‘426 Patent
`14. The telecommunications node according to
`claim 10, wherein the telecommunications
`nodeis further configured for deleting from the
`combination ofthe first set of subscription data
`and the second set of subscription data
`the at least one second set of subscription
`data at the telecommunications nodeafter a
`precondition has been fulfilled and,
`if the telecommunications system is an
`LTEtelecommunications system, removing
`a default bearer for the user equipment.
`
`15. The telecommunications node according to
`claim 10, wherein the telecommunications
`system comprises an LTE telecommunication
`system and the telecommunications node
`comprises an LTE telecommunications node,
`and wherein the the operations further include:
`omitting establishing a default bearer on a
`radio path between the user equipment and
`the LTE telecommunications
`system priorto initiation of the second
`transfer stage;
`providing the user equipment with
`information indicative of non-
`establishment of the default bearer
`prior to the initiation of the second
`transfer stage;
`establishing the default bearer
`
`upon orafter initiation of the second
`transfer stage by the attach control
`node.
`
`TS 23.003
`
`e “telecommunications node”: see claim 10.
`e “deleting from the combination ofthe first
`set of subscription data and the secondset of
`subscription data” is not disclosed.
`
`A “precondition”is not disclosed.
`
`e An “LTE telecommunications network” is
`not explicitly disclosed, Section 2.1, page
`14, inter alia, discloses an “MME.”
`e “removing a default bearer” is not disclosed.
`
`e An “LTE telecommunications network” is
`not explicitly disclosed, Section 2.1, page
`14, inter alia, discloses an “MME.”
`e “data is triggered ”is not disclosed.
`
`“omitting establishing a default bearer” is not
`disclosed.
`
`A “second transfer stage”is not disclosed.
`
`“providing the user equipment with
`information indicative of non-establishment of
`the default bearer” is not disclosed.
`A “second transfer stage”is not disclosed.
`
`“establishing the default bearer” is not
`disclosed.
`A “second transfer stage”is not disclosed.
`
`
`
`16. A user equipment configured for use with a
`telecommunications node of a
`telecommunications system, wherein the
`telecommunications system comprises a
`subscriber database containing subscription
`data of the user equipment,
`
`e Section 2.8.2.1, page 18, inter alia, discloses
`“ ..the case when a UE moves from an
`MMEto an SGSN.”
`e Section 13.4, page 40, inter alia, discloses
`an “HSS.”
`
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`

`

`‘426 Patent TS 23.003
`
`Section 2.1, page 14, inter alia, discloses “In
`wherein the telecommunications node is
`configuredto:
`order to support the subscriber identity
`confidentiality service the VLRs, SGSNs and
`MME mayallocate Temporary Mobile
`Subscriber Identities (TMSI)to visiting mobile
`subscribers.”
`A “first transfer stage” is not disclosed.
`
`1)
`
`receive in a first transfer stage
`a first set of subscription data from
`the subscriber database and store
`the first set of subscription data in
`the telecommunicationsnode,
`
`disclosed.
` e Section 2.1, page 14, discloses “In order to
`
`wherein the first set of subscription
`data is insufficient for enabling
`establishing a communication
`session between the user equipment
`and the telecommunications system;
`and
`(ii) if establishing a communication
`session is required between the user
`equipmentand the
`telecommunications network,
`receive in a second transfer stage
`following the first transfer stage
`at least one secondset of
`subscription data from the
`subscriber database, and store the
`second set of subscription data in
`the telecommunicationsnode,
`wherein a combination ofthe first
`set of subscription data and the
`second set of subscription data is
`sufficient for enabling establishing
`a communication session between
`the user equipment and the
`telecommunications network
`and wherein the user equipment comprises:
`
`a processor having access to
`instructions that when executed cause
`the user equipmentto carry out
`operations including receiving and
`processing at least one of:
`
`speed up the search for subscriber data in the
`VLR...”
`e A “first set of subscription data” is not
`disclosed.
`Insufficiency of data “for enabling establishing
`a communication session” is not disclosed.
`
`“af establishing a communication session is
`required between the user equipment and the
`telecommunications network” is not disclosed.
`
`A “second transfer stage”is not disclosed.
`
`e Section 2.1, page 14, discloses “In order to
`speed up the search for subscriber data in the
`VLR...”
`e A “secondset of subscription data” is not
`disclosed.
`
`e A “combination ofthefirst set of
`subscription data and the secondset of
`subscription data” is not disclosed.
`e Sufficiency of “the first set of subscription
`data and the secondset of subscription data”
`is not disclosed.
`
`Section 2.8.2.1, page 18, interalia, discloses
`“..the case when a UE moves from an MME
`to an SGSN.”
`“a processor having accessto instructions that
`when executed cause the database system to
`carry out operations”is not explicitly
`
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`

`‘426 Patent TS 23.003
`
`a partial subscription data
`“a partial subscription data transfer indication
`indicative ofstoring onlythefirst set of
`transfer indication indicative of
`storing only thefirst set of
`subscription data in the telecommunications
`subscription data in the
`node” is not disclosed.
`telecommunications node; or
`if the user equipment is an LTE
`type user equipment, a non-
`bearer establishment indication
`indicative of omitting
`establishmentof a default bearer
`on a radio path between the
`LTEtype user equipment and
`the telecommunications node
`prior to initiation of the
`second transfer stage being
`insufficient for enabling
`establishment.
`
`
`e An “LTE telecommunications network” is
`not explicitly disclosed, Section 2.1, page
`14, inter alia, discloses an “MME.”
`e “omitting establishment of a default bearer”
`is not disclosed.
`
`A “second transfer stage”is not disclosed.
`
`disclosed.
`
`
`17. The user equipment according to claim 16,
`e “user equipment”: see claim 16.
`wherein the operations further include omitting
`e “omitting requesting a communication
`requesting a communication session with the
`session with the telecommunications node”
`telecommunications node whenhaving
`is not disclosed.
`
`processed at least one of
`the partial subscription data transfer
`indication and the non-bearer establishment
`indication.
`
`e “partial subscription data transfer
`indication” is not disclosed.
`
`e “non-bearer establishment indication” is not
`
`For the reasons provided in Section X and XI below, TS 23.003 does not raise a
`
`substantial new question of patentability of the ‘426 Patent, and does not render unpatentable any
`
`claim of the ‘426 Patent.
`
`VI.
`
`A COPY OF THE PATENT FOR WHICH SUPPLEMENTAL
`EXAMINATIONIS REQUESTED, AND A COPY OF ANY
`DISCLAIMER OR CERTIFICATE ISSUED FOR THE PATENT
`
`A copy of the ‘426 Patent is submitted herewith.
`
`VIL. A COPY OF EACH ITEM OF INFORMATION
`
`A copy of each item of information is submitted herewith.
`
`136
`
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`

`

`VII. A SUMMARYOF THE RELEVANT PORTIONSOF ANY DOCUMENT,
`OTHER THAN THE REQUEST, WHICH IS OVER FIFTY PAGES IN
`LENGTH
`
`TS 24.008 is a Technical Specification (TS) standards document, produced bythe 3
`
`Generation Partnership Project (3GPP), which provides a layer 3 specification for a mobile radio
`
`interface, as well as core network protocols, of telecommunications network in which mobile
`
`communications and services are, or intended to be, implemented in compliance with TS 24.008
`
`and/or 3GPP specifications. 7S 24.008, Title. The documentspecifies the procedures used at the
`
`radio interface core network protocols within the 3rd generation mobile telecommunications
`
`system andthedigital cellular telecommunications system, and specifies the procedures used at
`
`the radio interface. The procedures are defined in terms of messages exchangedoverthe control
`
`channels of the radio interface. TS 24.008, page 27, Scope.
`
`The excerpted version of TS 24.008 provided herewith contains 23 pages of a Table of
`
`Contents, included in the interest identifying the topics covered. While no specific pages of the
`
`Table of Contents are cited in the claim chart for TS 24.008, citations in the claim chart are at
`
`least representative of information in TS 24.008 that may listed in one or more entries is the
`
`Table of Contents.
`
`Section 4.7.3, pages 133-154 generally discloses a “GPRSattach procedure.” In
`
`particular, Figure 4.7.3/1, page 147, illustrates call flow of an attach procedure in which a
`
`mobile station (MS) sendsan “attach request” message to the network. Other steps of a GPRS
`
`attach procedure in compliance the TS 24.008 standard are described.
`
`Section 6.1.3.1, describes PDP context activation. In particular, “subscription data”is
`
`disclosed:
`
`On receipt of the ACTIVATE PDP CONTEXT REQUEST messagesent by the
`MS,the network when allocating an IP address shall take into account the PDP
`
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`

`

`type number, the operator policies of the home andvisited network, and the user’s
`subscription data. Page 28/.
`
`Section 4.7.3, pages 79-93 generally discloses an “Authentication procedure”
`
`Section 4.7. 13.1, describes Service Request procedureinitiation. In particular, service
`
`request initiation by a MSis disclosed: “The MS initiates the Service request procedure by
`
`sending a SERVICE REQUESTmessage.” Page 2/3.
`
`While an “LTE communications network”is not explicitly disclosed as such, various
`
`known components of an LTE networkare disclosed. Operation of a MS in an LTE networkis
`
`implied by interaction between a MS and a MME: “The twoseparate timers run in the MS for
`
`updating MME and SGSN independently.” Page /31.
`
`Section 4.7.1.8, page 128, discloses a network node in the form of a Serving General
`
`Packet Radio Service (GPRS) Support Node (SGSN): “In order to route the NAS message to an
`
`appropriate SGSN, the MS NASprovides the lower layers with the routing parameter” according
`
`to a set oflisted rules.
`
`Section 4.1.1.2.1, page 47, discloses a timer that expires: “If the MM timersare already
`
`running, the MS should notreact on the expiration of the timers.”
`
`Section 9.4.1.5, page 370, discloses a UE network capability requirement. In particular,
`
`“An MSsupporting S1 mode shall includethis IE to indicate its capabilities to the network.”
`
`IX.
`
`AN IDENTIFICATION OF THE OWNER OF THE ENTIRE RIGHT,
`TITLE, AND INTEREST IN THE PATENT REQUESTED TO BE
`EXAMINED, AND A SUBMISSION UNDER37 C.F.R.§ 3.73(c)
`
`Theentire right, title and interest of the ‘426 Patent is owned by Koninklijke KPN N.V.
`
`and Nederlandse Organisatie voor Toegepast-Natuurwetenschappelijk Onderzoek TNO. A
`
`Statement under 37 C.F.R. § 3.73(c) establishing such ownership is submitted herewith.
`
`138
`
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`

`

`X.|AN EXPLANATION PURSUANTTO37 C.F.R.§ 1.610(c)(4) OF WHY
`EACH ITEM OF INFORMATION SUBMITTED WITH THE REQUEST
`DOES NOT RAISE A SUBSTANTIAL NEW QUESTION OF
`PATENTABILITY
`
`The ‘426 Patent describes and claims a method and systems and/or system components
`
`for controlling an attach state of a user equipment device (UE) in a telecommunications network.
`
`Someservices in telecommunications networks may involve to machine-to-machine (M2M)
`
`communications, also referred to as machine type communications (MTC). Examples may
`
`include automated utility meter reading (“smart meters”) and sensors on vending machines.
`
`Proliferation of large numbers of MTC devices can place a high demandon control-plane
`
`resources of a network, while usingrelatively little data-plane resources compared with typical
`
`UEs. One elementof control-plane resources relates to the attach state of MTC devices, which,
`
`in addition to control signaling, may involve storing subscription data and other information
`
`associated with MTC devices in control network control nodes. This aspect of MTC utilization
`
`has been recognized in the art, and various standards-based approachesto addressing it have
`
`been proposed involving needs-basedregistration and attachment. However, the proposed
`
`approaches introduce operational inefficiencies, and at the same timefail to adequately or
`
`satisfactorily relieve the storage burdens imposed even by needs-basedregistration and
`
`attachment of MTC devices.
`
`The method and systems of the ‘426 Patent provide, inter alia, for a two-stage data
`
`transfer during an attach procedure in whicha “first set of subscription data” is transferred from
`
`a “subscriber database” to one or another type of network control node in a “first transfer stage,”
`
`and a “secondset of subscription data” is transferred in a “second transfer stage.” The two-stage
`
`procedure supports a partial attach state and a complete attach state, thereby largely relieving the
`
`amount of subscription data and information that needsto be stored in network control nodes.
`
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`
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`

`

`The partial attach state may be obtained with thefirst transfer stage, and the complete attach state
`
`maybe obtained with the second transfer stage. The storage burdenofthefirst transfer is
`
`relatively small compared with previously proposed approaches. And achieving the complete
`
`attach state may be maderelatively efficient by the prior establishmentofthe partial attach state.
`
`Noneof the items of information provided herewith teach, disclose, or suggest a two-
`
`stage transfer of subscription data during the attach process, nor do they teach, disclose, or
`
`suggest partial or complete attach states associated with a two-stage transfer. Further, the “426
`
`Patent was issued based ona first-action allowance of the ‘143 Application, in which the
`
`Examiner found nopriorart, either individually or in combination, that taught all the elements of
`
`any of the original claims.
`
`TS 22.368 specifies service requirements for machine-type communications (MTC)in
`
`telecommunications systems. The documentidentifies and specifies general requirements for
`
`MTC; identifies service aspects where network improvements (compared to the current human-
`
`to-humanoriented services) are needed to cater for the specific nature of machine-type
`
`communications; and specifies MTC requirements for these service aspects where network
`
`improvements are needed for MTC. TS 22.368, Scope, page 5. The ‘143 Application disclosed
`
`TS 22.368 in the “Background”section (page 1, line 17), as backgroundin an introductory
`
`description of MTC. TS 22.368 does not disclose at least (1) a two-stage transfer of subscription
`
`data, (2) first or second sets of subscription data that are transferred during a two-stage transfer,
`
`or (3) a partial and complete attachstate.
`
`TR 23.888 reports improvements for machine-type communications (MTC) in
`
`telecommunications. The documentstudies and evaluates architectural aspects proposed
`
`improvements for MTC, including architectural enhancements to support a large number of
`
`140
`
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`

`

`MTCdevices andto fulfil MTC service requirements. TR 23.888, Scope, page 12. The ‘143
`
`Application disclosed TR 23.888 in the “Background”section (page1, line 35 — page2, line 6),
`
`as background in an introductory description of MTC. TR 23.888 does not disclose at least (1) a
`
`two-stage transfer of subscription data, (2) first or second sets of subscription data that are
`
`transferred during a two-stage transfer, or (3) a partial and complete attachstate.
`
`TS 23.008 specifies the organization of subscriber data in telecommunications systems.
`
`The document provides details concerning information to be stored in home subscriberservers,
`
`closed subscriber group (CSG) subscriber servers (CSS), visitor location registers, General
`
`Packet Radio Service (GPRS) Support Nodes and Call Session Control Function (CSCF)
`
`concerning mobile subscriber. TS 23.008, Scope, page 13. The ‘143 Application disclosed TS
`
`23.008 in the “Background”section (page 3, line 39 — page 4,line) and in the “Detailed
`
`Description” section (page 10, lines 10-15). Both disclosures served to identify the “network
`
`access mode” or “NAM”parameter defined in TS 23.008. TS 23.008 does not disclose at least
`
`(1) a two-stage transfer of subscription data, (2) first or second sets of subscription data that are
`
`transferred during a two-stage transfer, or (3) a partial and complete attachstate.
`
`TS 23.060 specifies service description in telecommunications systems. The document
`
`defines the “stage-2” service description for the General Packet Radio Service (GPRS), whichis
`
`a packet bearer service and a main part of the packet domain. TS 23.060, Scope, page /3. The
`
`‘143 Application disclosed TS 23.060 in the “Background”section (page 4, lines 5-8) and the
`
`“Detailed Description” section (page 7, lines 27-28; and page 10, lines 16-19). The disclosures
`
`served to identify particular subscription data fields defined in TS 23.060. TS 23.060 does not
`
`disclose at least (1) a two-stage transfer of subscription data, (2) first or second sets of
`
`141
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`

`

`subscription data that are transferred during a two-stage transfer, or (3) a partial and complete
`
`attach state.
`
`TS 23.401 specifies General Packet Radio Service (GPRS) enhancements for Evolved
`
`Universal Terrestrial Radio Access (E-UTRAN)access in telecommunications systems in which
`
`mobile communications and services are, or intended to be, implemented in compliance with
`
`TS 23.401 and/or other 3GPP specifications. The specification covers roaming and non-roaming
`
`scenarios, and covers aspects relating to mobility between E-UTRANandearlier radio access
`
`technologies, among other related topics. TS 23.401, Scope, page 11. The ‘143 Application
`
`disclosed TS 23.401 in the “Background”section (page4, lines 5-8) and the “Detailed
`
`Description” section (page 7, lines 27-28; and page 10, lines 16-19). The disclosures served to
`
`identify particular subscription data fields defined in TS 23.401. TS 23.401 does not disclose at
`
`least (1) a two-stage transfer of subscription data, (2) first or second sets of subscription data that
`
`are transferred during a two-stagetransfer, or (3) a partial and complete attach state.
`
`TS 23.402 specifies architecture enhancements for non-3GPPaccess in
`
`telecommunications systems. The specification covers both roaming and non-roaming scenarios
`
`and covers aspects, including mobility between 3GPP and non 3GPPaccesses, policy control and
`
`charging, and authentication, related to the usage of non-3GPP accesses. TS 23.402, Scope,
`
`page 11. The ‘143 Application disclosed TS 23.402 in the “Detailed Description” section (page
`
`7, lines 27-28). The disclosure served to identify particular subscription data fields defined in
`
`TS 23.402. TS 23.402 does not disclose at least (1) a two-stage transfer of subscription data, (2)
`
`first or second sets of subscription data that are transferred during a two-stage transfer, or (3) a
`
`partial and complete attach state.
`
`142
`
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`
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`
`

`

`TS 23.002 specifies network architecture for telecommunications systems. The
`
`specification provides an overview of the 3GPP public land mobile network (PLMN)andits
`
`architectures and configuration. The configuration and the functional entities of the PLMN and
`
`the interfaces between them are described on a general level. TS 23.002, Scope, page 12. The
`
`‘143 Application disclosed TS 23.002 in the “Detailed Description” section (page 7, lines 27-28).
`
`The disclosure served to identify particular subscription data fields defined in TS 23.002.
`
`TS 23.002 doesnot disclose at least (1) a two-stage transfer of subscription data, (2) first or
`
`second sets of subscription data that are transferred during a two-stage transfer, or (3) a partial
`
`and complete attach state.
`
`TS 29.002 provides mobility aspects specified as “Mobility Application Part (MAP) for
`
`digital telecommunications networks. The document describes the requirements for the signaling
`
`system and the procedures needed at the application level in orderto fulfil signaling needs of
`
`mobility in mobile networks. TS 29.002, Scope, page 29. The ‘143 Application disclosed TS
`
`29.002 in the “Detailed Description” section (page 8, lines 17-18). The disclosure served to
`
`identify the “Insert Subscriber Data” message defined in TS 29.002. TS 29.002 does not disclose
`
`at least (1) a two-stage transfer of subscription data, (2) first or second sets of subscription data
`
`that are transferred during a two-stage transfer, or (3) a partial and complete attachstate.
`
`TS 29.272 specifies particular components and protocols of telecommunications
`
`networks. Specifically, the document describes the Mobility Management Entity (MMB),
`
`Serving General Packet Radio Service (GPRS) Support Node (SGSN), and the Diameter
`
`protocol in the context of standards-based telecommunications networks. TS 29.272, Scope,
`
`page 10. The ‘143 Application disclosed TS 29.272 in the “Detailed Description” section
`
`(page 8, lines 17-18). The disclosure served to identify the “Insert Subscriber Data” message
`
`143
`
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`

`

`defined in TS 29.272. TS 29.272 does not disclose at least (1) a two-stage transfer of
`
`subscription data, (2) first or second sets of subscription data that are transferred during a two-
`
`stage transfer, or (3) a partial and complete attachstate.
`
`TS 24.008 provides a layer 3 specification for a mobile radio interface, as well as core
`
`network protocols, of telecommunications networks. Specifically, the document specifies the
`
`proceduresused at the radio interface core network protocols within the 3rd generation mobile
`
`telecommunications system andthe digital cellular telecommunications system, and specifies the
`
`proceduresused at the radio interface. TS 24.008, Scope, page 27. TS 24.008 doesnot disclose
`
`at least (1) a two-stage transfer of subscription data, (2) first or second sets of subscription data
`
`that are transferred during a two-stage transfer, or (3) a partial and complete attachstate.
`
`TS 23.003 specifies numbering, addressing, and identification in a telecommunications
`
`network. Specifically, the document defines the principal purpose and use of International
`
`Mobile station Equipment Identities (MED) within the digital cellular telecommunications
`
`system and the 3GPP system, covering a numberofspecific aspects of identification and
`
`addressing. TS 23.003, Scope, page 9. The ‘143 Application disclosed TS 23.003 in the table on
`
`page 11 of the “Detailed Description” section. In the table, the documentis cited as describing
`
`an example field, “APN-OI,” of subscription data. TS 23.003 does notdisclose at least (1) a
`
`two-stage transfer of subscription data, (2) first or second sets of subscription data that are
`
`transferred during a two-stage transfer, or (3) a partial and complete attachstate.
`
`XI.
`
`AN EXPLANATION PURSUANTTO37 C.E.R.§ 1.610(c)(3) OF HOW
`THE CLAIMS PATENTABLY DISTINGUISH OVER THE ITEMS OF
`INFORMATION
`
`Asnoted above, no item of information submitted with this Request raises a substantial
`
`new question of patentability.
`
`144
`
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`
`

`

`Noneofthe cited references renders any claim of the ‘426 Patent invalid for the same
`
`reasons as described above in Section X. As shownin the tables above, none ofthe cited
`
`references disclose each and every element claimed in the ‘426 Patent. Moreover, nothing in the
`
`cited references would give one of ordinary skill in the art any reasonto arrive at the claims of
`
`the ‘426 Patent, chiefly because noneofthe cited references teaches or suggests at least (1) a
`
`two-stage transfer of subscription data, (2) first or second sets of subscription data that are
`
`transferred during a two-stagetransfer, or (3) a partial and complete attachstate.
`
`XII CONCLUSION
`
`In view of this Request and the items of information submitted herewith, Supplemental
`
`Examination of claims 1-17 of the ‘426 Patent is requested. The Patentee submits that no
`
`substantial new question of patentability is raised by these items of information.
`
`The Office is invited to contact the undersigned if a teleconference would be helpful in
`
`considering this Request.
`
`Date: February 14, 2020
`
`By:
`
`Respectfully submitted,
`
`McDonnell Boehnen Hulbert & Berghoff LLP
`
`/David A. Grabelsky/
`David A. Grabelsky
`Reg. No. 59,208
`300 S. Wacker Dr., Suite 3200
`Chicago, IL 60606
`Tel: 312.913.3353
`Fax: 312.913.0002
`grabelsky@mbhb.com
`
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`

`PTO/AIA/96 (08-12)
`Approved for use through 01/31/2013. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`STATEMENT UNDER 37 CEFR3.73(c)
`
`Applicant/Patent Owner; Koninklijke KPN N.V.
`
`Application No./Patent No.: 9:949,426
`Filed/Issue Date: January 17, 2017
`
`Titled: METHOD AND TELECOMMUNICATIONS NODE FOR CONTROLLING AN ATTACH STATE OF A USER EQUIPMENT
`Koninklijke KPN N.V.
`_a Corporation
`
`(Name of Assignee)
`(Type of Assignee, e.g., corporation, partnership, university, government agency,etc.)
`
`states that, for the patent application/patent identified above, it is (choose oneof options 1, 2, 3 or 4 below):
`1. CJ The assignee of the entire right, title, and interest.
`
`2.
`
`An assignee of less than the entire right, title, and interest (check applicable box):
`|_| The extent (by percentage)of its ownershipinterestis
`%. Additional Statement(s) by the owners
`holding the balanceof the interest must be submitted to account for 100% of the ownership interest.
`
`There are unspecified percentages of ownership. The other parties, including inventors, who together ownthe entire
`right, title and interest are:
`
`Nederlandse Organisatie voor Toegepast-Natuurwetenschappelijk Onderzoek TNO
`
`Additional Statement(s) by the owner(s) holding the balanceof the interest must be submitted to account for the entire
`right, title, and interest.
`3. L] The assignee of an undividedinterestin the entirety (a complete assignmentfrom oneofthe joint inventors was made).
`The other parties, including inventors. who together ownthe entire right, title, and interest are:
`
`
`
`Additional Statement(s) by the owner(s) holding the balance of the interest must be submitted to account for the entire
`right, title, and interest.
`4. C] The recipient, via a court proceeding orthe like (e.g., bankruptcy, probate), of an undividedinterest in the entirety (a
`complete transfer of ownership interest was made). The certified document(s) showing the transfer is attached.
`
`The interestidentified in option 1, 2 or 3 above (not option 4) is evidenced by either (choose one of options A or B below):
`
`A.
`
`An assignmentfrom the inventor(s) of the patent application/patent identified above. The assignment was recorded in
`the United States Patent and Trademark Office at Reel 937495
`_ Frame 0143
`_ of for which a copy
`thereof is attached.
`
`B. C] A chain oftitle from the inventor(s), of the patent application/patent identified above, to the current assignee asfollows:
`
`1. From:
`
`2. From:
`
`To:
`
`The document was recordedin the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, of for which a copy thereof is attached.
`To:
`
`The document wasrecorded in the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, or for which a copy thereof is attached.
`
`[Page 1 of 2]
`This collection of information is required by 37 CFR 3.73(b). The information is required to obtain or retain a benefit by the public whichis to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount
`of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark
`Office, U.S. Department of Commerce. P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMSTO THIS ADDRESS. SEND
`TO: Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`Ifyou need assistance in completing the form, call 1-800-PTO-9199 andselect option 2.
`
`ERICSSON EXHIBIT 1002 Page 360
`
`ERICSSON EXHIBIT 1002 Page 360
`
`

`

`PTO/AIA/96 (08-12)
`Approved for use through 01/31/2013. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit displays a valid OMB control number.
`
`STATEMENT UNDER 37 CFR 3.73(c)
`
`
`To:
`
`The document wasrecorded in the United States Patent and Trademark Office at
`
`, of for which a copy thereof is attached.
`, Frame
`Reel
`
`To:
`
`The documentwasrecorded in the United States Patent and Trademark Office at
`
`, of for which a copy thereof is attached.
`, Frame
`Reel
`
`To:
`
`The documentwasrecorded in the United States Patent and Trademark Office at
`
`, of for which a copy thereof is attached.
`, Frame
`Reel
`
`To:
`
`The documentwasrecorded in the United States Patent and Trademark Office at
`
`Reel
`
`, Frame
`
`, of for which a copy thereof is attached.
`
`[]
`
`Additional documentsin the chain oftitle are listed on a supplemental sheet(s).
`
`
`
`As required by 37 CFR 3.73(c)(1)(i), the documentary evidence of the chain oftitle from the original owner to the
`assignee was, or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE: A separate copy(i.e., a true copy of the original assignment document(s)) must be submitted to Assignment
`Division in accordance with 37 CFR Part 3, to record the assignment in the records of the USPTO. See MPEP 302.08]
`
`The undersigned (whose title is supplied below) is authorized to act on behalf of the assignee.
`/David A. Grabelsky/
`February 14, 2020
`
`Signature
`Date
`David A. Grabelsky
`59,208
`Printed or Typed Name
`Title or Registration Number
`
`[Page 2 of 2]
`
`ERICSSON EXHIBIT 1002 Page 361
`
`ERICSSON EXHIBIT 1002 Page 361
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your
`submission of the attached form related to a patent application or patent. Accordingly, pursuantto the
`requirements of the Act, please be advised that: (1) the general authority for the collection of this information is 35
`U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which the
`information is used by the U.S. Patent and Trademark Office is to process and/or examine your submission related
`to a patent application or patent.
`If you do not furnish the requested information, the U.S. Patent and Trademark
`Office may not be able to process and/or examine your submission, which mayresult in termination of proceedings
`or abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the Freedom of
`Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of records
`may be disclosed to the Department of Justice to determine whether disclosure of these recordsis
`required by the Freedom of Information Act.
`A record from this system of records may be disclosed, as a routine use, in the course of presenting
`evidence to a court, magistrate, or administrative tribunal, including disclosures to opposing counsel in the
`course of settlement negotiations.
`A record in this system of records maybe disclosed, as a routine use, to a Member of Congress
`submitting a requestinvolving an individual, to whom the record pertains, when the individual has
`requested assistance from the Member with respect to the subject matter of the record.
`A record in this system of records maybe disclosed, as a routine use, to a contractor of the Agency
`having needfor the information in order to perform a contract. Recipients of information shall be required
`to comply with the requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`A record related to an International Application filed under the Patent Cooperation