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`Certified by
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`Under Secretary of Commerce
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`0001
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`EX1014
`Roku V. Media Chain
`U.S. Patent No. 10,489,560
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`Title of Invention:
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`DIGITAL MEDIA REPRODUCTION AND LICENSING
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`First Named Inventor/Applicant Name:
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`Christopher A. Estes
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`PatrickJ. Palascak/Cheryl Marley
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`DIGITAL MEDIA REPRODUCTION AND LICENSING
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`Approved for use through 11/30/2020. 0MB 0651--0032
`U.S. Patent and Trademark Oilice; U.S. DEPARTMENT OF COMMERCE
`Under tile Paperwork Reduction Act of 1995, no persons are required to respond !o a co!lection of information unless it contains a valid 011118 con!rol number.
`
`Application Data Sheet 37 CFR 1. 76
`
`Attorney Docket Number
`
`ESTES-?
`
`Application Number
`
`Title of Invention
`
`DIGITAL MEDIA REPRODUCTION AND UCENSING
`
`The application data sheet is part of the provisional or nor.provisional application for wt1ich it is being sutJmitted The following form contains tt1e
`bitJliogrnpt;ic data arranged in a format specified tiy the United States Patent and Trademark Office as outlined in 37 CFR 1.76
`This document may tie completed electronically and sutJmitted to the Office in electronic format using the Electronic Filing System (EFS) or tt1e
`document may be printed and included in a paper filed application.
`
`Secrecy Order 37 CFR 5.2:
`D Portions or all of tile application associated with tllis Application Data Sheet may fall under a Secrecy Order pursuant to
`· 37 CFR 5.2 (Paper filers only. Applications tllat fall under Secrecy Order may not be filed electronically.)
`
`Inventor Information:
`
`1
`Inventor
`Legal Name
`
`! RiM\iiiti l
`
`Prefix Given Name
`
`Middle Name
`
`Family Name
`
`Suffix
`
`Christopher
`Estes
`A.
`n Non US Residency 0 Active US Miiitary Service
`Residence Information (Select One) ® US Residency
`I Country of Residencd I us
`I State/Province I FL
`City Miami
`
`'-,I
`
`Mailing Address of Inventor:
`
`Address 1
`
`Address 2
`
`3109 Grand Avenue
`
`#503
`
`I State/Provi nee
`City
`I Miami
`I us
`! Countryi
`I 33133
`Postal Code
`All Inventors Must Be Listed - Additional Inventor Information blocks may be
`generated within this form by selecting the Add button.
`
`I FL
`
`!
`
`f,/;ijij
`
`ti
`
`Correspondence Information:
`Enter either Customer Number or complete the Correspondence Information section below.
`For further information see 37 CFR 1.33(a).
`D An Address is being provided for the correspondence Information of this application.
`Customer Number
`
`43218
`
`Email Address
`
`taft-ip-docket@taftlaw.com
`
`Application Information:
`
`Title of the Invention
`
`Attorney Docket Number ESTES-?
`
`DIGITAL MEDIA REPRODUCTION AND LICENSiNG
`I Small Entity Status Claimed ~
`
`Application Type
`
`Non provisional
`
`Subject Matter
`
`Uti!ity
`
`Total Number of Drawing Sheets {if any)
`
`EFS Web 2.2.13
`
`I 7
`
`I Suggested Figure for Publication (if any) I
`
`0014
`
`

`

`PTO/AiA/14 (02-18)
`Approved for use through 11/30/2020. 0MB 0651--0032
`U.S. Patent and Trademark Oilice; U.S. DEPARTMENT OF COMMERCE
`UnrJer the Paperwork Reduction Act of 1995. no persons are requireti to respond to a coilection of information unless it contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1. 76
`
`Attorney Docket Number
`
`ESTES-?
`
`Application Number
`
`Title of Invention
`
`DIGITAL MEDIA REPRODUCTION AND UCENSING
`
`Filing By Reference:
`Only cornplete this sec!ion whE,n fllinq an application by rE,ference undE;r 35 USC 1 ·11 (c) and 37 CFR 1.57(a). Do not c:omple,tE, this section if
`application papers including a specification and any drawings are being flied. Any domestic benefit or foreign priority information must be
`provided in the appropriate section(s) below (i.e., 0 Domestic Benefit/National Stage Information" and "Foreign Priority Information").
`
`For thE, purpos,,s of a filin~J datE, unde,r 37 CFR 1.53(b), thE, dE,scription and any drawings of the, present application are, rE,placed by this
`reference to the previously filed application, subject to conditions and requirements of 37 CFR 1.57(a).
`
`Application nurnbe,r of the, previously
`filed application
`
`Filin;J dat., (YYYY-MM-DD)
`
`ln!ell.,ctual Property Authority or Country
`
`1--
`
`Publication Information:
`D Request Early Publication (Fee required at time of Request 37 CFR 1.219)
`Request Not to Publish. I t1ereby request that the attached application not be published under
`D 35 U.S.C. 122(b) and certify U1at tt1e invention disclosed in the attact1ed application has not and will not be the
`subject of an application filed in another country, or under a multilateral international agreement, that requires
`publication at eighteen months after filing.
`
`Representative Information:
`
`Representative information shouid be provided for all practitioners having a power of attorney in the application. Providing
`this information in the Application Data Sheet does not constitute a power of attorney in the application (see 37 CFR 1.32).
`Either enter Customer Number or complete the Representative Name section below. If both sections are completed the customer
`Number will be used for the Representative information during processing.
`
`Please Select One:
`
`@ Customer Number
`
`I 0 US Patent Practitioner
`
`I 0 Limited Recognition (37 CFR 11.9)
`
`Customer Number
`
`43218
`
`Domestic Benefit/National Stage Information:
`This section allows for the applicant to either claim benefit under 35 U.S.C. 119(e), 120, 121, 365(c), or 386(c) or inclicate
`National Stage entry from a PCT application. Providin~1 benefit claim information in the Application Data Sheet constitutes
`the specific reference requirecl by 35 U.S.C. 119(e) or 120, and 37 CFR 1.78.
`When referring to U1e current application, please leave the "Application Number" field blank.
`
`Prior Application Status Pending
`
`Application Number
`
`Continuity Type
`
`Prior Application Number
`
`!Riv@fMI
`Filing or 371 (c) Date
`(YYYY-MM-DD)
`
`Continuation of
`
`15898978
`
`2018-02-19
`
`EFS\/Veb2.2.13
`
`0015
`
`

`

`PTO/AiA/14 (02-18)
`Approved for use through 11/30/2020. 0MB 0651--0032
`U.S. Patent and Trademark Oilice; U.S. DEPARTMENT OF COMMERCE
`UnrJer the Paperwork Reduction Act of 1995. no persons are requireti to respond to a coilection of information unless it contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1. 76
`
`Attorney Docket Number
`
`ESTES-?
`
`Application Number
`
`Title of Invention
`
`DIGITAL MEDIA REPRODUCTION AND UCENSING
`
`Prior Application Status Patented
`
`Application
`Number
`
`Continuity Type
`
`Prior Application
`Number
`
`Filing Date
`(YYYY-MM-DD)
`
`! RW~ili\\~ I
`Issue Date
`Patent Number
`(YYYY-MM-DD)
`
`15898978
`
`Continuation of
`
`15659175
`
`2017-07-25
`
`9898590
`
`Prior Application Status Patented
`
`2018-02-20
`!RW~@t~I
`
`Application
`Number
`
`Continuity Type
`
`Prior Application
`Number
`
`Filing Date
`(YYYY-MM-DD)
`
`Patent Number
`
`Issue Date
`(YYYY-MM-DD)
`
`15659175
`
`Continuation of
`
`13667629
`
`2012-11-02
`
`9715581
`
`Prior Application Status Expired
`
`Application Number
`
`Continuity Type
`
`Prior Application Number
`
`2017-07-25
`!RW~@t~I
`Filing or 371 (c) Date
`(YYYY-MM-DD)
`
`13667629
`
`Claims benefit of provisional
`
`61555810
`
`2011-11-04
`
`Additional Domestic Benefit/National Stage Data may be generated wiU1in U1is form
`by selecting the Add button.
`
`Foreign Priority Information:
`
`This section allows for the applicant to claim priority to a foreign application. Providing this information in the application data sheet
`constitutes the claim for priority as required by 35 U.S.C. 119(b) and 37 CFR 1.55. When priority is claimed to a foreign application
`that is eligible for retrieval under the priority document exchange program (PDX)i tile information wiii be used by the Office to
`automatically attempt retrieval pursuant to 37 CFR 1.55(i)(1) and (2). Under t~1e POX program, applicant bears t~1e ultimate
`responsibility for ensuring that a copy of the foreign application is received by the Office from tile participating foreign intellectual
`property office, or a certified copy of the foreign priority application is filed, within the time period specified in 37 CFR 1.55(g)(1).
`[ Rr:~~@~N ~~
`Access Codei (if applicable)
`
`Application Number
`
`Countryi
`
`Filing Date (YYYY-MM-DD)
`
`Additional Forei~Jn Priority Data may be generated within ttiis form by selecting the
`Add button.
`
`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition
`Applications
`
`Ttiis application (1) claims priority to or U1e benefit of an application filed before March 16, 2013 and (2) also
`contains, or contained at any time, a claim to a claimed invention that has an effective filing date on or after March
`D 16, 2013_
`NOTE: By providing this statement under 37 CFR 1.55 or 1.78, this application, with a filing date on or after March
`16, 2013, will be examined under Hie first inventor to file provisions of Hie AIA
`
`EFS\/Veb2.2.13
`
`0016
`
`

`

`PTO/AiA/14 (02-18)
`Approved for use through 11/30/2020. 0MB 0651--0032
`U.S. Patent and Trademark Oilice; U.S. DEPARTMENT OF COMMERCE
`UnrJer the Paperwork Reduction Act of 1995. no persons are requireti to respond to a coilection of information unless it contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1. 76
`
`Attorney Docket Number
`
`ESTES-?
`
`Application Number
`
`Title of Invention
`
`DIGITAL MEDIA REPRODUCTION AND UCENSING
`
`Authorization or Opt-Out of Authorization to Permit Access:
`
`When this Application Data Sheet is properly signed and filed with the application, applicant has provided written
`authority to permit a participating foreign intellectual property (IP) office access to U1e instant application-as-filed (see
`paragraph A in subsection 1 below) and the European Patent Office (EPO) access to any search results from the instant
`application (see paragraph B in subsection 1 below).
`
`Should applicant choose not to provide an auU1orization identified in subsection 1 below, applicant must opt-out of the
`authorization by checking the corresponding box A or B or both in subsection 2 below.
`
`!\.!_Q_It;: This section of the Application Data Sheet is QN_LY reviewed and processed with the INITIAL filing of an
`application. After the initial filing of an application, an Application Data St1eet cannot be used to provide or rescind
`authorization for access by a foreign IP office(s). Instead, Form PTO/SB/39 or PTO/SB/69 must be used as appropriate.
`
`1. Authorization to Permit Access by a Foreign Intellectual Property Office(s)
`
`A. Priority Document Exchange (PDX) - Unless box A in subsection 2 (opt-out of authorization) is checked, the
`undersigned t1ereby grants the USPTO authority to provide the European Patent Office (EPO), the Japan Patent Office
`(JPO), the Korean Intellectual Property Office (KIPO), the State Intellectual Property Office of the People's Republic of
`Ct1ina (SIPO), the World Intellectual Property Organization (WIPO), and any 0U1er foreign intellectual property office
`participating with the USPTO in a bilateral or multilateral priority document exchange agreement in which a foreign
`application claiming priority to U1e instant patent application is filed, access to: (1) tt1e instant patent application-as-filed
`and its related bibliographic data, (2) any foreign or domestic application to which priority or benefit is claimed by the
`instant application and its related bibliograpt1ic data, and (3) the date of filing of this Authorization. See 37 CFR 1.14(t1)
`(1 ).
`
`B. Search Results from U.S. Application to EPO - Unless box B in subsection 2 (opt-out of authorization) is checked,
`the undersigned t1ereby grants the USPTO authority to provide U1e EPO access to the bibliograpt1ic data and searct1
`results from the instant patent application when a European patent application claiming priority to the instant patent
`application is filed. See 37 CFR 1.14(h)(2).
`
`The applicant is reminded that U1e EPO's Rule 141 (1) EPC (European Patent Convention) requires applicants to submit a
`copy of search results from the instant application without delay in a European patent application that claims priority to
`tt1e instant application.
`
`2. Opt-Out of Authorizations to Permit Access by a Foreign Intellectual Property Office(s)
`
`A Applicant DOES NOT authorize the USPTO to permit a participating foreign IP office access to the instant
`D application-as-filed. lftt1is box is checked, U1e USPTO will not be providing a participating foreign IP office with
`any documents and information identified in subsection 1A above.
`
`B, Applicant DOES NOT authorize the USPTO to transmit to the EPO any search results from the instant patent
`D application. If this box is checked, the USPTO will not be providing the EPO with search results from the instant
`application.
`NOTE: Once the application has published or is othervvise publicly available, the USPTO may provide access to the
`application in accordance with 37 CFR 1 .14.
`
`EFS\/Veb2.2.13
`
`0017
`
`

`

`PTO/AiA/14 (02-18)
`Approved for use through 11/30/2020. 0MB 0651--0032
`U.S. Patent and Trademark Oilice; U.S. DEPARTMENT OF COMMERCE
`UnrJer the Paperwork Reduction Act of 1995. no persons are requireti to respond to a coilection of information unless it contains a valid 0MB control number.
`
`Application Data Sheet 37 CFR 1. 76
`
`Attorney Docket Number
`
`ESTES-?
`
`Application Number
`
`Title of Invention
`
`DIGITAL MEDIA REPRODUCTION AND UCENSING
`
`Applicant Information:
`
`Providing assignment information in this section does not substitute for compliance with any requirement of part 3 of Title 37 of CFR
`to have an assignment recorded by the Office.
`
`Applicant 1
`If the applicant is the inventor (or the remaining joint inventor or inventors under 37 CFR 1 .45), this section should not be completed.
`The information to be provided in this section is the name and address of the legal representative who is the applicant under 37 CFR
`143; or the name and address of the assignee, person to whom the inventor is under an obligation to assign the invention, or person
`who otherwise shows sufficient proprietary interest in the matter who is the applicant under 37 CFR 1.46. If the applicant is an
`applicant under 37 CFR 1.46 (assignee, person to whom the inventor is obligated to assign, or person who otherwise shows sufficient
`proprietary interest) together with one or more joint inventors, then the joint inventor or inventors who are also the applicant should be
`identified in this section.
`tt @j~@ ?I
`lo Joint Inventor
`
`@ Assignee
`
`lo Legal Representative under 35 U.S.C. 117
`lo
`"' Person to whom the inventor is obligated to assign.
`u
`If applicant is the legal representative, indicate the authority to file the patent application, the inventor is:
`
`Person who shows sufficient proprietary interest
`
`I
`
`Name of the Deceased or Legally Incapacitated Inventor: I
`
`lftt1e Applicant is an Organization ct1eck here.
`
`~
`
`Organization Name
`
`I Media Chain, LLC
`Mailing Address Information For Applicant:
`
`3109 Grand Ave,
`
`#503
`
`Miami
`
`Address 1
`
`Address 2
`
`City
`Country I us
`