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`PCT/Fl2018/050006
`International application number:
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`International fil ing date:
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`Document type:
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`Document details:
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`Certified copy of priority document
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`us
`62/442,686
`05 January 2017 (05.01.2017)
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`Date of receipt at the International Bureau :
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`10 January 2018 (10.01.2018)
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`Remark: Priority document subm itted or transmitted to the International Bureau in compl iance with Rule
`17.1(a),(b) or (b-bis)
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`I NTEL LECTUA L PROPERTY
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`CERTIFICATE OF AVAILABILITY OF A CERTIFIED PATENT DOCUMENT IN A
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`Document details: Country/Office: US
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`Filing date: 05 Jan 2017 (05.01.2017)
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`Application number: 62442686
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`2
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`
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`UNITED STATES OEPARTMl!.'.NTOFCOMMERCE
`
`January 10, 2018
`
`THIS IS TO CERTIFY THAT ANNEXED HERETO IS A TRUE COPY FROM
`THE RECORDS OF THE UNITED STATES PATENT AND TRADEMARK
`OFFICE OF THOSE PAPERS OF THE BELOW IDENTIFIED PA TENT
`APPLICATION THAT MET THE REQUIREME TS TO BE GRANTED A
`FILI G DATE U DER 35 USC 111.
`
`APPLICA TIO NUMBER: 62/442,686
`FILING DATE: January 05, 2017
`
`THE COUNTRY CODE AND NUMBER OF YOUR PRIORITY
`APPLICATION, TO BE USED FOR FILING ABROAD U DER THE PARIS
`CONVE TION, IS US62/442,686
`
`Ct.'riilictl by
`
`Under Secrctar~, (If Commerce
`for lntellcch1:il Prnpcrl)·
`mid Oin;ctor of the United States
`Pntcnt and •fradcm:n-k Ofl1cc
`
`3
`
`
`
`Application Data Sheet 37 CFR 1.76
`Title o f Invention I SCALABLE FEEDBACK REPORTING
`
`Attorney Docket Number
`
`Application Number
`
`PTO/AIA/ 14
`US. Patent and Trademar1< Office; U.S. DEPARTMENT OF COMMERCE
`
`059864.02494
`
`The application data sheet is part of the provisional or nonprovisional application for which it is being submitted. The following form contains the
`bibliographic data arranged in a format specified by the United States Patent and Trademark Office as outlined in 37 CFR 1.76.
`This document may be completed electronically and submitted to the Office in electronic format using the Electronic Filing System (EFS) or the document
`may be printed and included in a paper filed application.
`
`Secrecy Order 3 7 CF R 5.2:
`(cid:143) Portions or a II of the application associated with t
`
`is App ication Data Sheet may al I under a Secrecy Order p ursuant to 37
`CFR 5.2 (Paper filers only. Applications t hat fall under Secrecy Order may not be filed elect ronically.)
`
`Inventor Information:
`
`Inventor
`Legal Name
`
`1
`
`Prefix Given Name
`
`Middle Name
`
`Family Name
`
`Suffix
`
`Esa Tapani
`
`Residence Information (Select One)
`
`City
`
`Kempele
`
`TIIROLA
`0 US Residency
`@ Non US Residency
`I Country of Residence
`i
`
`0 Active US Military Service
`I Fl
`
`Malling Address of Inventor:
`
`Add ress 1
`
`Porttikellonkuja 12
`
`Address 2
`
`City
`
`I Kempele
`Postal Code
`
`90450
`
`I State/Province
`Country i
`
`Fl
`
`I OT
`
`Inventor
`Legal Name
`
`2
`
`Prefix Given Name
`
`MlddleName
`
`Family Name
`
`Suffix
`
`Kari
`
`Residence Information (Select One)
`
`City
`
`O ulu
`
`HOOLI
`Juhani
`0 US Residency
`@ Non US Residency Q Active US Military Service
`I Fl
`I Country of Residence
`i
`
`Malllng Address of Inventor:
`
`Add ress 1
`
`Paloniemenranta S C 6
`
`Address 2
`
`City
`
`I Oulu
`Postal Code
`
`I 90540
`
`I State/Province
`I Fl
`I Country i
`
`I OT
`
`All Inventors Must Be Listed - Additional Inventor Information blocks may be generated
`within this form by selecting the Add b utton.
`
`I Add
`
`I
`
`WEB ADS 1.0
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`4
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`
`
`PTO/AIA/14 (08-15)
`Approved for use through 04/30/2017. 0MB 0651--0032
`U5. P3tent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a coll=ion of information unless it contains a valid OMS control number.
`
`Application Data Sheet 37 CFR 1.76
`Title of Invention I SCALABLE FEEDBACK REPORTING
`
`Attorney Docket Number
`
`059864.02494
`
`Application Number
`
`Correspondence Information:
`Enter either Customer Number or complete the Correspondence Information section below.
`For further Information see 37 CFR 1.33(a).
`D An Address Is being provided for the correspondence Information of this appllcatlon.
`Customer Number
`11051
`
`Emall Address
`
`ipgeneraltyc@squirepb.com
`
`Application Information:
`
`Title of the Invention
`
`SCALABLE FEEDBACK REPORTING
`
`Attorney Docket Number
`
`059864.02494
`
`Application Type
`
`Subject Matter
`
`Provisional
`
`Utility
`
`I I Add Email I
`
`I Remove Email I
`
`I Small Entity Status Claimed
`
`(cid:143)
`
`Total Number of Drawing Sheets (if any)
`Filing By Reference:
`Only complete this section when filing an application by reference under 35 U.S.C. 111 (c) and 37 CFR l .57(a). Do not complete this section if
`application papers including a specification and any drawings are being filed. Any domestic benefit or foreign priority information must be
`provided in the appropriate section(s) below (i.e., "Domestic Benefit/National Stage Information· and 'Foreign Priority Information").
`
`I 10
`
`I Suggested Figure for Publication (if any)
`
`I
`
`For the purposes of a filing date under 37 CFR 1.S3(b), the description and any drawings of the present application are replaced by this
`reference to the previously filed application, subject to conditions and requirements of 37 CFR 1.57(a).
`
`Application number of the previously
`filed application
`
`Filing date (YYYY-MM-OD)
`
`Intellectual Property Authority or Country
`
`Publication Information:
`(cid:143)
`Request Early Publication (Fee required at time of Request 37 CFR 1.219)
`Request Not to Publish. I hereby request that the attached application not be published under
`35 U.S.C.
`(cid:143)
`122(b) and certify that the invention disclosed in the attached application has not and will not be the subject of an
`application filed in another country, or under a multilateral international agreement, that requires publication at eighteen
`months after filing.
`
`Representative Information:
`
`Representative information should be provided for all pract1t1oners having a power of attorney in the application. Providing
`this information in the Application Data Sheet does not constitute a power of attorney in the application (see 37 CFR 1.32).
`Either enter Customer Number or complete the Representative Name section below. If both sections are completed the customer Number
`will be used for the Representative Information during processing.
`
`WEB ADS 1.0
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`5
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`
`
`PTO/AIA/14 (08-15)
`Approved for use through 04/30/2017. 0MB 0651--0032
`U5. P3tent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a coll=ion of information unless it contains a valid OMS control number.
`
`Application Data Sheet 37 CFR 1.76
`Title of Invention I SCALABLE FEEDBACK REPORTING
`
`Application Number
`
`Attorney Docket Number
`
`059864.02494
`
`Please Select One:
`
`@ Customer Number
`
`[ Q US Patent Practitioner
`
`[O Limited Recognition (37 CFR 11 .9)
`
`Customer Number
`
`11051
`
`Prefix
`
`Given Name
`
`Middle Name
`
`Family Name
`
`Suffix
`
`Registration Number
`
`Prefix
`
`Given Name
`
`Middle Name
`
`Family Name
`
`Suffix
`
`I Remove I
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`I Remove I
`
`Registration Number
`
`Additional Representative Information blocks may be generated within this form by
`selecting the Add button.
`
`Domestic Benefit/National Stage Information:
`This section allows for the applicant to either claim benefit under 35 U.S.C. 119(e}, 120, 121, 36S(c), or 386(c) or indicate National
`Stage entry from a PCT application. Providing this information in the application data sheet constitutes the specific reference
`required by 35 U.S.C. 119(e) or 120, and 37 CFR 1.78.
`When referring to the current application, please leave the application number blank
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`Application Number
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`Continuity Type
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`Prior Application Number
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`Additional Domestic Benefit/National Stage Data may be generated within this form by
`selecting the Add button.
`
`Foreign Priority Information:
`
`This section allows for the applicant to claim priority to a foreign application. Providing this information in the application data sheet
`constitutes the claim for priority as required by 35 U.S.C. 119(b) and 37 CFR 1.55. When priority is claimed to a foreign application
`that is eligible for retrieval under the priority document exchange program (POX) thJ information will be used by the Office to
`automatically attempt retrieval pursuant to 37 CFR 155(i)(l) and (2). Under the PDX program, applicant bears the ultimate
`responsibility for ensuring that a copy of the foreign application is received by the Office from the participating foreign intellectual
`property office, or a certified copy of the foreign priority application is tiled, within the time period specified in 37 CFR 1.55(g)(1 ).
`
`Application Number
`
`Country'
`
`Filing Date (YYYY-MM-DD)
`
`Access Code\if applicable)
`
`Additional Foreign Priority Data may be generated within this form by selecting the Add
`button.
`
`WEB ADS 1.0
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`6
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`
`
`PTO/AIA/14 (08-15)
`Approved for use through 04/30/2017. 0MB 0651--0032
`U5. P3tent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a coll=ion of information unless it contains a valid OMS control number.
`
`Application Data Sheet 37 CFR 1.76
`Title of Invention I SCALABLE FEEDBACK REPORTING
`
`Application Number
`
`Attorney Docket Number
`
`059864.02494
`
`Statement under 37 CFR 1 .55 or 1.78 for AIA (First Inventor to File) Transition
`Applications
`
`This application (1) claims priority to or the benefit of an application filed before March 16, 2013 and (2) also
`contains, or contained at any t ime, a claim to a cla imed invention that has an effective filing date on or after March
`0 16, 2013.
`NOTE: By providing this statement under 37 CFR 1.55 or 1.78, this application, with a filing date on or after March
`16, 2013, will be examined under the first inventor to file provisions of the AIA.
`
`WEB ADS 1.0
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`7
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`
`
`PTO/AIA/14 (08-15)
`Approved for use through 04/30/2017. 0MB 0651--0032
`U5. P3tent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a coll=ion of information unless it contains a valid OMS control number.
`
`Application Data Sheet 37 CFR 1.76
`Title of Invention I SCALABLE FEEDBACK REPORTING
`
`Application Number
`
`Attorney Docket Number
`
`059864.02494
`
`Authorization or Opt-Out of Authorization to Permit Access:
`
`When this Application Data Sheet is properly signed and filed with the application, applicant has provided written authority to
`permit a participating foreign intellectual property (IP) office access to the instant application-as-filed (see paragraph A in
`subsection 1 below) and the European Patent Office (EPO) access to any search results from the instant application (see
`paragraph Bin subsection 1 below).
`
`Should applicant choose not to provide an authorization identified in subsection 1 below, applicant must ORt-out of the
`authorization by checking the corresponding box A or B or both in subsection 2 below.
`
`NOTE: This section of the Application Data Sheet is ONLY reviewed and processed with the INITIAL filing of an application.
`After the initial filing of an application, an Application Data Sheet cannot be used to provide or rescind authorization for access
`by a foreign IP office(s). Instead, Form PTO/SB/39 or PTO/SB/69 must be used as appropriate.
`
`1. Authorization to Permit Access by a Foreign Intellectual Property Office(s)
`
`A. Priority Document Exchange (PDXl - Unless box A in subsection 2 (opt-out of authorization) is checked, the undersigned
`hereby grants the USPTO authority to provide the European Patent Office (EPO), the Japan Patent Office (JPO), the Korean
`Intellectual Property Office (KIPO), the State Intellectual Property Office of the People's Republic of China (SIPO), the World
`Intellectual Property Organization {WIPO), and any other foreign intellectual property office participating with the USPTO in a
`bilateral or multilateral priority document exchange agreement in which a foreign application claiming priority to the instant
`patent application is filed, access to: ( 1) the instant patent application-as-filed and its related bibliographic data, (2) any foreign
`or domestic application to which priority or benefit is claimed by the instant application and its related bibliographic data, and
`(3) the date offiling of this Authorization. See 37 CFR l .14(h)(1).
`
`8. Search Results from U.S. Annllcatlon to EPO - Unless box B in subsection 2 (opt-out of authorization) is checked, the
`undersigned hereby arants the USPTO authorltv to provide the EPO access to the bibliographic data and search results from
`the instant patent application when a European patent application claiming priority to the instant patent application is filed . See
`37 CFR 1 .14(h)(2).
`
`The applicant is reminded that the EPO's Rule 141 (1) EPC (European Patent Convention) requires applicants to submit a copy of
`search results from the instant application without delay in a European patent application that claims priority to the instant
`application.
`
`2. Opt-Out of Authorizations to Permit Access by a Foreign Intellectual Property Offlce(s)
`
`A. Applicant DOES NOT authorize the USPTO to permit a participating foreign IP office access to the instant
`D application-as-filed. If this box is checked, the US PTO will not be provid ing a participating foreign IP office with any
`documents and information identified in subsection 1 A above.
`
`B. Applicant DOES NOT authorize the USPTO to transmit to the EPO any search results from the instant patent
`D application. If this box is checked, the US PTO will not be providing the EPO with search results from the instant application.
`
`NOTE: Once the application has published or is otherwise publicly available, the USPTO may provide access to the application in
`accordance with 37 CFR 1. 14.
`
`WEB ADS 1.0
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`8
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`
`
`PTO/AIA/14 (08-15)
`Approved for use through 04/30/2017. 0MB 0651--0032
`U5. P3tent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a coll=ion of information unless it contains a valid OMS control number.
`
`Application Data Sheet 37 CFR 1.76
`Title of Invention I SCALABLE FEEDBACK REPORTING
`
`Attorney Docket Number
`
`059864.02494
`
`Application Number
`
`Applicant Information:
`
`Providing assignment information in this section does not substitute for compliance with any requirement of part 3 of Title 37 of CFR
`to have an assignment recorded by the Office.
`
`1
`Applicant
`If the applicant is the inventor (or the remaining joint inventor or inventors under 37 CFR 1.45), this section should not be completed.
`The information t o be provided in this section is the name and address of the legal representative who is the applicant under 37 CFR
`1.43; or the name and address of the assignee, person to whom the inventor is under an obligation to assign the invention, or person
`who otherwise shows sufficient proprietary interest in the matter who is the applicant under 37 CFR 1.46. If the applicant is an
`applicant under 37 CFR 1.46 {assignee, person to whom the inventor is obligated to assign, or person who otherwise shows sufficient
`proprietary interest) together with one or more joint inventors, then the joint inventor or inventors who are also the applicant should be
`identified in thi s sect ion.
`
`I aear I
`lo Joint Inventor
`
`@ Assignee
`
`lo Legal Representative under 3S U.S.C. 117
`10
`
`0 Person to whom the inventor is obligated to assign.
`If applicant is the legal representative, indicate the authority to file the patent application, the inventor is:
`I
`
`Person who shows sufficient proprietary interest
`
`Name of the Deceased or Legally Incapacitated Inventor:
`
`I
`~
`
`Organization Name
`
`If the Applicant is an Organization check here.
`I NOKIA TECHNOLOGIES OY
`Malllng Address Information For Applicant:
`
`Kara port ti 3
`
`Espoo
`
`Address 1
`
`Address2
`
`City
`
`Country I
`
`j Fl
`
`Phone Number
`
`Email Address
`
`I
`
`State/Province
`
`Postal Code
`
`Fax Number
`
`OT
`
`02610
`
`Additional Applicant Data may be generated within this form by selecting the Add button.
`
`WEB ADS 1.0
`
`9
`
`
`
`PTO/AIA/14 (08-15)
`Approved for use through 04/30/2017. 0MB 0651--0032
`U5. P3tent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a coll=ion of information unless it contains a valid OMS control number.
`
`Application Data Sheet 37 CFR 1.76
`Title of Invention I SCALABLE FEEDBACK REPORTING
`
`Application Number
`
`Attorney Docket Number
`
`059864.02494
`
`Assignee Information including Non-Applicant Assignee Information:
`
`Providing assignment information in this section does not substitute for compliance with any requirement of part 3 of Title 37 of
`CFR to have an assignment recorded by the Office.
`
`1
`Assignee
`Complete this section if assignee information, including non-appl icant assignee information, is desired to be included on the patent application
`publication. An assignee-applicant identified in the "Applicant Information" section will appear on the patent application publication as an
`applicant. For an assignee-applicant, complete this section only if identification as an assignee is also desired on the patent application
`publication.
`
`If the Assignee or Non-Applicant Assignee is an Organization check here.
`
`(cid:143)
`
`Prefix
`
`Given Name
`
`Middle Name
`
`Family Name
`
`Suffix
`
`Mailing Address Information For Assignee including Non-Applicant Assignee:
`
`Address 1
`
`Address 2
`
`City
`
`Country i
`
`I
`Phone Number
`
`Email Address
`
`I
`
`State/Province
`
`Postal Code
`
`Fax Number
`
`Additional Assignee or Non-Applicant Assignee Data may be generated within this form by
`selecting the Add button.
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`10
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`
`
`PTO/AIA/14 (08-15)
`Approved for use through 04/30/2017. 0MB 0651--0032
`U5. P3tent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a coll=ion of information unless it contains a valid OMS control number.
`
`Application Data Sheet 37 CFR 1.76
`Title of Invention I SCALABLE FEEDBACK REPORTING
`
`Application Number
`
`Attorney Docket Number
`
`059864.02494
`
`Signature:
`NOTE: This Application Data Sheet must be signed in accordance with 37 CFR 1 .33(b). However, If this Application Data Sheet
`is submitted with the INITIAL filing of the application and either box A or Bis not checked in subsection 2 of the
`H Authorization or Opt-Out of Authorization to Permit Access" section, then this form must also be signed In accordance
`with 37 CFR 1, 14(c).
`This Application Data Sheet must be signed by a patent practitioner ifone or more of the applicants is a Juristic entity (e.
`g .• corporation or association). If the applicant is two or more joint inventors, this form must be signed by a patent practitioner,
`all joint inventors who are the applicant, or one or more joint inventor-applicants who have been given power of attorney (e.g.,
`see US PTO Form PTO/ AIA/81) on behalf of ;111 joint inventor-applicants.
`See 37 CFR 1.4(d) for the manner of making signatures and certifications.
`
`Signature
`
`/Douglas H. Goldhush/
`
`First Name
`
`DouglasH.
`
`I Last Name
`
`[ Goldhush
`
`Date (YYYY-MM-DD)
`
`I Registration Number
`
`33125
`
`Additional Signature may be generated within this form by selecting the Add button.
`
`WEB ADS 1.0
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`11
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`
`
`Doc Code: TR.PROV
`Document Description: Provisional Cover Sheet (SB16)
`
`PTO/SB/16 (11-08)
`Approved for use through 05131/2015 . 0MB 0651-0032
`U.S. Paten1 and Trademark Office: U.S. DEPARTMENT OF COMMERCE
`Under 1he Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid 0MB control number
`Provisional Application for Patent Cover Sheet
`This is a request for filing a PROVISIONAL APPLICATION FOR PATENT under 37 CFR 1.53(c)
`
`lnventor(s)
`
`Inventor 1
`
`Given Name
`
`Middle Name
`
`Family Name
`
`City
`
`State
`
`Fsa Tapani
`
`Inventor 2
`
`Given Name
`
`fari
`
`11
`
`I f11ROLA
`
`lfempele
`
`Middle Name
`
`I ~uhani
`
`Family Name
`
`City
`
`IEoou
`
`l~ulu
`
`11
`
`11
`
`State
`
`All Inventors Must Be Listed -Additional Inventor Information blocks may be
`generated within this form by selecting the Add button .
`
`Title of Invention
`
`~CALABLE FEEDBACK REPORTING
`
`Attorney Docket Number (if applicable)
`
`es9864.02494
`
`Correspondence Address
`
`Direct all correspondence to (select one):
`
`@ The address corresponding to Customer Number
`
`0 Firm or Individual Name
`
`Customer Number
`
`~1051
`
`I Remove I
`Country i
`
`I IFI
`I Remove I
`Country i
`I IFI
`I Add
`
`I
`
`I
`
`I
`
`I
`I
`
`The invention was made by an agency of the United States Government or under a contract with an agency of the United
`States Government.
`• No .
`Yes, the invention was made by an agency of the United States Government. The U.S. Government agency name is:
`Yes, the invention was under a contract with an agency of the United States Government. The name of the U.S.
`Government agency and Government contract number are:
`
`EFS - Web 1.0.1
`
`12
`
`
`
`Doc Code: TR.PROV
`Document Description: Provisional Cover Sheet (S816)
`
`PTO/SB/16 (1 1-08)
`Approved for use through 05131/2015 . 0MB 0651-0032
`U.S. Paten1 and Trademark Office: U.S. DEPARTMENT OF COMMERCE
`Under 1he Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid 0MB control number
`
`Entity Status
`Applicant asserts small entity status under 37 CFR 1.27 or applicant certifies micro entity status under 37 CFR 1.29
`
`0 Applicant asserts small entity status under ".jf Gt-K 1."2.f
`0 Applicant certifies micro entity status under 37 CFR 1.29. Applicant must attach form PTO/SB/1SA or B or equivalent.
`@ No
`
`Warning
`
`Petitioner/applicant is cautioned to avoid submitting personal information in documents filed in a patent application that may
`contribute to identity theft. Personal information such as social security numbers, bank account numbers, or credit card
`numbers (other than a check or cred it card authorization form PT0-2038 submitted for payment purposes) is never required
`by the USPTO to support a petition or an application . If this type of personal information is included in documents submitted
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`Signature
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`(Douglas H. Goldhush/
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`~ouglas H.
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`Eoldhush
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`EFS - Web 1.0.1
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`14
`
`
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`
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`Figure 10
`
`24
`
`
`
`1
`
`TITLE:
`
`Scalable Feedback Rep011ing
`
`BACKGROUND:
`
`Field:
`
`L0001 J Various communication systems may benefit from the appropriate
`
`communication of acknowledgments. For example, various communication
`
`systems, such as New Radio, may benefit from a scalable feedback reporting
`
`in a scenario with dynamically vruying acknowledgment timing.
`
`Description of the Related Art:
`
`(0002] Third generation pattnership project (3GPP) New Radio (NR) physical
`
`layer design has a related 3GPP study item (RP-160671) for which an
`
`objective to identify and develop technology components needed for NR
`
`systems being able to use any spectrum band ranging at least up to l 00 GHz.
`
`The goal is to achieve a single technical framework addressing all usage
`
`scenarios, requirements and deployment scenarios defmed in 3GPP TR
`
`38.913.
`
`BRIEF DESCRIPTION OF THE DRAWINGS:
`
`(0003] For prope