throbber
IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`In re Patent of: Marcus Da Silva et al.
`U.S. Patent No.:
`10,715,235 Attorney Docket No.: 50095-0047IP1
`Issue Date:
`July 14, 2020
`
`Appl. Serial No.: 15/495,539
`
`Filing Date:
`April 24, 2017
`
`Title:
`DIRECTED WIRELESS COMMUNICATION
`
`
`
`Mail Stop Patent Board
`Patent Trial and Appeal Board
`U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`
`PETITION FOR INTER PARTES REVIEW OF UNITED STATES PATENT
`NO. 10,715,235 PURSUANT TO 35 U.S.C. §§ 311–319, 37 C.F.R. § 42
`
`
`
`

`

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`Attorney Docket No. 50095-0047IP1
`IPR of U.S. Patent No. 10,715,235
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`
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`TABLE OF CONTENTS
`
`I. 
`
`II. 
`
`REQUIREMENTS FOR IPR UNDER 37 C.F.R. § 42.104 ............................ 1 
`A.  Grounds for Standing ................................................................................ 1 
`B.  Challenge and Relief Requested ............................................................... 1 
`C.  Level of Ordinary Skill in the Art ............................................................. 3 
`D.  Claim Construction ................................................................................... 3 
`THE ’235 PATENT ......................................................................................... 4 
`A.  Brief Description ....................................................................................... 4 
`B.  Relevant History of the ’235 Patent .......................................................... 9 
`1.  Applicant’s Arguments During Prosecution ................................... 9 
`2.  Applicant Failed to Establish a February 2002 Invention Date .... 11 
`3. 
`The Effective Filing Date is After November 4, 2002 .................. 15 
`III.  THE CHALLENGED CLAIMS ARE UNPATENTABLE .......................... 20 
`A.  GROUND 1: Claims 8-12 are obvious over Burke ............................... 20 
`1.  Overview of Burke ........................................................................ 20 
`2.  Manner in which Burke Renders Claims 8-12 Obvious ............... 25 
`B.  GROUND 2: Claims 13 and 14 are obvious over Burke in view of Shull
`
`48 
`1.  Overview of Shull ......................................................................... 48 
`2. 
`Combination of Burke and Shull ................................................... 49 
`3.  Manner in which the Prior Art Renders Claims 13 and 14 Obvious
` ....................................................................................................... 51 
`IV.  PTAB DISCRETION SHOULD NOT PRECLUDE INSTITUTION .......... 58 
`1. 
`Factor 1: No Party Has Yet to Request Stay ................................. 59 
`2. 
`Factor 2: The FWD will likely issue around the same time as the
`Trial ............................................................................................... 59 
`Factor 3: Petitioners’ Diligence and Investment in IPR Outweighs
`the Parties’ Minimal Investment in Litigation .............................. 61 
`Factor 4: The Petition’s Grounds are Materially Different from
`any that Might be Raised in Litigation .......................................... 63 
`Factor 5: Institution Would Promote Judicial Efficiency ............. 64 
`5. 
`Factor 6: The Merits of this Petition Strongly Favor Institution .. 65 
`6. 
`V. 
`CONCLUSION .............................................................................................. 66 
`VI.  PAYMENT OF FEES ................................................................................... 66 
`VII.  MANDATORY NOTICES UNDER 37 C.F.R § 42.8(a)(1) ......................... 66 
`A.  Real Party-In-Interest Under 37 C.F.R. § 42.8(b)(1) .............................. 66 
`
`3. 
`
`4. 
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`Attorney Docket No. 50095-0047IP1
`IPR of U.S. Patent No. 10,715,235
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`B.  Related Matters Under 37 C.F.R. § 42.8(b)(2) ....................................... 67 
`C.  Lead And Back-Up Counsel Under 37 C.F.R. § 42.8(b)(3) ................... 67 
`D.  Service Information ................................................................................ 67 
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`ii
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`Attorney Docket No. 50095-0047IP1
`IPR of U.S. Patent No. 10,715,235
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`EXHIBITS
`
`EXHIBIT-1001 U.S. Patent No. 10,715,235 to Da Silva (“the ’235 Patent”)
`
`EXHIBIT-1002
`
`Prosecution History of the ’235 Patent (“the Prosecution
`History”)
`
`EXHIBIT-1003 Declaration and Curriculum Vitae of Dr. Robert Akl
`
`EXHIBIT-1004 Complaint, XR Communications, LLC v. Apple Inc., 6:21-cv-
`00620, W.D. Tex., June 16, 2021
`
`[RESERVED]
`
`
`EXHIBIT-1005
`
`EXHIBIT-1006 U.S. Patent No. 7,155,231 (“Burke”)
`
`EXHIBIT-1007 U.S. Patent No. 6,006,077 (“Shull”)
`
`EXHIBIT-1008 U.S. Patent Application Publication No. 2002/0158801
`(“Crilly”)
`
`
`EXHIBIT-1009 U.S. Provisional Application No. 60/423,660 (“’660
`Provisional Application”)
`
`PCT Application Publication No. WO 02/47286 (“Hottinen”)
`
`
`EXHIBIT-1010 U.S. Patent No. 6,879,823 (“Raaf”)
`
`EXHIBIT-1011
`
`EXHIBIT-1012 U.S. Patent No. 6,662,024 (“Walton”)
`
`EXHIBIT-1013 U.S. Patent No. 6,208,863 (“Salonaho”)
`
`EXHIBIT-1014 U.S. Patent Application Publication No. 20020080862 (“Ali”)
`
`EXHIBIT-1015 U.S. Patent No. 7,340,017 (“Banerjee”)
`
`EXHIBIT-1016 U.S. Patent No. 6,792,031 (“Sriram”)
`
`
`iii
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`Attorney Docket No. 50095-0047IP1
`IPR of U.S. Patent No. 10,715,235
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`EXHIBIT-1017 Andrea Goldsmith, Wireless Communications, Cambridge
`University Press, 2005
`
`
`EXHIBIT-1018 Complaint, XR Communications, LLC v. HP Inc., 6:21-cv-
`00694, W.D. Tex., July 1, 2021
`
`
`EXHIBIT-1019 U.S. Patent No. 6,661,832 (“Sindhushayana”)
`
`EXHIBIT-1020
`
`Plaintiff’s Infringement Contentions, XR Communications, LLC
`v. Apple Inc., 6:21-cv-00620, W.D. Tex., Dec. 20, 2021
`
`“How the Pandemic is Shaping Patent Trials in District
`Courts,” Law360, Feb. 18, 2021, available at
`https://www.troutman.com/insights/how-the-pandemic-is-
`shaping-patent-trials-in-district-courts.html
`
`“2021 Discretionary Denials Have Passed 100, But Are
`Slowing,” Dani Krass, Law360, July 21, 2021
`
`“Leahy And Cornyn Introduce Bipartisan Bill To Support
`American Innovation And Reduce Litigation”, Sep. 29, 2021,
`available at: https://www.leahy.senate.gov/press/leahy-and-
`cornyn-introduce-bipartisan-bill-to-support-american-
`innovation-and-reduce-litigation
`
`“Roku’s Trial Delay Request OK’d by ‘Surprised’ Texas
`Judge,” Law360, Aug. 10, 2020, available at
`https://www.law360.com/articles/1299933
`
`
`iv
`
`
`EXHIBIT-1021
`
`
`EXHIBIT-1022
`
`
`EXHIBIT-1023
`
`
`EXHIBIT-1025
`
`
`
`
`
`EXHIBIT-1024 Restoring the America Invents Act, S. 2891, 117th
`Cong. (2021)
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`

`

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`Attorney Docket No. 50095-0047IP1
`IPR of U.S. Patent No. 10,715,235
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`Apple Inc. and HP Inc. (collectively “Petitioners”) petition for Inter Partes
`
`Review (“IPR”) of 8-14 (“the Challenged Claims”) of U.S. Patent No.
`
`10,715,235 (“the ’235 Patent”). For the reasons explained below, there exists a
`
`reasonable likelihood that Petitioners will prevail with respect to at least one of the
`
`Challenged Claims.
`
`
`
`I.
`
`REQUIREMENTS FOR IPR UNDER 37 C.F.R. § 42.104
`A. Grounds for Standing
`Petitioners certify that the ’235 Patent is available for IPR. Petitioners are
`
`not barred or estopped from requesting review. Petitioners were served with a
`
`complaint of infringement of the ’235 Patent less than one year prior to the filing
`
`of this Petition. EXHIBIT-1004 (hereinafter “EXHIBIT-” will be referred to as
`
`“EX-”); EX-1018.
`
`B. Challenge and Relief Requested
`Petitioners request IPR of the Challenged Claims on the obviousness
`
`grounds listed below. A declaration from Dr. Robert Akl (EX-1003, ¶¶[1]-[114])
`
`supports this Petition.
`
`
`
`1
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`

`

`
`
`Ground
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`Claim(s)
`
`1
`
`2
`
`8-12
`
`13, 14
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`Attorney Docket No. 50095-0047IP1
`IPR of U.S. Patent No. 10,715,235
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`35 U.S.C. § 103
`
`
`
`Burke
`
`Burke in view of Shull
`
`The ’235 Patent is a part of a family of patent applications claiming priority
`
`to U.S. Patent Apl. No. 13/855,410, filed on April 2, 2013 and now issued as U.S.
`
`Patent No. 9,462,589. EX-1001, 2. Apl. No. 13/855,410 is a divisional of U.S.
`
`Patent Apl. No. 10/700,329, filed on November 3, 2003, which further claims
`
`priority from U.S. Provisional Patent Apl. No. 60/423,660, filed on November 4,
`
`2002. Id. As explained below in Section II.B, Apl. No. 60/423,660 does not
`
`support the Challenged Claims. Accordingly, the earliest priority date of the ’235
`
`Patent is November 3, 2003. As shown below, each reference predates the ’235
`
`Patent’s earliest priority date (November 3, 2003) and qualifies as prior art under
`
`35 U.S.C. § 102(b) or § 102(e).
`
`Reference
`Burke
`
`Filing Date
`Oct. 15, 20021
`
`Issue Date
`
`Dec. 26, 2006
`
`
`1 Burke claims priority to U.S. Provisional Appl. No. 60/355,296, which was filed
`
`Feb. 8, 2002, and the ‘296 provisional supports at least one of Burke’s issued
`
`claims. Dynamic Drinkware v. National Graphics, 800 F.3d 1375 (Fed. Cir.
`
`2015).
`
`2
`
`

`

`Reference
`
`(USPN 7,155,231)
`Shull
`(USPN 6,006,077)
`
`
`Filing Date
`
`
`Oct. 2, 1997
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`Attorney Docket No. 50095-0047IP1
`IPR of U.S. Patent No. 10,715,235
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`Issue Date
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`Dec. 21, 1999
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`
`
`
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`C. Level of Ordinary Skill in the Art
`A person of ordinary skill in the art at the time of the ’235 Patent (a
`
`“POSITA”) would have had a Bachelor of Science degree in an academic
`
`discipline emphasizing electrical engineering or a related field, in combination
`
`with training or at least two years of related work experience in wireless
`
`communication systems, or the equivalent. Alternatively, the person could have
`
`also had a Masters or Doctorate degree in electrical engineering with a year of
`
`related work experience in wireless communication systems. EX-1003, ¶¶[24]-
`
`[26].
`
`D. Claim Construction
`
`No formal claim constructions are necessary for this petition.2 Wellman, Inc.
`
`v. Eastman Chem. Co., 642 F.3d 1355, 1361 (Fed. Cir. 2011) (“claim terms need
`
`only be construed to the extent necessary to resolve the controversy.”)
`
`
`2 Petitioners reserve the right to advance specific constructions in district court
`
`litigation.
`
`3
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`

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`Attorney Docket No. 50095-0047IP1
`IPR of U.S. Patent No. 10,715,235
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`II. THE ’235 PATENT
`A. Brief Description
`The ’235 Patent discloses “a multi-beam directed signal system [that]
`
`coordinates directed wireless communication with [a] client.” EX-1001, 2:7-16.
`
`The ’235 Patent’s “directed wireless communication system 200 includes an access
`
`station 102 and remote client devices 202 and 204. The access station 102 includes
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`a multi-beam directed signal system 206 coupled to an antenna assembly 208 via a
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`communication link 210.” EX-1001, 4:44-54, FIGS. 2, 3 (reproduced below).
`
`“The antenna assembly 208 can be implemented as two or more antennas, and
`
`optionally as a phased array of antenna elements, to emanate” an array of multiple
`
`directed communication beams 214(1), 214(2), . . . , 214(N) from antenna array
`
`302, which is part of the antenna assembly 208. Id., 2:24-28, 4:44-5:67; EX-1003,
`
`¶[46].
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`4
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`Attorney Docket No. 50095-0047IP1
`IPR of U.S. Patent No. 10,715,235
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`EX-1001, FIGS. 2, 3
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`
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`The ’235 Patent also teaches receiving and weighting various
`
`communication signals at the access station 102 through its multi-beam directed
`
`signal system. EX-1001, 2:51-54, 24:25-34. For example, as shown in FIG. 12
`
`below, “[c]ommunication and/or data transfer signals are received from sources
`
`1202 (e.g., sources A and B).” Id. “These signals … are received via antenna
`
`array 302 and are provided to the signal control and coordination logic 304.” Id.,
`
`24:34-36.
`
`The signal control and coordination logic 304 includes (i) routing
`
`information 1206 such as “connection indexed routing table(s) based on
`
`5
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`Attorney Docket No. 50095-0047IP1
`IPR of U.S. Patent No. 10,715,235
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`identification information, such as address information, CID”, and (ii) “stored
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`weighting values (w) each associated with a particular signal source 1202 (e.g.,
`
`sources A and B).” EX-1001, 24:34-53. In particular, “[a] description of the
`
`received signal(s) can be stored in the routing table in the form of the pattern or
`
`weighting of the signal(s). In this example, a polynomial expansion in z,
`
`w(z)=w0+w1z+w2z2+w3z3+w4z4+ … +wizi can be utilized to establish the values of
`
`the weights (wi) to be applied to a weight vector.” Id., 24:54-60. “The stored
`
`weighting values associated with each connection, data signal, and/or source are
`
`utilized in a weighting matrix 1210 which operates to apply the latest weighting
`
`values to the received signals and also to transmitted signals.” Id., 25:15-30. The
`
`signal control and coordination logic 304 uses the weighting values to “control the
`
`transmission amplitude frequency band and directionality of data” transmissions
`
`sent to wireless client devices like mobile phones while minimizing data sent in
`
`other directions. Id., 25:22-30. FIG. 2 (reproduced above), for example, illustrates
`
`that communication beam 214 can be “aimed” and “directionally controllable such
`
`that only an intended client device will receive a directed wireless
`
`communication[.]” Id., 6:64-7:5; EX-1003, ¶¶[47]-[48].
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`6
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`Attorney Docket No. 50095-0047IP1
`IPR of U.S. Patent No. 10,715,235
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`EX-1001, FIG. 123
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`
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`The routing table may also include information indicative of the nominal
`
`signal strength indicator (RSSI) level received from a node, which can be used to
`
`select a preferred communication link for communictions with a client device.
`
`EX-1001, 15:59-16:10, 31:48-32:23. For instance, as shown in FIG. 19 below, the
`
`’235 Patent teaches that “[a]t block 1904, signal strength indications are received
`
`
`3 Annotations to the figures throughout this petition are shown in color.
`
`7
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`Attorney Docket No. 50095-0047IP1
`IPR of U.S. Patent No. 10,715,235
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`for data packets received from [a] client device via the directed communication
`
`beam” and “[a]t block 1906, a signal strength average for the client device is
`
`calculated from the received signal strength indications.” Id., 31:55-63. “At block
`
`1908, adjacent signal strength indications are sampled for an adjacent directed
`
`communication beam. At block 1910, a second signal strength average is
`
`calculated for the adjacent directed communication beam.” Id., 31:63-67. “At
`
`block 1912, the signal strength average is compared to the second signal strength
`
`average and a determination is made as to which provides a more effective, or
`
`better, communication link.” Id., 32:4-23; EX-1003, ¶¶[49]-[50].
`
`8
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`Attorney Docket No. 50095-0047IP1
`IPR of U.S. Patent No. 10,715,235
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`EX-1001, FIG. 19
`
`
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`B. Relevant History of the ’235 Patent
`1.
`Applicant’s Arguments During Prosecution
`The ’235 Patent issued from U.S. App. No. 15/495,539 (“’539
`
`9
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`Attorney Docket No. 50095-0047IP1
`IPR of U.S. Patent No. 10,715,235
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`
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`Application”). See generally EX-1001, 1. The ’539 Application was filed on
`
`April 24, 2017 and claims priority from U.S. Application Nos. 13/855,410 and
`
`10/700,329, which further claim priority from U.S. Provisional Application No.
`
`60/423,660, filed on November 4, 2002 (“’660 Provisional Application” or EX-
`
`1009). EX-1002, 1214, 1110; EX-1001, 1-2; see infra Section I.B; EX-1003,
`
`¶[51].
`
`During prosecution of the ’539 Application, the Examiner rejected all the
`
`claims under 35 U.S.C. § 103 based on the combination of U.S. Patent Publication
`
`No. 2002/0158801 (“Crilly” or EX-1008) and U.S. Patent No. 6,714,584 (“Ishii”).
`
`EX-1002, 1008. After unsuccessfully attempting to overcome the rejection by
`
`differentiating the claims from the prior art, Applicant “traverse[d] the rejection,
`
`contending that Crilly is not prior art to the present application.” EX-1002, 268-
`
`272, 986-987, 282; EX-1003, ¶[52].
`
`In particular, in the Amendment dated July 26, 2018, Applicant argued that
`
`“at least the limitations that the Office Action contends are taught by Crilly were
`
`invented by Applicant prior to Crilly’s publication” on October 31, 2002. EX-
`
`1002, 268-272. The only support Applicant provided for its assertion was a
`
`document (“Document C”) contained within the ’660 Provisional Application,
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`which was filed on November 4, 2002, several days after Crilly’s publication. Id.;
`
`see also EX-1008, cover; EX-1009, 134-158. Although Applicant claimed that
`
`10
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`Attorney Docket No. 50095-0047IP1
`IPR of U.S. Patent No. 10,715,235
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`Document C had been authored “at least as early as February, 2002” (i.e., 8 months
`
`before Crilly’s publication), Document C does not have a date on its face, its
`
`contents do not suggest a particular date of creation, and Applicant did not
`
`corroborate its asserted date of February 2002. Thus, the only evidence upon
`
`which Applicant relied to support its attempt to antedate Crilly was a self-serving,
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`uncorroborated date of February 2002 included in the ’660 Provisional
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`Application’s description of Document C. EX-1003, ¶[53]. As set forth below,
`
`this is legally insufficient to show prior conception.
`
`2.
`
`Applicant Failed to Establish a February 2002
`Invention Date
`An inventor can swear behind a reference by proving conception of the
`
`invention before the effective filing date of the reference and diligent reduction of
`
`the invention to practice after that date. See Apator Miitors ApS v. Kamstrup A/S,
`
`887 F.3d 1293, 1295 (Fed. Cir. 2018) (citing Perfect Surgical Techniques, Inc. v.
`
`Olympus Am., Inc., 841 F.3d 1004, 1007 (Fed. Cir. 2016)). “A reduction to
`
`practice can be either a constructive reduction to practice, which occurs when a
`
`patent application is filed, or an actual reduction to practice.” Cooper v. Goldfarb,
`
`154 F. 3d 1321, 1327 (Fed. Cir. 1998). “[W]hen a party seeks to prove conception
`
`through an inventor’s testimony,” “the party must proffer evidence, ‘in addition to
`
`[the inventor’s] own statements and documents,’ corroborating the inventor’s
`
`testimony.” Apator Miitors, 887 F.3d at 1295 (quoting Mahurkar v. C.R. Bard,
`
`11
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`

`
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`Inc., 79 F.3d 1572, 1577 (Fed. Cir. 1996)).
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`Attorney Docket No. 50095-0047IP1
`IPR of U.S. Patent No. 10,715,235
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`Simply citing to disclosure in the ’660 Provisional Application—a document
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`filed many months after the purported invention date—is not sufficient to swear
`
`behind a reference or to establish an invention date prior to the provisional filing.
`
`Applicant did not submit an affidavit with an inventor’s testimony explaining or
`
`corroborating the conception and reduction to practice of the alleged invention, nor
`
`did Applicant provide or cite to any contemporaneous evidence corroborating its
`
`allegations. See generally EX-1002, 265-270; EX-1003, ¶[54]; Apator Miitors,
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`887 F.3d at 1295. “While the requirement of corroboration exists to prevent an
`
`inventor from describing his actions in an unjustifiably self-serving manner, even
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`the most credible inventor testimony is a fortiori required to be corroborated by
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`independent evidence.” Apator Miitors, 887 F.3d at 1295 (quotations and citations
`
`omitted). An undated document filed with a later-filed provisional application
`
`cannot meet this exacting standard.
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`Even beyond corroboration, the arguments made by Applicant during
`
`prosecution are legally incomplete. Applicant argued that Document C showed
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`prior disclosure of “the limitations that the Office Action contends are taught by
`
`Crilly.” EX-1002, 265. But “[c]onception is the formation, in the mind of the
`
`inventor, of a definite and permanent idea of the complete and operative
`
`invention, as it is thereafter to be applied in practice.” Cooper, 154 F.3d at 1327
`
`12
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`Attorney Docket No. 50095-0047IP1
`IPR of U.S. Patent No. 10,715,235
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`(emphasis added). Applicants’ arguments addressing only “the limitations that the
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`Office Action contends are taught by Crilly” do not prove conception of the
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`“complete and operative invention.”
`
`For example, claim 8 requires that the first and second signal from the same
`
`remote station are received “simultaneously,” but Applicant never addresses this
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`limitation and Document C does not teach it. See EX-1002, 267. Document C is
`
`titled “Beamforming for Little Joe,” where “Little Joe is the name for a high-
`
`performance WLAN Access Point product[.]” EX-1009, 134. An access point is a
`
`device connected directly to a wired local area network and can provide access to
`
`the network to other devices like laptops or handheld user/client devices that are
`
`connected to it. EX-1003, ¶[54]. At most, in Document C, multiple different
`
`user/client devices each send a single signal (described as a “packet reception” at
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`C-4) that is received via multiple paths between the antenna of the transmitting
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`user/client device (also referred to as a “remote antenna” at C-2) and the antenna
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`array of the Little Joe Access Point. EX-1003, ¶[54] (citing EX-1009, 135-137).
`
`Even if a client device’s single packet transmission received at the Little Joe
`
`Access Point via different propagation paths could be considered different
`
`signals—which Applicant never alleged and the record does not support—
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`Document C does not describe or suggest that the Access Point receives the packet
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`via the multiple propagation paths simultaneously. Applicant appeared to agree
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`13
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`Attorney Docket No. 50095-0047IP1
`IPR of U.S. Patent No. 10,715,235
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`because the limitation-by-limitation analysis in the prosecution history specifically
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`removed the word “simultaneously” from the quoted limitation. EX-1002, 270;
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`EX-1003, ¶[54].
`
`Further, Applicant never alleges that Document C represents a reduction of
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`the claimed invention to practice. See UMC Elecs. Co. v. United States, 816 F.2d
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`647, 652, 2 U.S.P.Q.2d 1465, 1468 (Fed.Cir.1987) (“[T]here cannot be a reduction
`
`to practice of the invention ... without a physical embodiment which includes all
`
`limitations of the claim.”). Indeed, Document C only purports to explain the
`
`outcome of modeling based on a computer simulation, which is not a physical
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`embodiment. See EX-1009, 143 (“Since interference was not modeled, the
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`interference-rejection performance of the different beamforming methods was not
`
`compared. The current simulation code could be easily extended to study this”);
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`EX-1003, ¶[55]. Without proof of an actual reduction to practice prior to Crilly’s
`
`publication date, Applicant would need to show diligence between the alleged
`
`conception set forth in Document C and constructive reduction to practice
`
`represented by the filing of the ’660 Provisional Application—assuming this
`
`provisional application even supports every limitation of the Challenged Claims,
`
`which it does not. However, the prosecution record does not even mention
`
`diligence, much less provide any evidence of it.
`
`For at least these reasons, Applicant has not established an invention date
`
`14
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`
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`any earlier than the filing of the ’660 Provisional Application.
`
`Attorney Docket No. 50095-0047IP1
`IPR of U.S. Patent No. 10,715,235
`
`
`
`3.
`The Effective Filing Date is After November 4, 2002
`Moreover, even if the applicant had properly shown that Document C
`
`predated Crilly, the ’660 Provisional Application did not disclose all the claimed
`
`features and thus cannot support a claim of priority for the challenged claims of the
`
`’235 Patent. EX-1003, ¶[56]. The only support in the ’660 Provisional
`
`Application that Applicant identified in the prosecution for the claims was from
`
`Document C. But neither Document C nor other parts of the ’660 Provisional
`
`Application provide support for certain limitations of the Challenged Claims.
`
`Because of this lack of support, the ’235 Patent is entitled to a priority date no
`
`earlier than November 3, 2003. Id.
`
`Specifically, there are at least two limitations recited in claim 8 that are not
`
`supported in Document C:
`
`1. “receiving a first signal transmission from a remote station via a first
`
`antenna element of an antenna and a second signal transmission from
`
`the remote station via a second antenna element of the antenna
`
`simultaneously”; and
`
`2. “wherein the set of weighting values is configured to be used by the
`
`remote station [from which the first and second signals are received]
`
`to construct one or more beam-formed transmission signals.”
`
`15
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`Attorney Docket No. 50095-0047IP1
`IPR of U.S. Patent No. 10,715,235
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`
`
`EX-1001, 33:48-34:2; EX-1003, ¶¶[57]-[58]. As to the first limitation,
`
`Applicant did not show that Document C describes “simultaneous” receipt of the
`
`first and second signals, nor did Applicant show that the first and second signals
`
`come from the same remote station, conspicuously leaving these requirements of
`
`the claims out of its arguments entirely. See EX-1002, 267; EX-1003, ¶[59].
`
`The portions of Document C to which Applicant cited do not support
`
`“simultaneous” receipt of first and second signals transmitted by the same remote
`
`station as required by claim 8. Document C discloses an “evaluation of various
`
`beamforming options for Mabuhay Network’s Little Joe 802.11 WLAN Access
`
`Point” that uses “a 16-element linear antenna array to increase range and
`
`performance.” EX-1009, 134. The Little Joe Access Point is described as
`
`containing two different beamformers: (1) a “searcher” that comprises a 16-port
`
`Butler matrix coupled to 16 different WLAN wireless cards for “obtain[ing] the
`
`received signal levels for each received packet” from the remote user devices and
`
`the computation of complex weights; and (2) a “card 13” that is used to apply the
`
`computed complex weights and transmit beamformed signals. Id. Each of these
`
`beamformers is contained in the Little Joe Access Point and connected to the set of
`
`16 antennas, as shown in Document C’s Figure 1 (reproduced below). EX-1003,
`
`¶[59] (citing EX-1009, 134-135).
`
`16
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`

`

`
`
`Attorney Docket No. 50095-0047IP1
`IPR of U.S. Patent No. 10,715,235
`
`
`
`
`
`EX-1009, 135
`
`
`
`Document C describes that “[t]he signal received by the array elements will
`
`be the vector sum of signals arriving by many paths” from multiple different
`
`“desired and undesired users.” EX-1009, 136. Document C further explains that
`
`the “performance of different beamforming techniques … will depend on:
`
`
`
`EX-1009, 136. Thus, while Document C describes the receipt of different signals,
`
`those signals are from different users (i.e., “desired and undesired users”) or from
`
`interference/noise, not from the same remote station as required by claim 8. EX-
`
`1003, ¶¶[60]-[61].
`
`The user/client devices in Document C each transmit a single signal
`
`(described as a “packet reception” at C-4) that propagates and is received via
`
`17
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`

`Attorney Docket No. 50095-0047IP1
`IPR of U.S. Patent No. 10,715,235
`
`
`
`
`multiple paths between the antenna of the transmitting user/client device (also
`
`referred to as a “remote antenna” at C-2) and the antenna array of the Little Joe
`
`Access Point. EX-1003, ¶[62] (citing EX-1009, 135-137). Even if, arguendo, a
`
`client device’s single packet transmission received via different propagation paths
`
`were considered different signals—which Applicant never alleged and the record
`
`does not support—Document C does not describe or suggest that the access point
`
`receives the packet via the multiple propagation paths simultaneously. EX-1003,
`
`¶[62].
`
`Indeed, at no point does Document C disclose that any of the signals it
`
`describes—whether from desired users, undesired users, interference, or noise—
`
`are received “simultaneously” by the Little Joe Access Point, much less that two
`
`signals from the same “remote station” are received simultaneously. EX-1003,
`
`¶[62]. The word “simultaneously” is not used once in Document C. Id. Thus,
`
`Document C does not support “simultaneous” receipt of first and second signals
`
`transmitted by the same remote station, as recited in the challenged claims.
`
`As to the second limitation, Document C also does not support determining a
`
`set of weighting values configured to be used by the remote station from which
`
`the first and second signals are received, as required by claim 8. Rather, as
`
`described above with reference to the Little Joe Access Point shown in Figure 1 of
`
`Document C, the Little Joe Access Point computes complex weights for use by its
`
`18
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`

`

`Attorney Docket No. 50095-0047IP1
`IPR of U.S. Patent No. 10,715,235
`
`
`
`
`own “card 13” beamformer, not for use by the “desired and undesired users” that
`
`are remote from the Little Joe Access Point. EX-1003, ¶[63]. Specifically, the
`
`beamforming weights in Document C are computed by the “searcher” and
`
`“store[d] [] in a table which is made available to the application running the
`
`modified (polling) MAC protocol on ‘card 13’.” EX-1009, 137. These weights
`
`are not used by the individual clients (i.e. the desired and undesired users), but
`
`instead by the Access Point to communicate with each of these individual clients.
`
`EX-1003, ¶[63]. The “signal level information [received from the clients, i.e., the
`
`remote stations] is used to compute the complex weights for a second RF beam
`
`former” within the same Little Joe Access Point—the card 13 beamformer. Id.
`
`(quoting EX-1009, 134).
`
`Moreover, independent claim 8 requires that the device that determines the
`
`set of weighting values be different from the “remote station” in which those
`
`weighting values are “configured to be used to construct a beam-formed
`
`transmission signal.” In contrast, in Document C, a single device (i.e., the Little
`
`Joe Access Point) “computes the beamforming weights for a particular client” “to
`
`support the beamforming function” “to generate the … transmit beams” to the
`
`particular client. EX-1009, 134, 137; EX-1003, ¶[64]. Thus, the ’660 Provisional
`
`Application does not support claim 8’s “determining a set of weighting values
`
`configured to be used by the remote station from which the first and second signals
`
`19
`
`

`

`
`are received.” Id.
`
`Attorney Docket No. 50095-0047IP1
`IPR of U.S. Patent No. 10,715,235
`
`
`
`
`
`Since the ’660 Provisional Application does not provide written description
`
`support for all the claimed features, the ’235 Patent is not entitled to claim priority
`
`to the ’660 Provisional Application. EX-1003, ¶¶[65]-[66].
`
`
`
`III. THE CHALLENGED CLAIMS ARE UNPATENTABLE
`A. GROUND 1: Claims 8-12 are obvious over Burke
`1. Overview of Burke4
`Burke discloses that multipath wireless data transmission “is a condition that
`
`occurs when a transmitter transmits a single signal that is then received at a
`
`receiver through multiple signal paths, each having a different length. The
`
`difference in the lengths of the paths may cause different copies of the signal to
`
`arrive at different times, causing inter-channel interference.” EX-1006, 1:62-2:1.
`
`Burke explains that “it would be desirable if multi-path interference could be
`
`reduced or eliminated before it occurred, thus reducing or eliminating the need for
`
`
`4 General descriptions provided for the references and combinations discussed in
`
`Section III are incorporated into each subsection addressing/applying those
`
`references, as are the discussions of combinations.
`
`20
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`

`

`Attorney Docket No. 50095-0047IP1
`IPR of U.S. Patent No. 10,715,235
`
`
`
`
`multipath mitigating processing at the receiver, as well as improving the overall
`
`capacity and/or throughput of the system.” EX-1006, 2:17-23; EX-1003, ¶[67].
`
`To address these issues, Burke discloses “an improved method and apparatus
`
`for space-time pre-correction of transmitted wireless signals” in a wireless
`
`communication system. EX-1006, Abstract, 1:16-19. An example wireless
`
`communication system includes base stations 104A-104C and mobile stations/user
`
`equipment (UEs) 106A, 106B. EX-1006, FIG. 1 (reproduced below), 3:27-44,
`
`2:27-45; EX-1003, ¶[68].
`
`Mobile Station
`Base Station
`
`EX-1006, FIG. 1
`
`
`
`An example of multi-path communication between a base station 104 and a
`
`mobile station 106 is shown below with respect to FIG. 2. EX-1003, ¶[69].
`
`21
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`Attorney Docket No. 50095-0047IP1
`IPR of U.S. Patent No. 10,715,235
`
`
`
`
`
`EX-1006, FIG. 2
`
`
`
`

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