UNITED STATES PATENT AND TRADEMARK OFFICE
`
`_________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`_________________
`
`APPLE INC.
`
`Petitioner
`
`v.
`
`TELEFONAKTIEBOLAGET LM ERICSSON
`
`Patent Owner
`
`_________________
`
`Inter Partes Review Case No. IPR2022-00464
`
`U.S. Patent No. 10,193,600
`
`DECLARATION OF JACOB ROBERT MUNFORD IN SUPPORT OF
`PETITION FOR INTER PARTES REVIEW OF
`U.S. PATENT NO. 10,193,600
`
`IPR2022-00464
`Apple EX1017 Page 1
`
`

`

`1. My name is Jacob Robert Munford. I am over the age of 18, have personal
`
`knowledge of the facts set forth herein, and am competent to testify to the
`
`same.
`
`2. I earned a Master of Library and Information Science (MLIS) from the
`
`University of Wisconsin-Milwaukee in 2009. I have over ten years of
`
`experience in the library/information science field. Beginning in 2004, I
`
`have served in various positions in the public library sector including
`
`Assistant Librarian, Youth Services Librarian and Library Director. I have
`
`attached my Curriculum Vitae as Appendix A.
`
`
`
`
`
`3. During my career in the library profession, I have been responsible for
`
`materials acquisition for multiple libraries. In that position, I have cataloged,
`
`purchased and processed incoming library works. That includes purchasing
`
`materials directly from vendors, recording publishing data from the material
`
`in question, creating detailed material records for library catalogs and
`
`physically preparing that material for circulation. In addition to my
`
`experience in acquisitions, I was also responsible for analyzing large
`
`collections of library materials, tailoring library records for optimal catalog
`
`IPR2022-00464
`Apple EX1017 Page 2
`
`

`

`search performance and creating lending agreements between libraries
`
`during my time as a Library Director.
`
`
`4. I am fully familiar with the catalog record creation process in the library
`
`sector. In preparing a material for public availability, a library catalog record
`
`describing that material would be created. These records are typically
`
`written in Machine Readable Catalog (herein referred to as “MARC”) code
`
`and contain information such as a physical description of the material,
`
`metadata from the material’s publisher, and date of library acquisition. In
`
`particular, the 008 field of the MARC record is reserved for denoting the
`
`date of creation of the library record itself. As this typically occurs during
`
`the process of preparing materials for public access, it is my experience that
`
`an item’s MARC record indicates the date of an item’s public availability.
`
`
`5. Typically, in creating a MARC record, a librarian would gather various bits
`
`of metadata such as book title, publisher and subject headings among others
`
`and assign each value to a relevant numerical field. For example, a book’s
`
`physical description is tracked in field 300 while title/attribution is tracked in
`
`field 245. The 008 field of the MARC record is reserved for denoting the
`
`creation of the library record itself. As this is the only date reflecting the
`
`inclusion of said materials within the library’s collection, it is my experience
`
`IPR2022-00464
`Apple EX1017 Page 3
`
`

`

`that an item’s 008 field accurately indicates the date of an item’s public
`
`availability.
`
`
`6. This declaration is being drafted as of December 2021. Public and university
`
`libraries in my area have been operating for months with restricted access
`
`policies due to the COVID-19 pandemic. In my experience, library catalog
`
`records are accurate descriptions of a library’s collection and my lack of
`
`physical access to libraries at this time creates no doubt in my
`
`determinations of authenticity or availability of the exhibits noted below.
`
`
`7. I have reviewed Exhibit 1009, 4G: LTE/LTE-Advanced for Mobile
`
`Broadband by Erik Dahlman, et al.
`
`
`8. Attached hereto as Appendix B is a true and correct copy of the MARC
`
`record for International Journal of Operations & Production Management
`
`as held by the University of Akron library. I secured this record myself from
`
`the library’s public catalog. The MARC record contained within Appendix B
`
`accurately describes the title, author, publisher, and ISBN number of 4G:
`
`LTE/LTE-Advanced for Mobile Broadband. In comparing Exhibit 1009 to
`
`Appendix B, it is my determination that Exhibit 1009 is a true and correct
`
`IPR2022-00464
`Apple EX1017 Page 4
`
`

`

`copy of 4G: LTE/LTE-Advanced for Mobile Broadband by Erik Dahlman, et
`
`al.
`
`
`9. The 008 field of each MARC record in Appendix B indicates the date of
`
`record creation. The 008 field of Appendix B indicates the University of
`
`Akron library first acquired this journal as of November 13, 2010.
`
`Considering this information, it is my determination that 4G: LTE/LTE-
`
`Advanced for Mobile Broadband by Erik Dahlman, et al. was made available
`
`to the public shortly after its initial acquisition in Winter 2010.
`
`
`
`
`10. I have been retained on behalf of the Petitioner to provide assistance in the
`
`above-illustrated matter in establishing the authenticity and public
`
`availability of the documents discussed in this declaration. I am being
`
`compensated for my services in this matter at the rate of $100.00 per hour
`
`plus reasonable expenses. My statements are objective, and my
`
`compensation does not depend on the outcome of this matter.
`
`
`11. I declare under penalty of perjury that the foregoing is true and correct. I
`
`hereby declare that all statements made herein of my own knowledge are
`
`true and that all statements made on information and belief are believed to
`
`be true; and further that these statements were made the knowledge that
`
`IPR2022-00464
`Apple EX1017 Page 5
`
`

`

`willful false statements and the like so made are punishable by fine or
`
`imprisonment, or both, under Section 1001 of Title 18 of the United States
`
`Code.
`
`
`Dated:
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Jacob Robert Munford
`
`
`
`
`
`12/14/2021
`
`IPR2022-00464
`Apple EX1017 Page 6
`
`

`

`      
`Appendix  A  
`  
`
`Appendix A
`
`IPR2022-00464
`Apple EX1017 Page 7
`
`

`

`J. Munford
`Curriculum Vitae
`
`Education
`
`University of Wisconsin-Milwaukee - MS, Library & Information Science, 2009
`Milwaukee, WI
`
`
`● Coursework included cataloging, metadata, data analysis, library systems,
`management strategies and collection development.
`● Specialized in library advocacy, cataloging and public administration.
`
`
`Grand Valley State University - BA, English Language & Literature, 2008
`Allendale, MI
`
` ●
`
` Coursework included linguistics, documentation and literary analysis.
`● Minor in political science with a focus in local-level economics and
`government.
`
`
`
`Professional Experience
`
`Researcher / Expert Witness, October 2017 – present
`Freelance ● Pittsburgh, Pennsylvania & Grand Rapids, Michigan
`
`
`● Material authentication and public accessibility determination.
`Declarations of authenticity and/or public accessibility provided upon
`research completion. Experienced with appeals and deposition process.
`
` ●
`
` Research provided on topics of public library operations, material
`publication history, digital database services and legacy web resources.
`
` ●
`
` Past clients include Alston & Bird, Arnold & Porter, Baker Botts, Fish &
`Richardson, Erise IP, Irell & Manella, O'Melveny & Myers, Perkins-Coie,
`Pillsbury Winthrop Shaw Pittman and Slayden Grubert Beard.
`
`Library Director, February 2013 - March 2015
`Dowagiac District Library ● Dowagiac, Michigan
`
`
`● Executive administrator of the Dowagiac District Library. Located in
`
`IPR2022-00464
`Apple EX1017 Page 8
`
`

`

`Southwest Michigan, this library has a service area of 13,000, an annual
`operating budget of over $400,000 and total assets of approximately
`$1,300,000.
`
`● Developed careful budgeting guidelines to produce a 15% surplus during
`the 2013-2014 & 2014-2015 fiscal years while being audited.
`
`
`
` ●
`
` Using this budget surplus, oversaw significant library investments
`including the purchase of property for a future building site, demolition of
`existing buildings and building renovation projects on the current facility.
`
` Led the organization and digitization of the library's archival records.
`
` ●
`
` ●
`
` Served as the public representative for the library, developing business
`relationships with local school, museum and tribal government entities.
`
` ●
`
` Developed an objective-based analysis system for measuring library
`services - including a full collection analysis of the library's 50,000+
`circulating items and their records.
`
`November 2010 - January 2013
`Librarian & Branch Manager, Anchorage Public Library ● Anchorage, Alaska
`
`
`● Headed the 2013 Anchorage Reads community reading campaign
`including event planning, staging public performances and creating
`marketing materials for mass distribution.
`
` ●
`
` Co-led the social media department of the library's marketing team,
`drafting social media guidelines, creating original content and instituting
`long-term planning via content calendars.
`
` ●
`
` Developed business relationships with The Boys & Girls Club, Anchorage
`School District and the US Army to establish summer reading programs for
`children.
`
`
`June 2004 - September 2005, September 2006 - October 2013
`Library Assistant, Hart Area Public Library
`Hart, MI
`
`
`● Responsible for verifying imported MARC records and original MARC
`
`IPR2022-00464
`Apple EX1017 Page 9
`
`

`

`
`
`cataloging for the local-level collection as well as the Michigan Electronic
`Library.
`
`● Handled OCLC Worldcat interlibrary loan requests & fulfillment via
`ongoing communication with lending libraries.
`
`
`
`Professional Involvement
`
`Alaska Library Association - Anchorage Chapter
`● Treasurer, 2012
`
`
`Library Of Michigan
`● Level VII Certification, 2008
`● Level II Certification, 2013
`
`
`Michigan Library Association Annual Conference 2014
`● New Directors Conference Panel Member
`
`
`Southwest Michigan Library Cooperative
`● Represented the Dowagiac District Library, 2013-2015
`
`
`
`Professional Development
`
`Library Of Michigan Beginning Workshop, May 2008
`Petoskey, MI
`● Received training in cataloging, local history, collection management,
`children’s literacy and reference service.
`
`
`Public Library Association Intensive Library Management Training, October 2011
`Nashville, TN
`● Attended a five-day workshop focused on strategic planning, staff
`management, statistical analysis, collections and cataloging theory.
`
`
`Alaska Library Association Annual Conference 2012 - Fairbanks, February 2012
`Fairbanks, AK
`● Attended seminars on EBSCO advanced search methods, budgeting,
`cataloging, database usage and marketing.
`
`IPR2022-00464
`Apple EX1017 Page 10
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`

`

`Depositions
`
`2019 ● Fish & Richardson
`
`IPR Petitions of 865 Patent, Apple v. Qualcomm (IPR2018-001281 /
`
`39521-00421IP & IPR2018-01282 / 39521-00421IP2)
`
`2019 ● Erise IP
`
`Implicit, LLC v. Netscout Systems, Inc (Civil Action No. 2:18-cv-53-JRG)
`
`2019 ● Perkins-Coie
`
`Adobe Inc. v. RAH Color Technologies LLC (Cases IPR2019-00627,
`
`IPR2019-00628, IPR2019-00629 and IPR2019-00646)
`
`2020 ● O’Melveny & Myers
`
`Maxell, Ltd. v. Apple Inc. (Case 5:19-cv-00036-RWS)
`
`2021 ● Pillsbury Winthrop Shaw Pittman LLP
`
`Intel v. SRC (Case IPR2020-1449)
`
`
`Limited Case History & Potential Conflicts
`
`Alston & Bird
`
`● Nokia (v. Neptune Subsea, Xtera)
`
`Arnold & Porter
`
`● Ivantis (v. Glaukos)
`
`Erise I.P.
`
`● Apple
`
`
`v. Future Link Systems (IPRs 6317804, 6622108, 6807505, and
`
`
`7917680)
`
`
`v. INVT
`
`
`v. Navblazer LLC (Case No. IPR2020-01253)
`
`IPR2022-00464
`Apple EX1017 Page 11
`
`

`

`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`v. Qualcomm (IPR2018-001281, 39521-00421IP, IPR2018-01282,
`39521-00421IP2)
`v. Quest Nettech Corp, Wynn Technologies (Case No. IPR2019-
`00XXX, RE. Patent Re38137)
`
`● Fanduel (v CGT)
`
`● Garmin (v. Phillips North America LLC, Case No. 2:19-cv-6301-AB-KS
`Central District of California)
`
`● Netscout
`
`v. Longhorn HD LLC)
`
`v. Implicit, LLC (Civil Action No. 2:18-cv-53-JRG)
` ● Sony Interactive Entertainment LLC
`v. Bot M8 LLC
`v. Infernal Technology LLC
`● Unified Patents (v GE Video Compression, Civil Action No. 2:19-cv-248)
`
`
`Fish & Richardson
`
`● Apple
`
`
`v. LBS Innovations
`
`
`v. Masimo (IPR 50095-0012IP1, 50095-0012IP2, 50095-0013IP1,
`
`
`50095-0013IP2, 50095-0006IP1)
`
`
`v. Neonode
`
`
`v. Qualcomm (IPR2018-001281, 39521-00421IP, IPR2018-01282,
`
`
`39521-00421IP2)
`
`
`
`
`● Dish Network
`
`v. Realtime Adaptive Streaming, Case No 1:17-CV-02097-RBJ)
`
`IPR2022-00464
`Apple EX1017 Page 12
`
`

`

`v. TQ Delta LLC
`
` Huawei (IPR 76933211)
`
` Kianxis
`
`
`
` ●
`
` ●
`
` ●
`
` LG Electronics (v. Bell Northern Research LLC, Case No. 3:18-cv-2864-
`CAB-BLM)
`
` ●
`
` ●
`
` Samsung (v. Bell Northern Research, Civil Action No. 2:19-cv-00286-
`JRG)
`
` Texas Instruments
`
` ●
`
`
`Irell & Manella
`
`● Curium
`
`O’Melveny & Myers
`
`● Apple (v. Maxell, Case 5:19-cv-00036-RWS)
`
`Perkins-Coie
`
`● TCL Industries (v. Koninklijke Philips NV, PTAB Case Nos. IPR2021-
`
`00495, IPR2021-00496, and IPR2021-00497)
`
`Pillsbury Winthrop Shaw Pittman
`
`● Intel (v. FG SRC LLC, Case No. 6:20-cv-00315 W.D. Tex)
`
` Metaswitch
`
` MLC Intellectual Property (v. MicronTech, Case No. 3:14-cv-03657-SI)
`
` Realtek Semiconductor
`
` Quectel
`
` ●
`
` ●
`
` ●
`
`IPR2022-00464
`Apple EX1017 Page 13
`
`

`

`Appendix  B  
`
`Appendix B
`
`IPR2022-00464
`Apple EX1017 Page 14
`
`IPR2022-00464
`Apple EX1017 Page 14
`
`

`

`screenshot-library.uakron.edu-2021.12.11-05_ 40_23
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`
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`
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`
`
`http://library.uakron.edu/search~S24 ?lo681501722/o681501722/1 %2C1 %2C1 %2CE/marc&FF=o681501722& 1 %2C1 %2C
`11.12.2021
`
`
`
`UA Home University Libraries Contact the Library My Account Login
`
`
`
`
`
`
`
`
`
`Fii+IFEMSM
`
`(Search History) _____"_]
`
`n The University of Akron
`a) University Libraries
`
`
`LEADER 00000cam 2200000Ia 4500
`
`001 0 eng d
`
`
`001
`681501722
`003 OCoLC
`005 20110714101516.0
`008 101113s2011
`020 9780123854896
`020 012385489X
`035 {OCoLC)681501722
`035 (OCoLC)681501722
`040 BTCTA I beng I cBTCTAI dYDXCP I dNLGGC I dNLE I dUAT I dMUU I dDEBBG
`049 AKRS
`082 04 621. 38456 I 222
`090 TK5103. 48325 I b .D345 2011
`
`090 TK5103.4832Slb.D345 2011
`100 1 Dahlman, Erik
`
`245 10 4G LTE/LTE-Advanced for mobile broadband /lcErik Dahlman,
`Stefan Parkvall, and Johan SkOld
`
`246 1 fourG L TE/L TE-Advanced for mobile broadband
`
`
`246 1 Long-Term Evolution/Long-Term Evolution-Advanced for
`mobile broadband
`246 1 L TE-Advanced
`260 Amsterdam ; laBoston : [bElsevier/Academic Press, lc2011
`
`300 xxiv, 431 p. : I bill. ; lc25 cm
`504 Includes bibliographical references (p. 417-422) and index
`
`650 0 Long-Term Evolution (Telecommunications)
`
`650 0 Broadband communication systems
`
`650 0 Mobile communication systems
`700 1 Parkvall, Stefan, I d1967-
`700 1 Skcild, Johan
`911 jfk
`970 01 I tPreface I pxiii
`
`970 01 I tAcknowledgements I pxv
`
`970 01 I tAbbreviations and Acronyms I pxvii
`
`970 11 I lch. 1 I tBackground of L TE I pl
`
`970 11 I 11.1. I tintroduction I pl
`
`970 11 111.2. ltEvolution of Mobile Systems Before LTElp2
`
`970 11 111.2.1. ltThe First 3G Standardizationlp3
`970 11 111.3. ltITU Activitieslp4
`970 11 lll.3.1. ltIMT-2000 and IMT-Advanced[p4
`970 11 I 11. 3. 2. I tSpectrum for IMT Systems I p6
`970 11 111.4. ltDrivers for LTElp7
`
`970 11 I 11. 5. I tStandardization of L TE I pB
`
`
`970 11 111.5.1. ltThe Standardization ProcesslpB
`970 11 I 11. 5. 2. I tThe 3GPP Process I p9
`970 11 I 11. 5. 3. I tThe 3G Evolution to 4G I pll
`970 11 I lch. 2 I tHigh Data Rates in Mobile Communication I plS
`
`
`
`970 11 I 12 .1. I tHigh Data Rates: Fundamental Constraints I plS
`
`
`970 11 112.1.1. ltHigh Data Rates in Noise-Limited Scenarioslpl7
`970 11 I 12 .1. 2. I tHigher Data Rates in Interference-Limited
`
`Scenarios I plB
`970 11 112.2. ltHigher Data Rates Within a limited Bandwidth:
`
`
`Higher-Drder Modulation I p19
`
`
`970 11 I 12. 2.1. I tHigher-Order Modulation in Combination with
`Channel Coding I p20
`
`
`970 11 I 12. 2. 2. I tVariations in Instantaneous Transmit Power I p20
`970 11 112.3. ltWider Bandwidth Including Multi-Carrier
`
`Transmission I p21
`
`
`970 11 112.3.1. ltMulti-Carrier Transmissionlp23
`
`970 11 I lch. 3 I tOFDM Transmission I p27
`970 11 113-1. ltBasic Principles of OFDMlp27
`970 11 113.2. ltOFDM Demodulationlp29
`
`970 11 113.3. ltOFDM Implementation Using IFFT/FFT Processinglp30
`
`970 11 113.4. ltCyclic-Prefix Insertionlp32
`
`
`970 11 I 13. 5. I tFrequency-Domain Model of OFDM Transmission I p34
`970 11 I 13. 6. I tChannel Estimation and Reference Symbols I p35
`970 11 I 13. 7. I tFrequency Diversity with OFDM: Importance of
`Channel Coding I p36
`
`
`970 11 I 13. 8. I tSelection of Basic OFDM Parameters I p37
`970 11 I 13. 8. 1. I tOFDM Subcarrier Spacing I p38
`
`970 11 I 13. 8. 2. I tNumber of Subcarriers I p39
`
`
`970 11 113.8.3. ltCyclic-Prefix Lengthlp40
`970 11 I 13. 9. I tVariations in Instantaneous Transmission Power I p40
`
`
`
`
`970 11 113.10. ltDFDM as a User-Multiplexing and Multiple-Access
`Scheme I p41
`
`
`
`970 11 113.11. ltMulti-Cell Broadcast/Multicast Transmission and
`OFDMI p43
`
`
`
`970 11 I lch. 4 I tWider-Band "Single-Carrier" Transmission I p45
`
`
`970 11 114.1. ltEqualization Against Radio-Channel Frequency
`
`Selectivity I p45
`
`
`970 11 I 14 .1.1. I tTime-Domain Linear Equalization I p45
`
`
`970 11 I 14. 1. 2. I tFrequency-Domain Equalization l p47
`
`970 11 I 14 .1. 3. I tOther Equalizer Strategies I p49
`
`970 11 114.3. ltDFT-Spread OFDMlp52
`
`970 11 114.3.1. ltBasic Principleslp52
`
`
`970 11 114.3.2. ltDFTS-OFDM Receiverlp54
`970 11 I 14. 3. 3. I tUser Multiplexing with DFTS-OFDM I p55
`
`
`
`
`970 11 114.3.4, ltDistributed DFTS-OFDMlpSS
`
`
`970 11 I lch. 5 I tMulti-Antenna Techniques I p59
`
`970 11 I 15. 1. I tMul ti-Antenna Configurations I p59
`
`970 11 115.2. ltBenefits of Multi-Antenna Techniqueslp60
`970 11 115.3. ltMultiple Receive Antennaslp60
`970 11 I 15 .4. I tMultiple Transmit Antennas I p65
`
`970 11 115.4.1. ltTransmit-Antenna Diversitylp65
`
`
`970 11 115.4.2. ltTransmitter-Side Beam-Forminglp68
`
`970 11 I 15. 5. I tSpatial Multiplexing I p71
`970 11 llS.5.1. ltBasic Principleslp71
`970 11 I 15. 5. 2. I tPrecoder-Based Spatial Multiplexing I p74
`
`
`
`970 11 llS.5.3. ltNonlinear Receiver Processinglp75
`
`
`970 11 llch. 6 itScheduling, Link Adaptation, and Hybrid ARQ[p79
`
`970 11 I 16 .1. I tlink Adaptation: Power and Rate Control I p79
`
`
`970 11 I 16. 2. I tChannel-Dependent Scheduling I p81
`
`970 11 116.2.1. ltDownlink Schedulinglp81
`
`970 11 116.2.2. ltUplink Schedulinglp85
`970 11 I 16. 2. 3. I tlink Adaptation and Channel-Dependent Scheduling
`
`in the Frequency Domain I p87
`
`
`970 11 116.2.4. ltAcquiring on Channel-State Informationlp87
`
`970 11 I 16. 2. 5. I tTraffic Behavior and Scheduling I p88
`
`970 11 I 16. 3. I tAdvanced Retransmission Schemes I p89
`970 11 116.4. ltHybrid ARQ with Soft Combininglp90
`970 11 I lch. 7 I tl TE Radio Access: An Overview I p95
`970 11 117.1. ltBasic Principleslp96
`
`
`970 11 117.1.1. ltrransmission Schemelp96
`
`
`970 11 117.1.2. ltChannel-Dependent Scheduling and Rate Adaptation
`lp97
`970 11 !�:·:·:·!tinter-Cell
`Interference
`_Coordi�ationlp99
`
`970 11 I 14. 2. I tUplink FDMA with Flexible Bandwidth Assignment I p50
`
`IPR2022-00464
`Apple EX1017 Page 15
`
`

`

`'ii� 11 111.1.4. ltHyoria AKI,/ wnn ::.o,t Lomornrng1p<;<;
`
`
`970 11 I 17 .1. 5 -I tMulti-Antenna Transmission I p100
`
`970 11 I 17 .1. 6. I tSpectrum Flexibility I p100
`970 11 117.2. ltLTE Release 9lp102
`970 11 I 17. 2 .1. I tMulticast and Broadcast Support I p102
`970 11 I 17 .2.2. ltPositioninglp103
`
`
`970 11 I 17. 2. 3. I tDual-Layer Beam-Forming I p103
`
`970 11 I 17. 3. I tL TE Release 10 and IMT-Advanced I p103
`
`970 11 I 17. 3. 1. I tCarrier Aggregation I p104
`
`970 11 117.3.2. ltExtended Multi-Antenna Transmissionlp104
`970 11 ll7.3.3. ltRelayinglp105
`970 11 I 17. 3. 4. I tHeterogeneous Deployments I p105
`
`
`970 11 117.4. ltTerminal Capabilitieslp105
`
`
`970 11 I lch. 8 I tRadio-Interface Architecture I p109
`
`970 11 I 18 .1. I tOverall System Architecture I p109
`970 11 I 18 .1. 1. I tCore Network I p109
`
`970 11 118.1.2. ltRadio-Access Networklplll
`
`970 11 I 18. 2. I tRadio Protocol Architecture I plll
`
`970 11 118.2.1. ltRadio-Link Controllp113
`
`970 11 I 18. 2. 2. I tMedium-Access Control I p115
`970 11 I 18. 2. 3. I tPhysical Layer I p123
`
`970 11 I 18. 3. I tControl-Plane Protocols I p124
`970 11 I 18. 3 .1. I tState Machine I p125
`970 11 I lch. 9 I tPhysical Transmission Resources I p127
`
`
`970 11 I 19 .1. I tOverall Time-Frequency Structure I p127
`970 11 I 19. 2. I tNormal Subframes and MBSFN Subframes I p131
`
`970 11 I 19. 3. I tCarrier Aggregation I p132
`
`970 11 I 19 .4. I tFrequency-Domain Location of L TE Carriers I p134
`970 11 I 19. 5. I tDuplex Schemes I p135
`970 11 119.5.1.ltFrequency-Division Duplex (FDD)lp136
`
`970 11 I 19. 5. 2 -1 tTime-Division Duplex (TDD) I p137
`
`970 11 I 19. 5. 3. I tL TE and TD-SCOMA Coexistence I p140
`
`
`970 11 I lch. 10 I tDownlink Physical-Layer Processing I p143
`
`
`970 11 I 110. 1. I tTransport-Channel Processing I p143
`
`970 11 I 110. 1. 1. I tProcessing Steps I p143
`970 11 I 110 .1. 2. I tlocalized and Distributed Resource Mapping I p149
`
`970 11 I 110. 2. I tDownlink Reference Signals I p152
`
`970 11 I 110. 2 .1. I tCell-Speci fie Reference Signals I p153
`
`970 11 I 110. 2. 2. I tDemodulation Reference Signals I p156
`970 11 I 110. 2. 3. I tCSI Reference Signals I p158
`
`970 11 I 110. 3. I tMul ti-Antenna Transmission I p161
`970 11 I 110. 3 .1. I tTransmi t Diversity I p163
`
`970 11 1110.3.2. ltCodebook-Based Precodinglp165
`
`970 11 I 110. 3. 3. I tNon-Codebook-Based Precoding I p169
`
`970 11 1110.3.4. ltDownlink Multi-User MIMOlp171
`970 11 1110.4. ltDownlink L1/L2 Control Signalinglp173
`
`970 11 I 110. 4 .1. I tPhysical Control Format Indicator Channel I p174
`
`
`970 11 1110.4.2. ltPhysical Hybrid-ARQ Indicator Channellp177
`970 11 I 110. 4. 3. I tPhysical Downlink Control Channel I p179
`
`970 11 I 110. 4. 4. I tDownlink Scheduling Assignment I p181
`970 11 I 110. 4. 5. I tUplink Scheduling Grants I p189
`
`970 11 I 110. 4. 6. I tCarrier Aggregation and Cross-Carrier
`
`Scheduling I p193
`970 11 I 110. 4. 7. I tPower-Control Commands I p195
`
`
`
`970 11 1110.4.8. ltPDCCH Processing I p195
`970 11 I 110. 4. 9. I tBlind Decoding of PDCCHs I p199
`
`
`
`970 11 I lch. 11 I tUplink Physical-Layer Processing I p203
`
`
`970 11 I 111.1. I tTransport-Channel Processing I p203
`
`970 11 I 111. 1. 1. I tProcessing Steps I p203
`970 11 I 111.1. 2. I tMapping to the Physical Resource I p205
`970 11 I 111. 1. 3. I tPUSCH Frequency Hopping I p207
`970 11 I 111. 2. I tUplink Reference Signals I p210
`
`970 11 I 111. 2 .1. I tUplink Demodulation Reference Signals I p210
`970 11 I 111. 2. 2. I tUplink Sounding Reference Signals I p217
`
`
`970 11 I 111. 3. I tUplink Multi-Antenna Transmission I p221
`
`
`
`PUSCH I p221
`
`970 11 1111.3.2. ltUplink Multi-User MIMOlp224
`970 11 I 111. 3. 3. I tPUCCH Transmit Diversity I p226
`970 11 I 111. 4. I tUplink L1/L2 Control Signaling I p226
`
`970 11 1111.4.1. ltUplink L1/L2 Control Signaling on PUCCHlp227
`970 11 1111.4.2. ltUplink L1/L2 Control Signaling on PUSCHlp242
`970 11 I 111. 5. I tUplink Timing Alignment I p245
`
`970 11 I lch. 12 I tRetransmission Protocols I p247
`970 11 I 112 .1. I tHybrid ARQ with Soft Combining I p248
`970 11 I 112 .1.1. I tDownlink Hybrid ARQ I p251
`970 11 I 112 .1. 2. I tUplink Hybrid ARQ I p251
`970 11 1112.1.3. ltHybrid-ARQ Timinglp255
`
`970 11 I 112. 2. I tRadio-Link Control I p259
`
`
`RLC SDUs I p260
`970 11 I 112. 2. 2. I tRLC Retransmission I p261
`
`970 11 I 112. 2. 3. I Un-Sequence Delivery I p262
`970 11 1112.2.4. ltRLC Operationlp262
`
`970 11 I lch. 13 I tPower Control, Scheduling, and Interference
`Handling I p265
`970 11 I 113 .1. I tUplink Power Control I p265
`970 11 I 113 .1.1. I tUplink Power Control - Some Basic Rules I p266
`970 11 I 113. 1. 2. I tPower Control for PUCCH I p267
`970 11 I 113. 1. 3. I tPower Control for PUSCH I p269
`970 11 I 113. 1. 4. I tPower Control for SRS I p271
`970 11 I 113. 1. 5. I tPower Headroom I p271
`
`
`970 11 I 113. 2. I tScheduling and Rate Adaptation I p272
`
`970 11 I 113. 2. 1. I tDownlink Scheduling I p273
`
`970 11 I 113. 2. 2. I tUplink Scheduling I p275
`970 11 I 113. 2. 3. I tSemi-Persistent Scheduling I p280
`
`
`
`
`
`970 11 1113.2.4. ltScheduling for Half-Duplex FDDlp281
`
`
`970 11 1113.2.S. ltChannel-State Reportinglp282
`
`970 11 I 113. 2. 6. I tDiscontinuous Reception (DRX) and Component
`
`Carrier Deactivation I p287
`970 11 I 113. 3. I tinter-Cell Interference Coordination I p290
`
`
`
`970 11 I 113. 4. I tHeterogeneous Network Deployments I p293
`
`
`970 11 1113.4.1. ltinterference Handling in a Heterogeneous
`
`Deployment I p294
`
`
`eNodeB I p299
`970 11 I lch. 14 I tAccess Procedures I p301
`
`970 11 I 114.1. I tAcquisi tion and Cell Search I p301
`970 11 1114.1.1. ltOverview of LTE Cell Searchlp301
`970 11 1114.1.2. ltPSS Structurelp303
`
`970 11 1114.1.3. ltSSS Structurelp304
`
`970 11 I 114. 2. I tSystem Information I p304
`
`970 11 1114.2.1. ltMIB and BCH Transmissionlp305
`
`970 11 I 114. 2. 2. I tSystem-Information Blocks I p308
`970 11 I 114. 3. I tRandom Access I p310
`
`I p312
`970 11 1114.3.2. ltStep 2: Random-Access Responselp317
`
`
`
`970 11 1114.3.3. ltStep 3: Terminal Identificationlp318
`
`970 11 I 114. 3. 4. I tStep 4: Contention Resolution I p319
`970 11 l114.4. ltPaginglp319
`
`
`970 11 I 115. 1. I tArchi tecture I p324
`970 11 I 115. 2. I tOverall Channel Structure and Physical-Layer
`
`Processing I p325
`970 11 I 115. 3. I tScheduling of MBMS Services I p328
`
`970 11 I lch. 16 I tRelaying I p331
`970 11 I 116. 1. I tRelays in L TE I p332
`
`970 11 I 116. 2. I tOverall Architecture I p333
`970 11 I 116. 3. I tBackhaul Design for In band Relaying I p334
`
`
`970 11 I 116. 3 .1. I tAccess-Link Hybrid-ARQ Operation I p335
`
`970 11 I 116. 3. 2. I tBackhaul-Link Hybrid-ARQ Operation I p336
`970 11 I 116. 3. 3. I tBackhaul Downlink Control Signaling I p337
`970 11 I 116. 3. 4. I tReference Signals for the Backhaul Link I p341
`
`970 11 I 114. 3 .1. I tStep 1: Random-Access Preamble Transmission
`
`970 11 I 111. 3 .1. I tPrecoder-Based Multi-Antenna Transmission for
`
`970 11 I 112. 2 .1. I tSegmentation, Concatenation, and Reassembly of
`
`
`
`970 11 1113.4.2. ltinterference Coordination in the Case of Home-
`
`970 11 I lch. 15 I tMultimedia Broadcast/Multi cast Services I p323
`
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`

`970 11 1117.6.4. ltBand-Specific UE Requirements Through Network
`
`970 11 I 118. 1. 1. I tEnd-User Perspective of Performance I p378
`
`970 11 I lch. 19 I tOther Wireless Communications Systems I p389
`
`970 11 I 116. 3. 5. I tBackhaul-Access Link Timing I p342
`
`
`970 11 I lch. 17 I tSpectrum and RF Characteristics I p347
`970 11 I 117 .1. I tSpectrum for L TE I p347
`970 11 I 117 .1.1. I tSpectrum Defined for IMT Systems by the ITU-R
`lp347
`970 11 1117.1.2. ltFrequency Bands for LTElp348
`
`
`970 11 1117.1.3. ltNew Frequency Bandslp351
`970 11 I 117. 2. I tFlexible Spectrum Use I p352
`970 11 I 117. 3. I tFlexible Channel Bandwidth Operation I p353
`
`970 11 I 117. 4. I tCarrier Aggregation for L TE I p355
`
`970 11 I 117. 5. I tMul ti-Standard Radio Base Stations I p359
`
`970 11 I 117. 6. I tOverview of RF Requirements for L TE I p361
`
`970 11 I 117. 6 .1. I tTransmi tter Characteristics I p362
`
`970 11 1117.6.2. ltReceiver Characteristicslp363
`
`970 11 I 117. 6. 3. I tRegional Requirements I p363
`
`
`
`Signaling I p364
`
`970 11 1117.6.5. ltBase-Station Classeslp365
`
`970 11 I 117. 7. I tOutput Power Level Requirements I p366
`
`970 11 I 117. 7 .1. I tBase-Station Output Power and Dynamic Range
`I p366
`970 11 I 117. 7. 2. I tUE Output Power and Dynamic Range I p366
`
`970 11 1117.8. ltTransmitted Signal Qualitylp366
`
`970 11 1117.8.1. ltEVM and Frequency Errorlp367
`
`970 11 1117.8.2.ltUE In-Band Emissionslp367
`
`970 11 1117.8.3. ltBase-Station Time Alignmentlp367
`
`970 11 I 117. 9. I tUnwanted Emissions Requirements I p367
`
`970 11 I 117. 9 .1. I tlmplementation Aspects I p368
`970 11 I 117. 9. 2. I tSpectrum Emission Mask I p368
`
`970 11 1117.9.3. ltAdjacent Channel Leakage Ratiolp370
`
`970 11 1117.9.4. ltSpurious Emissionslp372
`
`970 11 1117.9.5. ltOccupied Bandwidthlp372
`
`970 11 I 117. 9. 6. I tTransmi tter Intermodulation I p372
`
`970 11 1117.10. ltSensitivity and Dynamic Rangelp373
`
`
`970 11 I 117 .11. I tReceiver Susceptibility to Interfering Signals
`I p373
`970 11 I lch. 18 I tPerformance I p377
`
`970 11 I 118 .1. I tPerformance Assessment I p377
`
`
`
`
`
`970 11 I 118 .1. 2. I tOperator Perspective I p379
`
`970 11 I 118. 2. I tPerformance in Terms of Peak Data Rates and
`Latency I p379
`970 11 1118.3. ltPerformance Evaluation of LTE-Advancedlp380
`
`
`970 11 I 118. 3 .1. I tModels and Assumptions I p381
`
`970 11 1118.3.2. ltEvaluation Criterialp383
`
`970 11 I 118. 3. 3. I tPerformance Numbers for FDD I p384
`
`970 11 I 118. 3. 4. I tPerformance Numbers for TDD I p385
`
`970 11 I 118. 4. I tConclusion I p387
`
`970 11 I 119. 1. I tHSPA I p389
`970 11 I 119. 1. 1. I tArchi tecture I p391
`970 11 I 119. 1. 2. I tChannel-Dependent Scheduling I p392
`
`
`970 11 I 119. 1. 3. I tHybrid ARQ with Soft Combining I p393
`
`
`970 11 I 119 .1. 4. I tControl-Plane Latency Reductions I p394
`
`970 11 I 119 .1. 5. I tSpatial Multiplexing I p395
`
`970 11 I 119. 1. 6. I tCarrier Aggregation I p395
`
`970 11 1119.1.7, ltUTRA TDDlp395
`
`970 11 I 119. 2. I tGSM/EDGE I p396
`
`
`970 11 1119.2.1. ltObjectives for GSM/EDGE Evolutionlp397
`
`970 11 1119.2.2.ltDual-Antenna Terminalslp398
`
`970 11 I 119. 2. 3. I tMulti-Carrier EDGE I p398
`
`970 11 1119.2.4. ltReduced TTI and Fast Feedbacklp399
`970 11 I 119. 2. 5. I tlmproved Modulation and Coding I p400
`970 11 I 119. 2. 6. I tHigher Symbol Rates I p400
`970 11 I 119. 2. 7. I tVoice Service over Adaptive Multi-User Channels
`lp401
`970 11 I 119. 3. I tCDMA2000 and HRPD/lx EV-DO I p402
`970 11 I 119. 3. 1. I tCDMA2000 lx I p403
`
`970 11 1119.3.2. lt1x EV-DO Rev 0lp403
`
`970 11 1119.3.3,ltlx EV-DO Rev Alp404
`
`970 11 1119.3.4. lt1x EV-DO Rev Blp405
`
`970 11 1119.3.5. lt1x EV-DO Rev Clp405
`970 11 1119.4. ltIEEE 802.16e, Mobile WiMAX and 802.16mlp405
`
`970 11 1119.4.1. ltrEEE 802.16e and Mobile WiMAXlp406
`
`970 11 1119.4.2. ltIEEE 802.16m-WiMAX for IMT-Advancedlp408
`970 11 I 119. 5. I tSummary I p409
`970 11 I lch. 20 I tFinal Thoughts I p411
`970 11 I 120 .1. I tWhere to Go in the Future? I p411
`
`970 11 I 120 .1.1. I tAdvanced Multi-Cell Coordination I p412
`
`970 11 I 120 .1. 2. I tNetwork Energy Efficiency I p412
`
`970 11 I 120 .1. 3. I tMachine-Type Communication I p413
`970 11 I 120. 1. 4. I tNew ways of Using Spectrum I p414
`
`
`
`970 11 I 120. 2. I tConcluding Remarks I p415
`
`970 01 I tReferences I p417
`970 01 I tlndex I p423
`971 I d20120109
`
`970 11 I 120 .1. 5. I tDirect Device-to-Device Communication I p414
`
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`OCLC NO v 681501722
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`111;,;;;.;;.1
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`
`
`Title 4G LTE/LTE-Advanced for mobile broadband/ E r ik Dahlman, Stefan Parkvall,
`
`ctJ Book
`
`Science
`
`TK5103.48325 .D345
`
`AVAILABLE
`
`
`
`
`and Johan Skold
`Author
`Dahlman, Erik
`Imprint
`Amsterdam ; Boston : Elsevier/Academic Press, 2011
`
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`STATUS
`LOC
`CALL#
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`2011
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`t[;J>•HHII
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`Search Ohio
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`TK5103.48325 .D345 2011
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`Call#
`Phys Descr
`xxiv, 431 p. : ill. ; 25 cm
`Bibliog
`Includes bibliographical references (p. 417-422) and index
`
`
`
`Subject
`
`Long-Term Evolution (Telecommunications)
`
`Broadband communication systems
`
`Mobile communication systems
`Other Auth
`
`Parkvall, Stefan, 1967-
`SkOld, Johan
`Other Title
`FourG LTE/LTE-Advanced for mobile broadband
`
`
`
`Long-Term Evolution/Long-Term Evolution-Advanced for mobile broadband
`LTE-Advanced
`681501722
`OCLC#
`(OCoLC)681501722
`(OCoLC)681501722
`9780123854896
`ISBN
`012385489X
`
`xiii
`
`xv
`xvii
`
`Table of Contents
`Preface
`Acknowledgements
`
`Abbreviations and Acronyms
`Background
`of LTE
`ch. 1
`Introduction
`1.1.
`
`Evolution of Mobile Systems Before LTE
`1.2.
`The First 3G Standardization
`1.2.1.
`ITU Activities
`1.3.
`IMT-2000 and !MT-Advanced
`1.3.1.
`Spectrum for IMT Systems
`1.3.2.
`
`1.4. Drivers for LTE
`1.5.
`
`Standardization of LTE
`
`The Standardization Process
`1.5.1.
`The 3GPP Process
`1.5.2.
`
`The 3G Evolution to 4G
`1.5.3.
`11
`High Data Rates i