I.JN!TEDST 1ES DEl'ARTMEi'ITOFCOVLVIERCE
`t nitC'd S1ntC's Pntcnt nnd Trndcmnrk om~c
`
`January 22, 2021
`
`TIDS IS TO CERTIFY THAT ANNEXED IS A TRUE COPY FROM THE
`RECORDS OF TIDS OFFICE OF THE FILE WRAPPER AND CONTENTS
`OF:
`
`APPLICATION NUMBER: 15/105,648
`FILING DATE: June 17, 2016
`PATENT NUMBER: 10193600
`ISSUE DATE: January 29, 2019
`
`Certified hy
`
`ndcr Secretary of Commerce
`for lnlcUcctual Property
`and Director of the Unitrd States
`Pntcul nod Tradrmark Oflke
`
`Samsung Ex. 1002
`1 of 409
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`IPR2022-00464
`Apple EX1002 Page 1
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`PT0.1390 (06-13)
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`Attorney Pocket No.
`TRANSMITTAL LETTER TO THE UNITED STATES
`4015-9595 I P45698-US2
`DESIGNATED/ELECTED OFFICE (DO/EO/US)
`U.S. Application No. (if known. see 37 CFR 1,5)
`CONCERNING A SUBMISSION UNDER 35 U.S.C. 371
`International Application No.
`PCT/SE2016/050009
`Title of Invention
`Codebook Subset Restriction Signaling
`Rrst Named Inventor
`Faxer, Sebastian
`
`I rntemaUonal Filing D;ite
`
`2016-01-11
`
`Priority Date Clalmed
`'2015-01-14
`
`Applicant herewith submits to the United States Designated/Elected Office (OO/EO/US) the followi119 items and other information.
`1. 0 This is an express requesuo begin national examination procedures (35 u.s.c. 371 (I)). NOTE: The express request under
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`2. 0 A copy of the International Application (35 U.S.C. 371 (c){2)) is attached hereto (nol requfred if the International Application was
`
`previously communicated by the International Bureau or was filed in the United Stales ReceiVlng Office (RO/US)).
`An English language translation of the lntemalionat Application (35 U,S,C. 371(0)(2))
`
`3.
`
`4.
`
`so
`
`a. 0 Is attached hereto.
`b. O has been previously submitted under 35 U.S.C. 154(d)(4),
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`b. O was previously filed fn the international phase under PCT Rule 4.1 i(iv'),
`Items S to 8 below concern amendments made in the international phase.
`PCT Article 19 and 34 amendments
`Amendments to the Claims under PCT Artide 19 are attached (not required if communicated by lhe International Burea1J) (35 U.S,C.
`371 (C){3)).
`English translation of the PCT Article 19 amendment is attached (35 u.s.c. 371 (c)(3)J,
`6. □
`7. D
`English translation of annexes (Article 19 and/or 34 amendments only) of the lntemationaf Preliminary Examination Report is
`attached (35 U.S,C. 371(c)(5)).
`
`Cancellalio_n of amendments made in the inlemalional phase
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`Ba. D Do not enter the amendment made i11 the intemaoonal phase under PCT Article 19
`8b. O Do no\ enter the amendment made in the international phase under PCT A11icle 34.
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`NOTE: A proper amendment made in English under Article 19 or 34 will be entered in the U.S. national phase application absent a clear
`instru~ion from applicant not to enter the amendment(s),
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`The following
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`included.
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`9, G An Information Disclosure Statement under 37 CFR 1,97 and 1 98
`10. 0 A preTiminary amendment.
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`13. 0 A power of attorney and/or change of address letter.
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`15. 0 Assig11ment papers (cover sheet and document(s)J. Name of Assignee: TelelonaktiebDlagel LM Ericsson (publ)
`16. 0 37 CFR 3.73(0) Statement (when there is an Assignee).
`
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`
`IPR2022-00464
`Apple EX1002 Page 2
`
`

`

`PT0-1390 (06-13)
`Appfoved ror use through 6/30i2013. 0MB 0651-0021
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`" d'
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`U.S.APPLN. No. (if known-see 37 CFR 1.5)
`INTERNATIONAL APPLICATION No.
`ATTORNEY DOCKET No.
`4015-9595 I P45698-US2
`PCT/SE2016/050009
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`llle
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`CALCULATIONS
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`PTO USE ONLY
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`20.~
`
`, ....... , ........... $280
`
`280
`
`720
`
`600
`
`s
`
`s
`
`$
`
`18. 0 Basic natfonal ree (37 CFR 1.492(a)) ...... , ....................
`19. ~ Examination fee (37 CFR 1.492(c))
`If the written opinion prepared by ISA/US or the interilalional preliminary
`examination report prepared by IPEA/US indicates all claims satlsfy provisions of
`,. $0
`PCT Al1icie 33(1)-(4) .................................................................
`$720
`All other sttuations ......... , ................
`._ .........................................
`Search fee (37 CFR 1.492(b}}
`I( the written opinion prepared by ISNUS or ttie international preliminary
`examination report prepared by IPEA/US indicates all claims satisfy provisions of
`$0
`PCT Article 33(1)-(4) ...................................................................
`Search fee (37 CFR 1.445(a)(2)) has been paid on the intemalional application to
`the USPTO as an International Searching Authorny , ......... , ... , ............. $120
`International Search Reportprepared by an ISA other than the US and provided to
`. $480
`the Office or prelliously communicated to the US by the 18 ..................
`...... $600
`All other sttuations .. ---··
`....... _ ............................................
`TOTAL OF 18, 19, and 20 = S1600
`LJ Additional ree ror specification and drawings flied 'in paper over 1 DO sheets
`(excluding sequence listfng in compliance with 37 CFR 1.821 (c) or (e) in an
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`1.492(D).
`Fee ro, each additional 50 sheets or paper or ftadion thereof ............... $400
`Number of each addition 50 or fraction
`thereof (round up to a whole number)
`
`Total Sheets
`
`E>(lra Sheets
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`RATE
`
`-100:
`
`/ 50:
`
`x$400
`
`Surcharg_e of $140.00 for furnishing any of the search fee, examination Fee, or the oath or
`declaration after the date of commencement ofthe national stage (37 CFR 1.492(h)).
`
`s
`s
`
`CLAIMS
`
`NUMBER FILED
`
`NUMBER EXTRA
`
`Total claims
`
`Independent claims .
`
`""'
`
`-20 =
`
`-3 =
`
`12
`1
`
`MULTIPLE DEPENDENT CLAIM(S) (il appllcable)
`
`RAtE
`
`X $80
`
`X $420
`
`+ $780
`
`S960
`S420
`s
`s
`
`S2980
`
`Applicant mus! attach form PTO/SB/15A orB orequfvalent.
`
`Processing fee of S140.00 for furnishing the English translation tater than 30 months from the
`earliest claimed Priority date (37 CFR 1 .492/i)).
`+
`TOTAL OF ABOVE CALCULATIONS=
`I J Applicant asserts small entity status. Set! :n CFR 1.27, Fees above a.re reduced by½,
`□ Applicant certifies micro entity status. See '37 CFR 1.29. Fees above are reduced by¾.
`TOTAL NATIONAL FEE= S298Q
`Fee ror recording the enclosed assignment (37 CFR 1.21 (h)). The assignment must be
`s
`accompanied by an appropriate cover sheet (37 CFR 3.28, 3.31 ). $40.00 per propertv.
`+
`TOTAL FEES ENCLOSED= S2980
`Amount to be
`refunded:
`Amount to be
`charged:
`
`[Page 2 or 3]
`
`s
`
`$
`
`IPR2022-00464
`Apple EX1002 Page 3
`
`

`

`PT0--1390 (06-13)
`Appioved for ose through 6130/2013. 0MB 0651-0021
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`as follows'.
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`required unde1 37 CFR 1.492(f).
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`NOTE: Where an appropriate time lfmit under 37 CFR 1.495 has not been met, a petition to revive (37 CFR 1.137(a) or (b)) must be
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`NOTE 1: By providing this statement under 37 CFR 1.55 or 1.78, this application, with a filing date on or after March 161 20131 will be
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`Correspondence Address
`0 The address associated with Customer Number~ 24112.
`Name I
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`OR D Co1respondence address below
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`Address
`
`City I
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`Country
`
`Email
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`I State I
`
`I ZipCode I
`I Telephone I
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`Signature 11 Justin J. Leonard/
`~p~~~/Type> !Justin J. Leonard
`
`[Page 3 of 31
`
`Date I 2016-06-17
`Registration No. I 60986
`
`(Attorney/Agent)
`
`IPR2022-00464
`Apple EX1002 Page 4
`
`

`

`Privacy Act Statement
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`The Privacy Act of 1974 (P.L. 93-579) requires that you be gtven certain information in connection with your
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`IPR2022-00464
`Apple EX1002 Page 5
`
`

`

`Under tt... PapefWO!f< Reduciloo Ac:I of 1995, r,o ~ons
`
`Application Data Sheet 37 CFR 1. 76
`
`(11-15}
`PTOIAW14
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`Trtle of Invention I Codebook Subset Restriction Signaling
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`Application Number
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`bibliographic data arranged ln a format specified by the .United States Patent antl Trademark Office as outlined In 31 CFR 1.7-6.
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`Inventor Information:
`Inventor h
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`legal Name
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`I Remo\le I
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`Prefix Given Name
`I· J,ebastian
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`fa~lla
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`Address 1
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`13arkarbyvagen 53 D
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`legal Name
`
`I ~E-17744
`
`I State/Province
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`11
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`I Remove I
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`I ~E-75443
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`PTOIAW14 (11-15}
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`Under fhe Pap,e,wo<1( Reduction A0t of 1995, no ~ons
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`Application Data Sheet 37 CFR 1.76
`Trtle of Invention I Codebook Subset Restriction Signaling
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`uftfartsgatan 8
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`Inventor
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`I ~E-12834
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`I ISE-17462
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`'EFS Web 22.12
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`IPR2022-00464
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`PTOIAW14 (11-15}
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