3GPP TS 38.213 V15.0.0 (2017-12)
`
`Technical Specification
`
`3rd Generation Partnership Project;
`Technical Specification Group Radio Access Network;
`NR;
`Physical layer procedures for control
`(Release 15)
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`The present document has been developed within the 3rd Generation Partnership Project (3GPP TM) and may be further elaborated for the purposes of 3GPP..
`The present document has not been subject to any approval process by the 3GPP Organizational Partners and shall not be implemented.
`This Specification is provided for future development work within 3GPP only. The Organizational Partners accept no liability for any use of this Specification.
`Specifications and Reports for implementation of the 3GPP TM system should be obtained via the 3GPP Organizational Partners' Publications Offices.
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`3GPP TS 38.213 V15.0.0 (2017-12)
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`Keywords
`3GPP, New Radio, Layer 1
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`3GPP
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`Postal address
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`3GPP support office address
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`Internet
`http://www.3gpp.org
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`Copyright Notification
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`No part may be reproduced except as authorized by written permission.
`The copyright and the foregoing restriction extend to reproduction in all media.
`
`© 2017, 3GPP Organizational Partners (ARIB, ATIS, CCSA, ETSI, TSDSI, TTA, TTC).
`All rights reserved.
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`UMTS™ is a Trade Mark of ETSI registered for the benefit of its members
`3GPP™ is a Trade Mark of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners
`LTE™ is a Trade Mark of ETSI registered for the benefit of its Members and of the 3GPP Organizational Partners
`GSM® and the GSM logo are registered and owned by the GSM Association
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`Contents
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`3GPP TS 38.213 V15.0.0 (2017-12)
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`Foreword ............................................................................................................................................................ 5 
`1 
`Scope ........................................................................................................................................................ 6 
`2 
`References ................................................................................................................................................ 6 
`3 
`Definitions, symbols and abbreviations ................................................................................................... 7 
`3.1 
`Definitions ............................................................................................................................................................. 7 
`3.2 
`Symbols ................................................................................................................................................................. 7 
`3.3 
`Abbreviations ........................................................................................................................................................ 7 
`4 
`Synchronization procedures ..................................................................................................................... 8 
`4.1 
`Cell search ............................................................................................................................................................. 8 
`4.2 
`Transmission timing adjustments ......................................................................................................................... 9 
`4.3 
`Timing for secondary cell activation / deactivation ........................................................................................... 10 
`5 
`Radio link monitoring ............................................................................................................................ 10 
`6 
`Link reconfiguration procedures ............................................................................................................ 10 
`7 
`Uplink Power control ............................................................................................................................. 11 
`7.1 
`Physical uplink shared channel ........................................................................................................................... 11 
`7.1.1 
`UE behaviour ................................................................................................................................................. 11 
`7.2 
`Physical uplink control channel .......................................................................................................................... 14 
`7.2.1 
`UE behaviour ................................................................................................................................................. 15 
`7.3 
`Sounding reference signals ................................................................................................................................. 16 
`7.3.1 
`UE behaviour ................................................................................................................................................. 17 
`7.4 
`Physical random access channel ......................................................................................................................... 18 
`7.5 
`Carrier aggregation ............................................................................................................................................. 18 
`7.6 
`Dual connectivity ................................................................................................................................................ 19 
`7.7 
`Power headroom report ....................................................................................................................................... 19 
`7.7.1 
`Power headroom for PUSCH ........................................................................................................................ 19 
`7.7.2 
`Power headroom for SRS .............................................................................................................................. 19 
`8 
`Random access procedure ...................................................................................................................... 20 
`8.1 
`Random access preamble .................................................................................................................................... 20 
`8.2 
`Random access response ..................................................................................................................................... 21 
`8.3 
`Msg3 PUSCH ...................................................................................................................................................... 21 
`9 
`UE procedure for reporting control information .................................................................................... 21 
`9.1 
`HARQ-ACK codebook determination ............................................................................................................... 22 
`9.1.1 
`CBG-based HARQ-ACK codebook determination ...................................................................................... 22 
`9.1.2 
`Type-1 HARQ-ACK codebook determination ............................................................................................. 23 
`9.1.3 
`Type-2 HARQ-ACK codebook determination ............................................................................................. 24 
`9.1.3.1 
`Type-2 HARQ-ACK codebook in physical uplink control channel ...................................................... 24 
`9.1.3.2 
`Type-2 HARQ-ACK codebook in physical uplink shared channel ....................................................... 27 
`9.2 
`UCI reporting in physical uplink control channel .............................................................................................. 28 
`9.2.1 
`PUCCH Resource Sets .................................................................................................................................. 28 
`9.2.2 
`PUCCH Formats for UCI transmission ........................................................................................................ 29 
`9.2.3 
`UE procedure for reporting HARQ-ACK ..................................................................................................... 30 
`9.2.4 
`UE procedure for reporting SR ..................................................................................................................... 31 
`9.2.5 
`UE procedure for reporting multiple UCI types ........................................................................................... 32 
`9.2.5.1 
`UE procedure for multiplexing HARQ-ACK or CSI and SR ................................................................ 32 
`9.2.5.2 
`UE procedure for multiplexing HARQ-ACK/SR and CSI ..................................................................... 33 
`9.2.6 
`UCI repetition procedure ............................................................................................................................... 36 
`9.3 
`UCI reporting in physical uplink shared channel ............................................................................................... 37 
`10  UE procedure for receiving control information .................................................................................... 40 
`10.1 
`UE procedure for determining physical downlink control channel assignment ................................................ 40 
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`3GPP TS 38.213 V15.0.0 (2017-12)
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`11  UE-group common signalling ................................................................................................................ 43 
`11.1 
`Slot configuration ................................................................................................................................................ 43 
`11.1.1 
`UE procedure for determining slot format .................................................................................................... 44 
`11.2 
`Discontinuous transmission indication ............................................................................................................... 45 
`11.3 
`SRS switching ..................................................................................................................................................... 46 
`12 
`Bandwidth part operation ....................................................................................................................... 47 
`13  UE procedure for monitoring Type0-PDCCH common search space ................................................... 49 
`Annex A (informative):
`Change history ............................................................................................... 56 
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`3GPP TS 38.213 V15.0.0 (2017-12)
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`Foreword
`This Technical Specification has been produced by the 3rd Generation Partnership Project (3GPP).
`
`The contents of the present document are subject to continuing work within the TSG and may change following formal
`TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an
`identifying change of release date and an increase in version number as follows:
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`Version x.y.z
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`where:
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`x
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`the first digit:
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`1 presented to TSG for information;
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`2 presented to TSG for approval;
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`3 or greater indicates TSG approved document under change control.
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`y
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`the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections,
`updates, etc.
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`z
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`the third digit is incremented when editorial only changes have been incorporated in the document.
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`3GPP TS 38.213 V15.0.0 (2017-12)
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`Scope
`1
`The present document specifies and establishes the characteristics of the physicals layer procedures for control
`operations in 5G-NR.
`
`References
`2
`The following documents contain provisions which, through reference in this text, constitute provisions of the present
`document.
`
`[1]
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`[2]
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`[3]
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`[4]
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`[5]
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`[6]
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`[7]
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`[8]
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`[9]
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`[10]
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`[11]
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`[12]
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`[13]
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`3GPP TR 21.905: "Vocabulary for 3GPP Specifications"
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`3GPP TS 38.201: "NR; Physical Layer – General Description"
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`3GPP TS 38.202: "NR; Services provided by the physical layer"
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`3GPP TS 38.211: "NR; Physical channels and modulation"
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`3GPP TS 38.212: "NR; Multiplexing and channel coding"
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`3GPP TS 38.214: "NR; Physical layer procedures for data"
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`3GPP TS 38.215: "NR; Physical layer measurements"
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`3GPP TS 38.101: "NR; User Equipment (UE) radio transmission and reception"
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`3GPP TS 38.104: "NR; Base Station (BS) radio transmission and reception"
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`3GPP TS 38.133: "NR; Requirements for support of radio resource management"
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`3GPP TS 38.321: "NR; Medium Access Control (MAC) protocol specification"
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`3GPP TS 38.331: "NR; Radio Resource Control (RRC); Protocol specification"
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`3GPP TS 36.213: "Evolved Universal Terrestrial Radio Access (E-UTRA); Physical layer
`procedures"
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`Definitions, symbols and abbreviations
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`Definitions
`3.1
`For the purposes of the present document, the terms and definitions given in [1, TR 21.905] and the following apply. A
`term defined in the present document takes precedence over the definition of the same term, if any, in [1, TR 21.905].
`
`Symbols
`3.2
`For the purposes of the present document, the following symbols apply:
`
`Abbreviations
`3.3
`For the purposes of the present document, the abbreviations given in TR 21.905 [1] and the following apply. An
`abbreviation defined in the present document takes precedence over the definition of the same abbreviation, if any,
`in [1, TR 21.905].
`
`BWP
`CB
`CBG
`CCE
`CRC
`CSI
`DCI
`DL
`EPRE
`HARQ-ACK
`MCG
`MCS
`PBCH
`PDCCH
`PDSCH
`PRACH
`PSS
`PUCCH
`PUSCH
`RB
`RE
`RS
`RSRP
`SCG
`SFN
`SPS
`SR
`SRS
`SSS
`TA
`TAG
`UCI
`UE
`UL
`
`Bandwidth part
`Code block
`Code block group
`Control channel element
`Cyclic redundancy check
`Channel state information
`Downlink control information
`Downlink
`Energy per resource element
`Hybrid automatic repeat request acknowledgement
`Master cell group
`Modulation and coding scheme
`Physical broadcast channel
`Physical downlink control channel
`Physical downlink shared channel
`Physical random access channel
`Primary synchronization signal
`Physical uplink control channel
`Physical uplink shared channel
`Resource block
`Resource element
`Reference signal
`Reference signal received power
`Secondary cell group
`System frame number
`Semi-persistent scheduling
`Scheduling request
`Sounding reference signal
`Secondary synchronization signal
`Timing advance
`Timing advance group
`Uplink control information
`User equipment
`Uplink
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`4
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`Synchronization procedures
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`Cell search
`4.1
`Cell search is the procedure by which a UE acquires time and frequency synchronization with a cell and detects the
`physical layer Cell ID of that cell.
`
`A UE receives the following synchronization signals (SS) in order to perform cell search: the primary synchronization
`signal (PSS) and secondary synchronization signal (SSS) as defined in [4, TS 38.211].
`
`A UE shall assume that reception occasions of a physical broadcast channel (PBCH), PSS, and SSS are in consecutive
`symbols, as defined in [4, TS 38.211], and form a SS/PBCH block. The UE shall assume that SSS and PBCH DM-RS
`have same EPRE.
`
`For a half frame with SS/PBCH blocks, the number and first symbol indexes for candidate SS/PBCH blocks are
`determined according to the subcarrier spacing of SS/PBCH blocks as follows.
`
`- Case A - 15 kHz subcarrier spacing: the first symbols of the candidate SS/PBCH blocks have indexes of {2, 8} +
`14*n. For carrier frequencies smaller than or equal to 3 GHz, n=0, 1. For carrier frequencies larger than 3 GHz
`and smaller than or equal to 6 GHz, n=0, 1, 2, 3.
`
`- Case B - 30 kHz subcarrier spacing: the first symbols of the candidate SS/PBCH blocks have indexes {4, 8, 16,
`20} + 28*n. For carrier frequencies smaller than or equal to 3 GHz, n=0. For carrier frequencies larger than 3
`GHz and smaller than or equal to 6 GHz, n=0, 1.
`
`- Case C - 30 kHz subcarrier spacing: the first symbols of the candidate SS/PBCH blocks have indexes {2, 8} +
`14*n. For carrier frequencies smaller than or equal to 3 GHz, n=0, 1. For carrier frequencies larger than 3 GHz
`and smaller than or equal to 6 GHz, n=0, 1, 2, 3.
`
`- Case D - 120 kHz subcarrier spacing: the first symbols of the candidate SS/PBCH blocks have indexes {4, 8, 16,
`20} + 28*n. For carrier frequencies larger than 6 GHz, n=0, 1, 2, 3, 5, 6, 7, 8, 10, 11, 12, 13, 15, 16, 17, 18.
`
`- Case E - 240 kHz subcarrier spacing: the first symbols of the candidate SS/PBCH blocks have indexes {8, 12,
`16, 20, 32, 36, 40, 44} + 56*n. For carrier frequencies larger than 6 GHz, n=0, 1, 2, 3, 5, 6, 7, 8.
`1L
`. A UE shall
`The candidate SS/PBCH blocks in a half frame are indexed in an ascending order in time from 0 to
`4L
`4L
`determine the 2 LSB bits, for
`, or the 3 LSB bits, for
`, of a SS/PBCH block index per half frame from a one-
`64L
`to-one mapping with an index of the DM-RS sequence transmitted in the PBCH. For
`, the UE shall determine
`the 3 MSB bits of the SS/PBCH block index per half frame from higher layer parameter SSB-index-explicit.
`
` A UE can be configured by parameter SSB-transmitted-SIB1, indexes of SS/PBCH blocks for which the UE shall not
`receive other signals or channels in REs that overlap with REs corresponding to the SS/PBCH blocks. A UE can also be
`configured per serving cell, by higher layer parameter SSB-transmitted, indexes of SS/PBCH blocks for which the UE
`shall not receive other signals or channels in REs that overlap with REs corresponding to the SS/PBCH blocks. A
`configuration by SSB-transmitted overrides a configuration by SSB-transmitted-SIB1. A UE can be configured per
`serving cell by higher layer parameter SSB-timing a periodicity of the half frames for reception of SS/PBCH blocks per
`serving cell. If the UE is not configured a periodicity of the half frames for receptions of SS/PBCH blocks, the UE shall
`assume a periodicity of a half frame. A UE shall assume that the periodicity is same for all SS/PBCH blocks in the
`serving cell.
`
`For initial cell selection, a UE may assume that half frames with SS/PBCH blocks occur with a periodicity of 2 frames.
`
`For a serving cell without transmission of SS/PBCH blocks, a UE acquires time and frequency synchronization with the
`serving cell based on receptions of SS/PBCH blocks on the PCell, or on the PSCell, of the cell group for the serving
`cell.
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`Transmission timing adjustments
`4.2
`Upon reception of a timing advance command for a TAG containing the primary cell or PSCell, the UE shall adjust
`uplink transmission timing for PUCCH/PUSCH/SRS of the primary cell or PSCell based on the received timing
`advance command.
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`3GPP TS 38.213 V15.0.0 (2017-12)
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`The UL transmission timing for PUSCH/SRS of a secondary cell is the same as the primary cell if the secondary cell
`and the primary cell belong to the same TAG. If the primary cell in a TAG operates with paired DL/UL spectrum and a
`624
`264
` for
`secondary cell in the same TAG operates with unpaired DL/UL spectrum, UE may assume that
`N
`
`TA
`subcarrier spacing of
` kHz,
`.
`15
`2 
`5,4,3,2,1,0
`
`If the UE is configured with a SCG, the UL transmission timing for PUSCH/SRS of a secondary cell other than the
`PSCell is the same as the PScell if the secondary cell and the PSCell belong to the same TAG.
`
`Upon reception of a timing advance command or a timing adjustment indication for a TAG not containing the primary
`cell or PSCell, if all the serving cells in the TAG have the same duplex mode type, the UE shall adjust uplink
`transmission timing for PUSCH/SRS of all the secondary cells in the TAG based on the received timing advance
`command or a timing adjustment indication where the UL transmission timing for PUSCH /SRS is the same for all the
`secondary cells in the TAG.
`
`Upon reception of a timing advance command or a timing adjustment indication for a TAG not containing the primary
`cell or PSCell, if a serving cell in the TAG has a different duplex mode type compared to the duplex mode type of
`another serving cell in the same TAG, the UE shall adjust uplink transmission timing for PUSCH/SRS of all the
`624
`264
` regardless of the duplex mode type of the serving cells and
`secondary cells in the TAG by using
`N
`
`
`TA_offset
`based on the received timing advance command or a timing adjustment indication where the UL transmission timing for
` is described in [4, TS 38.211].
`PUSCH /SRS is the same for all the secondary cells in the TAG.
`N
`TA_offset
`
`The timing adjustment indication specified in [12, TS 38.331] indicates the initial
`TAN used for a TAG. For a subcarrier
` kHz, the timing advance command for a TAG indicates the change of the uplink timing relative to the
`spacing of
`15
`2 
`. The start timing of the random access preamble is
`current uplink timing for the TAG as multiples of
`16
`64
`2
`cT
`
`specified in [4, TS 38.211].
`
`In case of random access response, a timing advance command [11, TS 38.321], AT , for a TAG indicates
`TAN values
`by index values of AT = 0, 1, 2, ..., 256 if the UE is configured with a SCG, and AT = 0, 1, 2, ..., 1282 otherwise, where
`an amount of the time alignment for the TAG for subcarrier spacing of
` kHz is given by
`16
`264
`.
`15
`2 
`N
` T
`
`
`A
`TA
`TAN is defined in [4, TS 38.211] and is relative to the subcarrier spacing of the first uplink transmission from the UE
`after the reception of the random access response.
`
`In other cases, a timing advance command [11, TS 38.321], AT , for a TAG indicates adjustment of the current
`TAN
`value,
`, to the new
`TAN value,
`, by index values of AT = 0, 1, 2,..., 63, where for a subcarrier spacing of
`N
`N
`TA_old
`TA_new
`
`
` kHz,
`31
`264
`. If a UE is configured with two UL carriers in a serving cell, where
`16
`15
`2 
`N
`N
`T
`
`
`
`
`
`A
`TA_new
`TA_old
`the subcarrier spacing for a first UL carrier is different than the subcarrier spacing for a second carrier, the timing
`advance command value is relative to the smaller subcarrier spacing.
`
`Adjustment of
`TAN value by a positive or a negative amount indicates advancing or delaying the uplink transmission
`timing for the TAG by a given amount, respectively.
`
`For a timing advance command received on slot n , the corresponding adjustment of the uplink transmission timing
`6n
`. If the received downlink timing changes and is not compensated or is only
`applies from the beginning of slot
`partly compensated by the uplink timing adjustment without timing advance command as specified in [10, TS 38.133],
`TAN accordingly.
`the UE changes
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`4.3 Timing for secondary cell activation / deactivation
`When a UE receives an activation command [11, TS 38.321] for a secondary cell in slot n, the corresponding actions in
`[8] shall be applied no later than the minimum requirement defined in [12, TS 38.331] and no earlier than slot n+k,
`except for the following:
`
`3GPP TS 38.213 V15.0.0 (2017-12)
`
`-
`
`-
`
`the actions related to CSI reporting on a serving cell which is active in slot n+k
`
`the actions related to the sCellDeactivationTimer associated with the secondary cell [11, TS 38.321]
`
`which shall be applied in slot n+k
`
`-
`
`the actions related to CSI reporting on a serving cell which is not active in slot n+k
`
`which shall be applied in the earliest slot after n+k in which the serving cell is active.
`
`When a UE receives a deactivation command [11, TS 38.321] for a secondary cell or the sCellDeactivationTimer
`associated with the secondary cell expires in slot n, the corresponding actions in [11, TS 38.321] shall apply no later
`than the minimum requirement defined in [12, TS 38.331], except for the actions related to CSI reporting on a serving
`cell which is active which shall be applied in slot n+k.
`
`Radio link monitoring
`5
`The downlink radio link quality of the primary cell shall be monitored by a UE for the purpose of indicating out-of-
`sync/in-sync status to higher layers. The UE is not required to monitor the downlink radio link quality in DL BWPs
`other than the active DL BWP on the primary cell.
`
`If the UE is configured with a SCG, as described in [12, TS 38.331], and the parameter rlf-TimersAndConstantsSCG is
`provided by the higher layers and is not set to release, the downlink radio link quality of the PSCell of the SCG shall be
`monitored by the UE for the purpose of indicating out-of-sync/in-sync status to higher layers.
`
`A UE can be configured for each SpCell [11, TS 38.321] with a set of resource indexes for radio link monitoring by
`higher layer parameter RLM-RS-List. The UE is provided by higher layer parameter RLM-RS an association between a
`resource index, from the set of resource indexes, with either a CSI-RS resource configuration or a SS/PBCH block. For
`a CSI-RS resource configuration, the UE is provided a corresponding index by higher layer parameter RLM-CSIRS. For
`a SS/PBCH block, the UE is provided a corresponding index by higher layer parameter RLM-SSB.
`
`In non-DRX mode operation, the physical layer in the UE shall assess the radio link quality, evaluated over the previous
`time period defined in [10, TS 38.133] against thresholds (Qout and Qin) configured by higher layer parameter RLM-IS-
`OOS-thresholdConfig.
`
`In DRX mode operation, the physical layer in the UE shall assess the radio link quality, evaluated over the previous
`time period defined in [10, TS 38.133], against thresholds (Qout and Qin).
`The physical layer in the UE shall in frames where the radio link quality is assessed indicate out-of-sync to higher
`layers when the radio link quality is worse than the threshold Qout for all resources in the set of resources for radio link
`monitoring. When the radio link quality is better than the threshold Qin for any resource in the set of resources for radio
`link monitoring, the physical layer in the UE shall in frames where the radio link quality is assessed indicate in-sync to
`higher layers.
`
`Link reconfiguration procedures
`6
`0q of periodic CSI-RS resource configuration indexes by higher
`A UE can be configured, for a serving cell, with a set
`1q of CSI-RS resource configuration
`layer parameter Beam-Failure-Detection-RS-ResourceConfig and with a set
`indexes and/or SS/PBCH block indexes by higher layer parameter Candidate-Beam-RS-List for radio link quality
`measurements on the serving cell. If the UE is not provided with higher layer parameter Beam-Failure-Detection-RS-
`0q to include SS/PBCH blocks and periodic CSI-RS configurations with same
`ResourceConfig, the UE determines
`values for higher layer parameter TCI-StatesPDCCH as for control resource sets that the UE is configured for
`monitoring PDCCH as described in Subclause 10.1.
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`0q of resource configurations
`The physical layer in the UE shall assess the radio link quality according to the set
`against the threshold Qout,LR [10, TS 38.133]. The threshold Qout,LR corresponds to the default value of higher layer
`0q , the
`parameter RLM-IS-OOS-thresholdConfig and Beam-failure-candidate-beam-threshold, respectively. For the set
`UE shall assess the radio link quality only according to periodic CSI-RS resource configurations or SS/PBCH blocks
`that are quasi co-located, as described in [6, TS 38.214], with the DM-RS of PDCCH receptions DM-RS monitored by
`the UE. The UE applies the configured Qin,LR threshold for the periodic CSI-RS resource configurations. The UE applies
`the Qout,LR threshold for SS/PBCH blocks after scaling a SS/PBCH block transmission power with a value provided by
`higher layer parameter Pc_SS.
`
`0q is assessed, provide an
`The physical layer in the UE shall, in slots where the radio link quality according to the set
`0q that
`indication to higher layers when the radio link quality for all corresponding resource configurations in the set
`the UE uses to assess the radio link quality is worse than the threshold Qout,LR.
`The UE shall provide to higher layers information identifying a periodic CSI-RS configuration index or SS/PBCH block
`newq
`1q .
`index
` from the set
`
`A UE is configured with one control resource set by higher layer parameter Beam-failure-Recovery-Response-
`CORESET. The UE may receive from higher layers, by parameter Beam-failure-recovery-request-RACH-Resource, a
`configuration for a PRACH transmission as described in Subclause 8.1. After 4 slots from the slot of the PRACH
`transmission, the UE monitors PDCCH for a DCI format with CRC scrambled by C-RNTI, within a window configured
`by higher layer parameter Beam-failure-recovery-request-window, and receives PDSCH according to an antenna port
`newq
`1q , in the
`quasi co-location associated with periodic CSI-RS configuration or SS/PBCH block with index
` in set
`control resource set configured by higher layer parameter Beam-failure-Recovery-Response-CORESET.
`
`Uplink Power control
`7
`Uplink power control determines the transmit power of the different uplink physical channels or signals.
`
`Physical uplink shared channel
`7.1
`ˆ
`, ),lqj
`,(,cf
`
`
`
`,(i
`
`, ),lqj
`
`P
`i
`P
` , with
`For PUSCH, a UE first scales a linear value
` of the transmit power
`,PUSCH
`
`,PUSCH
`
`
` ,cf
`d
`
`d
`parameters as defined in Subclause 7.1.1, by the ratio of the number of antenna ports with a non-zero PUSCH
`transmission to the number of configured antenna ports for the transmission scheme. The resulting scaled power is then
`split equally across the antenna ports on which the non-zero PUSCH is transmitted.
`
`UE behaviour
`7.1.1
`If a UE transmits a PUSCH on carrier f of serving cell c using parameter set configuration with index j and PUSCH
`power control adjustment state with index l , the UE shall determine the PUSCH transmission power
`, ),lqj
`
`
`,(,
`P
`i
` in PUSCH transmission period i as
`,PUSCH
`
`cf
`d
`
` [dBm]
`
`
`
`
`
`),(
`i
`)(
`j
`
`f,c
`
`
`
`10
`
`log
`10
`
`2(
`
`
`
`
`M
`
`PUSCH
`RB,
`f,c
`
`))(
`i
`
`
`
`
`
` ,cf
`
`)(
`j
`
`
`
`PL
`
`
`
` ,cf
`
`(
`
`q
`
`d
`
`)
`
`
`
`TF,
`
`f,c
`
`)(
`i
`
`
`
`f
`
`),(
`li
`
`
`
` ,cf
`
`,
`
`
`
` ,cf
`
`P
`CMAX
`P
`O_PUSCH,
`
`
`
`
`
`P
`PUSCH,
`
`f,c
`
`,(
`i
`
`),
`,
`lqj
`d
`
`
`
`min
`
`where,
`
`is the configured UE transmit power defined in [8, TS 38.101] for carrier f of serving cell c in
`)(,cf
`P
`i
` CMAX,
`
`
`PUSCH transmission period i .
`
`-
`
`-
`
`P
`O_PUSCH,
`P
`O_UE_PUSCH
`
`f,c
`
` is a parameter composed of the sum of a component
`
`)( j
`
`1
`,1,0
`...,
`,
`.
` where
`j
`J
`
`)( j
`
`
`
`,
`
`f,c
`
`P
`O_NOMINAL_
`
`
`
`PUSCH,
`
`f,c
`
`
`
`)( j
`
` and a component
`
`3GPP
`
`11
`
`

`

`
`Release 15
`
`
`12
`
`3GPP TS 38.213 V15.0.0 (2017-12)
`
`,
`- For a PUSCH (re)transmission corresponding to a random access response grant,
`0j
`, and
` , where the parameter
`)0(
`0
`)0(
`P
`P
`P
`
`
`
`O_UE_PUSCH
`O_PRE
`O_NOMINAL_
`,
`PUSCH,
`
` ,cf
`_
`3
`f,c
`PREAMBLE
`Msg
`preambleInitialReceivedTargetPower [11, TS 38.321] (for O_PRE
`) and Delta-preamble-msg3 (for
`P
`) are provided by higher layers for carrier f of serving cell c .
`
`
`PREAMBLE
`
`_ Msg
`
`3
`
`1j
`
`,
`
`PUSCH,
`
`- For a PUSCH (re)transmission corresponding to a grant-free configuration or semi-persistent grant,
` is provided by higher layer parameter p0-nominal-pusch-withoutgrant, and
`)1(,cf
`P
`O_NOMINAL_
`
` is provided by higher layer parameter p0-ue-pusch for carrier f of serving cell c .
`P
`O_UE_PUSCH
`
`
`)1(,cf
`
`,
`
`
`
`
`
`...,
`,
`1
`,2
`j  , is provided by higher
`, a
`- For
` value, applicable for all
`JS
`j
`J
`JS
`)(,cf
`P
`j
`
`
`O_NOMINAL_
`PUSCH,
`
`
`layer parameter p0-nominal-pusch-withgrant for each carrier f of serving cell c and a set of
` values are provided by a set of higher layer parameters p0-pusch-alpha-set and a respective
`)(,cf
`P
`j
`O_UE_PUSCH
`,
`
`index by higher layer parameter p0alphasetindex for carrier f of serving cell c where the size of the set is
` and is indicated by higher layer parameter num-p0-alpha-sets.
`2J
`
`-
`
`is the bandwidth of the PUSCH resource assignment expressed in number of resource blocks for
`)(i
`
`PUSCH
`M f,c
`RB,
`PUSCH transmission period i on carrier f of serving cell c and  is defined in [4, TS 38.211].
`
`- For
`,
`j  , a set of
`)1(,cf is provided by higher layer parameter alpha . For
`,
`. For
`1)(,
`JS
`j
`1j
`0j
`cf
` values are provided by a set of higher layer parameters p0-pusch-alpha-set and a respective index by
`)(,
`j
`cf
`higher layer parameter p0alphasetindex for carrier f of serving cell c where the size of the set is
` and is
`2