
`t'.0 !~~yDoch;~t 1 N569SWO·!
`t
`OESIGNAPPUC.ATlONUStNQ AN
`!
`;
`APPLICATION OAt-A SHEET (~7 CFR i,7Sj
`I :~~:.:ran
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`' ·•·➔---•·'<-•-·----.. ,...
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`'As the below named inventor, I hsreby dectaro that
`r ,_J
`The attached ?pµHcation, or
`CJ Unit<UJ Sfa'1tes application. or PCT iMl:ernaHonal
`applk:ation number PCT1SE2016l050009~ filed
`on January 1 ·1, 201'.6
`
`This declaration
`iS: pite(1too· to:
`
`~---
`
`
`
`................. ~.
`
`f
`1 l
`
`l'he abova•identiued application vvas made or a:uthortzed to be, rnade by me.
`
`I believe lnat I ar'l"l the original inventor or an original joil"1t Inventor t)f a ctam10d inv~ntion
`in the application
`r have 1'eviewed ;:in4 unders·tatld me confents qf the .above. ideofoied appticatfon,
`f including. the cj~ims.. as amended by any amendment spectfiqilfyreferred
`to nhove.
`
`' I atn a:ware of the duty to disclt)se information Which is material to patentabnify -as
`defined li1 37 CFR 1.?6, indudihg
`tor ,~ontlnuatian~in-part applications, matertal ,
`rnfbrrn<lfion which iJecame available between lhe fifing date or ihe prior application ,and' i
`the nationaf or PCT intematiotm! filing date or the conti1tl1qtion•-in~part applic:atfon.
`
`[ ! hereby a~knowledge that any willful talse sJatBrner1i made ·1 ,1 this oeclara1i611 is
`
`I punl$l1~b!e under ·1s U.S,C. ·t001 by fine or irnpr1sonmont of not mm<e than five (5}
`j
`.. ~~----·-. ---·-·--··,--~-)
`tyears J?f. both_; ... -
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`! _l-EGAL N.AM £:: OF-IMVENTOR
`'
`
`
`
`Samsung Ex. 1002
`87 of 409
`
`IPR2022-00464
`Apple EX1002 Page 87
`
`

`

`'POWER OF ArTQRNE'V
`
`The unsersignect, t).eitlg dµlV au:i:hori.:f:!d re.presen ... atives ofTUEfONAKTIEBDLAGET LM ERICSSON
`to as_hfdcssori:"l having its registered office as Sf. -164 t!3 St9ckhutm;
`(PO al.-) {hereaHer re~e·rte-c:l
`Stveden., doe~-heteby author~i:e co~ts & Bennett, PLlC prqctJtloners associateQ with Uoite'd States
`Patel'lt and Trademark Offke customer NumbEff 24112 to repte$'.ent Eritsson before the Unlte~ St.ite:~
`P-iitent-iJli-d 'fra·de-m~rk Offi,edn any -"cy{l all matters regartling patt>nts vir piit~nt npplicatitms filed bv
`Crk.i;sor, r,r whe·rein tri<:::mm ls the assignei? ofthe~ntir~ inte-rest thetNo.
`
`1'h1s P~wtM· of Attorney shall inch.1de the tight f-or Caat-s &-Bennett, PLLC practitit,n-ers assodattd with
`Un ired State$ P.atent and trademark Office Customer Number 24112 to S"ign arid .submli ill Eric-ss:on' s
`,n.ame and on Ericsson's beha rt ~nv clocullli!nl, notificati Pn, cfilfr1g, .petir.on or r1;,quest in c.omrection with
`any paJ~n~.lppika,tions er parentsown!lld by 9r 35$igned to Ericsson.
`
`Thi~ Power r,f Mt<;>tney ~hail beva1fd for five (S} years from the dat~ fiereo-unles!i e-arUer revoked. Tt!is,
`Power of Attorn.-ev ma ,·t,e tevoked at any UrM by Eocs.011,
`
`Gabriele Mohsler
`
`Nab:,\ P.:,,oub
`
`Vice Presid'ent Patiwt Development
`
`1, th~ 1.mdersigne,d,. ___________
`certify t.hat _________
`
`and ________
`
`_, Notary ti.tblk of lhEl City of $tQ<;khotm tterebv
`_
`
`duly authonz.ed to ·sign for
`
`fELEFDNAKTl:EBOLAGH LM ERICSSON (PUBL)
`
`Crowris.
`
`.Stocktio!m ID.ate!
`
`Ex offldo:
`
`Sig!\ature: Notary PUhli: of l!le Cit1 al Stcc:kholm
`
`Samsung Ex. 1002
`88 of 409
`
`IPR2022-00464
`Apple EX1002 Page 88
`
`

`

`Under the Pape,worll Reduction Act ol 1995. no
`
`PTO/AW96 (013-12)
`Approved lor use lhrough 01/31/2013. 0MB 0651•0031
`U.S. Patent and Trademark OUioe: U.S. DEPARTMENT OF COMMERCE
`Isor1S are-re uired to Jes ond to a colleclior, of inlormaJion ul'\Jess il dis avs a vahd 0MB con.trot number.
`
`STATEMENT UNDER 37 CFR 3.73(c)
`Applicant/Patent Owner: Telefonaktiebolaget
`LM Ericsson (pub!)
`
`Application No./Patent No.: TBA
`Titled: Codebook Subset Restriction Signalihg
`Telefonal<tiebolaget LM Ericsson (publ)
`
`(Name of Assignee)
`
`
`
`Filed/Issue Date: _T_B_A ___________
`
`_
`
`, a corporation
`---------------------------
`
`(Type of Assignee. e.g .. corporation. partnershlp. I.mlvers~y. government agencv. elc.)
`
`states that, for the patent application/patent
`identified above, it is (choose QD! of options 1, 2, 3 or 4 below):
`1. 0 The assignee of the entire right, tlUe, and interest.
`2. D An assignee of less than the entire right, title, and interest (check applicable box):
`LJ The extent (by percentage) ot Its ownershlp interest is _____
`%. Additional Statement(s) by the owners
`holding the balance of the interest must be submitted to account for 100% of the ownership interest.
`D There are unspecified percentages of ownership. The other parties, Including inventors, who together own the ent!re
`right, trlle and Interest are:
`
`Additional Statement{S} by me owner(s) hoidlng the balance of tne interest mustoe submltted to account for the entire
`right. t[tle, and interest.
`
`3. 0 The assignee of an undivided interest in the entirety (a complete assignment from one of the joint inventors was made).
`
`The other parties, includlng inventors, who together own the entire right, title, and interest are:
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to account for the entrre
`right, title. and interest.
`4. D The recipient, vfa a court proceeding or the like (e.g., bankruptcy, probate), of an undivided interest ln the entirety (a
`complete transfer of ownership interest was made). The certlfied document(s) showing the transfer is attached.
`
`of options A or B below):
`
`identified above. The assignment was recorded in
`Frame _____
`, or for which a copy
`
`Identified above. to the current assignee as follows:
`
`The interest Identified in option 1, 2 or 3 above (not option 4) Is evidenced by either (choose~
`A. 0 An assignment from the inventor(s) of the patent application/patent
`the United States Patent and Trademark Office at 'Reel----~
`thereof is attached.
`B. D A chain of title from the inventor(s), of the patent application/patent
`I. From:
`To:
`
`--------------------
`--------------------
`Ttie document was recorded In the United States Patent and Trademark Office at
`
`Frame----~
`Reel----~
`2. From: ___________________
`
`or for which a copy thereof is attached.
`To: __________________
`
`_
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel-----~
`
`Frame ______
`
`,. or for which a copy thereol ls attached.
`
`[Page 1 of 2]
`This colleclion ol lnfo'IJlallon is required by37 CFR 3.73(b). The information is ,equfred 10 oblatn or relain a benef,I by the public which s 10 Ille (and by lhe USPTO lo
`pr<Xess) aI1 applic;atlon. Confidentlalily Is governed by 3f> U.S.C 122 and 37 CFR 1 11 and 1. 14, This collection ls estimated to take 12 minutes to complete. lncludtrg
`galhe11ng1 preparing. and subm~tlng the compleled application lorm 10 I11e US PTO. Time will v~ry depending upon the indiv1dual case. Any comme11ts on the amount
`of time you require to complete this orm and/or suggestions for reducing lhls burden. should be sent to the Chief lnformalton Officer. U.S. Patent and Trademark
`Office. U,S. Department ot Commerce, P.O Box 14SO, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Commissioner tor Patents, P .0. Box 1450, Alexandria, VA 22313•1450.
`
`(f y1111 nn•J a.uista11rt' i11 1·0111p/Nillg tlte form. mil l-800-PTO·9199 a111l .1·1•ll•rt optio11 2.
`
`IPR2022-00464
`Apple EX1002 Page 89
`
`

`

`PTO/AIA/96 (08-12)
`Approved lor use lhrough 01/31/2013, 0MB 0651-0031
`U.S. Patent and Trademark Olfrce: U.S. DEPARTMENT OF COMMERCE
`Under the Paoerwork Reduction Acl ol 1995, AO e,sons are re uired to res or1d to a colleclfori ot information unless~ disolavs a vaOd 0MB corllrol f\Umber.
`
`STATEMENT UN0ER 37 CFR 3.73(c}
`
`3. From: __________________
`
`To: _________________
`
`The document was recorded in the United States Patent and Trademar!< Office at
`Reel ____
`_, Frame ____
`_,. or for which a copy thereof is c1ttached.
`
`4, From: __________________
`
`To: _________________
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel _____
`
`Frame _____
`
`. or for which a copy thereof is attached.
`
`5. From: __________________
`
`io: _________________
`
`The document was recorded in the United States Patent and Trademark Office at
`or for Which a copy thereot fs attached.
`
`, Frame----~
`
`Reel _____
`
`6. From: __________________
`
`To: _________________
`
`The document was recorded in the United States Patent and Trademark Office at
`Reel ____
`_, Frame ____
`~ or for which a copy thereof is attached.
`D Additional documents in the chain of title are listed on a supplemental sheel{s).
`
`_
`
`_
`
`_
`
`_
`
`[71 As required by 37 CFA 3. 73(o)(1 )(i), the documen(ary evidence of the ohain of title from the original owner to the
`assignee was, or concurrently is being, submitted for recordatlon pursuant to 37 CFA 3.11.
`
`!NOTE: A separate copy (i.e., a true copy of the original assignment document(s)) must be submitted to Assignment
`Division in accordance with 37 CFR Part 3, lo record the assignment in the records ot the USPTO. See MPEP 302.08)
`
`The undersigned (whose title is supplied below) is authorized to act on behalf of the assignee.
`2016-06-i 7
`/ Justin J_ Leonard I
`Signature
`Date
`Justin J. Leonard
`Printed or Typed Name
`
`60986
`Title or Registration Number
`
`[Page 2 of 2]
`
`IPR2022-00464
`Apple EX1002 Page 90
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.l. 93-579) reqlllres that you be given certain Intormauon In connecuon With your
`submission of the attached form related to a patent application or patent. Accordingly, pursuant to the
`requirements of the Act, please be advised that: (1) the general authority for the collection of this information is 35
`U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose tor which the
`information is used by the U.S. Patent and Trademark Office is to process and/or examine your submission related
`to a patent application or patent. If you do not furnish the requested informat1on, the U.S. Patent and Trademark
`Office may not be able to process and/or examine your submission, which may result in termlnalion of proceedings
`or abandonment of the application or expiration of the patent
`
`The informatron provided by you in thls form will be subject to the followlng routine uses:
`
`i. The information on this form will be treated confidentially to the extent allowed under the Freedom of
`lnformatlon Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of records
`may be disclosed to the Department of Justice to determine whether disclosure of these records Is
`required by the Freedom of Information Act.
`2. A record from thts system of records may be disclosed, as a routine use, in the course of presenting
`evidence to a court, magistrate, or administrative tribunal, including disclosures to opposing counsel in the
`course of settlement negotiations.
`3. A record in this system of records may be dlsclosed, as a routine use, to a Member of Congress
`submitting a request involving an individ;al,
`to whom the record pertains, when the individual has
`requested assistance from the Member with respect to the subject matter of the record.
`4. A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency
`having need for the information in order to perform a contract. Recipients of information shall be required
`to comply wtth the requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`5. A record related to an International Application filed under the Patent Cooperation Treaty fn this system of
`records may be disclosed, as a routine use, to the International Bu.reau of the World Intellectual Property
`Organization, pursuant to the Patent Cooperation Treaty.
`6. A record in this system of records may be disclosed, as a routine use, to another federal agency for
`purposes of National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act
`(42 U.S.C. 218(c)).
`7. A record from this system of records may be disclosed, as a routine. use, to the Administrator, General
`Services, or his/her designee, during an inspection of records conducted by GSA as part of that agency's
`responsibility to recommend improvements in records management practices and programs, under
`authority of 44 U.S.C .. 2904 and 2906. Sucl1 disclosure shall be made in accordance with the GSA
`regulations governing inspection of reco·ds for this purpose, and any other relevant (i.e., GSA or
`Commerce) directive. Such disclosure shall not be used to make determlnatlons about indtviduals.
`8. A record from this system of records may be disclosed, as a routine use, to the public after either
`publication of the application pursuant tc 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C.
`151. Further, a record may be disclosed, subfect to the limltatlons of 37 CFR 1.14, as a routine use, to the
`public if the record was filed in an application which became abandoned or in which the proceedings were
`terminated and which application is referenced by either a published application, an application open to
`pUbllc inspection or an Issued patent.
`9. A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency, if the USPTO becomes aware of a violation or potential violation of law or regulation.
`
`IPR2022-00464
`Apple EX1002 Page 91
`
`

`

`ASSIGNMENT
`
`P45698 W01
`
`This Assignment is made by:
`
`FAXER, Sebastian
`
`FRENNE, Mattias
`
`JARMYR, Simon
`
`JONGREN, George
`
`WERNERSSON, Niklas
`
`BarkarbyviQ_en ~-3 D
`SE-177 44 JARFALLA
`
`Sweden
`
`Arkeologvagen 20
`SE-754 43 UPPSALA
`
`Sweden
`
`Luftfartsgatan 8
`SE-128 34 SKARPNACK
`
`Sweden
`
`Kronogardsvtigen 44
`SE-174 62 SUNDBYBERG
`
`Sweden
`
`Tunvagen 14
`SE-170 68 SOLNA
`
`Sweden
`
`in favor, and for the benefit and behoof of,
`referred to as "Assignor(sr)
`(hereinafter
`Telefonaktiebolaget LM Ericsson
`(publ), a corporation duly organized under and pursuant
`to the laws of Sweden and having its principal place of business at SE-164 83 Stockholm,
`Sweden (hereinafter referred to as "Assignee'').
`
`the receipt of which is hereby
`For good, sufficient and adequate consideration,
`acknowledged,
`the Assignor(s) have, as of the Effective Date. sold, assigned, transferred.
`and set over, and by these presents, and to the extent any transferable or assignable
`rights still remain with the inventor, do hereby sell, assign, transfer, and set over, unto the
`Assignee,
`its successors,
`legal representatives. and assigns the entire right, title, and
`interest in and to the following inventions, application(s) for Letters Patent, and any and all
`Letters Patent or Patents
`in alt countries and pursuant
`to all multilateral
`treaty
`organizations,
`including Sweden, the United States of America, the Patent Cooperation
`Treaty and European Patent Convention, that may be granted therefor and thereon, and in
`and to any and all divisions, continuations, continuations-in-part, conversions and utility
`models of said application(s). and reissues and extensions of said Letters Patent or
`Patents, the same to be held and enjoyed by the Assignee, for its use and behoof and the
`use and the behoof of its successors, legal representatives, and assigns, to the full end of
`the tenn or terms for which Letters Patent, Patents and Utility Models may be granted as
`fully and entirely as the same would have been held and enjoyed by the Assignor(s) had
`this sale and assJgnment not been made:
`
`CODEBOOK SUBSET RESTRJCTION SIGNALING
`Page 1 of 8
`
`IPR2022-00464
`Apple EX1002 Page 92
`
`

`

`P45698W01
`
`including, but not limited to, the application(s) for Letters Patent and Utility Model filed in:
`
`ASSIGNMENT
`
`: Country Code Priority Aoolicatlon(s) Filing Date{s)
`2016~01-11
`PCT/SE2016/050009
`WO
`
`.,
`
`- -
`
`The Effective date is the earliest date of the above listed Filing Date(s).
`
`Assignor(s) hereby authorize and request Assignee's Attorneys to insert the serial
`number and filfng date of said application(s) for Letter Patent or Utility Model, when known.
`The assignment of the above mentioned rights includes a transfer of the whole right to use
`a priority (including priority according to any convention, multilateral agreement, bilateral
`agreement and national law) of the above mentioned application(s) for letter Patent and
`Utility Model in all coun'lries and multilateral treaty organizations wherein no residual rights
`shall remain with the Assignor(s). Assignor(s) hereby request that said Letters Patent,
`Patent or Utility Model be issued to Assignee as the Assignee of said inventions. the
`Letters Patent. Patent or Utility Model to be issued .for the sole use and behoof of the
`Assignee, Its successors, legal representatives, and assigns. Assignee alone hereinafter
`has the entire disposal of the invention and possesses entire ownership to any domestic
`and for.sign patents or utility models granted therernafter. The righls granted hereunder
`shall include all rights to institute legal actions, obtain remedies and recover and retain
`damages in respect to said Letters Patent, Patent or Utrlity Model.
`
`The Assignor(s) and Assignee hereby understand and agree that with the execution
`to the extent necessary or appropriate, national and/or regional
`of this Assignment,
`applications may be filed by the Assignee as the applicant and on behalf of the assignor.
`
`To the extent Assignee is entitled to receive the ri.ghts hereunder pursuant to this
`Assignment, each of the Assignor(s} hereby covenants and agrees to and with the
`.legal representativest and assigns, that. at the time of the
`Assignee,
`its successors,
`Effective Date, the Assignor(s) were the sole and lawful owners of the entire right, title, and
`interest in and to the inventions and application(s) for Letters Patent or Utility Models
`above-mentioned, and that the same are unencumbered, and that the Assignor(s) have
`good and full right and lawful authority to sell and convey the same f n the manner herejn
`set forth.
`
`Further, and for the same consideration, the Asslgnor(s) hereby covenant(s) and
`agree(s) to and with the Assignee, its successors, legal representatives, and assigns that
`the Assignor(s) will. whenever counsel of the Assignee, or the counsel of its successors,
`legal representatives, and assigns, shall advise that any proceeding in connection with
`sald inven1ions or said application(s) for Letters Patent or Utility Model, or any proceeding
`in connection with Letters Patent or Utility Model for said inventions, in any country and
`any multilateral
`treaty organization,
`including interference proceedings,
`is lawful and
`desirable, or that any division., conjinuation, continuation-in-part, conversion or Utility
`Model of any application(s) for Letters Patent or Utility Model, or any reissue or extension
`of any Letters Patent to be obtained thereon, is lawful and desirable, srgn all papers and
`documents, take all lawful oaths, and do all acts necessary or required to be done for the
`procurement, maintenance, enforcement, and defense of Letters Patent or Utility Model
`for said inventions, without charge to Assignee, its successors, regal representatives, and
`
`Page2 of 8
`
`IPR2022-00464
`Apple EX1002 Page 93
`
`

`

`ASSlGNMENT
`
`the c~st and ~xpense (if
`legal
`\ts sticcessors,
`the Assignee,
`aS$\gns,; but' at
`l'epresentat:!ves, and assi"gns. !hmy of the Assignor(s) is prevented by '?JHY obstacles fron;i
`
`signing said docurnents i1;1 p:er,~:c;m,. th.i~ Assf@nmsnt shall b"e vali:d as a Pov,er of Att{)mey
`fur the Assigr.iee to sign tne.s-e documents or\ be,ryalt of any such A$sigrtor{s) o.r. ih the
`event ef the death or the Jatter, the estate thereof.
`
`This Assignment sha'll be goyerruad by and ceristrued under, and ·any dispute.
`controversy or claim related he.r:eto shalt be de~lded lFt accordance with, tha !avJs ot
`Sweden
`
`without regard to the coht'ticts of laws pn)vislons thereat Any d1$pUte. controversy or clalm
`a6sing under, .0tH of or -relating to this A~srgnment and any .subsequent ~mendme-nts of
`formation. vatidity, binding effect,
`this Assignment, including, wnhout limtta~otl, its
`intetpre.tatia.n, performance, breach or tertnination, as well as non-oot'.ltractual clairtfS:, shall
`be referred to and finally determined ty arbitraiior1 in accordance with the w1·po Arbitrati:on
`Rules. The arbitral trlbunaf sball c.ot.sist of a sole arbitrator. The p:laoo ,jf arbitration siial-1
`be in ltie country of the inv0nt0r':,.-; r-esidence, The 1ang,uage to be used In the arbitral
`p·roceedin~s· sha~I be English.
`
`No modifications shall be made to this Assi'gnment uri.l®s in writing ar'ld. si.gned by
`aach of the Assi9nor(s) and Assignee. lf any of t11e p.rovisions cf (his Assignment $hall be
`deemed invalid or un~tlfo.rceable. then the. ~nl'Jre AsSignme-nt shall be construad as if not
`~or1t~inin9 the parH.cutar-i~waHd er tm$.nforeeabl_e provlsiofl Of provisipn$, and the rl,ghts
`and cbllgattot1s of Assrgnee and As-slgocr{s) shall be construed and enforced aocording.ly.
`Assignee's fa»ure to exercise any option made .avalJab!e as. a res-ult nereof, ,shall not b:e
`t.Qn.struect as a waiver of sucl:1 provisions, rights, or optitms, or affect the validitt/ of this
`Assignment Assigni>r covenants and agrees that it •NU! not take any action$ in vtot~tiori of
`this A$si~nment
`
`Subsequent assignment from any of the assigpors to the assi_gnee purporting to
`t-;orrv-e:y lhe $U.tajed· matter ~pedfied l'leratn for .a. riarti¼ttl.ar country; patent office, or
`juri$diction snaH hot invath::i'ate any provision of this assignment ~nd any stl0h t%tbM(ltter1i
`~sgfgntn-ent shall act as a furtfwr confirmaUon. of the assignment herecin,
`
`Page3 of s
`
`Samsung Ex. 1002
`94 of 409
`
`IPR2022-00464
`Apple EX1002 Page 94
`
`

`

`ASSIGNMENT
`
`Title: CODEBOOK SUBSET RESTRIC770N SIGNAUNG
`
`P45698WO·i
`
`,~ ,;-,; -
`·tDiD "'Ui - Z. .. <)
`Dete... .. .... ....... ........ ..........•• Srgnatnre of Assignor
`
`,.,.
`
`,..
`
`Name:
`
`Address~
`
`Narrn~:
`
`Address:
`
`..... ~•-.... ~~:-,,
`.. -~ .. •·
`.. -
`....... -
`
`_;.>---~-... -•,-
`\\
`
`..... ~-;-:--:,:--:-:~.,
`............... , .. ·•. ·~-·~· , ............. .
`
`IPR2022-00464
`Apple EX1002 Page 95
`
`

`

`ASSIGNMENT
`
`Title; CODEBOOI< SUBSET RESTRICTION SIG'N/.\LING
`
`P45698W01
`
`FRENNE,Mattias
`
`Le\,i,) Lt k.,t,g ""'\
`
`•••••
`
`~ ..... ~ ................
`
`--.J,,~
`
`.........
`
`1,
`
`...
`
`..
`
`Witnesst-;d by
`
`Name:
`
`Address:
`
`Name'.
`
`Address:
`
`········,··,,.',,,,
`
`Page 5 om
`
`IPR2022-00464
`Apple EX1002 Page 96
`
`

`

`ASSIGNMENT
`
`Tttle: CODEBOOK SUBSET RESTRICTION SfGNAUNG
`
`P45i.>93WO'i
`
`Signature of Assignor
`
`Witnessed by
`
`Address
`
`Samsung Ex. 1002
`97 of 409
`
`IPR2022-00464
`Apple EX1002 Page 97
`
`

`

`ASSIGNMENT
`
`Title~ CODEBOOK SUBSET RESTRICTION SIGNALING
`
`Witness~d by
`
`Name:
`
`Address:
`
`IPR2022-00464
`Apple EX1002 Page 98
`
`

`

`ASSIGNMENT
`
`Title: CODEBOOK SUBSET RESTRICTION SJGNALING
`
`WERNERSSON, N1ktas
`
`\IVitnessed by
`
`Name:
`
`Addre$s:
`
`I'S'
`·7~ Jb··o2--
`Date,.::: .... : .............. ,................ Witnessed by
`
`Address:
`
`PageB of B
`
`IPR2022-00464
`Apple EX1002 Page 99
`
`

`

`Cloe code; IDS
`PTOISB/0Sa (03-15)
`Approved for use lhrouglt 07/3112016_ 0MB 0651-0031
`Doc description: Information Disclosure Statement (IDS) Filed
`U.S. Patent- and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Wncler the Papeiwort< Red!q;Jn Acl of 1995. no !'t!™)ns are requlra:t to re.pond to a oolleciiQn Qf1nformaiion unless ii conliiiiris a valid 0MB coolrol numl)ef
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`Application Number
`
`Filing Date
`
`First Named Inventor lt:axer
`
`Art Unit
`
`Examiner Name
`
`I
`Attorney Docket Number
`
`4015-9595 f P45698-US2
`
`Examiner Cite
`Initial"'
`No
`
`Patent Number
`
`Kind
`Code 1
`
`Issue Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Colum ns, Lines where
`Relevant Passages or