UNITED STATES PATENT AND TRADEMARK OFFICE
`
`_________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`_________________
`
`APPLE INC.
`
`Petitioner
`
`v.
`
`TELEFONAKTIEBOLAGET LM ERICSSON
`
`Patent Owner
`
`_________________
`
`Inter Partes Review Case No. IPR2022-00457
`
`U.S. Patent No. 9,509,440
`
`DECLARATION OF JACOB ROBERT MUNFORD IN SUPPORT OF
`PETITION FOR INTER PARTES REVIEW OF
`U.S. PATENT NO. 9,509,440
`
`IPR2022-00457
`Apple EX1014 Page 1
`
`

`

`1. My name is Jacob Robert Munford. I am over the age of 18, have personal
`
`knowledge of the facts set forth herein, and am competent to testify to the
`
`same.
`
`2. I earned a Master of Library and Information Science (MLIS) from the
`
`University of Wisconsin-Milwaukee in 2009. I have over ten years of
`
`experience in the library/information science field. Beginning in 2004, I
`
`have served in various positions in the public library sector including
`
`Assistant Librarian, Youth Services Librarian and Library Director. I have
`
`attached my Curriculum Vitae as Appendix A.
`
`
`
`
`
`3. During my career in the library profession, I have been responsible for
`
`materials acquisition for multiple libraries. In that position, I have cataloged,
`
`purchased and processed incoming library works. That includes purchasing
`
`materials directly from vendors, recording publishing data from the material
`
`in question, creating detailed material records for library catalogs and
`
`physically preparing that material for circulation. In addition to my
`
`experience in acquisitions, I was also responsible for analyzing large
`
`collections of library materials, tailoring library records for optimal catalog
`
`IPR2022-00457
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`
`

`

`search performance and creating lending agreements between libraries
`
`during my time as a Library Director.
`
`
`4. I am fully familiar with the catalog record creation process in the library
`
`sector. In preparing a material for public availability, a library catalog record
`
`describing that material would be created. These records are typically
`
`written in Machine Readable Catalog (herein referred to as “MARC”) code
`
`and contain information such as a physical description of the material,
`
`metadata from the material’s publisher, and date of library acquisition. In
`
`particular, the 008 field of the MARC record is reserved for denoting the
`
`date of creation of the library record itself. As this typically occurs during
`
`the process of preparing materials for public access, it is my experience that
`
`an item’s MARC record indicates the date of an item’s public availability.
`
`
`5. Typically, in creating a MARC record, a librarian would gather various bits
`
`of metadata such as book title, publisher and subject headings among others
`
`and assign each value to a relevant numerical field. For example, a book’s
`
`physical description is tracked in field 300 while title/attribution is tracked in
`
`field 245. The 008 field of the MARC record is reserved for denoting the
`
`creation of the library record itself. As this is the only date reflecting the
`
`inclusion of said materials within the library’s collection, it is my experience
`
`IPR2022-00457
`Apple EX1014 Page 3
`
`

`

`that an item’s 008 field accurately indicates the date of an item’s public
`
`availability.
`
`
`6. This declaration is being drafted as of December 2021. Public and university
`
`libraries in my area have been operating for months with restricted access
`
`policies due to the COVID-19 pandemic. In my experience, library catalog
`
`records are accurate descriptions of a library’s collection and my lack of
`
`physical access to libraries at this time creates no doubt in my
`
`determinations of authenticity or availability of the exhibits noted below.
`
`
`7. I have reviewed Exhibit 1009, 4G: LTE/LTE-Advanced for Mobile
`
`Broadband by Erik Dahlman, et al.
`
`
`8. Attached hereto as Appendix B is a true and correct copy of the MARC
`
`record for International Journal of Operations & Production Management
`
`as held by the University of Akron library. I secured this record myself from
`
`the library’s public catalog. The MARC record contained within Appendix B
`
`accurately describes the title, author, publisher, and ISBN number of 4G:
`
`LTE/LTE-Advanced for Mobile Broadband. In comparing Exhibit 1009 to
`
`Appendix B, it is my determination that Exhibit 1009 is a true and correct
`
`IPR2022-00457
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`
`

`

`copy of 4G: LTE/LTE-Advanced for Mobile Broadband by Erik Dahlman, et
`
`al.
`
`
`9. The 008 field of each MARC record in Appendix B indicates the date of
`
`record creation. The 008 field of Appendix B indicates the University of
`
`Akron library first acquired this journal as of November 13, 2010.
`
`Considering this information, it is my determination that 4G: LTE/LTE-
`
`Advanced for Mobile Broadband by Erik Dahlman, et al. was made available
`
`to the public shortly after its initial acquisition in Winter 2010.
`
`
`
`
`10. I have been retained on behalf of the Petitioner to provide assistance in the
`
`above-illustrated matter in establishing the authenticity and public
`
`availability of the documents discussed in this declaration. I am being
`
`compensated for my services in this matter at the rate of $100.00 per hour
`
`plus reasonable expenses. My statements are objective, and my
`
`compensation does not depend on the outcome of this matter.
`
`
`11. I declare under penalty of perjury that the foregoing is true and correct. I
`
`hereby declare that all statements made herein of my own knowledge are
`
`true and that all statements made on information and belief are believed to
`
`be true; and further that these statements were made the knowledge that
`
`IPR2022-00457
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`
`

`

`willful false statements and the like so made are punishable by fine or
`
`imprisonment, or both, under Section 1001 of Title 18 of the United States
`
`Code.
`
`
`Dated:
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Jacob Robert Munford
`
`
`
`
`
`12/14/2021
`
`IPR2022-00457
`Apple EX1014 Page 6
`
`

`

`      
`Appendix  A  
`  
`
`Appendix A
`
`IPR2022-00457
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`
`

`

`J. Munford
`Curriculum Vitae
`
`Education
`
`University of Wisconsin-Milwaukee - MS, Library & Information Science, 2009
`Milwaukee, WI
`
`
`● Coursework included cataloging, metadata, data analysis, library systems,
`management strategies and collection development.
`● Specialized in library advocacy, cataloging and public administration.
`
`
`Grand Valley State University - BA, English Language & Literature, 2008
`Allendale, MI
`
` ●
`
` Coursework included linguistics, documentation and literary analysis.
`● Minor in political science with a focus in local-level economics and
`government.
`
`
`
`Professional Experience
`
`Researcher / Expert Witness, October 2017 – present
`Freelance ● Pittsburgh, Pennsylvania & Grand Rapids, Michigan
`
`
`● Material authentication and public accessibility determination.
`Declarations of authenticity and/or public accessibility provided upon
`research completion. Experienced with appeals and deposition process.
`
` ●
`
` Research provided on topics of public library operations, material
`publication history, digital database services and legacy web resources.
`
` ●
`
` Past clients include Alston & Bird, Arnold & Porter, Baker Botts, Fish &
`Richardson, Erise IP, Irell & Manella, O'Melveny & Myers, Perkins-Coie,
`Pillsbury Winthrop Shaw Pittman and Slayden Grubert Beard.
`
`Library Director, February 2013 - March 2015
`Dowagiac District Library ● Dowagiac, Michigan
`
`
`● Executive administrator of the Dowagiac District Library. Located in
`
`IPR2022-00457
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`
`

`

`Southwest Michigan, this library has a service area of 13,000, an annual
`operating budget of over $400,000 and total assets of approximately
`$1,300,000.
`
`● Developed careful budgeting guidelines to produce a 15% surplus during
`the 2013-2014 & 2014-2015 fiscal years while being audited.
`
`
`
` ●
`
` Using this budget surplus, oversaw significant library investments
`including the purchase of property for a future building site, demolition of
`existing buildings and building renovation projects on the current facility.
`
` Led the organization and digitization of the library's archival records.
`
` ●
`
` ●
`
` Served as the public representative for the library, developing business
`relationships with local school, museum and tribal government entities.
`
` ●
`
` Developed an objective-based analysis system for measuring library
`services - including a full collection analysis of the library's 50,000+
`circulating items and their records.
`
`November 2010 - January 2013
`Librarian & Branch Manager, Anchorage Public Library ● Anchorage, Alaska
`
`
`● Headed the 2013 Anchorage Reads community reading campaign
`including event planning, staging public performances and creating
`marketing materials for mass distribution.
`
` ●
`
` Co-led the social media department of the library's marketing team,
`drafting social media guidelines, creating original content and instituting
`long-term planning via content calendars.
`
` ●
`
` Developed business relationships with The Boys & Girls Club, Anchorage
`School District and the US Army to establish summer reading programs for
`children.
`
`
`June 2004 - September 2005, September 2006 - October 2013
`Library Assistant, Hart Area Public Library
`Hart, MI
`
`
`● Responsible for verifying imported MARC records and original MARC
`
`IPR2022-00457
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`
`

`

`
`
`cataloging for the local-level collection as well as the Michigan Electronic
`Library.
`
`● Handled OCLC Worldcat interlibrary loan requests & fulfillment via
`ongoing communication with lending libraries.
`
`
`
`Professional Involvement
`
`Alaska Library Association - Anchorage Chapter
`● Treasurer, 2012
`
`
`Library Of Michigan
`● Level VII Certification, 2008
`● Level II Certification, 2013
`
`
`Michigan Library Association Annual Conference 2014
`● New Directors Conference Panel Member
`
`
`Southwest Michigan Library Cooperative
`● Represented the Dowagiac District Library, 2013-2015
`
`
`
`Professional Development
`
`Library Of Michigan Beginning Workshop, May 2008
`Petoskey, MI
`● Received training in cataloging, local history, collection management,
`children’s literacy and reference service.
`
`
`Public Library Association Intensive Library Management Training, October 2011
`Nashville, TN
`● Attended a five-day workshop focused on strategic planning, staff
`management, statistical analysis, collections and cataloging theory.
`
`
`Alaska Library Association Annual Conference 2012 - Fairbanks, February 2012
`Fairbanks, AK
`● Attended seminars on EBSCO advanced search methods, budgeting,
`cataloging, database usage and marketing.
`
`IPR2022-00457
`Apple EX1014 Page 10
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`

`

`Depositions
`
`2019 ● Fish & Richardson
`
`IPR Petitions of 865 Patent, Apple v. Qualcomm (IPR2018-001281 /
`
`39521-00421IP & IPR2018-01282 / 39521-00421IP2)
`
`2019 ● Erise IP
`
`Implicit, LLC v. Netscout Systems, Inc (Civil Action No. 2:18-cv-53-JRG)
`
`2019 ● Perkins-Coie
`
`Adobe Inc. v. RAH Color Technologies LLC (Cases IPR2019-00627,
`
`IPR2019-00628, IPR2019-00629 and IPR2019-00646)
`
`2020 ● O’Melveny & Myers
`
`Maxell, Ltd. v. Apple Inc. (Case 5:19-cv-00036-RWS)
`
`2021 ● Pillsbury Winthrop Shaw Pittman LLP
`
`Intel v. SRC (Case IPR2020-1449)
`
`
`Limited Case History & Potential Conflicts
`
`Alston & Bird
`
`● Nokia (v. Neptune Subsea, Xtera)
`
`Arnold & Porter
`
`● Ivantis (v. Glaukos)
`
`Erise I.P.
`
`● Apple
`
`
`v. Future Link Systems (IPRs 6317804, 6622108, 6807505, and
`
`
`7917680)
`
`
`v. INVT
`
`
`v. Navblazer LLC (Case No. IPR2020-01253)
`
`IPR2022-00457
`Apple EX1014 Page 11
`
`

`

`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`v. Qualcomm (IPR2018-001281, 39521-00421IP, IPR2018-01282,
`39521-00421IP2)
`v. Quest Nettech Corp, Wynn Technologies (Case No. IPR2019-
`00XXX, RE. Patent Re38137)
`
`● Fanduel (v CGT)
`
`● Garmin (v. Phillips North America LLC, Case No. 2:19-cv-6301-AB-KS
`Central District of California)
`
`● Netscout
`
`v. Longhorn HD LLC)
`
`v. Implicit, LLC (Civil Action No. 2:18-cv-53-JRG)
` ● Sony Interactive Entertainment LLC
`v. Bot M8 LLC
`v. Infernal Technology LLC
`● Unified Patents (v GE Video Compression, Civil Action No. 2:19-cv-248)
`
`
`Fish & Richardson
`
`● Apple
`
`
`v. LBS Innovations
`
`
`v. Masimo (IPR 50095-0012IP1, 50095-0012IP2, 50095-0013IP1,
`
`
`50095-0013IP2, 50095-0006IP1)
`
`
`v. Neonode
`
`
`v. Qualcomm (IPR2018-001281, 39521-00421IP, IPR2018-01282,
`
`
`39521-00421IP2)
`
`
`
`
`● Dish Network
`
`v. Realtime Adaptive Streaming, Case No 1:17-CV-02097-RBJ)
`
`IPR2022-00457
`Apple EX1014 Page 12
`
`

`

`v. TQ Delta LLC
`
` Huawei (IPR 76933211)
`
` Kianxis
`
`
`
` ●
`
` ●
`
` ●
`
` LG Electronics (v. Bell Northern Research LLC, Case No. 3:18-cv-2864-
`CAB-BLM)
`
` ●
`
` ●
`
` Samsung (v. Bell Northern Research, Civil Action No. 2:19-cv-00286-
`JRG)
`
` Texas Instruments
`
` ●
`
`
`Irell & Manella
`
`● Curium
`
`O’Melveny & Myers
`
`● Apple (v. Maxell, Case 5:19-cv-00036-RWS)
`
`Perkins-Coie
`
`● TCL Industries (v. Koninklijke Philips NV, PTAB Case Nos. IPR2021-
`
`00495, IPR2021-00496, and IPR2021-00497)
`
`Pillsbury Winthrop Shaw Pittman
`
`● Intel (v. FG SRC LLC, Case No. 6:20-cv-00315 W.D. Tex)
`
` Metaswitch
`
` MLC Intellectual Property (v. MicronTech, Case No. 3:14-cv-03657-SI)
`
` Realtek Semiconductor
`
` Quectel
`
` ●
`
` ●
`
` ●
`
`IPR2022-00457
`Apple EX1014 Page 13
`
`

`

`      
`Appendix  B  
`  
`
`Appendix B
`
`IPR2022-00457
`Apple EX1014 Page 14
`
`IPR2022-00457
`Apple EX1014 Page 14
`
`

`

`screenshot-library.uakron.edu-2021.12.11-05_40_23
`hitp:/Mibrary.uakron.edu/search~S242/0681 501 722/0681501722/1%2C01%2C1%2CE/marc&FF=0681 501 722&1%2C1%2C
`11.12.2021
`
`i IB The University of Akron
`University Libraries
`
`UAHome University Libraries Contact the Library My Account Login
`
`(Search History)
`
`v
`
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`
`b
`
`@01 @ eng d
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`
`Regular Display
`
`LEADER @@0@@cam
`9e1
`681501722
`9@3
`OCoLC
`ees
`20110714101516.@
`808
`101113s2011
`nea
`e28
`9780123854896
`28
`@12385489X
`@35
`(OCoLC)681501722
`@35
`(OCoLC)681501722
`048~~BTCTA|beng| cBTCTA|dYDXCP | dNLGGC| dNLE | dUAT | dMUU| dDEBBG
`049
`AKRS
`@82 04 621.38456|222
`998
`TK5163.48325|b.D345 2011
`998
`TK5163.48325|b.D345 2011
`1@@ 1 Dahlman, Erik
`245 10 4G LTE/LTE-Advanced for mobile broadband /|cErik Dahlman,
`Stefan Parkvall, and Johan Skéld
`246 1
`FourG LTE/LTE-Advanced for mobile broadband
`Long-Term Evolution/Long-Term Evolution-Advanced for
`246 1
`mobile broadband
`246 1
`LTE-Advanced
`268
`Amsterdam ;|aBoston :|bElsevier/Academic Press, |c2011
`300
`xxiv, 431 p.
`:|bill.
`;|c25 cm
`504
`Includes bibliographical references (p. 417-422) and index
`658
`© Long-Term Evolution (Telecommunications)
`65@ @ Broadband communication systems
`65@ © Mobile communication systems
`700 1 Parkvall, Stefan, |d1967-
`7@@ 1 Skéld, Johan
`911
`jfk
`978 @1
`|tPreface|pxiii
`978 @1
`|tAcknowledgements| pxv
`978 @1
`|tAbbreviations and Acronyms|pxvii
`978 11
`|lch.
`1
`|tBackground of LTE|p1
`978 11
`|11.1.|tIntroduction|p1
`978 11
`|11.2.|tEvolution of Mobile Systems Before LTE|p2
`970 11
`|11.2.1.|tThe First 3G Standardization|p3
`970 11
`|11.3.|tITU Activities |p4
`97@ 11
`|11.3.1.|tIMT-20¢@ and IMT-Advanced|p4
`970 11
`|11.3.2.|tSpectrum for IMT Systems| p6
`978 11
`|11.4.|tDrivers for LTE|p7
`970 11
`|11.5.|tStandardization of LTE|p8
`978 11
`|11.5.1.|tThe Standardization Process |p8
`97@ 11
`|11.5.2.|tThe 3GPP Process|p9
`970 11
`|11.5.3.|tThe 3G Evolution to 4G|p11
`978 11
`|1lch.
`2
`|tHigh Data Rates in Mobile Communication|p15
`970 11
`|12.1.|tHigh Data Rates: Fundamental Constraints|p15
`978 11
`|12.1.1.|tHigh Data Rates in Noise-Limited Scenarios|p17
`978 11
`|12.1.2.|tHigher Data Rates in Interference-Limited
`Scenarios|p18
`97@ 11
`|12.2.|tHigher Data Rates Within a Limited Bandwidth:
`Higher-Order Modulation|p19
`970 11
`|12.2.1.|tHigher-Order Modulation in Combination with
`Channel Coding|p2e
`97@ 11
`|12.2.2.|tVariations in Instantaneous Transmit Power|p20
`|12.3.|tWider Bandwidth Including Multi-Carrier
`97@ 11
`Transmission|p21
`978 11
`|12.3.1.|tMulti-Carrier Transmission|p23
`|1lch.
`3
`|tOFDM Transmission|p27
`978 11
`970 11
`|13.1.|tBasic Principles of OFDM|p27
`978 11
`|13.2.|tOFDM Demodulation|p29
`978 11
`|13.3.|tOFDM Implementation Using IFFT/FFT Processing| p30
`970 11
`|13.4.|tCyclic-Prefix Insertion|p32
`970 11
`|13.5.|tFrequency-Domain Model of OFDM Transmission|p34
`978 11
`|13.6.|tChannel Estimation and Reference Symbols|p35
`978 11
`|13.7.|tFrequency Diversity with OFDM:
`Importance of
`Channel Coding |p36
`978 11
`|13.8.|tSelection of Basic OFDM Parameters|p37
`|13.8.1.|tOFDM Subcarrier Spacing|p38
`970 11
`978 11
`|13.8.2.|tNumber of Subcarriers|p39
`970 11
`|13.8.3.|tCyclic-Prefix Length|p4e
`978 11
`|13.9.|tVariations in Instantaneous Transmission Power|p4e
`978 11
`|13.1@.|tOFDM as a User-Multiplexing and Multiple-Access
`Scheme|p41
`97@ 11
`|13.11.|tMulti-Cell Broadcast/Multicast Transmission and
`OFDM| p43
`
`970 11
`|lch. 4
`|tWider-Band "Single-Carrier" Transmission|p45
`|14.1.|tEqualization Against Radio-Channel Frequency
`978 11
`Selectivity |p45
`970 11
`|14.1.1.|tTime-Domain Linear Equalization|p45
`|14.1.2.|tFrequency-Domain Equalization|p47
`970 11
`970 11
`|14.1.3.|tOther Equalizer Strategies |p49
`970 11
`|14.2.|tUplink FDMA with Flexible Bandwidth Assignment|p5o
`970 11
`|14.3.|tDFT-Spread OFDM| p52
`970 11
`|14.3.1.|tBasic Principles |p52
`97@ 11
`|14.3.2.|tDFTS-OFDM Receiver |p54
`970 11
`|14.3.3.|tUser Multiplexing with DFTS-OFDM|p55
`970 11
`|14.3.4.|tDistributed DFTS-OFDM| p55
`978 11
`|lch. 5
`|tMulti-Antenna Techniques| p59
`976 11
`|15.1.|tMulti-Antenna Configurations |p59
`978 11
`|15.2.|tBenefits of Multi-Antenna Techniques |p6é@
`970 11
`|15.3.|tMultiple Receive Antennas|p60
`970 11
`|15.4.|tMultiple Transmit Antennas|p65
`970 11
`|15.4.1.|tTransmit-Antenna Diversity|p65
`970 11
`|15.4.2.|tTransmitter-Side Beam-Forming|p68
`970 11
`|15.5.|tSpatial Multiplexing|p71
`976 11
`|15.5.1.|tBasic Principles|p71
`970 11
`|15.5.2.|tPrecoder-Based Spatial Multiplexing|p74
`978 11
`|15.5.3.|tNonlinear Receiver Processing|p75
`978 11
`|1lch. 6
`|tScheduling, Link Adaptation, and Hybrid ARQ|p79
`978 11
`|16.1.|tLink Adaptation: Power and Rate Control|p79
`978 11
`|16.2.|tChannel-Dependent Scheduling| p81
`978 11
`|16.2.1.|tDownlink Scheduling|p81
`970 11
`|16.2.2.|tUplink Scheduling|p85
`970 11
`|16.2.3.|tLink Adaptation and Channel-Dependent Scheduling
`in the Frequency Domain|p87
`978 11
`|16.2.4.|tAcquiring on Channel-State Information| p87
`|16.2.5.|tTraffic Behavior and Scheduling] p88
`978 11
`970 11
`|16.3.|tAdvanced Retransmission Schemes |p89
`970 11
`|16.4.|tHybrid ARQ with Soft Combining] p9e
`978 11
`|lch. 7
`|tLTE Radio Access: An Overview|p95
`978 11
`|17.1.|tBasic Principles |p96
`978 11
`|17.1.1.|tTransmission Scheme| p96
`978 11
`|17.1.2.|tChannel-Dependent Scheduling and Rate Adaptation
`p97
`mae [5 eee aeTerctee oonettnlies
`
`IPR2022-00457
`Apple EX1014 Page 15
`
`
`
`
`
`
`p|
`
`
`
`55
`
`IPR2022-00457
`Apple EX1014 Page 15
`
`

`

`|41/.4.4, | THyOr1a ARY W1TN SoTt Lompining| pyy
`17.1.5.
`|tMulti-Antenna Transmission|p1ee
`17.1.6.|tSpectrum Flexibility|p1ee
`17.2.|tLTE Release 9|p162
`17.2.1.
`|tMulticast and Broadcast Support|p1e2
`17.2.2.
`|tPositioning| p13
`17.2.3.|tDual-Layer Beam-Forming|p103
`17.3.|tLTE Release 10 and IMT-Advanced|p193
`17.3.1.
`|tCarrier Aggregation|p104
`17.3.2.
`|tExtended Multi-Antenna Transmission|p1e4
`17.3.3.
`|tRelaying|p1e5
`17.3.4.
`|tHeterogeneous Deployments |p1e5
`17.4,
`|tTerminal Capabilities |p1905
`Ich. 8
`|tRadio-Interface Architecture|p109
`18.1.|tOverall System Architecture|p109
`18.1.1.|tCore Network |p109
`18.1.2.|tRadio-Access Network|p111
`18.2.|tRadio Protocol Architecture|p111
`18.2.1.
`|tRadio-Link Control|p113
`18.2.2.|tMedium-Access Control|p115
`18.2.3.
`|tPhysical Layer|p123
`18.3.|tControl-Plane Protocols|p124
`18.3.1.|tState Machine|p125
`lch. 9
`|tPhysical Transmission Resources|p127
`19.1.|tOverall Time-Frequency Structure|p127
`19.2.|tNormal Subframes and MBSFN Subframes|p131
`19.3.|tCarrier Aggregation|p132
`19.4.
`|tFrequency-Domain Location of LTE Carriers |p134
`19.5.|tDuplex Schemes |p135
`19.5.1.
`|tFrequency-Division Duplex (FDD)|p136
`19.5.2.
`|tTime-Division Duplex (TDD) |p137
`19.5,3.|tLTE and TD-SCDMA Coexistence|p140
`lch. 10
`|tDownlink Physical-Layer Processing|p143
`110.1. |tTransport-Channel Processing|p143
`110.1.1.|tProcessing Steps|p143
`110.1.2.|tLocalized and Distributed Resource Mapping|p149
`110.2. |tDownlink Reference Signals |p152
`110.2.1.|tCell-Specific Reference Signals|p153
`110.2.2.|tDemodulation Reference Signals|p156
`110.2.3.|tCSI Reference Signals|p158
`110.3. |tMulti-Antenna Transmission|p161
`110.3.1.|tTransmit Diversity|p163
`110.3.2.|tCodebook-Based Precoding|p165
`110.3.3.|tNon-Codebook-Based Precoding|p169
`110.3.4,
`|tDownlink Multi-User MIMO|p171
`110.4. |tDownlink L1/L2 Control Signaling|p173
`110.4.1.|tPhysical Control Format Indicator Channel|p174
`110.4.2.|tPhysical Hybrid-ARQ Indicator Channel|p177
`110.4.3.|tPhysical Downlink Control Channel|p179
`110.4.4.|tDownlink Scheduling Assignment |p181
`110.4.5.|tUplink Scheduling Grants |p189
`110.4.6.|tCarrier Aggregation and Cross-Carrier
`Scheduling|p193
`110.4.7.|tPower-Control Commands |p195
`110.4.8,|tPDCCH Processing|p195
`110.4.9,|tBlind Decoding of PDCCHs|p199
`Ich. 11
`|tUplink Physical-Layer Processing|p203
`111.1.
`|tTransport-Channel Processing|p263
`1411.1.1.|tProcessing Steps |p203
`111.1.2.|tMapping to the Physical Resource|p2@5
`111.1.3.|tPUSCH Frequency Hopping|p207
`111.2.|tUplink Reference Signals|p210
`111.2.1.|tUplink Demodulation Reference Signals|p210
`111.2.2.|tUplink Sounding Reference Signals|p217
`111.3.
`|tUplink Multi-Antenna Transmission|p221
`111.3.1.|tPrecoder-Based Multi-Antenna Transmission for
`
`
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`IPR2022-00457
`Apple EX1014 Page 16
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`111.3.2.|tUplink Multi-User MIMO|p224
`111.3.3,.|tPUCCH Transmit Diversity |p226
`111.4.
`|tUplink L1/L2 Control Signaling|p226
`141.4.1.|tUplink L1/L2 Control Signaling on PUCCH|p227
`111.4.2.|tUplink L1/L2 Control Signaling on PUSCH|p242
`111.5.
`|tUplink Timing Alignment |p245
`Ich. 12
`|tRetransmission Protocols |p247
`112.1.|tHybrid ARQ with Soft Combining|p248
`112.1.1.|tDownlink Hybrid ARQ|p251
`112.1.2.|tUplink Hybrid ARQ|p251
`112.1.3.|tHybrid-ARQ Timing|p255
`112.2.
`|tRadio-Link Control|p259
`112.2.1.|tSegmentation, Concatenation, and Reassembly of
`RLC SDUs|p260
`112.2.2.|tRLC Retransmission|p261
`112.2.3.|tIn-Sequence Delivery|p262
`112.2.4.|tRLC Operation |p262
`ich. 13
`|tPower Control, Scheduling, and Interference
`Handling|p265
`113.1.|tUplink Power Control|p265
`113.1.1.|tUplink Power Control
`- Some Basic Rules|p266
`113.1.2.|tPower Control for PUCCH|p267
`113.1.3.|tPower Control for PUSCH|p269
`113.1.4,.|tPower Control for SRS|p271
`113.1.5.|tPower Headroom|p271
`113.2.|tScheduling and Rate Adaptation|p272
`113.2.1.|tDownlink Scheduling|p273
`113.2.2.
`|tUplink Scheduling|p275
`113.2.3.|tSemi-Persistent Scheduling|p280
`113.2.4,|tScheduling for Half-Duplex FDD|p281
`113.2.5.|tChannel-State Reporting |p282
`113.2.6.|tDiscontinuous Reception (DRX) and Component
`Carrier Deactivation|p287
`113.3.|tInter-Cell Interference Coordination|p290
`113.4.
`|tHeterogeneous Network Deployments|p293
`113.4.1.|tInterference Handling in a Heterogeneous
`Deployment| p294
`113.4.2.|tInterference Coordination in the Case of Home-
`eNodeB| p299
`
`Ich. 14
`|tAccess Procedures |p301
`114.1.
`|tAcquisition and Cell Search|p301
`114.1.1,|tOverview of LTE Cell Search|p301
`114.1.2.|tPSS Structure |p303
`114.1.3.|tSSS Structure |p304
`114.2.|tSystem Information |p304
`114.2.1.|tMIB and BCH Transmission|p3@5
`114.2.2.
`|tSystem-Information Blocks |p308
`114.3.|tRandom Access|p310
`114.3.1.|tStep 1: Random-Access Preamble Transmission
`p312
`114.3.2.|tStep 2: Random-Access Response|p317
`114.3.3.|tStep 3: Terminal Identification|p318
`114.3.4.|tStep 4: Contention Resolution|p319
`114.4.
`|tPaging|p319
`lch. 15
`|tMultimedia Broadcast/Multicast Services|p323
`115.1.
`|tArchitecture|p324
`115.2.
`|tOverall Channel Structure and Physical-Layer
`Processing|p325
`115.3.
`|tScheduling of MBMS Services|p328
`Ich. 16
`|tRelaying|p331
`116.1.
`|tRelays in LTE|p332
`116.2.
`|tOverall Architecture|p333
`116.3.
`|tBackhaul Design for Inband Relaying|p334
`116.3.1.|tAccess-Link Hybrid-ARQ Operation|p335
`116.3.2.|tBackhaul-Link Hybrid-ARQ Operation|p336
`116.3.3.|tBackhaul Downlink Control Signaling|p337
`116.3.4.|tReference Signals for the Backhaul Link|p341
`
`
`
`IPR2022-00457
`Apple EX1014 Page 16
`
`

`

`CALL #
`TK5103.48325 .D345 2011
`
`STATUS
`AVAILABLE
`
`Report a Problem
`
`IPR2022-00457
`Apple EX1014 Page 17
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`
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`Science
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`116.3.5,|tBackhaul-Access Link Timing|p342
`Ich. 17
`|tSpectrum and RF Characteristics|p347
`117.1.
`|tSpectrum for LTE|p347
`117.1.1.|tSpectrum Defined for IMT Systems by the ITU-R
`p347
`117.1.2.|tFrequency Bands for LTE|p348
`117.1.3.|tNew Frequency Bands |p351
`117.2.|tFlexible Spectrum Use|p352
`117.3.
`|tFlexible Channel Bandwidth Operation|p353
`117.4.
`|tCarrier Aggregation for LTE|p355
`117.5.|tMulti-Standard Radio Base Stations |p359
`117.6.|tOverview of RF Requirements for LTE|p361
`117.6.1.|tTransmitter Characteristics |p362
`117.6.2.|tReceiver Characteristics |p363
`117.6.3.|tRegional Requirements |p363
`117.6.4.|tBand-Specific UE Requirements Through Network
`Signaling|p364
`117.6.5,|tBase-Station Classes|p365
`117.7.
`|tOutput Power Level Requirements |p366
`117.7.1.|tBase-Station Output Power and Dynamic Range
`p366
`117.7.2.|tUE Output Power and Dynamic Range|p366
`117.8.
`|tTransmitted Signal Quality|p366
`117.8.1.|tEVM and Frequency Error|p367
`117.8.2.|tUE In-Band Emissions|p367
`117.8.3.|tBase-Station Time Alignment |p367
`117.9.
`|tUnwanted Emissions Requirements |p367
`117.9.1.|tImplementation Aspects |p368
`117.9.2.|tSpectrum Emission Mask|p368
`117.9.3.|tAdjacent Channel Leakage Ratio|p370
`117.9.4.|tSpurious Emissions|p372
`117.9.5.|tOccupied Bandwidth|p372
`117.9.6.|tTransmitter Intermodulation|p372
`117.10. |tSensitivity and Dynamic Range|p373
`117.11. |tReceiver Susceptibility to Interfering Signals
`p373
`Ich. 18
`|tPerformance|p377
`118.1.|tPerformance Assessment |p377
`118.1.1.|tEnd-User Perspective of Performance|p378
`118.1.2.|tOperator Perspective|p379
`118.2.|tPerformance in Terms of Peak Data Rates and
`Latency|p379
`118.3.|tPerformance Evaluation of LTE-Advanced|p380
`118.3.1.|tModels and Assumptions |p381
`118.3.2.|tEvaluation Criteria|p383
`118.3.3.|tPerformance Numbers for FDD|p384
`118.3.4.|tPerformance Numbers for TDD|p385
`118.4. |tConclusion|p387
`Ich. 19
`|tOther Wireless Communications Systems|p389
`119.1. | tHSPA|p389
`119.1.1.
`|tArchitecture|p391
`119.1.2.|tChannel-Dependent Scheduling |p392
`119.1.3.|tHybrid ARQ with Soft Combining|p393
`119.1.4,|tControl-Plane Latency Reductions |p394
`119.1.5.|tSpatial Multiplexing|p395
`119.1.6.|tCarrier Aggregation|p395
`119.1.7.|tUTRA TDD|p395
`119.2. | tGSM/EDGE| p396
`119.2.1.|tObjectives for GSM/EDGE Evolution|p397
`119.2.2.|tDual-Antenna Terminals |p398
`119.2.3.|tMulti-Carrier EDGE|p398
`119.2.4.|tReduced TTI and Fast Feedback|p399
`119.2.5.|tImproved Modulation and Coding|p4e0
`119.2.6.|tHigher Symbol Rates| p4ee
`119.2.7.|tVoice Service over Adaptive Multi-User Channels
`p4e1
`119.3. |tCDMA2@@@ and HRPD/1x EV-DO|p4e2
`119.3.1.
`|tCDMA2@@0 1x|p4e3
`119.3.2.|t1x EV-DO Rev @|p403
`119.3.3.|t1x EV-DO Rev A|p4o4
`119.3.4.|t1x EV-DO Rev B|p4e@s5
`119.3.5,|t1x EV-DO Rev C|p4e5
`119.4. |tIEEE 8@2.16e, Mobile WiMAX and 802.16m|p4@5
`119.4.1.|tIEEE 8@2.16e and Mobile WiMAX|p4e6
`119.4.2.|tIEEE 802.16m- WiMAX for IMT-Advanced|p4e8
`119.5. |tSummary |p409
`Ich. 20
`|tFinal Thoughts |p411
`120.1. |tWhere to Go in the Future?|p411
`12.1.1.
`|tAdvanced Multi-Cell Coordination|p412
`120.1.2.|tNetwork Energy Efficiency|p412
`12.1.3.
`|tMachine-Type Communication |p413
`120.1.4.|tNew ways of Using Spectrum|p414
`120.1.5.|tDirect Device-to-Device Communication| p414
`120.2. |tConcluding Remarks |p415
`tReferences|p417
`tIndex|p423
`d2@120109
`
`IPR2022-00457
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`OCLC NO v|System Sorted v |Search~| \681501722 | View Entire Collection
`
`
`
`
`Title
`
` Loc
`Book
`00!
`Science
`
`4G LTE/LTE-Advanced for mobile broadband / Erik Dahlman, Stefan Parkvall,
`and Johan Skéld
`Dahlman,Erik
`Author
`Imprint Amsterdam ; Boston : Elsevier/Academic Press, 2011
`CALL #
`
`STATUS
`
`aa :D345
`
`AVAILABLE
`
`Other Auth
`Other Title
`
`OCLC #
`
`Call # 1K5103.48325 .D345 2011
`Phys Descr_
`xxiv, 431 p.: ill.
`; 25 cm
`Bibliog
`Includes bibliographical references (p. 417-422) and index
`Subject Long-Term Evolution (Telecommunications)
`Broadband communication systems
`Mobile communication systems
`Parkvall, Stefan, 1967-
`Sk6ld, Johan
`FourG LTE/LTE-Advanced for mobile broadband
`Long-Term Evolution/Long-Term Evolution-Advanced for mobile broadband
`LTE-Advanced
`681501722
`(OCoLC)681501722
`(OCoLC)681501722
`ISBN 9780123854896
`012385489x
`Table of Contents
`
`Preface
`xiii
`
`Acknowledgements
`xv
`
`Abbreviations and Acronyms
`xvii
`
`ch. 1
`Background of LTE
`1
`
`ad
`Introduction
`L
`152i:
`Evolution of Mobile Systems Before LTE
`2
`
`1.2.1.
`The First 3G Standardization
`3
`
`1.3.
`ITU Activities
`4
`
`
`1.3.1.|IMT-2000 and IMT-Advanced 4
`
`1.3.2.
`Spectrum for IMT Systems
`6
`
`1.4.
`Drivers for LTE
`ri
`iD:
`Standardization of LTE
`8
`
`1.5.1,
`The Standardization Process
`8
`
`
`1.5.2.|The 3GPP Process 9
`
`1.5.3.
`The 3G Evolution to 4G
`11
`
`ch..2.
`High Data Rates in Mobile Communication
`15
`
`Zui,
`High Data Rates: Fundamental Constraints
`15
`2.1.1,
`High Data Rates in Noise-Limited Scenarios
`17
`
`2.1.2.
`Higher Data Rates in Interference-Limited Scenarios
`18
`
`Bid.
`Higher Data Rates Within a Limited Bandwidth: Higher-Order Modulation
`19)
`
`2.2.1
`Higher-Order Modulation in Combination with Channel Coding
`20
`
`2.2.2,
`Variations in Instantaneous Transmit Power
`20
`
`2.3%
`Wider Bandwidth Including Multi-Carrier Transmission
`at
`2.3.1, Multi-Carrier Transmission
`23
`
`ch. 3
`OFDM Transmission
`27:
`
`3.1
`Basic Principles of OFDM
`27
`
`3:2.
`OFDM Demodulation
`29
`
`Sus,
`OFDM Implementation Using IFFT/FFT Processing
`30
`
`3.4.
`Cyclic-Prefix Insertion
`32
`3.5.
`Frequency-Domain Model of OFDM Transmission
`34
`
`3.6.
`Channel Estimation and Reference Symbols
`35
`
`Bur.
`Frequency Diversity with OFDM: Importance of Channel Coding
`36
`
`3.8.
`Selection of Basic OFDM Parameters
`37
`
`
`3.8.1,|OFDM Subcarrier Spacing 38
`
`
`3.8.2.|Number of Subcarriers 39
`3.8.3,
`Cyclic-Prefix Length
`40
`
`3.9.
`Variations in Instantaneous Transmission Power
`40
`
`3.10.
`OFDM as a User-Multiplexing and Multiple-Access Scheme
`41
`
`Sa.
`Multi-Cell Broadcast/Multicast Transmission and OFDM
`43
`
`ch. 4 Wider-Band "Single-Carrier" Transmission
`45
`
`4.1.
`Equalization Against Radio-Channel Frequency Selectivit
`45
`
`
`4.1.1.|Time-Domain Linear Equalization 45
`
`4.1.2.
`Frequency-Domain Equalization
`47
`
`4.1.3. Other Equalizer Strategies
`49
`
`4.2.
`Uplink FDMAwith Flexible Bandwidth Assignment
`50
`
`4.3.
`DFT-Spread OFDM
`52
`
`4.3.1.
`Basic Principles
`52
`
`
`4.3.2.|DFTS-OFDM Receiver 54
`
`4.3.3.
`User Multiplexing with DFTS-OFDM
`55
`
`4.3.4.
`Distributed DFTS-OFDM
`55
`
`ch. 5
`Multi-Antenna Techniques
`59
`
`5a.
`Multi-Antenna Configurations
`59
`
`5.2.
`Benefits of Multi-Antenna Techniques
`60
`
`533.
`Multiple Receive Antennas.
`60
`
`5.4.
`Multiple Transmit Antennas.
`65
`
`5.4.1.
`Transmit-Antenna Diversity
`65
`
`5.4.2.
`Transmitter-Side Beam-Forming
`68
`
`5.5.
`Spatial Multiplexing
`74
`
`5.5.1.
`Basic Principles
`Fi
`
`5.5.2.
`Precoder-Based Spatial Multiplexing
`74
`
`5.5.3.
`Nonlinear Receiver Processing
`75
`
`ch. 6
`Scheduling, Link Adaptation, and Hybrid ARQ
`79
`
`| P R2022-00457
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`

`
`
`6.1
`Link Adaptation: Power and Rate Control
`79
`
`6.2.
`Channel-Dependent Scheduling
`81
`
`
`6.2.1.|Downlink Scheduling 81
`
`6.2.2.
`Uplink Scheduling
`85
`6.2.3.
`Link Adaptation and